DECISION AND REASONS FOR DECISION [2001] AATA 768
ADMINISTRATIVE APPEALS TRIBUNAL )
) No Q2000/705
VETERANS' APPEALS DIVISION )
Re ELSA MAY MACDONALD
Applicant
And REPATRIATION COMMISSION
Respondent
DECISION
Tribunal Mr IR Way, Member
Date7 September 2001
PlaceBrisbane
Decision The Tribunal sets aside the decision under review and in substitution therefor determines that the death of the veteran, Ian Macdonald, was war-caused and that the applicant, Elsa May Macdonald is entitled to receive a war widow's pension with effect from 12 December 1998.
(Sgd) I R WAY
MEMBER
CATCHWORDS
VETERANS' AFFAIRS – whether reasonable hypothesis – service related drinking habit
Veterans' Entitlements Act 1986 ss 5(b), 6(a), 8, 119, 120, 120A
Bull v Repatriation Commission [2001] FCA 823
Repatriation Commission v Deledio (1998) 83 FCR 82
Dixon v Repatriation Commission (1999) 29 AAR 235
Byrnes v Repatriation Commission (1993) 30 ALD 1
REASONS FOR DECISION
7 September 2001 Mr IR Way, Member
This is an application by Elsa May Macdonald (the applicant) for review of a decision of the Veterans' Review Board dated 29 May 2000, affirming a decision of the Repatriation Commission (the respondent) dated 21 April 1999 which refused the applicant's claim that the death of her late husband, Ian Macdonald (the veteran), was related to his war service.
The Tribunal had before it the documents lodged pursuant to Section 37 of the Administrative Appeals Tribunal Act 1975 (T1-T6), and the following documents:
For the applicant
Exhibit A1 Statement of the applicant dated 22 January 2000
Exhibit A2 Statement of the applicant dated 15 March 2001
Exhibit A3 Medical opinion of Dr P Grant dated 15 February 2001
For the respondent
Exhibit R1 Alcohol Questionnaire dated 2 March 1999
Exhibit R2 Veteran's Record of Service
Exhibit R3 Respondent's Guidelines – Smoking and Alcohol-related Conditions
The applicant gave oral evidence.
The applicant is the widow of the veteran who rendered operational service as defined in Sections 5(b) and 6(a) of the Veterans' Entitlements Act 1986 (the Act), namely, continuous full-time service outside Australia during World War II.
Mr Macdonald rendered operational service as he served with the Royal Australian Air Force (RAAF) including service outside Australia from 25 May 1941 to 19 October 1945.
Under Section 13 of the Act, the Commonwealth is liable to pay a pension by way of compensation to the dependants of a veteran, where the death of a veteran was war-caused. A dependant of a deceased veteran, including a widow (Section 11) may make a claim to receive a pension under Section 14.
The veteran was born on 21 January 1917 and died, at age 78, on 10 April 1995, the cause of death being certified as:
(a) Aspiration pneumonia; and
(b) Cerebrovascular accident.It is the applicant's hypothesis that the veteran developed a drinking habit as a result of his war service and that this service-induced drinking habit contributed in whole or in part to his drinking habit post-war, this contributing to his death.
Legislative frameworkThe question whether the death…
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CaseChat Overview and Summary
The primary legal issues addressed by the court included whether the veteran's drinking habit was service-related and whether this habit could be connected to his cerebrovascular accident. The court had to determine if the veteran's alcohol consumption, as described by his widow, constituted a reasonable hypothesis under the relevant Statement of Principles (SOP). This required the court to consider whether the hypothesis was consistent with the factors outlined in the SOP and whether it was reasonable to conclude that the veteran's alcohol consumption was related to his military service.
The court found that the evidence presented by the widow, including her testimony about the veteran's drinking habits and the circumstances of his service, supported the hypothesis that the veteran's death resulted from a cerebrovascular accident connected to his regular alcohol consumption. The court considered the veteran's entry records, which indicated he was a moderate drinker at the time of enlistment, and the lack of any contradictory evidence. The court concluded that the hypothesis was consistent with the relevant factors in the SOP and thus reasonable. Consequently, the court found that the veteran's cerebrovascular accident was service-related, and the claim for entitlement was upheld.
Orders
Orders of the court
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Background
Background to the litigation
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Evidence
Evidence Before The Court
Decision
Reasons for decision
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Ratio Decidendi
Legal Principle Established
It was submitted that the veteran did not satisfy the Department's Guidelines in that, on the applicant's evidence, the veteran commenced drinking during his training, before his period of overseas service and related stressful events. It was further submitted that the contemporaneous records showed that the veteran was a moderate drinker on entry to the RAAF and that the Tribunal, after consideration of all the material before it, should find the hypotheses raised by the applicant to be "too tenuous" to be a reasonable hypothesis.Consideration The Tribunal is satisfied that the material before it points to an hypothesis as raised by the applicant, namely, that the veteran's death resulted from a cerebrovascular accident which was connected to the veteran's regular consumption of alcohol and that this consumption of alcohol could be connected with the circumstances of the veterans' relevant service. There is no dispute between the parties, and the Tribunal finds accordingly, that the relevant SOP in this matter is Instrument No. 7 of 1999 and that within this SOP the relevant factor is Factor 5(e), namely, "regularly consumed an average of 250g per week of alcohol (contained within alcoholic drinks) for a continuous period of at least one year immediately before the clinical onset of cerebrovascular accident." In Repatriation Commission v Deledio (1998) 83 FCR 82 at 97 the Full Court said:"3.If an SoP is in force the Tribunal must then form the opinion whether a hypothesis raised is a reasonable one. It will do so if the hypothesis fits, that is to say, is consistent with the 'template' to be found in the SoP. The hypothesis raised before it must thus contain one or more of the factors which the Authority has determined to be the minimum which must exist, and be related to the person's service (as required by ss 196B(2)(d) and (e)). If the hypothesis does contain these factors, it could neither be said to be contrary to proved or known scientific facts, nor otherwise fanciful. If the hypothesis fails to fit within the template, it will be deemed not to be 'reasonable' and the claim will fail.4.The Tribunal must then proceed to consider under s 120(1) whether it is satisfied beyond reasonable doubt that the death was not war-caused, or in the case of a claim for incapacity, that the incapacity did not arise from a war-caused injury. If not so satisfied, the claim must succeed. If the Tribunal is so satisfied, the claim must fail. It is only at this stage of the process that the Tribunal will be required to find facts from the material before it. In so doing, no question of onus of proof or the application of any presumption will be involved." As stated in Dixon v Repatriation Commission (1999) 29 AAR 235, with respect to steps 3 and 4 outlined in paragraph 31 above, Wilcox J said:"24. ….. In the present case the Tribunal fused together steps 3 and 4. It should have resolved step 3 by determining whether the claims made in the material before it satisfied the factor requirements of the Statement of Principles relating to generalised anxiety disorder, that is, still considering them as claims and without making any judgment about their truth. If the AAT had answered this question in the affirmative, the final step would have been to consider the truth of the claims, this being a step in carrying out the obligation imposed on the Tribunal by s 120(1) of the Act to decide whether it is satisfied, beyond reasonable doubt, that there is no sufficient ground for determining that the disease was war-caused. If the Tribunal had been satisfied beyond reasonable doubt that Mr Dixon did not undergo the experiences he claimed, or that any experiences he did undergo did not cause the generalised anxiety disorder he claimed to suffer, this would have been a proper basis for achieving the satisfaction mentioned in s 120(1) and dismissing his appeal.25. The question whether a decision maker reaches a conclusion adverse to a claimant at the step 3 stage or the step 4 stage is not a mere technicality. If belief is addressed at the step 3 stage, there is a risk that the decision maker will rule against a claimant simply because he or she is not persuaded the claimant's story is probably true. Although the decision maker should not think in terms of onus of proof, in a practical sense at the step 3 stage the claimant is likely to be left with this burden. Moreover, the decision maker is likely to reject the application even though he or she thinks the claimant's story may possibly be true. This would defeat the protection for veterans embodied in s 120(1), whereby a claim which fits the factors in the relevant Statement of Principles must be accepted unless the decision maker is satisfied, beyond reasonable doubt, that it is without justification."