McKenna v The Queen
[1991] HCATrans 201
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IN THE HIGH COURT OF AUSTRALIA
Registry No C3 of 1991 B e t w e e n -
PETER JOHN McKENNA
Applicant
and
THE QUEEN
Respondent
Application for removal
pursuant to section 40of the Judiciary Act 1903
BRENNAN J
DEANE J
DAWSON J
| McKenna | 1 | 7/8/91 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON WEDNESDAY, 7 AUGUST 1991, AT 10.19 AM
Copyright in the High Court of Australia
| MR A.R. CASTAN, QC: | May it please the Court, I appear with |
my learned friend, MR J.P. McMAHON, for the
applicant. (instructed by Walsh & Blair)
| MR K. MASON, QC, Solicitor-General for New South Wales: | May |
it please the Court, I appear with my learned
friend, MR W. ROSER, for the respondent.
(instructed by S.E. O'Connor, Solicitor for Public
Prosecutions)
| BRENNAN J: | Yes, Mr Castan. |
MR CASTAN: If the Court pleases, section 38(a) of the
Judiciary Act provides that in all:
matters arising directly under any treaty -
the High Court's jurisdiction - the original
jurisdiction provided for in section 75(i) is
exclusive.
The matters that were raised in these
proceedings before His Honour Judge Phelan in the
District Court at Wagga Wagga were matters relating
to the way in which the provisions of the
Crimes Act of New South Wales sat alongside the
provisions of the Sex Discrimination Act of the
Commonwealth.
The Sex Discrimination Act - and I will take
Your Honours to the provisions - the federal Act,
in its terms and in portion of its applicability,
purports to draw on the external affairs power by
annexing a convention on discrimination against
women and purports, in its terms, to give effect to
the convention and provides that it only takes
effect in certain areas, including those that are
relevant for present purposes, in so far as it
gives effect to the convention so that, in a
nutshell, to summarize the matter before taking the
Court to the details, the problem that is raised on
this application for removal is a problem that, if it is correct that there are questions arising
under the convention which must be determined in
order to determine the interrelationship of the
Crimes Act with the Sex Discrimination Act, then,
as we would submit, they are matters which arise
under the convention, they are matters arising
under any treaty and, therefore, His Honour
Judge Phelan cannot deal with the issues if the
jurisdiction is exclusive.
BRENNAN J: That means, of course, that this Court must deal
with the matter, does it not?
MR CASTAN: | Yes, it is that this Court must deal with the matter, although section 38(a) provides that it |
| McKenna | 2 | 7/8/91 |
operates subject to section 44, which provides for
remittal, so that the Court could take on the
matter, it could deal with such portion of the
matter as was appropriate for this Court to deal
with, and then, having dealt with that, remit thematter back.
DAWSON J: But the matter does not arise directly under the
treaty, does it? I suppose that is what you are going to convince us of.
| MR CASTAN: | Yes, that is the issue, Your Honours, the real |
issue, and that is why I prefaced the matter with
those remarks, because it did seem that that wasthe essential issue.
| BRENNAN J: | The antecedent problem is that the district |
court has no jurisdiction. How then can something be removed?
| MR CASTAN: | We would respectfully submit that that is not |
the way that section 38(a) works. The way it works is that if a matter is within the exclusive
jurisdiction of this Court and the matter is a matter which, as it transpires, is one arising
under a treaty and therefore within the exclusive
jurisdiction, the removal of that matter into this
Court would effectuate section 38(a). It would
effectively give this Court the original
jurisdiction by removing the matter and taking on
the jurisdiction.
Now, it is one of those cart and horse
questions, perhaps, when put as Your Honour has
just put it to me, but we would respectfully submit that to give effect to section 38(a) in a situation in which what we might call ordinary criminal
proceedings have been commenced, the appropriate
course is removal.
The other course, of course, is that the matter is simply brought to an end in that court
and the matter then has to be recommenced, in some
form or another, whether by some form of
declaration or some appropriate proceedings in this
Court. That is another alternative.
There is one case in which there appears to
have been consideration of the effects of
section 38(a), and it may be appropriate to deal
with that at the outset so that Your Honours have
the context of that question before turning to the
detail. Can I hand Your Honours a copy of the case of Bluett v Fadden. Bluett v Fadden was decided by
His Honour Mr Justice McLelland in the Supreme
Court of New South Wales, sitting in equity, in
(1956) SR(NSW) 254.
| McKenna | 3 | 7/8/91 |
What occurred there was that a suit was
brought alleging ownership of certain shares. The defence of the defendant, who was the then Treasurer of the Commonwealth, was that the shares had vested as property that was property of an
enemy under the Trading with the Enemy Act 1939-
1952, pursuant to an agreement on reparation from
Germany on the establishment of a reparation
agency.
And so the defendant, in that case, pleaded in
defence to a claim in respect of certain shares,
pleaded, in effect a treaty, an international
agreement. The question that His Honour Mr Justice McLelland then dealt with was whether
the matter was one arising under any treaty in
terms of section 38(a). Ultimately he did, aftersome analysis at pages 26 to 261 of the term
"arising directly under" - that appears at the foot
of page 260 and 261, there is some analysis of that
matter, he says:
It appears that the phrase "arising under
any great" ins. 75 of the Constitution, as
also the phrases (i) "arising under this
Constitution, or involving its
interpretation"; and (ii) "arising under any
laws made by the Parliament" contained in
s. 76 were adopted from the American
Constitution, which provides that the judicial
power shall extend to "all cases, in law and
in equity, arising under this Constitution,
the Laws ..... and treaties.
| BRENNAN J: | Has any notice been given under section 78B? |
| MR CASTAN: | Yes, it has. |
| BRENNAN J: | To all Attorneys? |
MR CASTAN: | Yes, it has, and they have all responded. has been pointed out not in relation to this point. | It |
We will check the form of the note. I would have to answer saying it referred, as I would assume, we
will check the actual form, but I think it referred
only to the fact that there was a section 109 issue
raised in relation to the operation of the
Commonwealth Act as against the State Act, but not
in terms to the treaty question.
| BRENNAN J: Yes. | The latter is a question of more general |
importance than the section 109 inconsistency
problem?
| MR CASTAN: | Yes, Your Honour. | I would have to accept that |
the notice was given but not in terms which
referred to this matter.
| McKenna | 7/8/91 |
BRENNAN J: | Mr Castan, the Court would like to hear what the Solicitor-General has to say with regard to this |
| question of the arising under any treaty and | |
| section 78B notice. |
MR CASTAN: If the Court pleases.
| BRENNAN J: | We do not wish you to respond fully to the |
argument, but simply to indicate what course you
submit, if any, this Court should now take.
| MR MASON: | Yes. | The point about - the issue does not arise |
in the motion as filed. I stand corrected, but I think there is no reference to 38(a) or 75(iii) or
this treaty argument in the application, or in the
material filed in support of it which is confined
to a section 109 point. So, we would submit that
this application ought to be dealt with on the
merits that it proffered and if my friend is not
going to say anything in support of it it ought to
be dismissed.
Alternatively, the question that he is raising
is - - -
| DEANE J: | When you say that, Mr Solicitor, do you mean we |
should deal with the application for removal as if
removal lay in discretion?
| MR MASON: | Yes. | If this is a matter within the exclusive |
jurisdiction of the High Court which we dispute,
then it would not be an appropriate matter for
removal. It would be some matter that would go to the lack of jurisdiction of the district court
where perhaps the remedy would be prohibition. But it would not be removal.
| BRENNAN J: | Be it so, does not the matter so regarded involve the interpretation of the Constitution, and |
| MR MASON: | That matter would if it is contended that the |
trial on indictment of charges under those sections
of the Crimes Act directly arises under a treaty,something which we would say is preposterously
wrong. Then it would then follow that once that jurisdictional point were taken in the district
court or if prohibition was sought here, then anissue would arise and on the return of the order
nisi if one were granted, then notices perhaps
would need to be given. But we would submit that
the point is really just so fantastic that it ought
not to affect the disposition of this application,
and if my friend does not propose to put argument
in support of the application as filed, well it can
be disposed of and we can leave matters for another
day.
| McKenna | 7/8/91 |
DEANE J: Is your approach that where the notice has been
given it does not relate or disclose the point
involved, that the section precludes us proceeding
any further?
MR MASON: Section 78B or 78A?
DEANE J: Yes.
| MR MASON: | Yes, Your Honour. |
BRENNAN J: Is your submission further that if the point
that is taken is demonstrably erroneous that 78B
does not apply?
| MR MASON: | I do not think I can put that, but if the point |
that is taken has nothing to do with the
application before the Court, then the Court need
not consider that it impedes it in dealing with
that application.
BRENNAN J: In other words, the court refuses to hear that
submission.
| MR MASON: | Yes, because it has not been made part of the |
initiating process in the application, it is not
germane to that application. A person could not, to take an extreme example, in the course of an
income tax matter, say, where there have been
pleadings filed, et cetera, "By the way I want to
contend", and then raise some totally extraneous
section 117 constitutional point. The court would say, "Well, when that's relevant to the
proceedings, well, then, 78A impacts upon it".
The question of the explicitness of the
requirement of section 78A to detail the
constitutional issue has been discussed in one
Court of Appeal decision I am aware of in New South
Wales involving the State Bank and the Commonwealth
Bank where there was some detailed reasons given there by the Court of Appeal for deciding that the
section had not been complied with through lack of
specificity in raising the point that was sought to
be agitated before the court.
| DEANE J: | Mr Solicitor, assume for the moment though, |
preposterous though you think it, that the point is
right. Well, then, if that is so we have an
application for removal of proceedings which have
been instituted and in which a defence has been
raised which it is incompetent for the district
court to deal with.
| MR MASON: | Yes. |
| McKenna | 6 | 7/8/91 |
DEANE J: It is not apparent to me that if that were the
situation that the appropriate order would not be
one of removal to this court to deal with the
treaty point and if it was dealt with in the way
you would contend to then remit the matter.
| MR MASON: | A matter could perhaps arise directly under a |
treaty by way of a matter of defence filed in
proceedings.
| DEANE J: | I am not suggesting it does here and I take no |
view on that but what I am simply wondering is
whether this is not a point within the confines of
the matter before the Court and if that is so how
78B operates in relation to it. There is nothing
in the section that makes it clear, to the extent
that Parliament has power to prevent this Court
from performing its functions, the section purports
to say the Court will proceed no further. But it may well be that the absence of a specific
reference in the notice means the notice isinadequate in a case such as this.
| MR MASON: | I was, I think, embracing the point that removal |
is not the remedy for invoking the exclusive
provision of the Judiciary Act, if these
proceedings either initially or because of some
foreshadowed defence fell within the exclusive
jurisdiction of the Court. I was raising - - -
| DEANE J: | I appreciate that, but I was querying whether that |
is not an unduly technical approach, in that one
could obviously envisage circumstances where, if a
point arose which could only be dealt with in this
Court, it would be a tragic waste if at that stage the proceedings became incompetent and this Court could not remove them on the basis of not having
been started in this Court, somehow we could notdeal with them.
| MR MASON: | Yes. | I am trying to recollect what provision the |
Judiciary Act made about the old inter se matters
- - -
| DEANE J: | They just went out the window, if you recall. |
| MR MASON: | But the Act actually provided that the |
proceedings shot across - - -
DEANE J: | You could be on your feet in the supreme court and be told that the matter was on its way up to Oxford |
| Street. |
| MR MASON: | Yes. | The Constitution is more silent about these |
matters directly arising under the treaty.
So we say the point, even if meritorious, does
not arise within the confines of this particular
| McKenna | 7/8/91 |
application and secondly, recognizing the force of
what Your Honour Mr Justice Deane is putting to me,
the point, if good, operates a jurisdiction
impediment and it would make the proceedings
incompetent before the district court rather than
removeable under s.40 of the Judiciary Act.
| BRENNAN J: | You might like to address that question first as |
to the course which should be taken at this stage,
Mr Castan.
MR CASTAN: Yes. It is our submission that - I should
indicate first, Your Honours, that at the time when
the notice was sent, of course, attention had not
been directed to section 38(a). It was not
something that had come to those who were involved
in the sending of the 78B notice, and that has only
come in very recent times to our attention. But,
on the other hand, as I indicated at the start, it
seemed an important matter to draw to the Court's
attention at the outset.
It is our respectful submission that section 40 is there for a practical purpose and
should be applied in a practical way to deal with
the real position. It is not, in our respectful
submission, the practical implementation of a
provision like section 40 which provides for
removal of matters to, as we would respectfully
submit, put the cart before the horse and say,
"Well, there is no jurisdiction in the court below,
therefore nothing to remove", There was
jurisdiction. It is not as if this was a case that
was commenced without jurisdiction. The point only
arises at the stage at which the defence is raised,
at the point at which it then becomes arguable.
That is manifest from the Bluett case I was
taking Your Honours to where His Honour in that
case at first said, as a matter of construction of
the pleadings, that it was clear that the matter did not arise under the treaty but there was an
under the treaty and His Honour said heamendment to the pleadings subsequently and the questions
would proceed no further.
So that it is not a case of an absence of
jurisdiction at the outset. It is rather a case of
the matter raised then makes it clear that at that
point a matter arising under the treaty is
involved. Now, in our respectful submission, that being the case, once it has come to the attention
of those at the stage after the removal application
has already been founded, but this additional
matter comes to the attention of those involved,that the appropriate course for this Court, the
| McKenna | 7/8/91 |
matter having been drawn to its attention, is to
apply section 40 in what we would respectfully
submit is the practical way and take up the issuerather than leave the matter to, in effect, go
round in a circle and possibly come back to this
Court in another way.
The difficulty about it is that otherwise the
very question itself, that is to say the question
of whether it is a matter arising under a treaty,
would have to be itself determined by the trial
judge, which in turn involves him in deciding the
constitutional question, and there is a kind of
circle that is undesirable. It is that precise
question that we would respectfully submit
section 40 is designed to avoid. That precise
problem, I should say, that the section, in apractical way, enables the Court to avoid.
Now, the other problem of the 78B notice
occurs for the same reason; it is because the
notice was sent out at the time and there was not a
consciousness of the problem raised by
section 38(a) and, in our respectful submission,
the notice - I now have a copy of it and it does
refer to the submission, and it refers to
section 109. It does not in its terms, of course,
as I anticipated, refer to section 38(a).
In our respectful submission, section 78B
requires attention to be drawn to the fact that
there are constitutional questions raised but does
not impose an impediment on this Court's capacityto deal procedurally at this stage with questions
such as removal. It would be obviously - - -
DAWSON J: All you have to give notice of under 78B is of
the matter. That is what you have to give notice
of.
| MR CASTAN: | Yes, and we have given notice of the matter |
being the entirety of the proceedings that we seek to have removed, and they have been drawn to the
attention of all the State Attorneys-General and
they were sent copies of the relevant material. So they have had their attention drawn to the matter that was -
| DAWSON J: | And that is as distinct from, say, section 40 |
which talks of any part of the cause arising under
the Constitution?
| MR CASTAN: | Yes, Your Honour. | We | would respectfully submit |
that their attention has been drawn to the entirety of those proceedings and that that suffices for the purposes of section 78B. Unfortunately, I cannot
| McKenna | 9 | 7/8/91 |
assist Your Honours with any further authority on
the construction of section 78B.
| BRENNAN J: | What do you say as to the meaning of the words |
"specifying the nature of the matter"?
MR CASTAN: | We would submit we have certainly given notice of the cause. | We specified the nature of the |
matter being the section 109 matter. We have to concede that we have not - - -
DAWSON J: It raises the question of the Commonwealth
Act -
| MR CASTAN: | It raises the question of the Commonwealth |
Act -
| DAWSON J: | - which has appended to it the treaty. |
| MR CASTAN: | Yes. | All of those matters are drawn to the |
attention of those receiving the notice. We would concede it does not in terms refer to section 38(a)
or draw attention to section 75(i) and that
question of jurisdiction and exclusivity in the
High Court, but we would nevertheless - - -
DEANE J: Well, section 75(i) only arises quite a way down
the path. I mean, you might have a fairly good argument on 75(i), but when you come to 38(a) you
have to face the word arising "directly" under any
treaty.
| MR CASTAN: | Yes. |
| DEANE J: | And I would have thought, subject to what you say, |
that is the great wall in your path, that this
arises directly under a treaty in a context where
the Constitution does not use the word "directly".
| MR CASTAN: | Yes, Your Honour. | Our contention is, if I can |
respond to that if that is appropriate at this time, that the matter arises directly under the
treaty because section 9(10) of the Sex
Discrimination Act itself invokes the treaty and
its terms as the foundation for the operative
provisions of the Commonwealth Act.
Of course, a matter can never arise directly
under a treaty in the absolute literal sense
because a treaty is not capable of - - -
DEANE J: That may be so, and the Constitution says "arising
under" not "directly".
| MR CASTAN: | Yes, but to give meaning, if I may say so with |
respect, to section 38(a) we would respectfully
submit that in a case like this where section 9(10)
| McKenna | 10 | 7/8/91 |
of the Sex Discrimination Act itself picks up the
treaty which is then annexed to the Act and says,
if the convention is in force - and it came into
force in 1983 - that certain provisions -
have effect in relation to discrimination
against women, to the extent that the
provisions give effect to the Convention.
The operation of those provisions is,
therefore, only to that extent. This is not merely
the case as sometimes might occur when indirectly
one might have to consider the treaty because a
question arises as to whether or not it falls
within power and one might have to argue whether or
not it is within the external affairs power and all
the debates about whether or not it sufficiently is linked to the source of the external matter being a
treaty. That is an argument about power, but herethe legislation itself provides the treaty and
invokes the words of the treaty as the governing
criterion by which to deal with each of the
provisions of the Act.
BRENNAN J: But only to avoid discrimination against women,
is it not?
MR CASTAN: That is right, Your Honour, and that means that
in each case, because the Act itself is expressed
in gender neutral terms and seeks to preventdiscrimination against or and women, either - - -
BRENNAN J: Section 9(10) applies only to give effect to the
provisions:
in relation to discrimination against women.
| MR CASTAN: | Yes, Your Honour, but the point I was seeking to |
make is that when one turns to the operative
provisions of the Act, the actual substantive
provisions that are the relevant ones to consider,
they are not expressed in language that is restricted to preventing discrimination against
women. So one has to, in respect of any given section of the Act, the one substantive section as
distinct from section 9 which is the, what we might
call the source of the power section or the
governing or limiting section, when one turns to an
operative section such as section 22, which I will
take the Court to, it is not expressed in terms of
preventing discrimination against women nor are the
definitions in the Act which deal with whatdiscrimination amounts to expressed in terms of
discrimination against women. There is a
deliberate attempt here made by the legislature to
outlaw various forms of discrimination against men
and against women. It is in itself - - -
| McKenna | 11 | 7/8/91 |
BRENNAN J: Well, in the interpretation and operation of
section 22, does the convention have any role to
play?
MR CASTAN: Yes, Your Honour, it does. That is precisely
why I have raised the matter.
| DAWSON J: | Only in relation to women. | I mean if you are |
concerned with a woman, you would look at
section 22 and say, "Well, maybe the source of
power for section 22 is the treaty", and you go to
the treaty, but if you have a man you do not go tothe treaty.
MR CASTAN: That is precisely the point.
| DAWSON J: | We have a man here. |
| MR CASTAN: | No, Your Honour. | The concern we have here is |
that the provisions of the Crimes Act are
discriminatory against female victims. Our contentions in relation to this arise because the
Crimes Act discriminates. It gives a greater level
of protection to children who are males than
children who are females. It provides a different
penalty in terms of offences against children who
are males and it provides a different age of
consent for children who are males than childrenwho are females and operates differently in
relation to them. So that the sex of the victim becomes a criterion for the operation of the Crimes
Act and different and specific provisions are made
giving a greater degree of protection.
Males up to the age of 18 are given the protection of these provisions. Females are given
protection only up to the age of 16. Males are
given the protection of a greater degree of penalty
imposed on those who perpetrate a particular
offence against them - 10 years as a total
sentence. Females who have particular sexual
offences perpetrated against them are protected to the extent that the penalty represents society's
protection of those who are in need of protection
and cannot give consent and are protected only to
the extent of an eight year penalty. So the discrimination turns, among other matters, on the
sex of the victim and, in our respectful
submission, that amounts to a discrimination.Now, the question of whether that is in breach of the Sex Discrimination Act then turns on whether it operates in relation to State criminal law where there is a relevant provision and in determining
that one is concerned to look at a section such as
a section like 22 or any of those others that are the operative provisions dealing with employment,
| McKenna | 12 | 7/8/91 |
education or services or the operation of functions
performed by States and delimit them where there is
no other basis. So if it is a Commonwealth agency,
well, of course, one is not limited by the
convention.
But where there is no other basis, such as in
a case like this, one is forced to interpret the
operative section - in this case it would be
section 22 - by reference to the convention. One needs to then test because, not just as a matter of
constitutional - a general operation of external
power but because section 9(10) itself requires
that the section be tested by reference to the
convention. One is forced by section 9 to go to the convention and to then apply it only in respect
of such discrimination as operates against women.
So that in our respectful submission the Act
itself has invoked the treaty and requires one to
say - and the treaty is not - when one actually
looks at the treaty, it becomes apparent that there
are real questions. Thus, section 22 is expressed
in terms of provision of goods and services, it is
expressed to bind the Crown and it is expressed to
bind the Crown in right of a State and "services"are defined elsewhere in section 4 as services
provided by government instrumentalities and by
governments.
So there is a clear argument, we would submit,
that it includes the protections provided by the
State to young persons by the operation of
statutory provisions which deter and punish those
who engage in certain kinds of conduct in relation to young persons who are not of the age of consent.
In order to test whether a provision expressed in
that framework, section 22, operates in a case like
this, one must go to the convention, we would
submit. When one looks at the convention, one finds it is not expressed in words about the provision of goods and services as such. It is
expressed in the language that perhaps one might
expect to find in a treaty. It is expressed thatStates parties undertake to adopt appropriate
legislative measures, including sanctions
prohibiting discrimination against women. And there is a question then of whether this is a
proper implementation of that, is giving effect to
that provision.
| BRENNAN J: | Is it right to say that your argument as to the application of the word "directly" in the Judiciary |
| Sex Discrimination Act? |
| McKenna | 13 | 7/8/91 |
| MR MASON: | Yes, Your Honour, because if that was not there |
it may be that a question would be raised about
constitutional validity because an argument was put
by a party saying, "Well, the Act is not a valid
exercise of the external affairs power." Then it might arise but not directly. In our respectful
submission, it arises directly where the Act itself
invokes the words of the treaty as the basis upon
which the operation of each of the operative
sections, such as section 22, is to be tested.
DAWSON J: That is only a question of interpretation of the
section. The matter is the matter between the Crown and the accused, is it not?
| MR MASON: | Yes. |
| DAWSON J: | And that arises under the Crimes Act, directly |
and indirectly that you come to.
| MR MASON: | Undoubtedly it does arise under the Crimes Act, |
but, in our respectful - - -
DAWSON J: Well, it does arise directly under the other, it
has an indirect effect, if any.
| MR MASON: | In our respectful submission, it arises directly |
because - the difficulty about this, if I may say
so, with respect, is - - -
| DAWSON J: | The question of interpretation arises perhaps |
directly under the treaty but that is an incidental
question.
| MR MASON: | In our respectful submission, to give that |
interpretation to the Judiciary Act provision would
be to render it almost incapable of any meaning and
this is commented on in the New South Wales case.
There is a great difficulty about it, given that
treaties do not operate in what we might call the
American way and do not themselves have the force of law. The question of something arising under a treaty can only arise by reason of it arising under
a statute or otherwise via some other Act that
brings to bear a treaty provision.
DAWSON J: That is right.
| MR CASTAN: | And, in our respectful submission, one cannot - |
the Court should not adopt an interpretation that
renders section 38(a) meaningless or having no
operation or effect. And, in our respectful submission, where one has, as in this case, an Act
which itself expressly invokes the treaty and its
words as the criterion for the operation of its
operative provisions, then the matter arises oncethe defence is raised.
| McKenna | 14 | 7/8/91 |
Of course the matter arises in the first place
under the Crimes Act, but a matter may arise
directly - - -
| DAWSON J: | And then a question arises under the section, and |
then a subsidiary question in relation to the
extent of the question brings in the treaty. Well,
that is hardly very direct.
MR CASTAN: | Yes, well, we would respectfully submit that in the light of section 9(10) it is, and we would |
| submit, for the reasons we have explained or sought | |
| to contend, that one could not get a case, we would respectfully submit, arising directly under a | |
| treaty if this case is not one. | |
| DAWSON J: | On the other hand, every time a treaty is |
mentioned, on your argument, the matter arises
directly under it. Well, perhaps not mentioned;
whenever one has to go to the treaty for any
purpose, then the matter arises directly under the
treaty. That is equally unacceptable.
| MR CASTAN: | We would respectfully submit that that may well |
be a result which should not be regarded as
unacceptable; that in the nature - and there has
been much said in some of the external affairs
cases about the plenary way in which the whole
question of external affairs was granted to the
Federal Government at Federation, both at the
legislative, the executive, and in the judicial
arm, and there is some comment in some of the
earlier cases about the comprehensive way in whichthe Constitution has vested that area of operation
in the federal structure in all of its arms. And it is no accident, we would respectfully submit,
that section 38(a) is there, and no accident that
it is the High Court that - - -
| DAWSON J: | What is the difference between the phrases, |
"matter arising under a treaty" and "matter arising directly under a treaty"?
MR CASTAN: Well, we would give as an example the case where
a matter may arise under a treaty because a
question of constitutional validity is raised, and
the source of validity that is then sought to be
relied on is a treaty, though not necessarily
expressly adopted by legislation, but it is said,
"We can support this legislation because we have
entered into a treaty and so we are implementing
the treaty".
That is a different kind of case, we would
respectfully submit, to the case where the
Parliament itself has annexed the treaty as a
schedule and then said, "The operative provisions
| McKenna | 15 | 7/8/91 |
only operate to the extent to which the treaty says
they operate", because then it is directly - the
question of interpretation, the question of dealingwith the matter, directly involves the treaty
itself. We cannot put it any higher than that, I think, Your Honours, but that is the basis on which
we submit the question arises here.
There may have been some misunderstanding on
my learned friend's part. I did not intend, by raising this matter, to abandon or not pursue any
of the other matters that have - - -
| DEANE J: | Mr Castan, I do not want to take time but I would |
take you up on your suggestion that 38(a) would
have no operation. One could think of many cases.One would be if an Act of the Parliament said that any treaty made on a specific subject will have the
force of law. Another would be if the Parliament
were to confer jurisdiction on this Court to deal
with, by declaratory decree, for example, questions
arising out of a treaty. But when you look at subsection (10), it is obviously aimed at questions of legislative power and is confining the operation of the Act to bring it within the Commonwealth's
legislative power with respect to external affairs,
which is quite a different thing.
MR CASTAN: That is undoubtedly the reason why it is there,
but the effect of it, Your Honour, is to make the
treaty the touchstone, so to speak, of theoperative effect of these provisions and to require
one, as a matter of determination of the operation
of those provisions, is to go to the treaty.
DEANE J: Is there any suggestion in this case that the provisions of the treaty cut back the relevant provisions of the Sex Discrimination Act?
MR CASTAN: Yes, Your Honour, because the treaty itself only
deals with discrimination against women and the sections, in their terms, are expressed to outlaw
discrimination generally. So the treaty does cut
back - - -
DEANE J: Subsection (10) does that?
| MR CASTAN: | Yes, and subsection (10) does not in terms say |
that it only operates in relation to women.
Subsection (10) says the treaty is to be - - -
| DAWSON J: | The question was, does it cut back. | Here we are |
dealing - the way you are putting your argument, it
is discrimination against women so does the treaty
operate in any way to curtail the meaning of the
words of section 22 in so far as they apply todiscrimination against women?
| McKenna | 16 | 7/8/91 |
| MR CASTAN: | We certainly do not contend so. | We contend |
that - - -
| DAWSON J: | We do not go to the treaty then, do we? |
| MR CASTAN: | We do not seek to contend here, we seek to |
contend that section 22 operates so as to place a
restriction in relation to women and that
restriction is operative so as to lead to the
result that these provisions in the Crimes Act
cannot operate or are in conflict, so - - -
| BRENNAN J: | No defence that is sought to be raised in this |
case, or no privative of criminal responsibility
which is sought to be raised in this case which
depends in any way upon the application of the
treaty?
| MR CASTAN: | No. | Our position is that we rely upon the |
treaty as a valid source of power for the operation
of the sections which we in turn rely on. It is not our contention that the treaty cuts it down, it
may be that, ultimately, that will be argued by
somebody else if the occasion arises, but
certainly, no, not from from our point of view.
| BRENNAN J: | In this matter is there any question which the |
defence would seek to raise, that is your party
would seek to raise, which depends in any way upon
the treaty other than its being a source of power
for the enactment of the Sex Discrimination Act ifthe validity of that Act were challenged?
MR CASTAN: | No, subject to what I have put in relation to section 9(10) no, Your Honour. It is not our | |
| submission that the treaty cuts down or limits | ||
| section 22, it is our submission that that provides | ||
| a proper foundation for the operation of | ||
| section 22. The answer to Your Honour's question I | ||
| think is, no, so far as the defendant is concerned | ||
| ||
| in applying section 9(10) imposes some restriction | ||
| such that section 22 does not amount to a provision | ||
| which conflicts with the Crimes Act provision is a | ||
| matter of course that we cannot speak to. | ||
| BRENNAN J: | If you do not invoke the treaty as the source of |
any ground of defence or non-liability, can it be
said that whether or not this is a matter arising
under the treaty it arises directly?
| MR CASTAN: | I cannot put it beyond the way in which we have |
put it, Your Honours. We rely on section 9(10). It is a source of power provision. It does in turn
delimit the operation of section 22 which is
expressed in wider words. The treaty is the
| McKenna | 17 | 7/8/91 |
criteria for operation of section 22. It is our
contention that the treaty does not restrict the
operation of section 22 so as to amount to a
conflict with the Crimes Act provisions. I cannot put it any higher than that.
| BRENNAN J: | The Court will adjourn briefly to consider the |
course which it should take.
AT 11.06 AM SHORT ADJOURNMENT
UPON RESUMING AT 11.14 AM:
| BRENNAN J: | Mr Castan, have you concluded all that you wish |
to say on the question of the meaning of the word
directly" in section 38(a) of the - - -
| MR CASTAN: | Yes, I have. | |
BRENNAN J: | In this case whether or not the matter which the applicant seeks to have removed can be said to have | |
| arisen under a treaty, it cannot be said to have | ||
| ||
| have given a general notice under section 78B we | ||
| propose to deal with the application on that basis | ||
| and without requiring the giving of a further | ||
| notice under section 78B. | ||
| MR CASTAN: | The application for removal, Your Honours, was |
founded on the basis that section 40 provides for
the Court to have the power to remove in casesarising under the Constitution.
In this case it is contended that section 109
matter arises because of the way in which the
Crimes Act provisions operate, and if I could briefly take Your Honours to the detail of those
provisions to see how they operate. There are two
sets - - -
BRENNAN J: Before you come to that, what is the provision
of the Sex Discrimination Act with which it is said
the Crimes Act is inconsistent?
MR CASTAN: | We would respectfully submit that the operative provision is section 22 which has earlier been |
| referred to, but that in looking at section 22 and | |
| the inconsistency question one has to go to other sections which give section 22 its meaning and | |
| effect. Perhaps to deal with - - - |
| McKenna | 18 | 7/8/91 |
| BRENNAN J: | And it is consistent with 22 because the State, |
being a person, is providing services which you
identify as protection of minors.
| MR CASTAN: | Yes, the protection of minors in this case is |
the relevant category, we would respectfully
submit.
BRENNAN J: Protection by the provision of law.
| MR CASTAN: | It is by the provision of law and one can test |
that, although at first glance it appears to be
perhaps an unusual way of characterizing the
passage of laws and the provision of the kinds of
facilities that are involved in the prosecution of
offenders. But one can test that by considering
other forms of services that might be considered.
If one starts with what might seem to be an easier
kind of case, if a State as it does, say, in
Victoria and perhaps in other States, provides work care type provisions, compensation for work-related
injuries without establishing any fault, then one
could characterize that as a service. There is
legislation. There are provisions of benefits to
people and, in our respectful submission, it is
quite relatively easy to see that that would be
covered by a section such as section 22.
If one then goes a step further and says,
well, is the provision of the courts themselves,
the very fact that the courts are available to the
public, that one can come to the court - there is
Supreme Court Act, Mmagistrate Courts we might broadly call the system of justice and provide for those in the community to have access
the there are
to it, provide for the issue of writs and the like" - we would respectfully submit that also is clearly
enough caught by section 22, and if there were
relevant provisions that discriminated in a way
under State law, they would be picked up by it.
And so with the provision of police is another example. We would respectfully submit that provision of protection to the public by a police
force which functions and operates in the communityis a service of the kind referred to here.
| DAWSON J: | What is the particular service you rely on here? | |
MR CASTAN: | The service we rely on here is the service of prosecuting those who interfere with minors in a | |
| ||
| provided to a particular group in the community by penalizing those who behave in certain ways in relation to them. And that, in our respectful | ||
| submission, is a service. |
| McKenna | 19 | 7/8/91 |
Can I refer Your Honours to section 4 of the
Sex Discrimination Act on this question of the
meaning of section 22 because section 4 contains
definitions which include a definition of
"services", and so one needs to keep that in mind
when looking at section 22. "Services" is defined to include: (a) services relating to banking, insurance
and the provision of grants, loans, credit orfinance;
(b) services relating to entertainment,
recreation or refreshment;
(c) services relating to transport or travel;
(d) services of the kind provided by the
members of any profession or trade; and
(e) services of the kind provided by a
government, a government authority or a local
government body.
Now, Your Honours will have noticed that
section 22(2) provides that having provided that
there shall be no discrimination in relation to
services then goes on to say:
This section binds the Crown in right of a
State.
That is significant because of the provisions of section 12(1) of the Act because 12(1) provides
that the -
Act binds the Crown in right of the
Commonwealth and of Norfolk Island but, except
as otherwise expressly provided by this Act,
does not bind the Crown in right of a State.
So, there is a general exemption, or a deliberate policy not to include a State but section 22,
including its definition of "services" in
section 4, expressly includes both in the
definition and in the provision dealing with the:
Crown in right of a State -
expressly includes services of the kind provides by
a government. The matter comes down ultimately to
the question, and not an easy question we concede,
but it is - - -
DAWSON J: But does subsection (2) mean that a person is the
Crown?
| McKenna | 20 | 7/8/91 |
| MR CASTAN: | Yes, Your Honour. | "Person" is: |
a body politic.
The word "person" not being defined in a
Commonwealth Act is defined in the Acts Interpretation Act, section 22(l)(a) as:
shall include a body politic -
where not otherwise defined:
"Person" and "party" shall include a body
politic or corporate as well as an individual.
A combination of that definition, the definition of
"services" in section 4(1), the express exclusionof States in section 12 save:
except as otherwise expressly provided -
and the express inclusion of "State" in
section 22(2) - the combination of those, in our
respectful submission, lead to a provision where
one must examine each characteristic of the
function of a State to see whether it is correctly
to be characterized as a service in the sense that
is defined in section 4(1).
That leads to the difficult question, and we
would respectfully concede difficulty but, we would
respectfully submit, important question of whether
the provision of the criminal law, the protection
provided to a particular group in the community by
the criminal law, are a service and we would
concede, and we would respectfully submit, that
that is a matter properly to be raised and that
should be ultimately dealt with by this Court.
DAWSON J: So, that is the service, the creation and
definition of "criminal offences"?
| MR CASTAN: | Yes. | The service itself is the protection of |
those who are the young in the community. The means by which - - -
| DAWSON J: | No, the service - I mean, that may be the purpose |
of the service, but what is the service?
| MR CASTAN: | The service - | |
| DAWSON J: | It must be the creation of criminal offences. | |
MR CASTAN: | Yes, and together with that goes a number of other things: the provision of penitentiaries to | |
|
| McKenna | 21 | 7/8/91 |
a number of services that are provided to effect
the purpose as Your Honour has put it.
DAWSON J: There is no discrimination not alleging that.
You are alleging the discrimination is in the
creation of the criminal offence.
| MR CASTAN: | Yes, ultimately one comes down to that and it is |
our respectful submission that that is - - -
| DAWSON J: | And it is Parliament that creates the criminal |
laws.
MR CASTAN: | Yes, and it raises the question, and one of the questions that is then raised is - and some |
| assistance is gained in looking at why it is that | |
| this Act which contains numerous exemptions - the Act itself contains numerous exemptions because, | |
| obviously, there has been an awareness of all those | |
| kinds of cases where a law which provides for no | |
| discrimination on the grounds of sex are totally inappropriate and one finds in the Act quite a | |
| substantial number of provisions which exempt, | |
| starting with section 30, dealing with all sorts of cases - child care situations, charity situations, | |
| religious bodies which are entitled to discriminate | |
| on the grounds of sex. There are a number of categories of activity which are permitted to discriminate. Sport, in certain categories, where | |
| it depends on strength, stamina, or physique is | |
| dealt with in section 42. Combat duties in the | |
| armed forces is expressly exempted in section 43, and so on, so this is not a case of words which are | |
| used without regard to the fact that there will be certain kinds of cases which should properly be | |
| exempt. |
In our respectful submission, the absence of
an exemption of the criminal law is of some
significance because - - -
| DAWSON J: But this section operates as a direct |
curtailment on the law-making function, that is, on
the power of the State to make laws. It does not operate by way of inconsistency, it operates
directly as a command to the State not to make laws
in a particular way. That would be wildlyunconstitutional, would it not?
MR CASTAN: Well, that characterization is one that, we
would respectfully submit, goes beyond what
section 22 does. What section 22 -
DAWSON J: But you said the services was the creation of
offences. Offences are created by law, by the body
which makes the law; it must be right.
| McKenna | 22 | 7/8/91 |
| MR CASTAN: | Yes, the way it is expressed is to provide that |
it is unlawful for a person who provides goods or
services or makes - - -
DAWSON J: "Services" being the creation of the offence. It
is unlawful, in other words, to make a law.
| MR CASTAN: | To discriminate. That, in our respectful |
submission, is the question that is raised here.
We would respectfully concede, if that is the
appropriate word, to Your Honour, that that is the
issue that is raised and, in our respectful
submission, it does raise this question of conflict
in a very direct way because the Parliament has not
chosen to do what one might have expected, given
that there are a whole series of clear exemptions
dealt with. It has not chosen to say, "The
operation of State criminal law shall be exempt",
and one might have expected, given the broad words
of a provision such as section 22, and the broad
aims of the Act, and the extended operation beyond
Commonwealth authorities that has been provided for
in section 9(10) - one might have expected that
there would be something that expressly dealt with
this.
On the contrary, what one finds is that the
section is expressly stated to bind the Crown in
right of a State. So there is no question but that the Federal Parliament was contemplating
restricting States in this area. That appears to
be explicit, notwithstanding the general, if I can
call it that, exemption of the Crown in right of a
State in section 12, but this one has been not so
exempted. So the matter, in our respectful submission, is squarely raised and is an
appropriate matter for removal.
On that topic more generally, we would
respectfully submit that it is a matter which, by
its nature, is not in the category - if
Your Honours accept that the question is raised in the way we have contended for - then it is the kind of question that is not appropriate, as might occur
in some instances, simply to say, "Well, it is a
matter which perhaps can be dealt with by the court in which the matter originally commenced and in due
course come through the appellate courts". In our
respectful submission, the nature of the matter
raised, and its importance, if it is accepted as we
have contended that it is so raised, is such that
it would not be appropriate to have the matter
dealt with and to, if I may say so with respect,
impose on the district court judge the task of
dealing with what are obviously complex and
difficult questions.
| McKenna | 23 | 7/8/91 |
DEANE J: But, of course, the persuasiveness of the point,
as a matter of assessment, is relevant to the
question whether the ordinary procedure in relation
to section 109 matters should be departed from and
this Court should intervene and thereby deprive
itself of, among other things, the opinion of theCourt of Appeal of New South Wales, or the Court of Criminal Appeal, which would no doubt be, in a case such as this, somewhat similar.
| MR CASTAN: | Yes. With respect, Your Honour, that as a |
general proposition would not seek to differ from
what Your Honour's put - - -
| DEANE J: | I mean, the plain fact of it is, we could not |
continue to exist if every time a 109 point was
raised we were expected to deal with it as a matter
of first instance.
| MR CASTAN: | Yes, Your Honour, and we are acutely aware of |
the general strictures that have been expressed by
this Court concerning the undesirability of removal
in every instance, merely because some 109 or some
constitutional point is raised, we are conscious of
that. It is that this is difficult and, we wouldrespectfully submit, the question of persuasiveness
and the question of the difficulty of the problem
may merge. It is one of those questions which, at
first glance perhaps, appears to be drawing a long
bow but which, on reflection, and perhaps extended
debate, perhaps takes on a different level of
significance and, of course, it is of enormous
importance, if I can speak about that more general
matter, because we are dealing here with a very,
very large section of the population and of, what
we might call, potential victims and potential
accused persons.
We are dealing here with that difficult area of social and legislative policy, of whether or not
be treated differently from those who are engaged those who are engaged in homosexual activity should in heterosexual activity, and whether the victims of that activity should be treated differently. Now that, in reality, encompasses a very, very
large group in relative terms. It is not, as might
sometimes be the case, in important matters like,
one might say and does say that, for instance,
murder is a very important matter, obviously it is
because it is a very serious crime, but the numbers
of people involved throughout the community are not
very great. The numbers of people involved in this
issue are very great and the issue of social policy
is a very difficult one and it affects a very large
number of people. And that, in our respectful
| McKenna | 24 | 7/8/91 |
submission, should bear on Your Honours
consideration of these matters.
If Your Honours please, those are the
submissions.
| BRENNAN J: We need not trouble you, Mr Solicitor. | If there |
be a point warranting consideration relating to
inconsistency between the Sex Discrimination Act,
1984, Cth and the Crimes Act New South Wales under
which the applicant stands charged before the
District Court, it is a point which, in the
circumstances of this case, can appropriately be
decided by His Honour the Presiding Judge in the
ordinary course of the proceedings in that court. The application for removal of the matter to this
Court is refused.
AT 11.33 AM THE MATTER WAS ADJOURNED SINE DIE
| McKenna | 25 | 7/8/91 |
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