Medved v Dunlop Olympic Ltd
[1991] HCATrans 323
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S56 of 1991 B e t w e e n -
MILKA MEDVED
Appellant
and
DUNLOP OLYMPIC LTD T/AS
DUNLOP SLAZENGER
Respondent
BRENNAN J
DAWSON J
TOOHEY J
GAUDRON J
McHUGH J
| Medved(2) | 1 | 14/11/91 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON THURSDAY, 14 NOVEMBER 1991, AT 10.20 AM
Copyright in the High Court of Australia
| MR B.J. GROSS, QC: | May it please the Court, I appear with |
MSC.A. RIMMER, for the appellant. (instructed by
Geoffrey Edwards & Co.)
| MR F.S. McALARY, QC: | I appear on behalf of the respondent, |
Your Honour, with my learned junior,
MR S.J. DEANE-JOHNS. (instructed by Hunt and Hunt)
| MASON CJ: | Mr Gross? |
| MR GROSS: | May it please Your Honours. Might I hand up the |
seven copies of the outline, together with a survey
of the legislation on this particular industrial
topic from the various States, and copies of the
decision of this Court in Waugh v Kippen to which
we will be referring Your Honours.
Your Honours, section 36(1) of the New South
Wales Act has a number of particular features.
Your Honours, the first thing that ought to be said is that although section 36(2) speaks of the
capacity to prescribe regulations setting out
various:
masses which may be lifted, carried or moved
by persons employed in factories -
there have been no such regulations. The next matter is that section 36 itself does not, where
there is a breach of that section, give rise to an
offence under the Factories, Shops and Industries
Act. Your Honours, the majority judgment does make that assumption and perhaps to an extent that was
induced error in the court below but, Your Honours,
it is plain on looking at the Factories, Shops and
Industries Act that section 36 sets out, as it
were, a standard of behaviour but unlike other
sections in the Factories, Shops and Industries
Act, for example, section 27 and section 29, does
not prescribe a penalty and does not stipulate that a breach gives rise to an offence. So that although in the Act itself, the latter portions,
there is provision for prosecution for offences,
Section 36 is one of those industrial provisions
and there are many others of this kind which do
not, themselves, give rise to an offence where a
breach occurs.
| TOOHEY J: | Do you mean, Mr Gross, that an offence is only |
committed under the Act where the particular
section identifies penalty for breach of that
section?
MR GROSS: | Yes, where it either speaks in terms of penalty or it speaks of an offence being committed where | |
|
| Medved(2) | 2 | 14/11/91 |
of that type of analysis is in sections 27 and 29.
There are other provisions, for example, in
relation to safe means of access for factories,
section 40(1), that impose a standard, but there is
no further provision dealing with the consequencesof ..... implied.
Your Honours, whilst dealing with the form of
the legislation, can I take Your Honours to the
tabulation of legislation in the various States
that we have just handed up. Would Your Honours go to page 5, which sets out the South Australian
position. We have in our submissions indicated that there are two types of legislation, and for
that purpose compared the New South Wales provision
with the English provision. It is probably more
correct to say there are three classes of
provision, as the South Australian provision
illustrates, because it has all three types. If
Your Honours look at the South Australian provision
the first provision is really, for practical
purposes, a duplication of the English provision,
such as was considered in Brown. Subsection (2)
is of the same type as section 36 of the New South
Wales Act. The third alternative is as set out in
subsection (3), where there is a directive that a
particular safety code, which is very detailed and
contains quite a number of overlapping principles
and guides, shall be complied with.
Section 36, Your Honours, in our submission,
selects what is the most important feature of a
lifting or carrying operation as it bears upon risk
of injury, and that is, in our submission, the
dimensions or weight of the particular object that
is to be lifted or carried.
Your Honours, in our submission, that is a
feature of the industrial situation which is
readily identified and capable of being understood
at management and factory floor level. By focusing on, in our submission, the object itself as distinct from the characteristics of the worker or
the surrounding industrial situation, including the
design of the workplace and the like, it is made
possible for those who conduct factories or occupy
factories to organize the performance of the work
which tends to be of a repetitive kind, or of aprocess kind, so as to obey the simple statutory
command.
Your Honours, it is convenient, if I may, to
take Your Honours to the majority judgment where a
number of matters are relied upon by the majority
as favouring the approach taken by the trial judge.
If Your Honours would go to page 252 line 18 and
following, the majority judgment proceeds under the
| Medved(2) | 14/11/91 heading, "The Trial Judge was right", to list four |
| considerations which it has taken into account in reaching this conclusion. Could I pass over for the time being reason 1 which relates to the | |
| purpose of the legislation and deal with reasons 2 | |
| and 3 which are on page 253. At 253 line 12: |
2. The construction urged by the appellant
leads to a most inconvenient result. It would
mean that although several workers were able,
together, to lift and carry an object with
perfect safety and without risk - the employer
would be guilty of a criminal offence. Civil
liability might also exist but this would
probably be theoretical only in view of the
need to prove causation.
3. The section will apply to quite modest
establishments, including those which only
employ women. It may not be practicable or financially reasonable to compel employers in
such factories to use mechanical devices to
move loads over 16 kilos when they can be
safely carried by two or more women working
together.
Your Honours, those two paragraphs form the basis
of paragraph 1 of our written submissions. The first matter for note of course is that it is
wrong, as we have already put, to suggest that theemployer would be guilty of a criminal offence,
because section 36 in fact does not provide for the
commission of an offence.
McHUGH J: But is there a common law rule that if a statute
prohibits conduct, then an indictment lies for it,
even though the statute itself does not provide for
any penalty?
| MR GROSS: | Your Honour, I must confess I had not considered |
that particular aspect at common law. Whether it is theoretically possible is one matter; whether
it is a real risk is another matter. I will put
inspectorate but, Your Honours, the structure of
the Factories Shops & Industries Act appears to
contemplate that the officials responsible for the
administration of the Act will deal with the
prosecution of offences as stipulated in the Act.aside the question of the degree of activity of the offence or to stipulate a penalty would render prosecution unlikely.
DAWSON J: What do you say the section does; imposes a
moral obligation or is intended to relate to civil
liability?
| Medved(2) | 4 | 14/11/91 |
| MR GROSS: | Your Honours, it obviously performs an educated |
function within industry. It also provides the
basis for what the legislature says shall be the
relevant content of the standard of care. Itobviously also, in our submission, gives rise to a
private cause of action by way of civil proceedings
in the event of breach.
BRENNAN J: What is the meaning of the word "mass"?
| MR GROSS: | Your Honours, there would appear to be two |
streams of relevant definition of the term. One is to describe it as a coherent body of matter, which
plainly includes an accumulation of smaller
ingredients. Secondly, the usage of the term as
applied in the world of physics, namely thequantity of matter in an object as measured
colloquially and non-technically by its weight.
Your Honours, mass in physical terms, as taught by
the school masters, involves the measurement of the
resistance of a particular body to inertia, and of
course that is the same regardless of the gravity
that exists. So the mass is the same on the moon
as on the earth. However, Your Honours, in non-technical terms no relevant distinctions are
drawn as to the degree of gravity at any particular
point of the earth so that mass equates with weight
for that purpose.
However, Your Honour, in the context of this
particular Act, the section speaks of a greater
mass than a particular amount of kilograms and,
Your Honours, in the context of the section a
greater mass than, in this case 16 kilograms, means
an accumulation of matter or a coherent body ofmatter having a weight greater than the relevant
amount. But regardless, Your Honour, of how one
approaches the definition, in all cases one is
talking about an invariable characteristic of an
object. The relevant concentration on the object itself eliminates the personal equation in relation
to either the worker or the particular surrounding features of the industrial situation and task.
TOOHEY J: Well you say that, Mr Gross, but is that not the
very problem that has to be answered in this case?
| MR GROSS: | Your Honour, in our submission, the distinction |
between the two situations was correctly described
by this Court in Waugh v Kippen, which I will take
Your Honours to now, if I may, in the context of
the Queensland provision. Your Honours will see from the schedule of the sections on page 3, the Queensland provision which is clause 25(1) of
certain rules under the Factories & Shops Act, and
Your Honours will see Queensland - - -
| Medved(2) | 14/11/91 |
BRENNAN J: Before you go to that though, if I could just
take you back to the meaning of the word "mass"
again. Is it right to say that if your first definition of "mass", that is, an object of a particular kind or description, is the correct
meaning, then you succeed. If, on the other hand, "mass" means the resistance to inertia, or however you described it, then you fail.
| MR GROSS: | With respect, the second definition was the |
quantity of matter in a body as measured by its
weight, that is, if you take that object and you
weigh it so that, in a sense, one does not require
manual handling to find out what it is. It does
not depend on an industrial situation or a worker
hanging on to it to make that assessment. It is
purely a matter of having the object with scales
under it. So that, Your Honours, on both definitions one is dealing with a coherent quantity
or body of matter.
| BRENNAN J: | Can you refer us to the sources of those |
definitions?
| MR GROSS: | Your Honours, the Oxford Dictionary which, I |
think, my learned friend has brought multiple
copies of, and I have not, I am sorry, does set outthose alternative definitions. There are obviously
many other definitions which have no potential
application.
| MR McALARY: | Your Honours, perhaps I can help my friend by |
handing up my submissions which do attach the
relevant definition in the Shorter Oxford, and the
relevant definition in the Concise. That may
assist.
| BRENNAN J: | You have no objection to that, Mr Gross? |
| MR GROSS: | No objection. |
| MR McALARY: | I hope, I trust, to assist my friend in Court. |
| MR GROSS: | I am obliged to my friend. |
| TOOHEY J: | Is the term quite unique to the New South Wales |
legislation, Mr Gross, in your investigations?
| MR GROSS: | Your Honour, I think that the expression "weight" |
is used in the -
| TOOHEY J: | No - "mass". | ||
| MR GROSS: |
|
used, I think, in the New South Wales legislation.
| Medved(2) | 6 | 14/11/91 |
| TOOHEY J: | And is it only used once in the New South Wales |
statute?
| MR GROSS: | It is not found in sections other than |
section 36.
BRENNAN J: Are we going to be greatly assisted by reference
to other statutes?
| MR GROSS: | As to what the rest of the statute says, no, |
Your Honours. It is purely a matter of dealing
with the terms of this particular section.
| BRENNAN J: | Do not let us cut off your argument, but at the |
same time, we do not need to go into excursions
which have no particular relevance to the point in
hand.
MR GROSS: | Your Honours, just dealing with the dictionary definition, I just point out one or two matters if | |
| ||
| ||
| our submission, one can have accumulations of | ||
| objects, for example, bags of potatoes or indeed, | ||
| as in the present case, a container of golf ball | ||
| centres, so that the use of the term "object" is perhaps inappropriate. But, Your Honours, The | ||
| Concise Oxford Dictionary would appear to have two | ||
| lines of definition. If Your Honours would turn to | ||
| that page that my friend has supplied: |
1. A coherent body of matter of indefinite
shape.
2. A dense aggregation of objects.
Your Honours, obviously a container of golf balls
has a definite shape to a degree although, I
suppose, the golf balls can move. But,
Your Honours, the secondary part of that
definition, "A dense aggregation of objects", for
earlier part, the overall meaning of, as it were, example a mass of fibres gives, together with the an accumulation of matter which is identifiable
and, in effect, together as a unit. The other definition which is taken from the field of
physics:The quantity of matter which a body contains.
DAWSON J: | In strict use distinguished from weight and you measure - how do you measure mass? |
MR GROSS: Strictly speaking, it involves comparison with
the standard kilogram which is kept in Paris, which
I think is a platinum object. However, other
weighing devices have been standardized against
that particular object, so obviously one then
| Medved(2) | 7 | 14/11/91 |
weighs the object on those replacement machines, or
on those devices which are calibrated to accord
with the standard kilogram.
| TOOHEY J: | Mr Gross, since the term seems to be peculiar to the New South Wales statute, can you tell us |
| factories and shops legislation of New South Wales? | |
| MR GROSS: | Your Honours, the expression "mass", I think, was |
not used in the earlier legislation. When the 1962
Act came into being and I think this is - - -
McHUGH J: It used the word "weight" originally.
MR GROSS: | It used the word "weight" and they were talkimg about pounds, 35 pounds. | I think in 1975 or |
thereabouts, when the metric measures were brought
in to legislation like this, weight became mass,
weights became masses and for relevant purposes, 35
pounds became 16 kilograms.
TOOHEY J: Are you saying that it was not part of the 1962
Act, or are you saying that it was not part of the
1962 when first enacted?
| MR GROSS: | That is so. | Mass was not in there, weight was, |
and the move to kilograms was accompanied by a
change in the terminology from weight to mass.
TOOHEY J: | Was there any explanation in the parliamentary material as to why the term was used? |
| MR GROSS: | Your Honours, I have not looked, is the short |
answer, but it was obviously part of a systematic
change in the use of figures in legislation and I
am not aware of any other - - -
| TOOHEY J: | I am sorry, I do not understand that. | Why should |
the change to metric measure dictate or necessitate
the change from the word "weight" to the word
"mass"?
| MR GROSS: | Your Honours, in our submission, it is not |
critical to our argument that mass be the
criterion, as distinct from weight, if a
distinction is to be drawn.
TOOHEY J: That may well be but I am just wondering where the
expression came from in legislative terms.
| MR GROSS: | Yes. | Your Honours, it was perhaps thought, |
because they had resort to scientists, no doubt
from the translation, that mass is a better term to
use than weight since weight can technically vary
from, depending on your distance from the centre of
the earth and, presumably, with modern instruments
| Medved(2) | 8 | 14/11/91 |
being capable of very fine calibrations, it was
felt that some adjustment ought, at least to
satisfy the scientists, to be made.
TOOHEY J: It is a pretty bizarre explanation for factories
and shops legislation, is it not?
| MR GROSS: | Yes, one cannot imagine minute calibrations |
taking place on factories floors. But,
Your Honours, if one makes the assumption that one
is talking about weight when the expression mass is
used, weight still remains a characteristic of the
object and weight is not a way of measuring the
effort of a worker or the forces being applied to
him to the particular object. It may be convenient to take Your Honours to this Court's decision in
Waugh v Kippen, (1986) 160 CLR 156, so as to better
explain that submission. I will not trouble Your Honours with the facts. Can I take Your Honours to page 162 point 7 in the joint
judgment. Your Honours, the text of clause 25(1)
is there set out, and then if I take Your Honours
to 163 point 3:
The construction of the rule prescribed
by cl. 25(1) is not without difficulty.
McPherson J., with those judgment
Andrews A.C.J. agreed, was influenced by two
considerations in concluding that the rule
imposed an objective test in the sense that an
employer, whatever his common law duties may
be, is required by the rule merely to have
regard to the likelihood of risk of injury to the average male employee over eighteen years of age.
And, Your Honours, of course 25(1) is the provision
concerned with an object so heavy as to be likely
to cause risk of injury -
The first was that a breach of the rule
entails liability to conviction of an offence under s. 93 of the Act. We shall return to this question later in these reasons. The
second was the fact that cl. 25(2) plainly
does not look to the physical condition of any
particular employee. It simply prescribes the
maximum weights that males up to eighteen
years of age and all females may be permitted
to "lift carry or move by hand". The risk of
injury to a particular employee is immaterial,
with the result that if a woman, who by reason
of physical disability is susceptible to
injury, is permitted to carry weights within
the permitted maxima the employer does not
offend against the provision notwithstandingthe likelihood of injury.
| Medved(2) | 14/11/91 |
With all respect we do not think that it
is correct to allow cl. 25(2) to influence the
construction of cl. 25(1). Sub-clause (2) is of a subsidiary nature and proceeds by way of
setting arbitrary limits to protect the
specified classes of employees. Those limitsexhibit a modesty which appears to take
account of the widely differing physical
capacities of adolescents and females over
eighteen years of age. The arbitrary character of the rule is no doubt intended to
facilitate enforcement. On the other hand, sub-cl. (1) is the primary provision and must
be construed in accordance with its plain
terms. It covers the vast majority of tasks carried out by employees. The range of circumstances in which those tasks are carried
out makes it inappropriate to prescribe an
arbitrary limit. An entirely different criterion of industrial safety is postulated,
namely, whether the object is so heavy as to
be likely to cause risk of injury. This is a
criterion the application of which will vary
with the circumstances and there is no reason
why one of those circumstances should not be
the physical capacity or condition of the
worker in question.
I do not need to read on, Your Honours, I think.
BRENNAN J: What do you derive from that?
| MR GROSS: | Your Honours, the distinction is identified |
between, as it were, an arbitrary, and indeed
simple, test of an industrial situation to be
avoided where the relevant criterion is the weight
of the object, and the - - -
BRENNAN J: But that is the very point, is it not? Here the
criterion was the weight of the object. In your case the question is whether it is the object's
weight which is the criterion of liability.
| MR GROSS: | Yes, Your Honours, that is so. | It is only the |
object which can have weight. Your Honours, the error which we submit that the court fell into in
its majority judgment was to endeavour to assess
what would be the relevant degree of force which
would be required to be applied by one employee
when in fact a shared lifting situation existed.
So that, Your Honours, an object is not lifted
merely because the worker in a sense is equal to
the weight of the object. The movement of the object depends upon the application of force to the
object with the particular effort required
depending on a large number of variables.
| Medved(2) | 10 | 14/11/91 |
Your Honours, the first factor is its weight.
The size, shape and flexibility of the object are
relevant to how much force must be applied; whether
it contains liquid or moving parts or the
distribution of the densities within that
particular overall object; the grip it provides and the point at the perimeters of the object where the worker obtains his grip. The centre of gravity in
the case of a shared lifting or carrying situation
will be constantly varying.
Your Honours, that does not depend merely upon
whether the object is even in shape and, as it
were, lifted in a symmetrical vertical manner or
carried in a perfectly horizontal fashion because,
Your Honours, there are - putting aside matters in
the working environment, including whether you are
on uneven surfaces, whether the work is to be done
above or below waist level, what also determines
the degree of force applied is the point of
attachment of each worker, the direction - - -
BRENNAN J: Yes, well these are manifest physical phenomena
which are outlined in the majority judgments in any
event.
| MR GROSS: | Yes but, Your Honours, may I add to this there |
are also factors such as the speed of movement so
that the effort is, in effect, in an individual
situation a product of mass times acceleration. So that it is easy to see why the New South Wales provision renders this sort of inquiry irrelevant. Your Honours, the error, in our submission, is the simplistic translation of a proportion of the
overall weight of the object to the assumed effort
or burden of the individual worker.
TOOHEY J: Are you saying any more, Mr Gross, than that if
the majority are right the section is simply
unworkable?
| MR GROSS: | Yes, Your Honours, that is so. The error is to |
take the weight and divide it by the number of
workers. Now, they may be workers of different heights and weights and speed of movement, lifting
an object - and I do not wish to labour the
physical points - merely involves the person
applying a set of levers represented by the various
parts of the body in order to cope with, as part of
the overall task, the particular weight of the
object. That effort can be efficiently or
inefficiently applied. But, Your Honours, to add
to the chain of complications, where two workers
are lifting together, they are not necessarily
lifting in such a fashion as to be not, as it were,
getting in each other's way, because the forces
applied include not only the forces of moving the
| Medved(2) | 11 | 14/11/91 |
object, but also the forces against the resistance
created by the other worker.The movement of any industrial load involves
acceleration, which one can measure in a laboratory
situation, but also deceleration as the speed of
movement or carrying alters. So that, Your Honours, it is not appropriate in scientific
or industrial terms to treat section 36 as a way of
describing the proportionate burden of a particular
worker. Assuming that the inspectorate, despite
there being no offence for breaching the provisions
and no penalty, was to arrive at the factory during
the course of a shared lift, it is impossible to,
as it were, intercept a lifting operation, which is
a dynamic activity, half-way through, or at a
particular point, in order to measure what share of
the weight, if I can use that expression, is being
undertaken in percentage terms, by an individual
worker, or what forces he is applying.
TOOHEY J: Is it your argument that a shared load, assuming it to be in excess of the prescribed amounts, must
always be contrary to section 36?
| MR GROSS: | Yes, Your Honour. | And if an individual lifting |
activity is analysed, ultimately if you have a
worker at each end of an object, each worker
represents progressively a lever through which the
other worker is moving his end. Now, of course, in a sense, the fulcrums are constantly moving, but
you can have situations throughout the course of a
lift where one of the workers can be bearing up to
all of the weight and the other is not. It depends really on, as it were, how fast the prior acceleration has been and whether, in effect, that
either leaves the object, as it were, moving under
the force of the original effort, but with the
worker then not taking any weight - - -
TOOHEY J: Could I ask you this, Mr Gross: in the current
New South Wales legislation, in the case of a male over 18, is there any specific provision relating
to the weight or mass that can be lifted? There
does not appear to be anything comparable to the
section 25(1) discussed in Waugh v Kippen, or is
there?
| MR GROSS: | No, there is nothing equivalent to section 25(1), |
that is so, so in New South Wales we are dealing
with a special and privileged group. One may even
argue, back at the time when the legislation first
came into being, that there perhaps were not as
many females working in, as it were, manual work in
factories as there are now. But, in effect, the
legislation - - -
| Medved(2) | 12 | 14/11/91 |
| TOOHEY J: What, in 1962? |
| MR GROSS: | But, Your Honours, this is a legislation of the |
type which has earlier antecedents and historically
infants and females have been accorded a privileged position in terms of protection against injury from
manual tasks and, Your Honours, it is anomalous,
and, indeed, I think, that the Court in Waugh v
Kippen seems to acknowledge that the figures may be
over-generous and going, in a sense, well beyond
what is required to create a safe environment for a
lifting operation.
| BRENNAN J: | Mr Gross, does your argument come to any more |
than this: that where an object is being lifted or
carried by two or more people, and the object
itself exceeds in weight the stated weights
in 36(1), that it is impossible, having regard to
the dynamics of the movement, to determine what any
individual at any time is carrying in terms of the
pressure which that individual must bring to bearin order to participate in the lifting or carrying?
MR GROSS: That summarizes my submission, Your Honour.
Your Honours, in the written submissions I have
indicated what, we say, is the error by the
majority in taking excessive notice of Brown's case
and of the English legislation which is plainly
concerned with a different criterion.
Your Honours, the essence of that submission
is that the English legislation focuses upon what
the worker was employed to do, which involves a
threshold question of what task he was allocated,or what his normal job duties entail.
Your Honours, Brown's case ultimately turned on the
question of what was the precise terms of the
direction given to the individual employee and,
Your Honours, the emphasis which was placed by the majority judgment on what Lord Kilbrandon had to
say indicates, in our submission, that the majority
dealt with section 36 as though it was identical for all relevant purposes to the New South Wales provision. Your Honours, we have endeavoured to set out these propositions in some detail in the written submissions and I do not wish to take Your Honours to them unless Your Honours feel it will be more helpful than in the written form.
BRENNAN J: What order are you seeking if you should
succeed?
| MR GROSS: | Your Honours, we would be seeking a new trial. |
There are passages in the judgment of the Court of
Appeal which tend to imply that on any analysis the
case as went to the jury was that the container
with the golf balls was over 16 kilograms.
| Medved(2) | 13 | 14/11/91 |
However, we conceded in the Court of Appeal, and we
concede now, there is a small passage of fairly
confused evidence from one of the defendant'switnesses which gives an estimate of the container
being a quarter full which, if true, would bring
the overall weight below the 16 kilograms.
BRENNAN J: Is that witness still alive?
| MR GROSS: | I do not wish to put a hex on her by expressing |
any comments.
BRENNAN J: It is such a long time since this trial.
| MR GROSS: | It is a long time. | The issue put to the jury was |
that there was no question in a sense that the
we~ght was C'rer the statutory limit. There was no
dispute before the court at first instance that the
plaintiff had been injured because there had been a
binding determination of the Workers' Compensation
Commission on that point.
Our reservations on the question of a new
trial merely go to the need to concede there is a
passage of confused evidence where she suggests
that it was a quarter full, although in other
passages on the same page she indicates it was half
full.
Your Honours, the judgment also deals in some
detail with the question of whether or not the
appellant obtained some benefit from the canon of
statutory interpretation that the singular can
include the plural. Your Honours, at pages 254 to
255 the judgment deals with that.
Your Honours, we would accept that the court only deals with that in a sense in response to the
appellant's submission as indicated at page 252,
that the section applied to a situation where more
than one worker was doing the lifting. However, we
would submit this, that there is no need to resort to the canon anyway, because the present situation involves the singular situation of a female worker
carrying out the lift, and the addition of an extraworker in the task does not create relevant plurality which confuses the situation. But in any event, the section is expressed in the form of a negative prohibition, that is, no worker, so that one does not have to start looking for the consequences of plurality; and thirdly, we would put that in any event, the section on its face seems to be talking, at least as the prohibition is phrased, in terms of females, plural. But, Your Honours, we would submit ourselves that resort to the canon neither advances our case, nor tends
against it.
| Medved(2) | 14 | 14/11/91 |
TOOHEY J: | Mr Gross, could I ask you this in relation to the questions you were asked about a new trial if the | |
| ||
| before us that the appellant's claim was in | ||
| negligence at common law in breach of statutory | ||
| duty. | ||
| MR GROSS: | Yes. |
TOOHEY J: What happened to the common law act?
MR GROSS: | The jury found against us on the negligence count. Breach of the statute was relied upon as | |
| ||
| on the statutory count - what we contend was a | ||
| misdirection - must have affected our chances on the negligence count. |
Your Honours, may I say this: we would
anticipate, if a new trial were to take place, first that we would only rely on the statutory
count and we would not rely on the negligence
count, and second, that we would ask the supreme
court to grant a trial without a jury so as to
avoid the necessity of, as it were, going through
the same evidence in front of a jury with the
necessary extra days that are used up in referring
back to prior evidence.
| BRENNAN J: | So that would be an order made by the judge |
before whom the matter came, pursuant to an order
of remittal by this Court?
| MR GROSS: | Your Honours, it would depend on an order under |
the particular provision of the Supreme Court Act
by a judge of the supreme court, or master.
| BRENNAN J: | So far as your application to this Court is |
concerned, you ask for no more than an order
remitting the matter?
| MR GROSS: | That is so, but we are happy to have the Court |
note what we would be intending to do and we would
abide by that position. I think that completes my
submissions, Your Honours.
| BRENNAN J: | Mr McAlary? |
| MR McALARY: | Your Honours, I am not able to assist the Court |
in connection with the first matter that my friend
raised, that is the assertion that the breach of
section 36 does not give rise to a criminal
offence.
| McHUGH J: | I may have been wrong about that. | I had in mind |
a passage in a judgment of Lord Simonds in Cutler v Wandsworth Stadium, (1949) AC, but what he said was
| Medved(2) | 15 | 14/11/91 |
that an action for damages will lie at the suit of
a person indemnified if there is no - - -
| Mr McALARY: | Your Honour, it appeared to have been conceded |
in the court below and, since I was in that and
came into this but recently, I did not look into
every possible area which might arise in the
argument. It seems though, with respect, that the
most significant matter in the construction of
section 36, namely introduction of the word "mass"
in lieu of the word "weight" in 1975, was not
adverted to in the Full Court.
I would like to take Your Honours to that
because we submit, with respect, that in some
senses that is the key to the question of
construction. I may start off by saying that my learned junior last night looked up the
parliamentary debate in connection with this Act
and failed to find anything that he thought of
significance.
The Act, Your Honours, is No 72 of 1975. It
is the Metric Conversion Act. The preamble
provides that it is:
An Act to further facilitate the adoption of
the metric system of measurement; to amend the Metric Conversion Act, 1974, in certain respects and to amend references to physical
quantities in certain other Acts; to validate
certain matter -
If one turns to section 2, the provisions of this
Act are for the purpose of metric conversion.
Section 2(1) - - -
BRENNAN J: Section 2(1) of what Act?
| MR McALARY: | Of the Metric Conversion Act, Your Honour. |
| TOOHEY J: There was an earlier - a Savings Act in 1974, |
that we seem to have in front of us, but that is
not the one you are speaking of.
| MR McALARY: | No, that is not the one I am speaking of. | The |
one I am now looking at, Your Honour -
| BRENNAN J: | You have provided us with a copy of some parts |
of the Metric Conversion Act, but not, it seems,
subsection - - -
| MR McALARY: | I am sorry, Your Honours. | I started off on the |
assumption that the word "mass" went back to 1962.
When I found it did not, I then set out to try and
find out why and where it came in. I got on to this point quite late in the area. But can I just
| Medved(2) | 16 | 14/11/91 |
read it to you, because I think it is clear enough.
Section 2 of the Metric Conversion Act 1975
provides - the side note is Application of Act:
(1) The provisions of this Act, section 5 excepted, are for the purpose of metric
conversion.
So if you are looking for a statement of the
purpose of this legislation, it is given in section
2 as being for the purpose of metric conversion.
If you then proceed to section 7 of the Act:
Each Act specified in Column 1 of the Schedule
is amended in the provision of that Act
specified opposite thereto in the column
headed "Provision of Act" in column 2 of the
Schedule.
So what you do, Your Honour, is go to the schedule,
and when you go to the schedule you will find the
existing legislation, and then you will find the
short title to the Act, the provision of the Act,
the matter to be omitted and the matter to be
inserted.
Your Honour, in the schedule, which is
incorporated by section 7, the Factories, Shops and
Industries Act, 1962, is dealt with about a third
of the way down the schedule. It is at page 961 of the original Act, and what it provides is: "Year
and number of Act", "1962, No. 43"; "Short title
of Act", "Factories, Shops and Industries Act,
1962"; "Provision of Act" - then you get "36(2)";
"Matter omitted", and then you have the word
"weights (wherever occurring)"; "Matter to be
inserted", "masses." Now that is where the word "masses" comes from, in section 36 as it currently
stands.
TOOHEY J: But does that not all tell against you? It would
effect a conversion from imperial measure to metric suggest that the Act sought to do nothing more than measure, so that if the word "weight" for instance had a well understood meaning before this Act was enacted, it might be a fairly long step to suggest
that there was anything more than a conversion into
metric terms.
| MR McALARY: | Your Honour, that is exactly what we submit, |
with respect, did occur. It was a conversion to
metric terms, and the word "masses" is technically
correct for the word "weight" if you go to a
terrestrial situation. If you go to anon-terrestrial situation, then the word "mass" is
always used as, for example, in the discussion of
the mass of a star or the mass of a neutron star.
| Medved(2) | 17 | 14/11/91 |
But what I was seeking to say, Your Honour,
was
| DAWSON J: | I have asked this question before, but I ask you |
too, how do you determine mass as opposed to
weight. I am no physicist?
| MR McALARY: | Your Honour, I think I know a little about it |
but I am not sure that I can - can I put it this
way: if you talk about it in extraterrestrial
terms, Your Honour, then you are talking about a
space occupied by a substance, and the mass of the
space which is occupied by the substance is the
mass of the space by the relevant density of the
substance.
DAWSON J: | You can test it by water - your displacement of water, is it not? |
| MR McALARY: | I think, Your Honour, the difficulty we run |
into is we tend to see things in terms of Euclidean
space, which is referable to the hear and now of
this planet, and what we are tending to talk about,
particularly in the metric situation, is the
physical concept of mass.
DAWSON J: But once you start to talk about mass in terms of
weight in terms of kilograms, it is no different to weight except perhaps you may have to measure it by
standard weight somewhere.
| MR McALARY: | No, that is right. | Your Honour, if I can just |
follow that up, if I might, and I will come back to
Your Honour Mr Justice Toohey in a moment, if I
could to the question that you put to me.
DAWSON J: But can you talk in terms of mass other than in
terms of weight?
| MR McALARY: | Your Honour, I do not think you can, with |
respect, though there is a very technical
difference drawn between the two. But for practical purposes, I mean for the purposes of
legislation and discussion, weight and mass are
regarded as equivalents and, indeed, if you look at
the Shorter Oxford Dictionary under the definition of "mass", the last meaning given, that is 6.b, is
in:
Physics. The quantity of matter which a body contains; in strict use dist. from weight.
| DAWSON J: | I know that, but it does not tell me how it is. |
It does not matter, I can look it up.
| MR McALARY: | Your Honour, I am sorry, I would not wish to |
make assertions about areas of science which I do
| Medved(2) | 18 | 14/11/91 |
not believe I am competent to properly discuss. I have some views about how you calculate it and matters of that character from my general reading in astronomy and physics, but I do not know that I can do it for this purpose. But reverting to what Your Honour said, what I was seeking to say, in my submission, was that of the two alternative
constructions which are being asserted by my
learned friend, one is, put in blunt terms, thatthe prohibition in the section is against lifting
or carrying an object; the other is against aperson exerting themselves by lifting or carrying to an extent greater than would be involved in moving a mass of 16 kilograms. But the second alternative construction is in no way prefaced upon
the existence of an object, the first is prefaced
on the existence of an object.
What is asserted in the first construction,
and that is the one which Mr Justice Mahoney
accepted, is that the section is to be read as if
it said "No person shall lift or carry an object of
greater weight than 16 kilograms." and indeed, if
Your Honours look at His Honour's judgment you will
see that he claims that there is a misconception in
that the qualifying adverb "greater" is not related
to mass, but it is related to the weight.
Your Honour, the way we seek to put the matter is
to say that the section is not directed - none of
these sections are directed to the movement of an
object. You find that type of distinction clearly
made in the Queensland legislation - I refer
Your Honour back to Kippen's case - where you find in section 25(1) of the Queensland Act a
prohibition against moving object objects which are
likely to cause injury. But the second part,
section 25(2), my friend has already read the
material, is not directed to that. It imposes, as
my friend read, an arbitrary limit, not on objects,
but upon the exertion, or the effort, which the
employee shall be not called upon to exceed.
So you find a provision which says - and this
provision is common - that type of provision is
common throughout the legislation. Generally the
legislation takes the form of providing that in
relation to objects you shall not be employed or
required to move or lift objects which are likely
to cause injury. Now, in that setting the prohibition is against the object; you look at the
object, you see what its effect is likely to have
upon the worker who is engaged to move it or carry
it.
But the alternative approach is to simply
impose an arbitrary limit upon the exertion or
effort that the worker may be called upon to put
| Medved(2) | 19 | 14/11/91 |
out in the course of his employment. That has
nothing, in our submission, to do with the object,
and it is that distinction which I suggest, with
respect, one can find in the comparable legislation
elsewhere in Australia and, indeed, I think it is
that distinction which one finds in the
United Kingdom legislation which was discussed in
Brown & Allied Ironfounders case, referred to in
1974.
I do not know that one gets any assistance by
just reading these cases at Your Honours. In the
end the point, as we see it, is a very short one.
BRENNAN J: How does the section operate if you have an object which is greater in weight than that which
is specified in the subsection, and it is being
lifted - and I am assuming for this purpose there
is no lateral movement of it; it is just being
lifted up - by more than one person, and that if
one attributed the weight rateably to each of them
the effort would be less than the prescribed
maximum?
MR McALARY: Well, Your Honour, with all respect to my
learned friend, I fail to see there is any
difficulty about this, because this is just a
simple question of fact for the jury to decide. It
is an issue of fact which goes to them like every
other issue of fact. The statutory prohibition says no person shall lift more than 16 kilograms.
If the weight being lifted is 50 kilograms and it
is being lifted by five persons, it must be a
question surely for the jury to decide whether ornot the particular person who complained was, in
fact, lifting more than 16. If that person was
lifting more than 16, then the fact that five, six
or ten others were involved in the lift, does notprevent - - -
DAWSON J: It is more complicated than that though, is it
not, Mr McAlary, because it talks of "allowed" or "required". Now, is the employer allowing a person to lift more than a certain - - -
MR McALARY: Well, Your Honour, I am happy to accept that.
If the employer is allowing a situation to develop
where one person is lifting more than the
16 kilograms, then a breach of the statute is
established. But it must ultimately be,
Your Honour, a question of fact like - - -
DAWSON J: If he gets three people to lift it, upon the assumption that they would each bear a third of the
weight - - -
Medved(2) 20 14/11/91
MR McALARY: Well, I do not know about that, Your Honour.
Let me -
| DAWSON J: | - - - if in fact ..... is he allowing the one who |
bears the brunt - - -
MR McALARY: Well, let me put this to Your Honour, for
example. The other day we were putting a 44 gallon drum of petrol on the back of a truck. Now, at some stages in that lift, some of my friends had a
lot of the weight. But in the end, when you get
down and you uplift the bottom end of it, most of
the weight would certainly go on the person who was
uplifting the end of the drum. If, during that lift, I had done more damage to my back than I
appear to have done, then doubtlessly if I had been
an employee I would have been able to say, "Well, I
lifted this part of the lift and this must have
been more than 16 kilograms", assuming I was not of
my current sex.
So what I am saying, Your Honour, is that it
just must be a question of fact for the jury like
every other question of fact. I do not see why the issue of the proof of the breach, if there be a
breach, should dictate or, indeed, reflect upon the
meaning which would otherwise be clearly ascribed
to the section.
TOOHEY J: There seem to me two difficulties in the way of
this. One is that the section is clearly designed to cater for young persons and females, and that of
itself is a pointer perhaps to the proper
construction of the section if there is an
ambiguity. But the second aspect of it is this:
you referred to the Queensland legislation,
Mr McAlary, and spoke of the alternative
provisions, but in truth they are not alternative
provisions. They are different provisions, and it
is easy to understand why in one case, which is
aimed generally at weights that are likely to cause
injury, not by reference to any specific quantity of kilograms or otherwise, that the legislation
speaks in terms of an "object", which is probably
the only way you can do it.
But when you get down to specific weights as
is the case of section 25(2) in the Queensland
legislation, then it is a different test that is
being postulated. But it does not necessarily mean
that "weight" is not to be equated with the weight
of a load.
| MR McALARY: | Your Honour, with respect, I suggest that it |
does mean - may I take issue with Your Honour on
the last proposition. I believe the concept of "load" finds its source in the English legislation
| Medved(2) | 21 | 14/11/91 |
where they talk about moving any load, and you find
the word "load" used in several of the Australian
statutes in other States, but is it not correct,
with respect, Your Honour, to say that if you look
at the Queensland Act, and some of the other Acts
reflect the same position, that what you find there
is two quite different tests.
The first test is whether the moving of an
object is likely to cause injury. Now, in that case what one focuses upon is the object, the
circumstances in which it is moved, and thelikelihood of injury flowing from it. That is a
wide universal test which would cover all weights
no matter what size they are, even very small
weights, depending upon the condition of the person
and the circumstances in which the movement is totake place.
May I just add that the issue which would go
to the jury on that matter is equally complex with
the issue which would go to the jury on my friend's
postulation about this test. It is the same sort
of issue: is injury likely to result from the
movement of a load of this size in these
circumstances with this person with the employer
knowing this and that about him? So that is the
first limb.
The second limb, Your Honour, is arbitrary.
It does not look at any object. It does not look at the particular conditions of the person in
question. It adopts only two criteria: age, and
sex. If those criteria are fulfilled, then the
limit is fixed and absolutely fixed. The employee shall not be called upon, allowed or permitted or
required to exert himself more than would be
involved in the lifting of such a mass.
TOOHEY J: | It is easy to get involved in circularity here, but it may well be that the very arbitrary nature |
| |
| shared loads, as it were, or shared weights. | |
| MR McALARY: | I do not think, with respect, Your Honour, it |
would be an inquiry into it. It would be a question of an assertion that the plaintiff lifted
or moved more than the relevant weight and you
would then look at the circumstances to see if the
claim was made out. Now, if there are a large number of people doing it and if the plaintiff took
a particularly heavy section of it, then the case
may well be made as a matter of fact. If there are a large number doing it and the plaintiff just had
their hand upon it, then the case would not be
made. It must be in the end, in our respectful
submission, an issue of fact.
| Medved(2) | 22 | 14/11/91 |
GAUDRON J: But is that the basis on which it went to the
jury, Mr McAlary?
| MR McALARY: | Yes, it is, I think, with respect, Your Honour. |
| GAUDRON J: | I did not get that impression. | I got the |
impression that there was no breach of duty, not
because of what may or may not have occurred in the
lifting process but because, divided by two, the
weight was less than the prescribed weight.
MR McALARY: Well, Your Honour, the construction that I have
been contending for - I will just see if I can find
the passage that went to the jury, Your Honour - Ithink it is at 211:
The particular section and the particular Act
of Parliament of which I made mention prior to the adjournment is s 36 of Factories Shops and Industries Act and the relevant part of that
section for the purpose of these proceedings
reads as follows -
and it is set out -
which is I am told approximately a little over
thirty-five pounds. You have to be satisfied that the plaintiff falls within the category
of persons entitled to the benefit of the
protection of such a section. Clearly she
does. If you decide that she was allowed or required to lift or carry by hand a greater
mass than sixteen kilograms thereby causing
her injury, she would be entitled to succeed,
quite apart from her claim under the common
law count.
Now, with respect, Your Honour, I think that
does - - -
GAUDRON J: That begs the question. It leaves it in
precisely the words of the statute, and the question is, how do you - - -
MR McALARY: Well, I would have submitted, with respect,
that a direction in terms of the statute would have
been a correct direction because all that the
statute requires, in our submission, Your Honour,
is that the plaintiff be allowed or required to
lift or carry by hand a mass greater than
16 kilograms. That is the - - -
BRENNAN J: Mr McAlary, to give the section the construction
you are contending for seems to me to require the
introduction of a concept different from weight,
namely force, and if you take the example that you
gave of lifting the 44 gallon drum, and if you are
| Medved(2) | 23 | 14/11/91 |
unfortunate enough to be on the bottom end of that
as you lifted it over the tailgate of your utility,
no doubt you would have had to impart some
acceleration or movement to the mass in order to
get it over the tailgate.
| MR McALARY: | Yes, Your Honour. |
| BRENNAN J: | And indeed it is the mass by the velocity which |
produces the force which must be brought to bear on
an object by anybody who is moving it in any
direction.
MR McALARY: Well, Your Honour, I do not think that is
right. I think that the relevant equation is V squared= U squared+ 2AS. That is the velocity
squared equals the initial velocity plus twice the
acceleration by the distance.
BRENNAN J: Are you not thinking in terms of acceleration
there?
| MR McALARY: | No. | I am talking about the terms of the |
| BRENNAN J: | No doubt you are right, Mr McAlary |
| MR McALARY: | I am talking about something I learned 50 years |
ago -
BRENNAN J: Whatever it might be, there is a factor
different from the weight which affects the
pressure, if you like to use what is a
non-scientific term, I hope, for this purpose - a
pressure which must be brought to bear on the
object as it is being moved, lifted or carried, and
in the case of the 44 gallon drum, it is not the mere weight of the 44 gallon drum as on a set of
scales which is material, but the fact that it has to be uplifted and pushed into the tailgate. Now,
is that not indicative of the fact that if one is
speaking of weight, and that alone as a criterion
of liability or breach, one must be speaking of an
object and not of the force that is being brought to bear to lift or carry the object?
| MR McALARY: | No, Your Honour, with respect. | You measure |
your force by reference to the mass of the object.
BRENNAN J: Not to the mass - - -
| MR MCALARY: | No. |
| BRENNAN J: | Not to the mass alone rate? |
MR MCALARY: It is a component. What the legislature has
done is to take a particular component which would
be involved and they have focused the prohibition
| Medved(2) | 24 | 14/11/91 |
on that component. Now, Your Honour, if one was
engaged in weight lifting as a sport and one has
the dumbbells, then you have a. particular weight on
the bar standing at rest, but to raise that to your
chest level and then to push it above your head
involves exertional efforts of quite a different
kind than simply raising it an inch.
The two components of the initial weight and
the upward force against gravity which is required
to get it to a position up there may ultimatelyproduce a particular exertional factor, but in
fixing their prohibition in this case, what the
legislature has done is to take one component only
and that is the component measured by reference to
the mass of the object.at rest. That is probably,
Your Honour
BRENNAN J: It is an interesting discussion, Mr McAlary.
| MR McALARY: | Your Honours, it is, as a matter of fact. | The |
physical sciences are extremely interesting because
they have got this - you have a real criterion of
truth or falsity in the physical sciences.
BRENNAN J: If only one could understand it.
| MR McALARY: | Your Honour, may I just say, we submit that - I |
have set it out shortly in my submissions and it is
pretty straightforward, what I have been seeking to
say. I accept largely what Your Honour the Presiding Judge said, two alternative
constructions, and I would have submitted,
Justice Gaudron, that the summing up was phased in
terms of the first construction that we have been
contending for, and the result was that there was a
breach - if that is not the true construction ofthe Act, then the consequence was there was a misdirection. I accept that. I submit, with
respect, though, that there are - well, I would
say, with respect, there is only really one
construction; that the words of the section are satisfactorily clear; that you, therefore, obtain a
grammatical construction and the purpose of
construction really coalesce to give the answer
that we seek.
I do not think that I can assist Your Honours.
There is a great number of cases in recent years
dealing with statutory interpretation, that are
doubtlessly very familiar to Your Honours and I am
not going to assist you by reading them to you.
Those are my submissions.
BRENNAN J: Thank you, Mr McAlary. Mr Gross, is there
anything in reply?
| Medved(2) | 25 | 14/11/91 |
| MR GROSS: | A few matters, Your Honours. | Justice Gaudron |
asked about the summing up, I think the relevant
passage is at 206 and 207, where the various
contentions concerning how you deal with the weight
or the share borne by the worker.
The next matter is that my friend in putting
submissions concerning how a provision like this
can, as it were, be applied retrospectively to an
industrial situation so as to yield an answer just
the same as the other types of provisions yield
answers, in our submission, cannot stand up to the
reality of industrial life where it is impossible
to retrospectively grade the percentage of an
overall burden being undertaken by an individualworker in a shared situation and then to correlate
it with the occurrence of injury. So that, in our
submission, the construction suggested does in fact
reduce the protection of a worker in a shared
situation markedly.
Your Honours, it also of course provides scope
for evasion because if you have a female or infant
and a male in a shared situation, it can always be
asserted later that, at the time of injury, the
male adult person was putting in a greater amount
of effort.
Your Honours, the submission by my learned
friend that, in effect, the Act, in a sense, uses
the weight of the object as a means of determining,
as it were, the level of exertion being engaged in
by the worker, raises the question as to why the
legislature would, as it were, seek to examine a
particular characteristic of a manual handling
task, namely, its heaviness, purely as a means of
measuring or guessing something else, that is the
effort of the worker. And, Your Honours, the measurement of any manual handling task must
involve a combination of two matters, mass as
measured by the gravitational load and, secondly,
the other personal and environmental factors other than gravity that affect the effort. The
legislature fastens only upon the first section of
that particular equation.
Your Honours, my friend raised one matter
that, in a sense, our submission is, "Well, you can
have breach of the section, in effect, no matter
how many other persons are hanging on to the end".
Your Honours, it may well be in the building
industry, where construction work is done which is
covered by the Construction Safety Act, that you can have quite a number of persons engaging in a shared lift. But, of course, there are no
prohibitions measured by weight on heavy lifting in
construction work. This provision is one only
| Medved(2) | 26 | 14/11/91 |
under the Factories, Shops and Industries Act, it
does not affect agricultural situations, for
example, and of course the feature of a factory is
the likelihood, given the manufacturing processes
there being carried out, that tasks will berepeated on a regular basis.
Also we would take up another matter which I
think was raised by Justice Gaudron. The focus of the section is on the words - I think it is
"allowed or required" or "required or permitted",but in any event the expression focuses upon the
act of the employer which occurs in advance of the
lift taking place.
In our submission, where that is the focus of the section, putting aside the other physical and
personal facts that are referred to elsewhere in
the section, what must be taken into account is the
range of possibilities which, in the industrial
setting, are likely to become a fact. The Act, in our submission, deals with that problem by focusing
upon a constant feature of the lifting task which
is readily identifiable.
Your Honours asked some questions concerning
the definition of "mass", and I appreciate we have
all exerted our efforts in endeavouring to do so.Your Honours, the mass of the object in physical
terms is a measure of its inertia, its resistance
to change in motion, and is measured by weighing
it, that is by determining its weight relative to
the weight of other objects. Of course, there are provisions for standardizing that process by
reference to particular measures, but,
Your Honours, ultimately - - -
BRENNAN J: Where did you derive that from, Mr Gross?
| MR GROSS: | Obviously a physics book, Your Honour. | I derived |
it - I am not sure I understood it, but,
Your Honours, I do pass it on. Obviously it is concerned with a comparative measurement as
determined by reference to some point of reference,namely the standard unit which is a lump of
platinum alloy in Paris and has been there since
1899. Your Honours, I think that completes my
submission.
| BRENNAN J: | Thank you, Mr Gross. | The Court will consider |
its decision in this matter and will adjourn to sit
in Melbourne and Sydney tomorrow at 9.30 am.
AT 11.46 AM THE MATTER WAS ADJOURNED SINE DIE
| Medved(2) | 27 | 14/11/91 |
Key Legal Topics
Areas of Law
-
Statutory Interpretation
-
Employment Law
Legal Concepts
-
Statutory Construction
-
Breach
-
Penalty
-
Appeal
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