Naga, Besim v Quintell, Philip John
[1984] FCA 161
•13 Jun 1984
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CATCHWORDS
| Appcal | - | adequacy of | award | of damages | - a l l e g e d m i s c a r r i a g e | of |
| trial | - | whether ev idence of | respondents ' medica l wi tnesses |
| - i n c o n s i s t e n t w i t h r e s p o n d e n t s ' c a s e | as | opened and cross- |
| examinat ion | of | a p p e l l a n t ' s w i t n e s s e s | - | e l e m e n t o f s u r p r i s e | - |
| w h e t h e r f a i l u r e | by | r e s p o n d e n t t o p u t t o a p p e l l a n t ' s m e d i c a l |
| w i t n e s s e s m e d i c a l e v i d e n c e t o b e c a l l e d | - | w h e t h e r t r u e j o i n d | er |
| of | i s s u e o n p s y c h i a t r i c a n d o r t h o p a e d i c e v i d e n c e | - | l a w as | t o |
| m i s c a r r i a g e o f | t r i a l | - | f u n c t i o n o f p l e a d i n g s | - | p lead ing | matters |
| r e l a t i n g t o general damages | - need for exchange of medical |
| r e p o r t s i n a c c o r d a n c e w i t h | Supreme Court Rules |
:
| Cross-appeal | - | c o n t r i b u t o r y n e g l i g e n c e | - | spec ia l damages | - |
| amount of | c o s t s af ter o f f e r t o c o n s e n t | t o judgment | - | whe-cher |
| " s p e c i a l r e a s o n s " | for | award ing cos t s | t o a p p e l l a n t a f t e r | offer |
| t o c o n s e n t w h e r e a p p e l l a n t r p c e i v e d | less | than amount of | o f fe r |
I /
| Rules | of | The Supreme Court | of | t h e N o r t h e r n T e r r i t o r y o f A u s t r a l i a |
- 0.26 r.6A, 0 .34 r . 3 0
| BESIM NAGA v . PHILIP J O H N OUINTELL and MARINELAND N.T. | PTY. | LIMITED |
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No. NTG 36 o f 1983
MUIRHEAD, TOOHEY E McGREGOR JJ.
13 JUNE 19811
DARWIN
I
I N THE FDERAL COURT
O F AUWRALlA
NORTHERN TERRITORY O F
AUSTRALIA
DISTRICT REGISTRY
GENERAL DIVISION
ON APPEAL from the Supreme
Court of the Northern Territory
of Australia
B E T W E E N :
BESIM NAGA
Appellant
and
PHILIP JOHN OUINTELL and
MARINELMID N. T. PTY. LIMITED
Respondents
O R D E R
| JUDGES EL-KING ORDER | : Muirhead, Toohey & McGreqor JJ. | ||
| D A E OF ORDER |
|
| MHERE | MADE | : | DARWIN |
| THE | COURT | ORDERS | THAT: |
| I | 1. | The appellant's appeal be dismissed. |
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| 2. | The | appellant pay the respondents' costs | of the |
appeal.
| 3 . | The judgment: of the Supreme Court | of the Northern |
Territory of Australia be varied by providing that
| the respondents pay the appellant's costs | of | the |
| Supreme Court action | up to but not; including | 4 |
| October 1983 and | that | the | appellant | pay | the |
respondents' costs of the action thereafter.
| 4. Otherwise | th | respondents' | cross-appeal | be |
dismissed.
| 5. The | respondents | pay | two | thirds | of the | costs |
| incurred | by | the | appellant | by | reason | of the |
cross-appeal.
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| IN | THE FEDERAL COURT |
| OF AUSTRALIA | 1 | |||
| NORYHERM TERRITORY OF ) | ||||
| AUSTRALIA |
| |||
| DISTRICT REGISTRY | 1 |
| GENERAL | D I V I S I O N | 1 |
| ON APPEAL | f rom the | Supreme Court |
| of | t h e N o r t h e r n T e r r i t o r y | of |
A u s t r a l i a
B E T W E E N :
BESIM NAGA
Appel lan t
and
| PHILIP | J O H N QUINTELL and |
| MARINELAND N. T . PTY. | LIMITED |
Respondent-
| CORAM: | Muirhead, | Toohey | € McGregor JJ. |
| 1 3 June | 1 9 8 4 |
REASONS FOR JUDGMENT
MUIRHEAD J.
| I | have had | the | o p p o r t u n i t y | of | r e a d i n g t h e j u d g m e n t s |
| of M | r | J u s t i c e | Toohey | and | M r | J u s t i c e | McGregor, which upon | t h e |
| i s s u e s w h i c h h a v e a r i s e n i n t h e c o u r s e | of | t h i s Appeal | are | i n |
| s u b s t a n t i a l | a g r e e m e n t , | I | agree | w i t h | t h e | o r d e r s | p r o p o s e d | by |
| Mr | J u s t i c e Toohey. |
| I | c e r t i f y t h a t t h i s | i s a | t r u e c o p y | of |
| the Reasons | for Judgment | h e r e i n of | h i s |
| Honour | M r Jus t ice Muirhead |
A s s o c i a t e
| Dated: 1 3 June 1984 | ! |
IN THE FEDERAL COURT
OF AUSTRALIA
| NORTHERN TERRITORY | OF | No. NTG 36 of 1983 |
| AUSTRALIA |
| . | DISTRICT REGISTRY GENERAL DIVISION |
| ON APPEAL | from the Supreme |
Court of the Northern Territory
of Australia
B E T W E E N :
BESIM NAGA
Appellant
and
| PHILIP JOHN OUINTELL | and |
MARINELAND N.T. PTY. LIMITED
Respondents
| CORFJI: bluirhead, | Toohey & McGregor JJ. |
13 June 1984
REASONS FOR JUDGMENT
TOOHEY J.
On 28 April 1979 the appellant was injured in a motor
| vehicle collision. On | 28 | October 1983, in the Supreme Court | of |
| the Northern Territory, | he was awarded damaqes in the sum | of |
| $18,556.95. |
| The appellant has | appealed against the adequacy of that |
| award. | The respondents have cross-appealed in relation | to the |
| finding of the learned trial Judge that there | was no contributory |
negligence on the part of the appellant and they have also
| appealed on matters of special damages and costs. | I shall deal |
| with the cross-appeal later in these reasons. | |
| Grounds of Appeal |
The appellant's notice of appeal, as filedt challenged
| a number of findings of | the learned trial Judge relating to the |
Injuries he suffered in the collision and the disabilities that resulted therefrom. The appellant also challenged components in the assessment of general damages as "manifestly inadequate".
When the hearing of the appeal began, the appellant
| sought and obtained leave to add additional grounds of appeal. | In |
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effect these grounds contended that. the trial had miscarried in
relation to the medical issues because of the respondents' failure
to notify the appellant in advance of certain matters put forward
in the course of medical evidence called on their behalf and the
failure of the respondents' counsel to cross-examine the appellant
and witnesses called on his behalf in relation to those matters.
| In the result, the appellant contended, he "failed to secure | a |
| fair trial of these issues". |
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| As the appeal emerged, the .appellant's challenge to the judgment of the learned trial Judge | was confined to the matters |
the subject of the added grounds of appeal. Because of the
| importance these grounds assumed, it is necessary | to set them out |
in full and it is necessary to trace in some detail the course the
hearing followed in the Supreme Court. In the applicatlon to
| . | amend the grounds of appeal, the additional grounds were numbered | |
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"13. The trial miscarried in relation 50
the medical issues because of the
| fact | that | the | appellant | did | not |
| receive notice of nor were | h or his |
witnesses cross-examined in relation
t0:-
| (a) | Dr | Shoulder's opinion that the |
| appellant | was | deliberately |
fabricating his symptoms;
| (b) | Dr. Shoulder's opinion that the | |||
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personality disorder;
| (c) Dr Fry's | opinion | that | he |
| absence | of | punctate | lesions |
observable in the appellant's
| left knee was a | factor aiding |
his conclusion that his left
| knee | problems | had | not | been |
| caused | by | the | motor | vehicle |
accldent ;
| (d) | Dr. | Fry's | opinlon | that | he |
| appellant | had | suffered | a |
| further | trauma | or | series | of |
minor traumas to his left knee
| in about late | 1980. |
In the result, the appellant failed to secure a fair trlal of these issues.
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14. In assessing the weiqht, if any, to be attached to the evidence of Dr.
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| Trial Judge failed to attach any significance to the matters set out | ||||||
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Statement of Claim
To understand what took place during the hearing of the
| claim, it is necessary | to | make some reference to the statement of |
| claim as originally pleaded and | as amended from time to time. |
| As | endorsed on the writ of summons, the statement | of |
claim pleaded that the appellant sustained the following injuries:
Fractures to the left sided ribs;
Bruising to the chest;
Concussion;
Tissue lnjury to the right knee;
Loss of menor);
Continual headaches;
Loss of balance;
Pain and suffering."
There was no plea of any residual disability other than
might be inferred from the description of the injuries themselves.
| j | The hearing began in the Supreme Court on | 7 March 1983. |
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| On 3 | March the appellant had obtained an order in chambers | for |
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leave to amend the statement of claim by adding two additional
items of in juries. They were:
"(i) traumatic patellomalacia, meniscal,
laxlty of the medial ligament and
patello-femoral crepitus of the left
knee ;
(j) post-traumatic neurosis."
These were additions of some importance because they
| asserted | residual | disabilities. | The | appeliant | had | originally |
sought, in the chambers application, to add as a particular of
| injury | "pre-frontal | andlor | temporal | lobe | brain | damage". | The |
order for leave to amend the statment of claim did not extend to
this particular, apparently because it was not pressed on behalf
of the appellant.
| When counsel began to open the appellant's case on | 7 |
March, he applied to add as a further particular of injury "(k)
damage to the frontal temporal and limbic cerebral cortex".
Counsel for the respondents objected on the ground that his
instructing solicitor had been given an assurance on the Friday
preceding the commencement of the hearing (which began on a
Monday) that there would be "no allegation of organic brain
| damage". Counsel | for the respondents complained that he had, in |
| the preceding 10 days, | received not less than | 10 medical reports, |
delivery of which was in breach of the requirements as to time in
| 0.34 | r.30 of the Rules | of the Supreme Court | of the Northern |
Territory of Australia.
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6.
Counsel made a further complaint that, although the
| Statement of claim made no reference to | loss of earning capacity, |
| he now understood that such a claim was | to be made. I shall say |
| something more | of this matter later. |
Against the respondents' objection. the application to
add the additional particular of injury was allowed. On 10 March
| the statement of claim vas further amended, | at the instance of the |
| appellant, by adding | as an additlonal particular of injury | " ( k ) |
soft tissue injury to the neck". At the same time the existing
particular ( k ) was deleted, thus removing any allegation of brain
damage.
SequencP of Hearinq
| The hearing occupied 7, 8, 9 and 10 | March 1983 and was |
then adjourned. At the time of the adjournment the appellant had
completed his case which comprised 17 witnesses including Dr.
| James, a | psychiatrist, and Dr. Baddeley, an orthopaedic surgeon. |
| The respondents had called | 4 witnesses, none of whom was | a medical |
| practitioner. |
| The actlon was further heard on | 4 , 5, 6 and 7 October. |
| The respondents called | Dr. Fry and Dr. Shoulder, the persons |
| mentioned in the | additional | grounds | of | appeal, | and | another |
| I | witness. Although Dr. Fry was called first, it was with Dr. |
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Shoulder's evidence that the appellant's argument was mainly
| concerned. | I | shall'therefore consider the implications of his |
| . | testimony before that of.Dr. Fry. |
The Psychiatric Evidence
Although the appellant abandoned any allegation of brain
damage as a result of the collision, there had been since just before the hearing began allegation of post-traumatic neurosis.
| The appellant sought to make good this part oT | his case through |
his own testimony and through a number of witnesses who had known
him for some time and who were able to speak of changes in his
personality since the accident. He also relied upon the evidence
| of a psychiatrist, | Dr. | James, | who | in | the | course | of | his |
examination-in-chief, was asked this question about the appellant:
| "If one assumes that | he had a relatively |
| happy | life, | and | arelatively | well |
| adjusted | personality | prior | to | this |
| accident, | and | that | he | suffered | a |
crushing type injury to the chest which
| involved | two | fractured | ribs, a |
| laceration to the forehead, | a whiplash |
| type injury, and what may | at first have |
appeared to be relatively minor injuries
| , | to both knees, and that subsequent to | |||||
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| depression became apparent for the first | ||||||
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| symptoms?" |
To this Dr. James answered:
"Well, I think that the accident and its
after effects precipitated this neurotic
illness".
| Speaking of the appellant, | Dr. James said: |
| "So he presents | a fairly typical picture |
| of an individual | with | a | depressive |
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neurosis".
| Dr. James | was | cross-examined | at | some | length. | The |
| I | cross-examination did not attack the doctor's conclusion of a depressive neurosis. Rather it directed attention to'a number of disturbing incidents in the appellant's life, including an unhappy | ||
| marriage and a history of problems with a fishing boat on which | |||
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| could result from such difficulties but concluded: |
| ' l . . . | I'm | still perfectly satisfied that |
| the | accident | physical | the | and |
| disabilities caused by | it, are that that |
accident; the emotional shock of the
| accident, then | bemg a sick person and |
having physical disabilities, that that
is enough stress to trigger off; to
precipitate a depressive neurosis".
That line of cross-examination assumed a neurosis but attacked the medical opinion that it was related to the motor
| vehicle collision. | Such an approach was consistent with what |
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counsel for the respondents said in opening:
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“The defendant‘s case 1s further that no
psychiatric disability flows from that cause. namely the subject accident and
| that | the | causes | for | what | is | an |
acknowledged depressive condition on the
part of the plaintiff is to be found in
other areas“.
| Dr. Shoulder was called as a witness on | 4 October 1983, |
| ’ | the first day of the resumed hearing. His report had been made | |||
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| is a lengthy one but, for present purposes, it is enough to refer to these extracts: |
| “1. The report | of | B. Dawson | the |
| Psychologist, | dated 3.4.81. I would |
| disagree substaritlally | with the summary |
| expressed by Mr Dawson. | I | think that |
the results that have been achieved are
| the end result | of | conscious distortion |
| bp Mr Naqa. | ||
| ... |
3. Dr. Raymond James, dated 7.2.83 and
| 25.2.83. | I agree in general with | Dr |
| James factual report of | Mr. Naga‘s early |
| life. | I agree with his opinion that |
there is no evidence for orqanlc damage.
| I disagree | completely | with | his |
assessment of Mr Naga’s genumeness and
degree of disability. ...
| In my opinion Mr Naga | is fabricating, |
deliberately his symptomatology in terms
| of | his | present | distress, | with | the |
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| exception of the symptoms to do | with his |
| l | left lcnee on which | I am not able to |
| 1 | comment. I could | not | support | any |
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contention that he is suffering organic
| ' 1 | brain damage, from any cause at any | |
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| I . | might arise from an accident in 1979 | |
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| speciality". |
It is apparent, from Dr. Shoulder's report that, if
| called | as | a witness, he would not acknowledge any traumatic |
| neurosis in the case of the appellant and indeed that he would express the opinion that the appellant was simply a'malingerer. This would be a radical departure from the respondents' case | as |
| outlined in cross-examination of Dr. James. | counsel | S | opening | and | as | implied | in | the |
| When Dr. Shoulder was called as witness on | 4 October, |
counsel for the respondents elicited his formal qualifications and
| then sought to tender his report of-9 March. | - | Counsel for the |
| zppellant objected on the ground that the opinion proposed | LC be |
given by Dr. Shoulder regarding the appellant was inconsistent
with the respondents' conduct of the litigation to that point. In
particular it was inconsistent with the cross-examination of Dr.
James and statements made by counsel for the respondents during
| his | opening. | Counsel | for | the | appellant | added | that | "in |
| anticipation that Dr. Shoulder would be called | we | have made |
arrangements for Dr. James to return to the Territory for the
purposes of giving rebuttal evidence if this evidence is allowed".
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His Honour commented to counsel for the respondents:
| “...I‘d | be disposed to permit | you to |
tender that report and call evidence
| from Doctor Shoulder, but I | would also |
permit you to tender that report and to
call evidence from Doctor Shoulder, but
I will also be disposed to permit Doctor
James to be recalled“.
Although his Honour did not, in express terms, overrule counsel‘s objection to the tender of Dr. Shoulder’s report,
| clearly it was assumed by counsel that | he had done | so | and the |
report was tendered in evidence through the doctor.
Dr. Shoulder was asked some questions in amplification
of his report an& then the following question was put to him In
examination-in-chief:
| “I think you have come to | a conclusion, |
| yourself, as to | the | nature | of | the |
problem that you see him as suffering
| f r | om? | ” |
This is a question that would not have been asked unless
| counsel | had | some | foreknowledge | of | the | answer. | Dr. | Shoulder |
replied:
| “Yes. My own diagnosis of Mr. | Naga‘s |
| condition is that he has | an inadequate |
personalLty disorder and that coupled
with that he has a tendency to project
onto the outside world, outside beings,
outside bodies, the Flame or cause of
any incident that happened in his life.
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| I thirlk that any event in | a person's |
life who is a repetitive projector is
likely to attract blame for thlngs that
may well be due to something that person
himself has caused; they're unable to
| accept their | own participation, and | I |
| think that | Mr Naga is focusing on | a life |
event and attributing all his life's
problems to that single event".
| Later | the | witness | expressed | the | opinion | that | the |
appellant was in no way incapacitated for work by virtue of any
psychiatric problem. Examination-in-chief concluded late on the
afternoon of 4 October. Counsel for the appellant then asked for
| an adjournment overnight on the ground that | "the thrust of his |
| evidence is quite different from what | I had anticipated | . . . ' I . |
| That adjournment was granted. |
| When the hearing resumed on the morning of | 5 October, |
| counsel for the respondents arose to complain that | at the end of |
| the preceding day he had been handed a copy of | a further report |
| from Dr. James, a report dated | 29 April 1983. | Counsel complained |
| that not only was delivery of the report | so late in the day "a |
flagrant breach of the rules" but that the report had been
| withheld from him | until he had completed the examination-in-chief |
| of the witness | he had called | as to the psychiatric condition of |
| the appellant. | No decision was called for by the court on those |
| matters at remained to be completed. It was completed and cross-examination then took place. | that | stage | as Dr. | Shoulder's | examinatiod-in-chief |
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| including Dr. Shoulder's | opinion | that | he | appellant | was |
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| . deliberately fabricating his symptoms and also his thesis that the | ... |
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| . | for the respondents applied for leave | to further cross-examine the |
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| appellant. | The | basis of the application was that, since the |
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| l i | appellant had given evidence, Dr. Shoulder's report had become |
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| I | available with its allegation of malingering. There was also | |||
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| said to cast doubt on his evidence of limitation of activities. Furthermore, the respondents wished to put to the appellant the | ||||
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| i | there would be no application to recall Dr. James. The hearing |
| Counsel for the appellant | bhen informed his Honour that | , |
| 1 | was adjourned to the following day and | on 6 and 7 October counsel |
| . | made their final addresses. |
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| l | It | is | important | to | see | how, in | relation | to | Dr. |
| Shoulder's testimony, the appellant put | his case that the trial |
| ! | micarried. | In essence it was that until | Dr. Shoulder's report was |
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received by the appellant's legal advrsers, which was after the
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| , I | appellant's case had been completed and the respondents' case had |
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| Shoulder's | evldence | added | an | entlrely | new dimension | to | the |
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| ' ; | hearinq. | It was | the | appellant's | further | complaint | hat, | in | the |
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| ! ! | pmrse | of his evidence-in-chief, Dr. Shoulder developed a | new |
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| ' / | theory | to | explain | the | appellant's | condition, | the | notion | of |
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| ' ! | projective | personality | constituting | an inadequate | personality |
disorder quite unrelated to the accident. In the appellant's
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malingering. The former relates to unconscious thought processes while the latter lnvolves a conscious fabrication.
| In the appellant's submission, the extenc to | vfhich the |
trial miscarried is reflected in the conclusion of the learned
trial judge as follows:
"I accept Dr. Shoulder's opmion that the
| plaintiff | has | deliberately | fabricated |
his symptomatology in the psychological
| area | nd | also |
| that personality leads him to blame anything | his | projective |
or anybody other than himself for things
that go wrong in his life".
| It | is | apparent | that | the | learned | trial | Judqe | was |
persuaded by Dr. Shoulder's evidence to reach these conclusions:
15.
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"His serious depression, if genuine which
| I doubt, | probably | postdated | he |
| collision by more than | 18 months. ... |
| The plaintiff's | lack | of | ability | to |
| concentrate and remember have | no basis |
| in organic brain damage. | I | think he |
| suffered disability in this area for | a |
| shorl; time after the collision but | that, |
| as with other | present | claimed |
| disabilitlzs, | the | effect | the | of |
collision was quite rapidly dissipated
| and that after that he | has exaggerated |
| or fabricated his claimed symptoms. | I |
do not regard his present claims in this
area as genuine".
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| ' l | ' I | It is also apparent that it | was | as a consequence | of |
these findings that his Honour assessed damages for pain and
| suffering at $8,000 and for interference with enjoyment of life | at |
| $5,000, | amounts which would have been unduly modest had the |
| appellant established a. | traumatic neurosis as a result of the |
| accident. | - |
| Equally | his | Honour | ' S | conclusions | that | "Any |
collision-caused loss of earning capacity had dissipated at the
| latest by the end of | 1979 ... I | do not accept that any present |
| loss | of | earning capacity is due to injuries suffered in the |
collision" were a consequence of his rejection of the submission
| ' | that the appellant had suffered and was continuing to suffer a | ||||||||
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1 genuineness of the appellant's complaints.
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| But, the appellant argued. issue | was never truly joined |
| on | . | the medical evidence. Neither the proposition that the |
| appellant | ~ 7 a s deliberately | fabricating | his | symptoms | nor | the |
proposition that sought to explain them in terms of unconscious thought processes was put to the appellant or his witnesses.
| Indeed, argued the appellant, until | Dr. Shoulder gave evidence the |
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| case had proceeded on the clear footinu that the appellant had | an |
| acknowledged neurosis. che only area | of | dispute belng 13hether it |
| was | a result of the motor vehlcle collision in which he | was |
involved.
The Orthopaedic Evidence
| The | additional | grounds | of appeal | made a somewhat |
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comparable complaint concerning the evidence of the orthopaedic
| surgeon, Dr. Fry. | This | matter | did | not | assume | such | large |
proportions in the submission of the appellant's counsel. But, In
| his submission, | Dr. | Fry's opinion that the absence of p.unctate |
| lesions observable in the appellant's left knee | was a | factor |
aiding his conclusion that the left knee problems had not been
caused by the motor vehicle accident. and his further oplnion that
| the appellant had suffered | a further trauma or series of minor |
traumas to his left; knee in about late 1980 were not put to the appellant or his witnesses. lay or medical. "Punctate lesions" I understand to be damage in the form of depressions resembling punctures.
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| At the instance of the appellant's counsel, | Dr. Baddeley |
was recalled. This took place just before Dr. Fry gave evidence.
| Dr. Baddeley's further testimony related | to an arthroscopy he had |
performed on the appellant's left knee since the adjournment in
March. In cross-examinatlon he was asked whether he had observed
| any lesions in the appellant's left knee though, | as I | read the |
| transcript, the expresslon "punctate lesions" | was not put to him. |
| In examination-in-chief Dr. Fry was | asked | what |
significance he attached to the absence of punctate lesions in the
appellant's left knee. He explained that when there PS an injury
to a knee, as a result say of a motor vehicle accident, there will
| very often be damage | to both patella and femur which are in |
| contact. | He said that punctate lesions thus produced are: |
| 'I... | an indication par excellence that |
| there | has been a traumatic contact |
between those 2 surfaces".
In Dr. Fry's view, the absence of such lesions
| ' I . . . | tends to | suggest - | suggest that if |
| there | are | degenerative | changes | or |
changes to the articular surfaces there,
they occurred from other reasons".
| In | my | view | the | evidence | adduced | from | Dr. Fry in | ,' |
evidence-in-chief on the matter of punctate lesions was reasonably
foreshadowed in the cross-examination of Dr. Baddeley. No
complaint was made at the time by the appellant's counsel of the
!
| ... | r - . |
| 1 | evidence-in-chief, | the | wltness | was | extensively | cross-examined | on |
| the matter, and no application was made to recall | Dr. Baddeley. |
There 1 s no justification for concluding that the trial miscarried
| by means of | Dr. Fry's testimony. |
| Dr. Fry's evidence | as to the possibility of a further |
trauma or series of minor traumas arose in this way.
The appellant's brother Sadriya Resulagic was called to
| give | evidence | in | support | of | he | appellant's | claim. | In |
| cross-examination he | was asked about the method | f fiskiin9 used by |
| him and by the appellant. | Thls involved leaning over the edqe of |
| the fishing boat with knees pressed hard against the side | of the |
boat. The witness agreed that this could be "very rough" on the knees though protective clothing was worn.
| Hhen | this | description | was | put | to | Dr. Fry by | the |
| I | respondents' counsel, the witness agreed that it could cause damage to the patello-femoral joint. In cross-examination Dr. Fry explained that. if there were a "lot of minor trauma", there was no reason why punctate lesions should be formed. |
| 1 |
The posslbility of the condition of the appellant's left
knee having been caused by fishing activities should have been put
| to Dr. | Baddeley in cross-examnation. | But it was offered bp Dr. |
Fry only as a possible explanation since he was adamant that the
| motor | vehicle | collision | had | not | been | responsible | for | thc |
condition.
19.
| The | real difference between the opinions of the two |
orthopaedic surgeons lay in the matter of continuity of symptoms.
His Honour put it this way:
"Mr Baddeley says that when degenerative
| the | change | in | patello-femoral |
compartment is caused or exacerbated by
trauma, there is often a symptom free
| period. Mr. | Fry says that this is not |
so and that if degeneratlve change, as
seen by arthroscopy by Mr. Baddeley and
| described | him, | by | caused | is | or |
| contributed to by | a blow to the | knee, |
| the | symptoms | of | pain | are | continuous |
following the trauma".
The evidence showed a period after the accident when the
| appellant, | in | his | Honour's | words, | was | "relatively, | if | not |
| entirely, symptom free in this knee | . . . ' I . |
.-
| The learned trial Judge expresed | his preference for the |
| i | evldence of Dr. Fry over that of Dr. Baddeley without indicating the basis 0; that preference. He concluded that he was not satisfied on the balance of probabilities that "the plaintiff's present left knee condition came about as a result of a blow to the left knee which he received on the occasion of the collision. Mr. Fry may well be right when he suggests that the plaintiff may have suffered a further trauma to his left knee in about December |
| 1980". | |
| I |
| . | .. |
l
20.
Apart from the broad ground of appeal that the trial
miscarried, this conclusion was not challenged before us.
No Joinder of Psvchiatric Evidence?
I
I
| I return | now to the argument that there was no | ~oinder |
I '
| i | of the psychiatric evidence. |
respondents answered the appellant's arguments in
this way. They said that the trial followed a difficult course,
mainly because of belated amendments to the statement of claim and
the late notice the respondents received of many medical reports,
some of which in the end were not tendered nor the authors called.
The allegation of post-traumatic neurosis was added only four days
The
| l | before Lhe hearing and even then a weekend intervened. The | ||||||||
| l | |||||||||
| respondents said that all this placed them under great difficulty | |||||||||
| I | |||||||||
| |||||||||
| medical evldence to be called in answer to the appellant's claim. | |||||||||
| |||||||||
| |||||||||
| number of witnesses called in the appellant's case carried an | |||||||||
| |||||||||
| |||||||||
| I |
| ||||||||
| |||||||||
| |||||||||
| I |
21.
!
I
| I | offered | the appellant’s | counsel | the | opportunity | to | recall | Dr. |
| 1 | l | |||||||
| 1 |
| I | James hut the offer was not availed of. |
| I |
| As to | the | theory | of | projective | personality, | the |
| . | l | ||||||||
|
8 1
| I , |
| departure from anything said by | Dr. Shoulder in his report of 9 |
‘ i
| March 1983. | In any event, said counsel, the likelihood | of some |
I ,
| # | I | such explanation being offered for the appellant’s behaviour was |
| I | ! | to be found in a passage from Dr. Shoulder’s report in which he |
| # | l | |
| I ! | said: | |
| I | I | |
| , i |
“I think that the results that have been
| achieved are the end result | of conscious |
| distortion by | Mr. Naga”. |
| l | The respondents aruued that there had been a clear |
| 1 | joinder of | issue on the psychiatric evidence | as to whather the |
‘ I
| ! | appellant was Incapacitated for work by reason of his psychiatric condition and that, again. the learned trial judge preferred the evidence of the witness called by the respondents to that of the witness called by the appellant. |
It was at the forefront of the respondents’ case in
reply to the appellant that the attack in the original notice of
appeal on various findings made by the learned trial Judge had not
been pursued. Not only that, but the general ground of appeal
that damages were manifestly inadequate was not pressed. In
| consequence, | the | appellant | was | driven | to | making ood | the |
l
| ! |
22.
proposition that the trial had mlscarried, failing which the
appeal must be dismissed.
| I do | not | accept | hat | he | thesis | of | projective |
personality was Implicit in Dr. Shoulder's report or that it was
consistent with the opinlon that the appellant was fabricating his
| symptoms. As mentioned | earlier, | counsel | for | the | respondents |
argued that the reference in the report to "conscious distortion"
indicated that Dr. Shoulder might express the views he did about
| the | appellant's | projective | personality. | This | is | not | so. | As |
| counsel | for | the | appellant | rightly | pointed | out, | conscious |
| distortion | cannot | be | equated | with | a theory | of | personality |
explained in terms of unconscious thought processes.
But while this aspect of Dr. Shoulder's evidence could
| not have been anticipated, the projective personality theory | w2s | i |
| not crucial to his evidence. | The reference in the report | to |
| "conscious distortlon" is synonomous with the later reference | to | I |
the appellant "fabricating, deliberctely his symptomatology". And a reading of his Honour's reasons for judgment shows that it was
| essentially | a rejection of the qenulneness | of the appellant's |
| claim that led to what would otherwise be | a very 1067 award of |
| general damages. | I refer in particular to such language | as "His |
| serious depressxon, if genuine which I doubt", "he has exaggerated | ! |
| or fabricated hls claimed symptoms". "I do not regard his present |
| claims in this area | as genuine". |
!
l
23.
| It was of course open to counsel | for | the appellant to |
point out to the learned trial Judge the inconsistencies in Dr. other reasons thought appropriate, to reject that evidence in
| favour of | Dr. James'. | A | reading of the transcript of his final |
| address suggests that this was done. But | his Honour chose to |
| accept the opinion | (or opinions) of Dr. Shoulder. His decision to |
| do so | was not challenged before us except in so | far as it might |
throw light on the wider proposition that the trial miscarried.
But the appellant further contended that if one put the
| projective personality concept | to one side and focused on the |
notion of deliberate fabrication, there was nonetheless a failure
| by | the | respondents | to | cross-examine | the | appellant | and | the |
| witnesses called by him in such | a way as to alert the appellant's |
| advisers that this | esse would be put against him. |
| In the cross-examination of the appellant, some attacks were made on the credibility of his evidence. It was put | to him |
| that he had fished "more | or | less continuously" between May and |
| September 1979; it was also put to him that in late | 1981 or early |
| 1982 he had | ferried a refrigeration | engineer | between | the |
| appellant's boat and the shore. After the | film was shown to the |
| Court, the respondents obtained leave to recall the appellant and | I |
| cross-examine him on matters shown in the film. | It V70Uld not be |
| right, therefure, to conclude that there was nothing in the |
| cross-examination | of the appellant from which | an attack on the |
24.
genuineness of his claims, as opposed to their origin, might have been anticipated. In saying this, it must be recognised that the further cross-examination of the appellant took place at the end of the hearing.
The appellant called a number of witnesses to speak as
| to changes in | his personality and general outlook following the |
| accident. Some were members | of his family, sone were friends and |
others were persons who had known him through work. The picture that emerged from their evidence was of a change in someone who
| had been a reasonably outgoing and friendly person to | a person who |
seemed depressed .and was given to complaining about his physical
and mental condition.
| The evidence of those witnesses | was | not the subject of |
any extensive cross-examination. Counsel for the appellant was
| entitled to invite | his Honour, | by reason of the content of the |
| evidence of those witnesses and the absence | of any real challenge |
| to it, to | conclude that the appellant had undergone | a substantial |
l
change in personality since the accident. Of course the question
| still remained | - to what extent was the accident responsible | for |
| that change? |
| i | The learned trial Judge did not refer to the evidence | o f |
| the lay witnesses in | his reasons for judq-ment. | It is apparent |
| that he | was unimpressed with the appellant who, | in his Honour's |
| view, "demonstrated whak seemed | o me to be | a selective memory and |
25.
| ... exaggerated many of | his complaints". On the other hand, his |
| Honour placed great reliance upon the evidence | of | Dr. | Shoulder |
that the appellant was fabricating his symptoms and the evidence
of Dr. Fry that the condition of the appellant's left knee was not
brought about by the motor vehicle collision. These views formed
' :
| I , | by his Honour were not challenged before | us except in the context |
| ' , | of the broad submission that the trial had miscarried. |
| Counsel for | the appellant complained that, had he been |
| alerted to | Dr. | Shoulder's theory | of projective personality, he |
| would have directed questions | at the lay witnesses aimed | at |
| rebutting that theory. There is some force | in thls complaint but, |
| at | the same tine, such evidence as | was | elicited from those |
| witnesses | was at variance | with | the | notion | of | a projective |
| personality. | This was a matter his Honour was entitled to take |
| into account. But, | as I have already ssid, it was outweighed | by |
the unfavourable impression the appellant made in Court and the
| great weight his Honour attached | to the evidence of Dr. Shod'der |
| and Dr. Fry. |
| So far | as the notion | of malingering is concerned, the |
| appellant's legal advisers hzd some six months | in | which to |
consider recalling any of the witnesses who had given evidence in March and also to consider what further evidence the Court might
| be asked to receive on that matter. | I do not underestimate the |
| difficulties of | making such decisions in the course | of a hearing |
I
| but the appellant | had the advantage of a long break between March |
| P |
1
26.
| and October | 1983. | After Dr. Shoulder had given evidence, his |
| Honour gave leave to the appellant. to recall Dr. James but | he was |
| not recalled. That is not to be critical | of counsel | for the |
| appellant. They made | an assessment that there was nothing to be |
| gained by recalling Dr. James. | I have | no doubt that | ~7as an |
| . | assessment carefully made but the fact remains that | he | was not |
| recalled and the fact | is that his Honour preferred the evidence | of |
| Dr. Shoulder. | ||
| Miscarriaqe? |
An appellant who seeks to persuade an appeal court, not
, /
| that the trial Judge erred in particular respects but that | in some |
| way the trial miscarried, assumes | a heavy burden. |
| In | McCormack | v. Federal | Commissioner | of | Taxation |
1
| 11978-1979) 143 CLR 284 at p.305 Gibbs J. (as | he then was) |
| commented: |
| "It is of great importance | in the conduct |
of litigation that a litigant should be
| bound, on appeal, by the manner | in whch |
| he, | or his counsel, has conducted the |
proceedings at first instance".
See also b.nerz (Aust.) Ptv. Ltd. V. Hale (1980) 54
8 .
ALJR 378.
| It | is apparent | from McCormack's case itself that the |
| principle may yield | to other considerations such as | the lack of |
I
| any | opportunity | properly | to | assess | the | credibility | of | the |
| I |
| p - . ! | ' |
| appellant. In Mapley | v.. Radial Industries (1982) | 61 FLR 189 a |
majority in the Federal Court allowed an appeal from the Supreme Court of the Northern Territory in a workers' compensation claim
| because the matter had not been properly tried | in | the Supreme |
| Court. | Deane, J., one of the majority, said | at p. 200: |
| "Ultimately, | it | seems | to | me | that | the |
| combination four governs the outcome of this appeal. | f | considerations |
I
have already referred to three of those
| considerations. The first | is that the |
appellant's case, on the question of
| permanence of | loss of use, was never |
| properly put in the Supreme Court. | The |
| second is that the failure properly | to |
put the appellant's case in the Supreme
| Court was the result, to | a significant |
extent, of the unfair manner in which unsatisfactory nature of the evidence in
the respondent's case evolved in the
| the Supreme Court was such | as to lead to |
| the | case | being | determined | not | by |
-- positive findings of relevant questions
of fact but by reference to the onus of
| proof on | the | issue | of whether | the |
| persisting | loss | use | f | of | the |
| appellant's | arms | was | permanent. | The |
| fourth | consideration | is not | truly |
| independent of the first three. | It is |
| seems | it | that | to me that, |
| notwithstanding | the | importance | and |
desirability, from the point of view of both State and litigants, that there be
| finality | In | litigation, | the | overall |
| objectives of justice | under | the | law |
would, in the present case, be best
| served by a matter in the Supreme Court". | complete rehearing of the |
| Earlier in these reasons | I concluded that Dr. Fry's |
evidence could not properly be the subject of complaint by the
| appellant. | "h= proposition that the trial miscarried must, in the |
28.
| end, reva | llve aroun | d th | ,e evldence of | Dr. Shoulder. I do not regard |
Dr. Shoulder's notion of projecLive persorldlity as consistent with
| his | written | opinion | that | he | appellant | was | deliberately |
| fabricating his symptoms. But that was | a | matter which might |
| fairly expose him to cross-examination and | to | comment. His view |
that the appellant was a malingerer had been known to the
appellant's advisers for nearly six months before the resumed
| hearing. Even though the appellant had then concluded | his case, |
| there was, | I | think, by | the airing of | these matters before the |
| learned | trial | Judge, | and | the | recall | of | some | witnesses | an |
| opportunity to meet what was undoubtedly a | new angwer | to the |
| claim arising from Dr. Shoulder's report. It was | a difficult |
trial in many respects, not least by reason of the late exchange
| of | medical reports and the substantial amendments made to the |
| statement of claim | so late in the day. But | I | am not persuaded |
| that the interests of justice require that there should be | a |
| further hearing on the question | of the general damages to which |
| the appellant 1s entitled. |
Once that conclusion is reached, the appellant's appeal
must be dismissed for no reliance was placed upon the original
grounds of appeal.
State of the Pleadinss
| Most if not all | of the difficulties that faced the |
| parties during the hearing of this action | G70Uld have been avoided |
by a proper regard f o r the state of the pleadings and a compliance
1 with
| ||||||||||
| ! |
| The object of pleadings was described by Mr. | F.G. |
!
, I
| Brennan, Q.C. | (as his Honour then was) in "Written Pleadinqs" |
(1975) 12 UWAL Rev. 33 in these words:
"The system is designed to empower the
| parties to | a dispute to state for the |
I
purpose of decision the issue between
| them. It is a bilateral | system. | The |
Court, though interested in the process, assumes no primary responsibility. The
| pleading | is, as it | historically has |
| been, formulated by | a party or his legal |
| i | adviser. If the | formulation | accords |
| with | the | rules, | the | formulation | is |
conclusive. If the formulation offends
| the rules, the Court may exercise | a |
| corrective | power, | though | it | may | not |
reformulate the pleading. The rules are designed to assist in the statement of the issues for decision. This is the
| object of pleadings. It | t7as the object |
under the common law, and the rules
under the Judicature Act were designed
to attain that object more efficiently".
| In the end, pleadings must yield to broad considerations | I |
| of juskice. But the | fact is that the statement of claim in this |
action, as originally formulated, failed to identify what was
later alleged to be the most serious injury sustained by the
| appellant, an injury described | as traumatic neurosis, though this |
| might be said more accurately to be | a condition resulting from |
| in jury. |
| I | |
| l | I |
3 0 .
~
In the area of damages, the statement of claim did no
| l | more than allege injuries and some items of special damages. |
| , | I |
| IITeke was no plea of residual disabilities and | no plea of economic |
loss.
I
!
| I . | I | While ordinarily it is not necessary to quantify the nature of general damages, if a plaintiff proposes to allege that there are special circumstances by reason of which he has | loss in |
| ! |
| suffered | damage | which | would | not | ordinarily | flow | from | the |
| defendant's wrongful | act, | he must plead those circumstances to |
| avoid surprise. | !l%e | matter is well illustrated by Domsalla | v. |
I
| (1969) 3 All E.R. 487, a claim for damages | a5 a result of an |
| industrial accident. At the hearing, it | was said that by reason | of |
i
| l | the accident the plaintiff had been deprived of the opportunity to | ||
| l | set up in Susiness with his father's financial assistance and that | ||
| I | |||
| |||
| I | |||
| I |
| ||
| 1 |
| i | "The statement of claim does not begin to |
suggest anything of the sort. Should it
have done so? In my judgment, it should. Where it is proposed to allege that there are any special circumstances
| . | which will probably lead the plaintiff to sustain in the future losses over and |
| i | l | above those which | in the ordinary way |
| would reasonably be expected | to | f low |
| from the accident, | I hold that those |
1 special circumstances should be pleaded.
i "his duty cannot be neglected simply by
| ||||||
| ! | future: they are therefore part of the general damages and accordingly need not be pleaded'. So to hold would be to ignore the basic object of pleadings, which is, to crystallise the Issues and |
| I ! | i |
| I |
| . | -. . |
31.
| so | enable both parties to prepare | for |
| trial. | and, indeed, to declde whether |
they should go to trlal at all or rather
seek to compromise their differences,
and, if they fail to do that, to gulde
the defendant on the important matter of
payment into Court".
The fact that a defendant may seek particulars or
| interrogate | on matters of | damage as well as. liability does not |
| relieve a plaintiff of the obligation to plead in such | a way as to |
| indicate that there will be | a claim | for deprivation or reduction |
| : i | of loss of earning capacity. In my view, the principle also holds good in relation to the non-financial aspects of general damages where the plaintiff proposes to rely upon disabilities which | |||
| ||||
| suffered. | ||||
| Exchanqe of Medical Reports |
| Again | the | rules | requiring | the | exchange | of medic2.l |
reports well in advance must yield to any particular order made by
| the Court. | But | the | rules | are | designed | to | serve | a valuable |
purpose, to alert the parties to the respective cases to be made
| out, to narrow the areas | of dispute, to enable the parties' legal |
| advisers to assess the evidence | to be led and to permit decisions |
| to be made about compromlse, the maklng of | a payment into Court | or |
I
| of an offer to consent ta judgment and the acceptance of any | such |
| payment or offer. |
| ! | % | 32. |
| I |
It is difficult to resist the feeling that, in the
| present case, had the statement | of claim pleaded at the outset the |
| injuries, disabilities suffered by the appellant and had there been | and | economic | loss said to | have | been |
an exchange of
| medical reports in compliance | with | the rules, the parties would |
| not be before this Court, at | least not to argue for and against |
the proposition that the trial miscarried.
| The respondents | cross-appealed | in | respect | of | three |
matters.
Cross-Appeal : Neqlisence
The first concerned a finding by the learned trial Judge
that there was no negligence on the part of the appellant
| contribaLing to the collision in which | he was injured. |
| The collision occurred at about | 6 pm, in daylight and in |
good weather conditions. The appellant was driving north-west in
| McNinn | Street, | heading | towards | Stuart | Highway. | The | first |
| respondent, who | ~7as | driving in the course of | his employment by the |
second respondent, was travelling south-east in McMinn Street
| intending to turn to his right into Bennett Street. In | his |
| reasons for judgment, the learned trial Judge described Bennett |
| Street | as entering McMinn Street “from the north east forming |
| effectively a | T-junction“. His Honour continued: “the vehicles |
met head on in proximity to the T-junction the north-east side
| .. | !-- |
| I | I | _, | 33 . |
, .
1
| of McMinn Street". | It would seem, having regard to the locality, |
m ,
| that the refererlces to | "north east" should read "north west". |
His Honour accepted the evidence of a police officer who
arrived on the scene shortly after the collision that "the point
of impact between the two vehicles was approximately opposite the
I '
centre line of Bennett Street". The damage to the two vehicles
would suggest that the repondents' vehicle had begun to make its
turn into Bennett Street when the collislon occurred.
| appellant approaching. He did not see any indicator giving a warning of the first respondent's intention to turn into Bennett Street. The | had | seen | the | respondents' | vehicle |
The
| first respondent claimed to have used his indicator | but, havlnq |
| examined the evidence, | his Honour concluded that he was not |
| satlsfied | on | the | balance | of | probabilities | that | "the | turning |
I
indicator 17as operating so as to be seen by the plaintiff if he looked". That conclusion was not challenged before this Court.
Before the Supreme Court and before this Court the
respondents argued that, since the first respondent was travelling
slowly, the appellant should have seen the respondents' vehicle in
| time to do somethlnq to avoid it. | Of | this submission his Honour |
| said: | - |
| "I think that | this puts the plaintiff's |
| duty of care | for his own safety in the |
circumstances too hlgh".
| I | % |
I
34.
I respectfully agree. If the turning indicator was not
| operating, the appellant had no reason | to | suppose that the |
oncoming vehicle intended to turn and he was entitled to assume
that it would continue past him in McMinn Street. Even had the
indicator been operating, the appellant was entitled to assume
that the respondents' vehicle would wait until he had passed
| . | although, no doubt, reasonable care would have demanded some | ||
|
I
| Honour's finding that the indlcator | ~7as not operating, it is |
| unnecessary to pursue this aspect. |
| I | can see no basis upon which to interfere | wlth the |
| learned trlal Judge's conclusion that the appellant was taking | I. |
| reasonable care for his | own | safety and that it was the negligence |
I
of the first respondent that brought about the collision. In my opinion this part of the cross-appeal should be dismissed.
Cross-Appeal : Special Damaqes
It 67as a further ground of cross-appeal that the learned
| trial Judge erred | in awarding the appellant the sum | of $556.85 by |
| .c7ay of | special damages, there belng no evidence before the Court |
| of the nature | of those damages or of the appellant's liability for |
| them. | The amount appears to have been in fact | $556.95. |
35.
| As the appellant's case was concluding on | 10 March 1983, |
his senior counsel said:
| "The | final | evidentiary | matter, | Your |
| Honour, is that | I am instructed that |
| special damages have been agreed | - as to |
| quantity | not as to | liability | - at |
| $556.95". |
Such an arrangement is common enough in personal injury
| claims where liability is an issue. | The items of special damages |
| related to ambulance, hospital and medical fees and the charges | of |
| a physiotherapy clinic. |
In view of the ag-reement reached between counsel, it was
| I | open | to | His | Honour, | once | negligence | had | been | found | against | the |
| ' ! | respondents, to include the items | of | special damages in his |
| judgment. The | respondents | did | not | press | this | part | of the |
cross-appeal with any enthusiasm and in my view it should be
dismissed.
| I | Cross-Appeal : Costs |
The next and last ground of cross-appeal concerned his
| Honour's treatment | of | the costs of the hearing. This ground |
' !
| arose | from an offer | to | consent | to | judgment | filed | by | the |
| respondents in accordance with Order 26 Rule 4A of | the Rules of |
| the Supreme Court of the Northern Territory. |
| I |
r-
| 1 | . | 36. |
| In February 1983 (the date shown in the offer is | 15 |
| February but the Index to the Appeal Book | gives 27 February) the | -. |
| respondents offered | to consent to judgment in the sum of $37,500 |
plus costs to be taxed. Under the relevant rule the appellant had
| 14 days in which to accept the offer. If he failed to do | so and |
recovered less than the amount of the offer, he was liable for
| . | subsequent costs unless the Court held that there were "special | |
|
| i | When | his | Honour | delivered | his | reasons | for | judgment | on | 28 |
| , | I |
| , ) | October 1983, he concluded by saying that "there will'be judgment |
| I | for the plaintiff in the sum of $18,556.95 and costs to be taxed". |
Counsel for the respondents then drew his Honour's
attention to the offer to consent. His Honour expressed the view
| l | that "by operation of law, when the costs come to be fixed, they | |
| I | cut out on that date". The reference to "that date" was a reference to the date of offer of consent to judgment. With | |
| ||
| him, in its terms, entitled the appellant to all the costs of the action. |
Before this Court counsel for the appellant did not seek
to defend the learned trial Judge's comments regarding the rule.
Rather he sought to persuade us that there were "special reasons"
| ~7hy the appellant should have the costs of the hearing. | The |
I
| special reasons offered were twofold - | the nature of appellant's |
I
- . .-
| ' l | c |
| l | ' | *. | . | I |
| ! | 37. |
| psychiatric | condition | which | made | it | difficult | for | him | to |
appreciate the implications of the offer and the element of
| surprise brought about by the evidence of Dr. Shoulder and | Dr. |
| Fry. |
I :
l
' )
| i | Order 26 Rule GA(1) | does | c nfer | not | C u t | h | on | a |
| I | ' | . | discretion in the matter of costs where there has been an offer of | ||||||||||
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| if it had been | so, | no | doubt a | next friend would have been |
| appointed. But he | did submit that, given | his client's psychiatric |
| condition, it was hard for him to assess the reasonableness | of the |
| offer. | In my view this does not constitute "special reasons". |
| I | The acceptance of such an argument would remove a sanctlon which the Sapreme Court Rules have given to defendants. |
| As to the element of surprlse, | I am of the opinion that |
Dr. Shoulder's report dld change the character of the respondents'
!
answer to the appellant's claim for damages and that the provision
of the report and reliance upon it constituted "special reasons"
with'in Order 26 Rule 6A(1). The appellant should have the costs
!
| I | of the action until the receipt of that report and the provision | |||||||||
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| ! ; | , | substantial gap between the receipt of the report and the resumed | ||||||||
| I ' |
| , I | . hearing in October and no doubt during that time work | ~7a5 | done by |
| ' I |
| ' l | the legal advisers on both sides. But in terms of the hearing the report was not available until after the adjournment. It seems to me that, in the circumstances, it would be just that the appellant |
| i | have the costs of the action up to but not including' | 4 October |
| l |
1983 when the hearing resumed and that the respondents should have
the costs thereafter.
| I | Conclusions |
In summary then:
| (1) The appellant's | appeal | should | be | . |
dismissed.
( 2 ) The respondents' appeal on the issue
of liability should be dismissed.
( 3 ) The respondents' appeal on the matter
| special | of | d rnages | should | be |
dismissed.
( 4 ) The respondents' appeal on the matter
| of | costs should | be allowed and the |
judqment of the Supreme Court varied
by awarding the appellant the costs
of the action up to but not including
4 October 1983 and the respondents
the costs of the action thereafter.
| A s to the costs in the Federal Court, | I can see no basis |
| upon which the respondents should be deprived of | their costs of |
| the appeal. They have succeeded in | part | on the cross-appeal but |
| on | a matter which should have been resolved | by referring the |
| learned trial Judae to the relevant Supreme Court rule at | the ime |
| of judgment or immediately thereafter. | They have failed on the |
| other mutters | on which they cross-appealed. Substantial justlce |
| would, I | think, be done by ordering the respondents | to | pay two |
| thirds of | the costs incurred by the appellant | by reason | of the |
cross-appeal.
I certify that this and the thirtyeight
| preceding pages are a true | copy of the |
| Reasons fo r Judgment herein | of his |
| Honour Mr. |
Associate
| ' ! | Dated: l 3 June 1984 |
:
| -. . |
I
| - | I N THE FEDERAL COURT OF AUSTRALIA ) |
. NORTI-iERN TERRITORY @FF_USTRF.LII? )
| ) | No. NTG 36 of 1983 |
| DISTRICT REGISTRY | ) |
| ) |
| GENERAL | DIVlSJON | 1 |
| _- | O N APPEAL FROM THE SUPREME COTJRT | OF THE |
| NORTHERM | TERRITORY |
BETbIEEE :
B S M NAGA
Ap'pellant
AND :
Respondencs
| Rm..SONS | - | FOR | JUPGMEMT | I |
| I |
| ___ | CORAM: | Pluirhead, Tooheg & EcGt-egor JJ. | |
| DATEi |
|
| ECGRECOR J. | This i s | an appea l by SESIM WAOA ( p l a i n t i f f ) aqainsr- |
| p a r t of a | judgment of | the C h i e f | J u s t i c e | of | the Supreme CoL:rr: of |
| the Northern | Tecrir;ory | of Australia given on | 28 Octo jer 1983 I n |
| an | a c t i o n | f o r | damages | f o r | p e r s o n a l | i n j u r l e s | s u f f e r e c ? | hy | The |
L
| p l a i n t i f f | i n a | road a c c i d e n t | on | 28 | A p r i l | 1979 . |
| The plaintiff ' s | clalrn as | o r i g i n a l l y filed | incl.uded a |
F-
L
"
| 2. | I | , |
| Statelnmk of Particulars of Injuries and Special Damages thus | - |
Particulars of Iniuries
| (a) Fractures to the left sided | r l b s . |
| (b) | Bruisinq to the chest. |
(c) Concusslon.
(d) Tissue 1nyn-y to the rlqht knee.
(e) Loss of memory.
(f) Continual headaches.
(g) Loss of balance.
(h) Pain and suffering.
Particulars of SnecTal Damases
| St. Johns Arnbulance | $26.70 |
| Medical Fees: |
| Dr. Yaksich | 90.00 |
Department of Health -
| Hospital | Darwln | 294.00 |
Medical Fees:
| Mr. G. Johnstone | 29.00 |
| Darwin | Physiotherapy | Clinic | 163.00 |
| His Ho!?our entered ~udgment | for the plaincifi in the | sum |
of $18,556.95 Fade up as follows -
Speclal damaqes
Pain and sufferinq
Loss of earning capacity
Loss of enjoyment of life
3 .
| The | plaintlff contended that the learned Chlef Justlce | maQe |
| errors In | estmatlng the last three components | of | the veralct: |
I
| thus the plaintiff recovered less than the amount | to whlch he was |
' l
| ; I | properly entitled. |
There is a cross-appeal by PHILIP JOWN OUINTELL, driver,
(first defendant) and MZRINELAND .T. PTY. LIPlITEI?, owner (second defendant) of the relevant vehicle complaining of certain errors in the decision of the learned Chief Justice In failing to find
| the plaintiff | WRS quilty of | contributory negllgence; Inrludlnq |
| in the verdict the sum of | $556.85 awarded | by way' of speclnl |
| damages, there being, | so it is said, no evidence before Lhe Court |
of the nature thereof or of the defendants' liability therefor;
| and in respect | of an order for costs made at the trial.. |
-
| The negligence may be shortly stated. | facts | relating | to | negligence | and | contrlbutory |
| O n 28 April 1979 the plaintiff ~ 7 ~ s | drivmg northwest In |
| McMinn Street in the Cicy | of Darwin, heading towards the Scuart |
| Hlghway | . | The first defendant was driviny southeast | In McMinn |
| SLreet intendinq | to turn to the right into Bennett Street whlch |
| then formed | a "T" junction with McMinn Street. | That would have |
reqvired the first defendant to turn riqht. across McMlnn Street
| and that portion | of McMinn Street upon which the | plaintiff ~7as |
| travelling | in a northwesterly | directlon. | Accordlng | to | the |
evidence to which the learned Chief Justlce referred, the poinr;
i
4.
| of | Impact between the vehicles was approximately opposite the |
| centre line of Bennett Street: the defendants' vehicle | ~7as | not |
| "cutting the | corner"; and the plaintiff's vehlcle went, | almozt |
| straight along Its oriqlnal path. | His Honour found that the |
first defendant dld not see the plaintiff's vehicle until very
shortly before the impact and the plainclff did not realise cne
| defendants' vehicle had turned until | a | very short tlme before |
| that. His Honour further found | that the plaintiff had previously |
| seen that approachlng on its correct side | vehicle | sone | dlstance | off. | driving | normally | ami |
| of | the road: the next time he |
| saw it it was right in front of | him and the coElision | vas |
| inevitable. | These | findings | were | not | questioned | before | us. |
Judqnent was entered for the plaintiff. However. upon these
| facts, the | leacned Chief Justice posed for himself the questlon |
| as to ~7hlpther the | plaintiff was guilty of contributory negligence |
-
| in falling | to see and to | try | to avoid the defendants' vehlcle |
| after it crucial matter was whether or noc | had | started | to | turn. | Hls | Honour | considered | that | a | I |
| the first defendant had | caused | I |
| l | ||
| I |
to operate Lhe turninq indicator on his vehicle. Though the
| first defendant had said in evidence he had done | so , his Honour | ! . |
| had | doubts | about | this | evidence. | He | said | that | he was not |
satisfied on the balance of probabllities that r,he turnxEu indicator was operating so as to be seen by the plaintiff if he had looked.
The learned Chief Justice, however. dld not regard thls
| as | questlon | the | of | contributory negligence. | He |
r.
5.
| considered further whether even if the turnlng indicator | was not |
operating, the plaintiff might have had no reason to suppose that
the first defendant was going to turn. He decided the plalntiff
| would have had | no reason to suppose that the first defendant | r~as |
| going | to | turn. | He | concluded | that | he should | not | find | the |
plaintiff was guilty of negligence contributins to che occurrence
of the collision.
The grounds of appeal as filed were
| "2. | His Honour the Learned Trial | Judge erred in |
| finding that the degenerative | changes in che |
patello femoral compartment of the Appellant's left knee were nat caused by injuries received
| in a motor vehicle accident | on 28 April | 1579. |
3 . His Honour the Learned Trial Judge erred in
|
?-ppellant's neck and head had dissipated not
|
physiotheraplst during January 1980.
4. HIS Honour the Learned Trlal Judge erred in preferring the evidence of Mr. Fry and Dr. Shoulder to that of Mr. Baddeley or Dr. James respectiveIy where they were in conflict.
| I | 6. |
| 5. | Ills | Honour the Learned Trial Judge erred in |
assessing the extent to which his findings
| with | respect | o | the | Appellant's | medlcal |
| condition should depend | on the Appellant's own |
evidence and credibility.
| 6. | HIS Honour the Learned Trial | Judge erred in |
| finding that the | Plaintiff | deliberately |
| ! | fabricated | his | ymptomology | (sic) | in | the |
| I | psychological area. |
| ' I |
| 7. His Honour | the | Learned | Trlal | Judge |
| misconceived the effect | of the evidence of Dr. |
| Shoulder. |
I
| R. | failing to take into account sufficiently or at all the evidence of the lay witnesses as to |
His Honour the Learned Trial Judge erred in behaviour followlnq the accident.
| 9 . |
| ||
|
inadequate.
| 10. |
| ||
|
| I 1 | I | . | 7. |
is manifestly inadequate.
| 11. | His Honour's finding that rhe Appellant's | loss |
| of earning capacity caused by the injuries | he |
| received in the motor vehicle accident had |
| disslpated at the latest by the end | of 1979 |
| was | against the evidence and the welght of |
evidence.
| 12. His Honour's assessment | of economic loss at |
$5,000 was agalnst the evidence and the weiqht
of evidence and is manifestly inadequate."
| The grounds | of appeal as | filed refer to the detail of |
| the plaintiff's contentions in this appeal. They express, | for |
the most parE. resulcs which in the suhmlssior. of senior counsei
| f o r | the plaintiff flowed frpm the shortcominqs in | the trial. |
Counsel souqht to raise Lhese claims more specifically in amended
| grounds of appeal which the Court | perrnltted to be added after the |
| hearing began. These were | - |
| "13. The trial | miscarried | in | relation | to | the |
| medical issues because | of | the fact that the |
| appellanr: dld not receive notice | of nor vere |
he or his witnesses cross-examined in relation
to: -
| I i | , |
| ! ' |
8.
(a) Dr. Shoulder'r; oplnion that the appellant
| deliberately | was | fabricating | h s |
symptoms :
| (b) Dr. Shoulder's | oplnion | that | the |
| appellant's condition was caused by | an |
| inadequate personallty dlsorder; |
| (c) | Dr. Fry's opinion that the absence of | |||||
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problems had not been caused bp the motor
| ! | vehicle accident: |
| (d) | Dr. Fry's opinion that the appellant had | |
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late 1980.
In the result, the appellant failed to secure a fair trial of these issues.
| 14. In assessing | the | welght, if any, to be |
attached to the evidence of Dr. Shoulder and
Dr. Fry the learned Trial Judge failed -to
| attach any slqnificance | to the matters set out |
| in paragraph 13 hereof." |
| We | have been considerably assisted by the partles' |
9 .
outlines in writlng of their submisslons which were developed by
counsel during argument. The main thrust of the argument offered
| . | by counsel for the plaintiff was that the r-rial miscarrled, for reasons he developed. He said that in reachlng certain findlngs | |||
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| ||||
|
Shoulder's opinion that the plaintiff had deliberately fabricated his symptomatology. Counsel pointed out hat Dr. Shoulder described the plaintiff as having an inadequate 'personality
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| with hls earlier expressed views that the plaintifi was a | ||||||
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| medlco-legal definltlons: that the findings of the crnl Judge were "tainted" by a misapprehension of Dr. Shoulder's evidence. He referred to Federal Commissioner of Tasar-ion v. Nixon | ||||||
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|
"....if genuine which I doubt, prohably postdeted
| the colllslor! | by more than l& months. | 'I |
10.
| T h i s | opi~ion | was apparently based on something the plaintlif Inay |
| have said to a psychiatrist, Dr. McGregor. | I shall refer to this |
| later. | These | findings, | counsel | for | the | plaintlff | said, |
l '
I
| I | overlooked a substantial body of lay evidence to the contrary to |
| , I | which the trial Judge made no reference, thus contributing | to his |
!
| l | misapprehension of the effect of Dr. Shoulder's evidence. | He |
| submitted that the plaintiff had failed to obtaln | a fair trial of |
| the issues relating | to hls medical condition. This failure, he |
| argued, was | the result of the course which the proceedings took |
| and, in | partlcular, | the | fact | that | neither | of | the | theories |
| advanced by Dr. Shoulder to esplaln the plaintiff's condition | was |
| put in cross-exammation to the psychiatrist | who gave evidence In |
| the plaintlff's case. | He cited Browne v. Ounn | (1894) 6 R.67; |
| Allied Pastoral Holdincrs Ptv. Ltd. | v. Commlssloner of Tasatlon |
| (1983) 1 N.S.W.L.R. | 1. | He referred to the findjng of | the learned |
i
Chief Justice that the plaintiff's left knee conditlon was not
:
| caused by the accident. Implicit in this findlng, | so he said, | was |
| an acceptance of the "hypothesis" advanced by | Mr. Fry that | an |
| event just plalntiff's condition; yet thls hypothesis was not put to the | prior | to | January | 1981 was | responsible | for | the |
| plaintiff in cross-examination: nor | was there any evidence of |
| it. He the absence of punctate lesions in coming | referred to the evldence of Mr. | Fry who had relled u?on |
| to his opinlon chat the |
plaintiff's left knee condition was not caused by the accident. Their absence v7as regarded as siqnificanc by Mr. Fry but this wa.s
| not | put | by | defendants' | counsel | In | cross-examination | to | the |
| orthopaedic | specialist | called | in | the | plaintiff's | case. | Ye |
-
11.
| submitted | t,hat. these omlssions materially reduced the welghc |
| which might have been attached to the evidence | of the witnesses |
called in the defendants' case: that this was overlooked by the trlal Judge and thus contributed to the plaintiff having falled to secure a fair trial on medical issues. He said. he did not seek to arque that individual components vlnich made up the total
| award | of | damaqes were, on the materlal which the trial Judgs |
| accepced, inadequate; rather, the plaintiff sought | a nec7 trial |
| on the Issue | of damages generally. |
| Counsel | for | the | defendants | referred | fiist | to | the |
| cross-appeal. | He submitted the learned trial Judge should have |
| found that the plaintiff by | hls Otjn necligence had contributed | to |
| the collision. | Counsel said, upon | the | evldence, | the first |
| defendant | had | not | Seen | "cuttinq" | the | comer: the plaintiff |
2 2 .
symptoms with his left knee. That's his opinion:
tins man is an out and out malingerer.
| After the tender of these | documents, Dr. Shoulder was called. His |
| report of | 9 March 1983 b7as tendered. Counsel for the | plaintiff |
I
said -
| "I'd like | to formally objecc to it, your Honour. |
| The report as | I've already said, concludes chat Mr |
Naga is fabricating deliberacely sympcomatoloqy In terms of hls present distress with the exception of
| the sympcoms to do wlth | nis left knee on which I | am |
| not able to comment. Your Honour | wlll recall that |
| as | part | of | the | plaintiff's | case | he | called | a |
| speciallst | psychiatrist | from | Queensland, | a Dr. |
| James: he gave fairly extensive evidence | *and it |
| was never for | a moment suggested | to him that the |
plalntiff was fabricating, deliberately or otherwise, his symptomatology. It was never put to
| the | plaintiff | that | he was | fabricating |
| I | deliherately.. | . . : | the case v7as not conductc-i on |
| that basis | ac a l l . | Indeed, the basls upon | which |
the case was conducted 1 s best reflected in ny learned frlend's openir?g words at page 389 of che
| transcript where he | ?=id chis, in ahout the middle |
| of the page : |
| "The | defendants' | case | is | further | that- | no |
psychiatric disability flows frorn that C?.UZP,
| namely | the | subject | accident | and | that | the |
| causes for c7hat | 1s an acknowledged deFresslve |
| condition on che par; of the plaintiff | 1 s eo |
| be | found | in | ocher | areas. | The Kelvinacor |
problem, financlal stresses, press from cne NTDC over beinq sued, poor returns from
| fishing, famlly problems and the | loss of the |
| boat which | ----" |
| and so on. Thot's the basls upon vhich I object to it I hsve to sap this, of course, that | in |
anticipation that Br- Shoulder would be called we have made arrangements for Dr. James to return to the Territory for the purposes of giving rehuttal
| evidence | if | thls | evidence | 1s allowed, and | the |
| airline pilots strike permltting ne | %ill1 | 59 here, |
| we hope, on Thursday afternoon. He had in fact | set |
| aside the veek for the purpose | oi coming to Darwin |
to give evldence in this casc."
Counsel for the defendants nade varlocls submissions in reply eo
2 3 .
| this | objection, | includlng | that | "we" had | not | received | the |
| (Shoulder) | report | when | he made | his | opening | address. | Atter |
argument, his Honour admltted the report into evldence. He said
| that he would allow counsel to call evidence from Dr. Shoulder and would be disposed to permit Dr. James | CO | be recalled. |
| Defendants' counsel In remarks indicated that | he had not the |
| Shoulder report when | he cross-examined the plaintiff and Dr. |
| James. Dr. Shoulder then gave evidence Including | - |
"I think you have come to a conclusion, yourself,
| ' I | as to the nature of the problem that you see him as suffering from?----Yes. My own diagnosis of Mr | |||
| ||||
| ||||
| ||||
| ||||
| seem to be two dlfferent walrs t'nat people nandle a problem when it arises. which of course 1 s not totally one way or the other. It's a spectruy: buc | ||||
| ||||
| ||||
| such that people may even quite believe chat tiney've commtted some sln wn~nlch thelr peers 170uld | ||||
| ||||
| ||||
| ||||
| ||||
| that can be seen throughout a person's life." |
| He | vas | asked whether his conclusion that the plaintiff was |
| fabricating | deliberately | was | mconsistent with | the | above | I |
| i |
| conclusion which he had lust drawn. He said "No." I note that | ! |
| these questions and answers were given | without objection | by |
| plalntiff's | counsel. | At | he | conclusion | of | Dr. | Shoulder's |
~
| evldence-In-chief, there being stlll half | an | hour left of the |
| ordlnary hearing time, counsel for the plaintiff asked | f o r an |
I
24.
adjournment until the nest day upon the basis that the thrust of
| Dr. Shoulder's evidence | was quite different from what had been |
anticipated. That adjournment was granted.
| On the resumption on dcfendants referred to a matter which had come | 5 | October 1983 counsel for the |
to hxs notice wlth
| some "horror and concern", | viz. that it had been foreshadowed the |
| plaintiff miqht recall Dr. James; and | he had. been given | a copy of |
| a further report dated | 29 April 1983 from | Dr. James for t,he first |
| tune the previous night. Counsel coaplained of the failure | to |
| disclose this report earller. | He referred to Order | 34 Rule l1 |
| (1) and | to the report having been in existence for four months, |
| l | and withheld | - |
| 'I.. .until | after | I | completed | had |
my
exanlination-in-chief of my psychiatric witness.
Counsel sought to ask further questior.s in chlef of Dr. Shoulder. Thls ~7 ,353 not objected to and was permitted by the learned trlal
Judge.
Dr. Shoulder 67as extensively cross-examined including
upon the subject of the plaintiff's walingering and projectlon.
Counsel for the defendants sought to cross-examine further the
| plaintiff as | to an alleged earlier accident and a film taken of |
| him. | That | application | was opposed. | So far as the |
| cross-examination might relate to malingering which might | be |
| discerned on the | film, | counsel | for | the | plaintiff | asked |
| rhetorically t7hy the alleged malingering had not been | put to the |
2 5 .
| plaintiff at the last hearing; | he submitted also thls should |
| have been put to | D;. James. | His Honour sald that he did nor: |
| . quite understand that it should have been put | to Dr. James and he |
did not accept that submlsslon.
| Counsel f o r the plaintiff adverted tc the possibility | of |
| recalling | Dr. James but considered he would | do no more than |
disagree with Dr. Shoulder's report. Later he stated that it had been decided not to recall Dr. James and for the reason he had
| stated; though | I note counsel's earlier statement quoted above |
| that there had been some arrangement to recall hlm. | I am aware |
that if recalled Dr. James would have had to come from Brisbane.
| His Honour | gave leave for the plantiff to be recalled |
| to be cross-examined. | H e 572s | recalled 01 5 | October. | H e vas |
| cross-examlned about what the film (referred to above) ssor~ed | and |
| also about a mocor vehicle accident sald | to have occurred between |
| 1969 and 1975. After | the | showing | of | the | f i l a | ancl | r : ? ~ |
cross-examination. the plaintiff vas re-examined very shortly,
| b u t only upon the questlon of what the film had shown. | ??OllobJin7 |
| that, on 6 October 1983 | , defendants' counsel announced he would |
| not be recalllng Mr. | Fry | ; and that he understood | plaintiff would |
| not seek to recall Mr. | Fry. The evldence | then | closed | and |
| addresses beqan. |
| I | shall assume | for the purpose of this decision | chat |
| this Court in its appellate jurisdictlon has pover to grant | a new |
n
| Counsel for | the plaintiff submitted that the trial had |
| I | miscarried because the learned trlal Judge had not had the |
| ' I | advantage of hearing adequate cross-examination of two witnesses, | ||
| |||
| plaintlff's case. He relied on Browme v. Dunn (supra) CO which I refer later. This declsion. which was an appeal ln respect of a jury trial, 1 s regarded as of great iaportance In the conduct of litigation in our courts where the adversary system operatss. | |||
| However. the "rule" in Browne v. DunG 1s subject to limitations. |
I
| It is oi more importance in a lury trlal than it is where | factml | ! |
| issues ere declded by a single Judge, ad]ournments may be | s o w h c |
| and granted, and witnesses recalled. |
| Counsel | for | the | defendants | maintained | that | he | had | I |
| sufficiently cross-examined | Mr. Baddeley in the relevant' sense. |
He referred to the evidence.
On this aspect of the case ighich I propose to c o n s i d e r
| first I | do not find it necessary to refer further to counsels' | ||
| argurents | . | ||
|
sufficlent to cause the relevant deterioration. there would have
2 7 .
been observable punctate lesions in the plaintlff's knee; that
| having regard | to the arthroscopy performed by i4r. | Baddeley, he |
| was able to say there were no such lesions. i$r. | Fry's opinions. |
on my reading of the transcript, did not depend finally on the
| presence o r | absence of punctate | ("a word . . . suggestive of |
| shape | ... a small area") lesions. | He did not agree that the motor |
| vehicle accident as | a cause of arthritic changes In the left knee |
| could probably he ruled out only because | of | the absence | of |
| punctate lesions but, as he said, - |
"I thought it could be ruled out altogether Fecause
- as a result of no slgnificanc symptoms occurring
| at the time, | and punctate lesions being at that |
| staqe, was | one example of it." |
Further, Hr. Fry said that had there been such an inlury there would have been a history oi continuing problems witn that knee
| from the time of che | initial | trauma | before | the | kr?ee's |
| deterioration ~7as marked: whereas | Mr. Baddeleg's evidence was |
| consistent vith there belng a period | of some trlenty months | of |
| remission as opposed CO continuous pain. |
| learned Chief Justice slnce Mr. Baddeley did not refer to the presence | was | entitled to infer tnat |
l k c
of punctate
lesions (in fact rather mdicaced there were none) and attributed
| the deterioration | to | the injury, that Mr. Baddeley must have |
| considered that punctate lesions | or | their presence were not |
essential to his diagnosis. It was to be inferred that had he
been asked specifically therefore in cross-examination a question
relatinq to thelr presence. he would have said that the absence
| l | 28. |
of punctate leslons did not rule out a causal conncction between
| the trauma in | 1979 and the subsequent deterioration. Nor am | I |
| satisfied | that | defendants' | counsel | did | fail | relevantly | to |
cross-examine Mr. Baddeley or that the latter was not given an opportunity to refer to the significance of the lack of sucn lesions. Mr. Baddeley agreed In cross-examination that in his
| latest arthroscopy he had esamined | the femoral condyles. | His |
| answers thereafter were to the effect | that he did not crbserve |
| anything more problems with the medial femoral condyle". | than | degenerative | changes | and | "oniy | minlmal |
He was asked if there
| ! | were any punctate lesions in | the femoral condples. His answer |
?as in the negative and, later, he stated that the only lesions he observed in -the femoral cond;rles ~7ere generalised. !.?oreover, Mr. Baddeley, whose address was given in evidence as at Darwin,
I
| ' | I |
| could | have | been | recalled | if | it | were | thought | necessary | OL- |
| advantageous | and | asked | to | c mment | speclfically | on | the |
| significance of | the absence of these lesions In determlnlng t h e |
I
| cause of the condicion he found. This would have achieved | z;he |
| specificity which plaintiff's counsel implied was necessary to |
| raise | the | appropriate | issue. | A readinq of the transcript |
| suggests a | great deal of weight was attached by Mr. | Fry to the |
absence of continuation of symptoms immedlatelp following the
| motor | accident. I notlce | that | in | submissions | to | the | Chlef |
| Justice, counsel for the plaintiff appeared to have accepted | an |
issue from hls Honour as to thls matter. His Honour put it, to counsel for the plaintiff that the thrust of Mr. Fry's evidence 17as that whatever condition the plaintiff now had, it could not
I
I
i
2 9 .
| have occurrcd from the collision becallse otherwise there | G70Uld |
not have been the pain free interval of time. Counsel accepted
that as being the "real nub of the issue". This sublect had been
| fully explored by him | wlth Mr. Fry. |
I
| The rather more | important | issue to the plaintiff | on |
I
| this appeal, as | I gather from his submission as I understand it, |
| l | concerns | |||||
|
'The plalntlff's case
| is that the former | ~7as | related to the collision: the defendants' |
| case is that the plaintiff fabricated | his symptomatology or was | a |
| malingerer in the sense used by Dr. | Shoulder, | or | that any |
| depression was related to other external causes. Further. he | wzs |
| said to have an inadequate personalltg, being | the type of person |
| 17hO | blamed events exterior | to himself for misfortunes. | Dr. |
Shoulder said the malingering and inadequate personality were not inconsistent. It is correct that these expressions of oplnion
| were not put to Dr. James. Yet it is | to be rememhered that the |
| clalla | of | post-traumatic neurosis had been put forward on the |
| plaintxff's | behalf | only | some | four | days | before | the | hearinq |
| connenced and psychiatrist on behalf of the defendants, that witness's Medlcal | that | although | he had | been | examlned | by a |
| report vas not then available. It would have | been, therefore, |
not possible for the defendants' counsel to cross-examine the
| plaintiff's | wltness on the | material | later | appearing | in | the |
Shoulder report or as to hls virra voce evidence. The plaintiff's
| counsel further submitted that there | was an inconslstency betveen |
30.
| the | assertion on the | one | hand | that | the | plaintiff was a |
| malingerer, consciously fabricatlng symptoms and, | on the other, |
| the assertion that he had | the unconscious tendency or practlce |
| always to himself. Dr. Shoulder | attribute hls misfortunes to events | exterior to |
| did | not | accept | that | there | was | an |
| inconslstency In these assertions. | I | do | not agree that the |
| evldence establishes or that the allegation | 1 s that projectlon, |
| or plaintiff's projection, 1s essentially or wholly unconscious. | .. |
The plaintiff's advisers considered and had che opportunlty, it
would appear, to call Dr. James in reply to the defendants' case.
The earlier quoted words of counsel indicate chat it was decldsd
| during the hearing not to do | s o . | I do not suggest tnat thls | r - j a s |
| a wrong decision. | Presunl?&whly, | Dr. James, havlnq reqara to ~ h ? |
| clear-cut manner in | whhlch his evldence appears. would have |
| adhered to his previous opln2m; thus chere wmld have beer: a | ! |
| conflict, as the learned | Chef Justlce acceFted, becween che |
| psychiatrists. | If, on the other hand. Dr. James | on recall had |
I
| agreed with plaintiff's case in chis area would thereby have been | the | opinions | expressed | by | Dr. | Shoulder, | the |
dminished.
| I notice Dr. James accepted in evidence that there | may have been |
| some kind of | conscious exaggeration by the plaintiff of symptoms; |
| presumably he regarded | this | as | not | inconsistent | with |
| post-traumatic neurosis developlng from the injury; | so | he was |
| not denying some form of | c7hac might be descrlbed | as fabrication; |
| but rather treating this | a s part, perhaps a manifestation, of the |
accident-induced neurosis.
I
31.
| In my | view | the | competing | testimony | of | these | two |
| psychiatrists established | a clear enouqh issue and | hls Honour was |
. entitled to choose between their testimony as he did.
| I | As indicated earlier. counsel for the plaintiff placed |
| much rellance on Browne v. Dunn (supra). One aspect | of whac it |
| decided | 1 s | referred to In the speech of Lord Herschell | at |
pp.70-71 thus -
"Now. my Lords, I cannot help saying that it seems
| to me to be absolutely essentlal | to che proper |
conduct of a cause, where it is Intended to suggest
| that a wltness 1s not speaking the truth on | a |
| pzrticular point, to direct hls | atcencion to the |
| fact by some questions put | in | cross-examinatlon |
| shomng | that that Imputation is intended to be |
made. and not to take hls evidence and pass It by
| a5 a matter altogether Unchallenged, and | then, when |
| it is impossible for h m to explaln, | as serhaps he |
might have been able to do if such questions had
| been put | to him, the circumstances which it is |
| sugqested indlcace that the story | he tells ought |
not to be believed, to argue Lhat he is a witness
| unworthy of credit. | My Lords. | I have always |
understood that If you intend to impeach a witness
| you are bound. whllst he is | in the box, to give him |
an opportunity of naking any explanation which is
| op?n to hlm; and, | as it seems to | me, that is not |
only a rule of professlonal practice in the conduct
of a case, but is essentlal to fair play and fair dealing with wltnesses.
| In | the instant case It was | not | suuqested that che |
| medical witnesses called | to give evidence | in the plaintlff's case |
| speakinq unchallenged. If Mr. Baddeley was not | the | truth: | nor was | their | evldencc |
| were | not |
fully cross-examined ir;
| was because counsel for the defendants | vas | not in possession | of |
| material | he later received. Lord Halsbury in Browne | v. Dunn |
| (supra) (pp.76-77) refers to the faiiure to give witnesses | "an |
3 2 .
| opportunity of explanation and | .... | to defend their | oxm character." |
| Counsel | here | could | hardly | glve | an opportunlty | to | explain |
| something of which | he himself had not been Instructed; and no |
| question of the character | of medical witnesses arose | ar; any |
| stage. Authorities which have referred to Browne | v. | Dunn and |
I
| underline its place in our procedures | are collected | In Aliled |
Pastoral Holdinas Pty. Ltd. v. Commissioner of Taxation (supra).
I
| What Browne v. nunn decided | 1s referred to by Newton | J. in |
| Bulstrode v. Trdmble (1970) V.R. 860 (Bulstrode) at | p.846 - |
I
| "The rule in Browne v. Dunn | has, in my opinison, | two |
| aspects. |
| In its first aspect the rule | in Rrowne v. Dunn is a |
I
| I | rule of practlce or procedure desigfied | to achieve |
| 8 | 1 | fairness to witnesses an?. a fair trial between the | |||
| |||||
|
| It h+: | been summarlsed jn | Cross on Evidence 2nd Australian |
| editFon (1979) at | p.245 - |
| "Any matter upon | wh~ch | it is oroposed to contrad3.ct |
I
the evidence-in-chief given bp the witness musc
| nuz-mally be put to him | so that ?le map have | an |
| opportunity of explainins | the contradiction, and |
| fallure to 60 | this be held to imply acceptance |
| of | the | evidence-in-chief. | It may | be | that | In |
| jurisdictions | wh~ch permit evidence in rebuttal |
| liberally, | this | rule | will | be applied | less |
| strictly. | . . " |
(underlining is mine).
I note that Newton J., in Bulstrode at p.847, referred
to the possibility of remedying the situation, where the "rule"
has been breached. by recallinq witnesses.
R -
33 .
| In the instant case it wds rlot "proposed" to contradict the evidence of Dr. James and Mr. Baddeley. | In the case of the |
| first, the second, Mr. Fry's evidence relied upon Mr. Baddeley's evidence | appropriate | material | was | not | available: | in | the |
as
| to the absence | of | punctate lesions. This vas not | a situatlon |
where these matters could "normally" have been put. The fallure
to do so did not imply acceptance. However, I do not accept
there was a failure to cross-examine Mr. Baddeley relevantly.
There remains one further submisslon by plalnciff's
| counsel i.e. that the Chief Justice ignored the evidence of | lay |
| witnesses. | I do | not agree as contended that this has been made |
| out. (cf. Lord Simonds, Natt or | Thomzs v. | Thomas (supra) at |
p.492). The Chief Justice finally decided that tiie defendants' medical evidence was preferable to that cblled on behalf of the
| plaintiff, as he was entitled to do. | I have r~ondered whether the |
learned Chief Justice drew more from the repark said to have been
| made to Dr. McGregor than he should have done. | I have referred |
| t@ this earlier. It | 1 s possible to infer | t'nac | his Honou'r | found |
| from this expressed, | remark | some | support | for | hls view, tentatively |
| that | he | plaintiff's | depression | post-dated | che |
| collision by more than | 18 months. However, such consideraclops |
| bear | upon the weight to be attached to the varlous areas | oi |
evidence. Nor is this a case where one thing was taken to be the question to be determined by a jury (or Court deciding factual
issues) and afterwards raislng another qdestlon. At all times
| the case for the defendants | was that the condlclon of depression |
| I | . |
I
34.
| suffered by the plamtiff wa5 | not | causally | rclatcd | to | rhe |
| collision; in | fact, defendants' counsel said in his openlnq |
| (which I have | set | out | in | part | earller) | that | although | the |
| condition of | depression was accepted, it | v7as | to be explained by |
| reference | to | other | areas, | meaning, | perhaps, | the | plaintiff's |
various misfortunes. Two other matters, as it eventuated, were the assertion that the plaintiff was a mallnqerer of which s01p.e notice, though not in tlme to be used when Dr. James was belnq
| cross-examined, | was | given | by | providing | a report: | and | the |
assertion as to an inadequate personality of which no notlce wa5 given; but viva voce evldence concerning it was admitted wlchout- oblection. A factor which affected his Honour's assessment of
| damaqes was, clearly, his unfavourable view | of the plaintiff a s 2 |
| witness. | So the Shoulder evidence | 17as more acceptable tcj hls |
| Honour: it coincided with his Honour's own estimation | of the |
| ! | plaintiff, a | task which was, of course, most signifxcant in the |
| assessment he | made &S to the varlous coaponents of the darnages |
| award. |
| Counsel referred to Precision Plastics | Ptv. Ltd. v. |
Demlr (1974-1975) 132 C.L.R. 362 (Precision Plastics) per Glb3s J. at p.370. It appeared that in a jury trial a plaintiff had
| wished tn establish how lonq she proposed | to remain in employment |
| if | she had not received her injuries, this being relevant and |
| adrnissible evidence upon the question | of impairment of earnlng |
| capacity. She answered | - |
i
.
35.
"Until the age of fifty-five years old. Of course, until r:he last day until I died I llke to work as far as work is concerned."
| . There was | no cross-exaainatlon upon this answer. Gibbs | J. sald |
at pp.370-371 -
| "If it had been intended to suggest that she | 1.7as |
| not | speaking | the | truth | she | should | have | been |
cross-examined on this matter so that she might
have had an opportunity of explanatlon (cf. Browne
| v. Dunn | (1893) 6 R.67, at pp.76-77). but she | ~,7as |
| not in fact cross-examined | on her answer." |
He commented that the plamtiff's evidence that she intended m
| i | work until she reached the age of fifty-five was nor: innerently incredlble; in his opinion the jury, acizinq reasbnably, were bound to accept her evidence, uncontradicted and unchallenged in | |
| cross-examination, thtrt she had the present intentlon of working | ||
|
-
| I note that in thls case Ste>hen | J. agreed with the |
| decision of Gibbs | J. for the reasons stated in it: | however, |
| Barwick C.J. dissented, McTiernan J. founded himself upon | a |
| different aspect of the material | as di& Murphy J.: | though Murpny |
| J. did say that he agreed "generally with the observations on | the |
| verdict" made by Gibbs J. | In Precision Plastlcs the person who |
| should ?I*.v- | ?veri cross-examlned was the plalntlff, not, as here, |
| a "mere witness" | - cf. Horner V. Canadmn Northern R . Co. (19201 |
55 D.L.R. 340 at p.358 where the failure to cross-examine was noT;
| thought to call for | S new trial. However. | In the circumstances |
outlined here, counsel for the defendants did not have in hls
| possession material | which would have enabled him to cross-esamlne |
I
3 6 .
| Dr. James | as speciflcally as | he mlqht have done. Furthermore. |
I
| the evidence was that of an expert and not factual evldence; and | _ . |
| . there is much | to be said for the view that to put precisely what |
I
| 17as expected | to | be | the | evidence | of Dr. Shoulcler in | the |
| I | cross-examination to Dr. James would have done no more than brlnu | |||||||
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| ||||||||
| ||||||||
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| before them. |
Much reliance was placed upon the d2cision of this Court
in Manlev V. Radial Industries (1982) 61 F.L.R. 189 (Mapley). Tnere it appeared the appellant sufZerecl personal injury'from an accident arising ouc of employment by the respondent. He applied
for compensation to a Tribunal. His claim was dismissed. He appealed to the Supreme Court of the Northern Territory. During
| nuch of the proceedings, the case was conducted | by both sides on |
| the basis that the appellant's injury ~7a5 | permanent. That Court |
| dismlssed | the | appeal | because | "in | the | present | state | of the |
| evidence" the probabjlites" that the appellant's injury was permanent. It | Court | "was | not | satisfied | on the | balance | of |
is
c
37.
1 ,
| necessdry to notice | ho7.7 the issue in that case arose, | as sec out |
| in the judgment of Deane | J. (as he then | vas1 at p.197, - |
| “The | expert | medical | evxdence | before | the | Chief |
| Justice took three dlfferent forms. There was | a |
number of written reports which had been tendered
| before the Tribunal. There | vas | the transcript of |
oral evidence, lncludlng the oral evldence of three medical experts, given before tine Tribunal. There was oral evidence glven before the Supreme Court.
| The | reports | and | oral evldence | which had | been |
| tendered or given before the Trlbunal | do not appear |
to have been discussed in any detail before the
| Chlef Justice: they were simply included in | a bulk |
| tender. made by consent, of all | the material that |
| I | had been before the Tribunal. The oral medxcal evidence before the Supreme Court consisted of the | ||
| |||
| given evidence before the Tribunal and of ‘another (Dr. Lowe) who gave evidence for the first tlme before the Chief Justice. | |||
| The;? proceedings before the Tclbunal appear to have | |||
| |||
| |||
| |||
|
I
| experr., | Dr. | LOW^, | gave hls | evidence. | the |
| prnceedlnqs before the | C‘nlei: Justice were | p l a m i y |
conducted on that basis.“
| His Honour said further at | p.20@ - |
| “MO suggestion of these | matters | was | made | in |
| cross-examination of the appellant or | Dr. Yakslch |
when they gave oral evldence in the appellant‘s
| case in the Supreme Court. | The first suqgestion | of |
these matters came in the evidence of the last
witness, Dr. Lowe, in answers which were strlccly
unresponsive to questions which he was asked. It
| was unfalr | to the appellant that the respondent’s |
| case should be | so conducted. That unfairness was. |
| no doubt, | unmtentional on the part of those | c~V-3 |
appeared on behalf of the respondent and, at least in part, the resulr. of changes in the identicg of counsel and the fact chat Dr. Lowe was an expert
| called from the south. | It is 1mporr;ant. however, |
| in that it does much to | explain the failure | by |
| counsel, | who | then | eppeared | for | the | appellant, |
| either to cross-examlne Dr. Lowe | on -the ne17 natters |
| which he had raised or to | call or | recall expert |
| . | .. . | . | r. |
n
38.
| evidence to. deal | wlth them. | 'I |
| The basis, 'as to be found at p.199 where he said - | I read ir;, for his Honour's judqment, 1 s |
| "A reading and | rereadinq of the material before the |
| Supreme Court has persuaded me of | the vallditg of |
the submlssion that the appellant's case, on the
questions which emerqed for the first time in the
evidence of Dr. Lowe, GI?.S never properly put.
| His Honour, for reasons which he gave, decided | thar: it would be |
wrong to lay the responslbllity for the unsatisfactory state of the evidence in relatlon to the questlons raised by Dr. Love's
| evidence, wholly | at the door of the appellant | o> his leqal |
| advisers. | He stated that ultimately the | combmation of four |
| considerations governed the outcome | of | the appeal, viz. | the |
| appellant's case on permanency | w z s | never properly put tc the |
| Suprene Court; this | was, to a significant extenr;. due to the | , . |
| unfalr manner unsatisfactory nature of the evidence in the Supreme Court led | in | whlch | respondent's | case | volved: | I- he |
LO
| the | case being determined by the onus of proof rather than by |
| positive findings on relevant questions of fact; | and fLnally the |
| overall | objectives of justice | would | be | best | served | by | a |
rehearing.
| In my | opinion the first three reasons are absent | here; |
the fourth step is a reference to the issue in this or any
| appeal. | The | plaintiff's | case | to | the | learned | Chief | Justlce. |
| apparently thoroughly argued by counsel then representing | him, |
| was | that | there | was | a | deterioration | of | the | left | knee | and |
l
| i | % | r | r |
| I ' | c |
| I ' | 39. |
post-traumatic neurosis due to the accldent and its consequences.
| Those | who | asserted | t o | the | contrary, | viz. | Mr. | F r y and | Dr. |
| Shoulder, | were | fully | cross-examined: | though, | admittedly, | the |
l
| , ) | defendants' case in speclflc terns was not precisely put to Dr |
| ! | James. | To have recalled the witness. Dr. James, and asked | hi5 |
| view of the Shoulder opinion would, it | seems, hcrve beer? no more |
| than an academic exercise; unless, of course, | Dr. James accepted |
| the Shoulder opinion. | To some extent the plaintiff's advisers |
| must accept responsibility by their late introduction | o€ | the |
so-called "post-traumatic neurosis". And they did not recall Dr.
| James or Mr. Baddeley. | The third consideration of Dkane | J. does |
not apply here. In the sense that he used the expression, there
| was no | "unsatisfactory nature of | the evidence" | : nor was there |
| unfairness. Litigants should be bound on appeal by the way | L ~ P Y |
| have conducted the hearing at first instance. See per Glbbs | J. |
| (as he then was) in McCocrack v. FederEl Commissioner | of Taxat= |
| (1979-1980) 143 C.L.R. 284 at p.305. | Tine learned Chief Just~ce |
| did not determine thls matter by reference to onus but racher | by |
| a cholce | of evidence which he founu In two witnesses | a opposed |
| to two others. Furthermore, he formed | an | unfavourable view of |
| the plaintiff. Federal Commissioner o f Taxatior. v. fiJixon | (supra) |
| referred to the pre-eminence of the trial judge's view in matters | I I |
| ! |
| of credlbllity. | The strictures set out | in that case at p.406, I |
| consider, offer timely caution aqainst making | a findinq dlfierenr: |
| to that of the learned Chief Justice in matters | of | weiqht and |
I I
| credibility; | particularly | against | interfering | w l ~ h his |
| assessnent | as | trial | ~udge of | the | plaint].fr | as a | wicness. |
, I
., .--
40.
Moreover, T wonder whether v7hat emerged from Dr. Shoulder's evidence subsequently was really the assertion of a psychiatrlc
| . | disability. Those rJho consciously falsify symptomatology are not | ||
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| |||
| |||
|
the majorlty in Maplev, examined the evidence and the findi'gs of
| ||||||
| ||||||
| ||||||
|
| "In my | view, his Honour has failed to appreciate |
| the full extent of the evidence | of the medical |
| witnesses except Mr. Lowe." |
He said, at pp.210-211, after exanlnatlon of the meanlnq of L n ?
I
| word "permanent" | I n authorities - |
| "It | does not appear that the Chief Justice was |
| referred to | any authorities on the meaning of the |
| word | "permanent" | in | comparable | leqislatlon, | and |
| further, | that | hls | Honour may have applied the |
| notion of a | perpetual state of affairs rather than |
| the | ordinary | meaninu | of | lasting | indefinitely, |
enduring or perslstlng."
| Latcr in his gudgment. | h ~ s | Honour said that if notice had been |
| glven on behalf | of the rzsponclent | of an intention to lead |
| evidence tending to show that the appellant's | loss was | not |
| permanent, a | ruling could have heen sought that the respondent |
should be bound by the course it had dellberately adopted,
r-
41.
| meaning. a s T understand him, bound to accept the evidence that the condition was permanent. He referred | to Rowe v. Australian |
| United Steam Maviuation | Co. Ltd. (1909) 9 C.L.R. 1 at p.24. |
| Having regard to this summary, | I do | not agree, with |
| I | . . |
| respcct, that | Mapley, | so | far as the Reasons for Judgment | of |
Gallop J. reveal, is appllcable here.
| I | conclude that the claim on behalf of the plaintiff |
| that the trlal miscarried | has not been made out. |
| I am aware | of the Orders proposed by Toohzy | J. and, witn |
respect, concur in them.
| I s d r f y [bat thls and the | 40 | I |
Fl"c*dlng pages are a true copy of the
Reasons for Judgment herein of his Honour
Mr. Jusuce McGrcgor.
!
... .
| r | ..- |
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0