Love v Love
[1989] HCATrans 309
..
~
• .. IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S87 of 1989
B e t w e e n -
GEORGE CLIFTON LOVE
Applicant
and
GAIL MARIE LOVE
Respondent
Application for special leave
to appeal
MASON CJ
BRENNAN JGAUDRON J
Love TRANSCRIPT OF PROCEEDINGS
AT SYDNEY ON FRIDAY, 8 DECEMBER 1989, AT 2.31 PM
Copyright in the High Court of Australia
S1Tl3/l/PLC 1 8/12/89
MR A.J. SULLIVAN: May it please Your Honours, I appear with my learned friend, MR B.A.M. CONNELL, for the applicant.
(instructed by Verekers)
MR D.P.F. OFFICER, QC: May it please Your Honours, I appear with my learned friend, MR R.J. POWELL, for the
respondent. (instructed by Fred A. & John F. Newnham)
MASON CJ: Yes, Mr Sullivan.
MR SULLIVAN: Your Honours, I have taken the liberty of preparing a written outline of submission because I
have to say that the approach which I will be seeking
to put before Your Honours today differs somewhat from
the affidavit which has been put on. In particular, I do not seek to press before this Court what I may
call the jurisdictional aspect, namely the ability of
the Family Court to have jurisdiction in a situation
where service has not been effected. I wonder whether it might be a more proper use of the Court's time
if the Court was just to briefly read the submissions - the
outline I have put and then if I spoke briefly to them,
if that is a convenient course?
MASON CJ: Well, it certainly would seem to be, Mr Sullivan,
if you are not relying on the jurisdictional argument.
MR SULLIVAN: Yes, Your Honour. MASON CJ: But I should repeat what I have said on previous
occasions, that is, that the Court does go to some
trouble to read the materials that are filed
with a view to forming some appreciation of thecase before it comes on for oral argument and we have stressed also on previous occasions that if there
is to be a change in the basis on which the case isto be presented, the materials relevant to that change should be placed in the hands of the Court before the
matter is listed for hearing. It means that, otherwise,
the Court's time is wasted and the Court is not in aposition to, as it were, appreciate the oral argument
when it is presented. Now, it may be that the responsibility in this
case does not lie with you at all but necessarily it lies with those who are advising the applicant.
MR SULLIVAN: Your Honour, both - I should say what I would seek to put to Your Honours this afternoon has been
covered in the affidavit but what I am doing is
abandoning part of the affidavit rather than anything
else and I did that, with respect, to save the Court's
time rather than to increase the Court's time.
Your Honours, the submission which I make is
simply this, there has been manifestly a miscarriage
of justice in this case because not only has the
Full Court sought to intervene and to interfere withthe exercise of the trial judge's discretion but, indeed,
S1Tl3/2/PLC 2 8/12/89 Love it has done so itself in a way which shows that it is
in error and that is the matter particularly which I
have addressed in connection with the period of delay
which was obviously a matter of great significance to
the trial judge, the 3\ year period.
As I have indicated in the outline of submissions,
the Full Court appears to have seized upon the wording
of section 79(8) -and Your Honours will find that
wording in tab B of the materials I have handed up -that you can make this application upon the legal
personal representative. If one goes to the wording
of that section - and I hope Your Honours are in more
luck than I am because - - -
MASON CJ: No. Well, I have been no more lucky than you. MR SULLIVAN: Mine seems to be omitted. I can hand up a copy of the Act.
MASON CJ: I think we probably have the Act anyhow, Mr Sullivan. MR SULLIVAN: I am grateful to Your Honour. MASON CJ: We each have a copy of the statute.
MR SULLIVAN: Thank you, Your Honour. If one goes to
section 79(8) of the Act, the Act states that:
Where, before proceedings with respect to the property of the parties to a marriage or either of them are completed, either
party to the proceedings dies -
(a) the proceedings may be continued by
or against, as the case may be, the
legal personal representative of the deceased
party and the Rules of Court may make
provision in relation to the substitution of the legal personal representative as a party to the proceedings.
That is the foundation of the application which the wife, if I might use that expression, made in this
case.
GAUDRON J: Is it the source of the discretion, do you say?
MR SULLIVAN: No, Your Honour. The discretion
appears to have come from the power expressly given
by that section to make rules in that respect and
one then turns to the rules and there is
order 14 rule 9 states - do Your Honours have that
rule?
MASON CJ: Where do we find it?
MR SULLIVAN: I thought Your Honours had the legislation? MASON CJ: Yes, what page though?
S1Tl3/3/PLC 3 8/12/89 Love
MR SULLIVAN: Well, Your Honour, I might have a different
version to Your Honour, I apologize to say.
MASON CJ: Order 13 - - -?
MR SULLIVAN: Order 14, rule 9. It is behind the rules section.
MASON CJ: Yes. Well, we have it in this - - -
GAUDRON J: I do not. BRENNAN J:
I do not. Mine at page 86,999 finishes at rule 6,
(4) to (14).
MASON CJ: So does mine now that I have found the page. GAUDRON J: Mine even earlier.
MR SULLIVAN: Your Honours may have the old Act, I think, with
respect. Might I hand my copy of the rule up? I am sorry, Your Honours, that has been photocopied, I apologize
in that material which I have given you. It is the last page of the photocopies.
MASON CJ: I see. MR SULLIVAN: Your Honours will see order 14 rule 9 which was
inserted in 1989 being in these terms; that:
Where a person dies and proceedings may,
under the Act, be instituted or continued
in a court by or against the estate, or
the legal personal representative, of the
person, the court may make any orders it
thinks proper with respect to the conduct ofthe proceedings, including:
(a) an order -
and (a) is the relevant one -
that the legal personal representative of the person be substituted for the
person as a party.
GAUDRON J: I would not have read that as conferring a discretion to the effect that - assuming the
jurisdiction point, as you have conceded it - there
was a discretion to refuse to allow the continuation
of the proceedings by refusing the substitution of
the legal personal representative.
MR SULLIVAN: Your Honour, in my submission, that follows from the use of the language, "the court may make any orders
it thinks proper - - -"
GAUDRON J:
- - -"with respect to the conduct", not with respect to ensuring that there are no such proceedings.
S1Tl3/4/PLC 4 8/12/89 Love MR SULLIVAN: But, Your Honour, then if one goes, with respect,
to subparagraph (a) of that order:
including:
(a) an order -
and that order is necessary to enable the conduct to
be proceeded so that it contemplates that it does not
necessarily have to make that order, in my respectful
submission.
GAUDRON J: Well, that would mean, would it not, if you concede
the jurisdiction point, that the court may make orders
having the effect that the proceedings may not be
continued against a legal personal representative?
MR SULLIVAN: Yes, Your Honour. GAUDRON J: That is a very strange construction to place on
rule 9 in the light of the statutory provision, is it
not?
MR SULLIVAN: Well, with respect, not, Your Honour. The statutory provision contemplates, in my respectful
submission, that the rules will govern the procedures
to be adopted.
GAUDRON J: The procedure, not necessarily the right to
continue the proceedings.which your interpretation
takes it to, I think.
MR SULLIVAN: Your Honour, it does not, with respect, take - the application is made under section 79(8) for the
right to be joined. The court, in my respectful
submission, always has an inherent power~ Even this
Court, it being a statutory creature, still has an
inherent power of the conduct of proceedings including,
for instance, to stay proceedings perpetually,
and that would - - -
GAUDRON J: The limits to the power of the court to exercise
such a discretion so as to refuse to exercise jurisdiction may not be precise but they are at least
within a fairly well-understood compass, are they not?
MR SULLIVAN: They are, Your Honour. Your Honour, a court always has a power and the Family Court has an
express power, as many others have, to stay proceedings
permanently, for instance.
GAUDRON J: So, the matter is to be approached on the basis
of a stay, is it?
MR SULLIVAN: Well, Your Honour, no. The matter is to be
approached, with respect, upon the basis that the
application which was made by the respondent in this
Court to the Family Court was an application that the
S1Tl3/5/PLC 5 8/12/89 Love executor be joined as a party in substitute for
the deceased husband. The trial judge said that he had two reasons for not doing so: one, the
jurisdictional basis and, secondly, a
discretionary basis.
GAUDRON J: But the effect of what the trial judge said was to decline to exercise jurisdiction, was it not?
MR SULLIVAN: Yes, Your Honour, with respect, on those two bases.
GAUDRON J: Yes, but the effect of what he did was to do that?
MR SULLIVAN: Yes, Your Honour. GAUDRON J: Now, assuming there be a discretionary power to decline to exercise jurisdiction, there would need
to be fairly persuasive factors to result in that
situation, would there not, on ordinary principles?
MR SULLIVAN: Yes, Your Honour, there would be, with respect. One agrees with that, and if I could, by reason of analogy, Your Honour, take Your Honour to the situation which is well known in the law of amendments and what
this Court has said many times relating to an amendment:
basically, an amendment to pleadings, for instance,
will always be allowed unless there is irreparable
prejudice. Now, one of the categories in which irreparaole prejudice has been held to exist, for instance, has been
where an allegation is made where someone could have
put an answer to it but unfortunately that person has
died so you cannot get the answer to it. That, in a sense,
in my respectful submission, is analogous to what has
occurred here.
GAUDRON J: Except that here you are in a situation where the
Act expressly contemplates that proceedings may be
continued after death.
MR SULLIVAN: Yes, Your Honour and, with respect, for good
reason because in many cases it will not be manifestly unfair so to do but the question is, in my respectful
submission, one which has to be looked at at the
initial trial level, if you like, Your Honour, in - - -
GAUDRON J: Was this case put in the Full Court? MR SULLIVAN: Your Honour, as far as I am aware, from reading the transcript of the Full Court, there was no -
what the Full Court did in this computation ofthe period of delay was not something which was the
subject of argument, it was something which the court - - -
GAUDRON J: Was the case put to the Full Court that there was a proper exercise of a discretion - we will assume for the
moment one existed - to refuse substitution and that
the Full Court should not interfere in it?
S1Tl3/6/PLC 6 8/12/89 Love
MR SULLIVAN: I will just get instructions but I am sure it
was, Your Honour. My instructions are that that case was put and I think my learned friend's junior
was appearing in that matter and - I am told by my
opponents, and I am grateful for them, that there was
put that there should not be any interference with
the discretion and that the discussion turned around
this question of delay which I am now raising with
Your Honour.
BRENNAN J~ The problem really is that the kind of proceedings
with which section 79(8) is concerned are proceedings
not for the enforcement of an existing and thoroughly
constituted right but, indeed, for the exercise of a
curial discretion which creates new property interests.
MR SULLIVAN: Yes, Your Honour. BRENNAN J: So that if the death of the party has any effect upon proceedings of that kind it is to bar the
claim for the exercise of the curial power.
MR SULLIVAN: Yes. The effect of - BRENNAN J: So that the question of whether or not the order is made or not is not a mere matter of procedure.
MR SULLIVAN: No, Your Honour. BRENNAN J: It really is one of real substance.
MR SULLIVAN: With respect, in practice, I would agree with Your Honour, if I may be so bold as to say so. One
can imagine theoretically that that is not the case
because the rejection of this application would conceivablyenable the court, if it so decided, to decide this
respondent's application on an ex parte basis. One
could not imagine, with respect, that occurring.
But Your Honour may have noted from His Honour the
application, no cross-claim to dismiss the property trial judge's reasons - he said that there was no
application so he would not have made that order. He
did, however, indicate, and what the reality of the matter is, of course, Your Honour, is that there is a FAMILY PROVISIONS ACT proceeding on at the same time in this contest and, indeed, as the case of this Court indicated - FISHER V FISHER referred to in the judgment of the Full Court - in many cases the considerations to be followed or to be applied in such
an application overlap with - if not entirely, but to
a large extent with the considerations to be taken intoaccount in a section 79 application. That is a relevant factor, in my submission, is
we are not talking, with respect, in this case about
the - - -
GAUDRON J: Does that mean that what we are really concerned with
is a ploy to keep the proceedings in the Family Court on
S1Tl3/7/PLC 7 8/12/89 Love foot so as to raise an argument of inconsistency to
defeat a hearing of the proceedings under the FAMILY
PROVISIONS ACT?
MR SULLIVAN: I am sorry, a ploy on the part of the applicant, was Your Honour - - -?
GAUDRON J: Yes. MR SULLIVAN: No, Your Honour, with respect. GAUDRON J: Well, that is the consequence, is it not? Until
the proceedings are dismissed in the Family Court which
your client,not having been a party, does not seek
and it may or may not be that the applicant in the
Family Court would seek to have it dealt with ex parte,
but leave that aside. But whilst they were pending
there could be no hearing and determination of proceedings
under the FAMILY COURT ACT except by virtue of the
cross-vesting order that was in fact made, is that
not right? So that it would never be necessary to
decide which proceedings were, in fact, determining
the outcome.
MR SULLIVAN: No, Your Honour. With respect, that is not the consequence as I understand the law. There is nothing
to stop the FAMILY PROVISIONS ACT proceeding
continuing.
GAUDRON J: Whilst this proceeding is on foot?
MR SULLIVAN: No, Your Honour. GAUDRON J: I would have thought there might well be. MR SULLIVAN: Well, Your Honour, in my submission, there is not.
Indeed, what had happened was that the FAMILY PROVISIONS
ACT matter was set down for hearing and then there was
an indication that there was going to be this application
by the respondent wife and so those proceedings were
adjourned for this application to be heard and the
applicant wife then wished to have the two proceedings consolidated. But there was never any question, with respect, I should hasten to add that, of some ploy
being adopted by the applicant. One might be
tempted to say - - -
GAUDRON J: Whether or not it was a ploy, it would not be
clear to me that the proceedings under the FAMILY
PROVISIONS ACT could continue whilst the proceedings
were on foot in the Family Court because you would
then have the possibility of orders being made in
disregard of each other out of the same body of assets.
MR SULLIVAN: Yes, Your Honour, but on different criteria. As I said, the law tends to overlap but it is certainly not entirely within the same framework and, in my respectful
submission, there are a number - - -
SlT13/8/PLC 8 8/12/89 Love
GAUDRON J: Your submission must be then, is it - I take it there was that - had the proceedings been served on
the deceased and any other procedural steps as
necessary taken, there could ultimately have been orders
made under the FAMILY PROVISION ACT and under the
FAMILY LAW ACT?
MR SULLIVAN: Yes, Your Honour, and indeed what would happen, in my respectful submission, would be this - - -
GAUDRON J: Well then, why does it matter? Why does the case
matter?
MR SULLIVAN: Your Honour, if I might answer it in two stages if I may. What would happen in the second application,
if the FAMILY COURT ACT proceedings came second, wouldbe that it would obviously be a matter of great
importance to consider the outcome of the FAMILY PROVISIONS
ACT proceeding. If the wife got a substantial sum of
money then, then the court under the powers under
section 79(4) would clearly take that into account
and I think there is authority to that effect. I must say, I cannot be more categorical about that
so that that is the way it would proceed.As to why does it matter, Your Honour. It matters for this reason: the considerations which can be taken into account on the FAMILY LAW ACT are much more extensive
much wider in ambit than under the FAMILY PROVISIONS
ACT. It is manifestly unfair, in my submission, for those proceedings to continue or to facilitate those
proceedings where a person has died and there has been
a delay. But those two factors are relevant and
that is a reason - - -
GAUDRON J: Where is the prejudice in the delay in any event? The best you can put it, Mr Sullivan, surely, is that there has been prejudice by reason of delay,
not merely the fact of the delay. Now, I am talking about the delay - MR SULLIVAN: Yes, delay per se. GAUDRON J - - - not the service on the deceased. MR SULLIVAN: Your Honour, one can say that apart from the problem of not being able to fully administer the
estate and the like - - -
GAUDRON J: There waa no grant until a little while before this. MR SULLIVAN: Your Honour, one, with respect, has to face the realities of the situation. There is a sole beneficiary
who is a child, the infant child of the respondent wife,
and the situation is, Your Honour, in my respectful
submission, that I cannot point to any forensic prejudice in the sense of the case would be difficult to run except
for time and lapse of memory and the like, but the real
prejudice, Your Honour, from those two factors is quite
plainly the fact, the inability to get instructions fromthe grave. That is the first -
SlT13/9/PLC 9 8/12/89 Love GAUD RON J: Well, that is service. That is the first point. MR SULLIVAN: That is the service point, Your Honour.
GAUDRON J: Yes, but there is no prejudice merely by reason of
delay in the circumstances where the grant was not
made until about the same time.
MR SULLIVAN: No, Your Honour. But, Your Honour, one has the situation, in my respectful submission, that this Court
has quite rightly laid down the criteria or the
circumstances in which an appellate court, especially -
a particular Family Court can interfere with a
discretionary decision of a trial judge. This particular
court on this occasion, the Full Family Court, sought to
do so on a basis which in law, in my respectful submission,
is clearly erroneous.
GAUDRON J: Well, you say so but how could it be erroneous
for them to say, as you now concede there is no prejudice,
that it was proper for a trial judge to take into account
delay,which was non-prejudicial, in the exercise of the
discretion? I mean, surely, the discretion could be
exercised on the basis of delay only if it was
prejudicial delay.
MR SULLIVAN: Well, Your Honour, with great respect, there have
been many occasions - in Equity Courts and Family Courts,
I imagine; but certainly in Equity Courts - where there is
no need to prove prejudice, for instance, for laches.
GAUDRON J: Yes, but this is a question of defeating the
jurisdiction. It is not a_question of making a defence.
MR SULLIVAN:· Well, with respect, so is laches. The effect is
the same and, in my respectful submission, the reason for
delay, Your Honour, is that a delay is an affront to theadministration of justice. It is like striking out
a proceeding for want of prosecution. Indeed, that is,
in effect, what it amounts to, in my respectful submission.
And one does not have to show prejudice when one makes
an application to strike out for want of prosecution. It is quite plain the Full Court recognized that delay
per se was a correct factor to take into account in the
exercise of the discretion. What they did, and what
they did, in my respectful submission, wrongly, was
to say, "Well, the delay wasn't very much at all, it
was only six months rather than three-and-a-half years."
GAUDRON J: Well, you have to put it on the basis that
non-prejudicial delay can defeat jurisdiction.
MR SULLIVAN: Your Honour, if that was the only matter which the trial judge had relied upon, then -
GAUDRON J: But that is ·not suf fieient, is it? You see, your proposition has got to be that the Full Court could not
interfere with the discretion and if it was not permissible
for the trial judge to have regard to non-prejudicial
S1Tl3/10/PLC 10 8/12/89 Love delay, then he took into account an irrelevant
consideration which would have allowed the Full Court
to set aside the exercise of the discretion and exercise
it afresh. So, you have got to say it was permissible
for the discretion to be exercised by reference to
non-prejudicial delay.
MR SUILIVAN: Your Honour, I do not shrink from saying that at
all, with respect, and indeed from what·haa~fallen from
Your Honour, with respect, it helps me on a matter
which I was going to confess that I had some difficulty
with as a matter of public importance of this question.But if Your Honour is correct in Your Honour's analysis
in the discussion Your Honour has been having with me
from the bench, with respect, then it is a matter of
great public importance to determine whether a judge, in the exercise of his discretion, can take into account delay without having to consider the effect of
prejudice by that delay.
GAUDRON J: To defeat jurisdiction.
MR SULLIVAN: To defeat jurisdiction. And, Your Honour, in
my respectful - - -
GAUDRON J: That is hardly arguable, is it?
MR SULLIVAN: Your Honour, it has been argued, with great
respect, in equity for hundreds of years and the
Family Court follows the equitable principles in manyways. GAUDRON J: Yes. Well, to defeat jurisdiction in the
case of -
MR SULLIVAN: Well, the defence of· laches defeats the claim,
Your Honour.
GAUDRON J~ Yes. I thought the more recent consideration of
laches by this Court put it squarely on the basis of
prejudice.
MR SULLIVAN: Your Honour, in some matters they do. There are
many - it is not an argument, I must say, that I have come prepared to meet but - Your Honour, my submission
is that the recognizable - and I must say I have not
come prepared to argue this extensively. There is
a very strong school of thought in this country,
including this Court, that one does not need to proveprejudice to succeed on a defence of · · laches, but I
have not got the authorities with me.
MASON CJ: What is the recent decision of this Court given about
18 months/2 years ago from Queensland?
MR SULLIVAN: Your Honour, I must say that I have been struggling since Her Honour Justice Gaudron mentioned the recent
decision - I cannot, for the life of me, recall the nameof it.
S1Tl3/ll/PLC 11 8/12/89 Love MASON CJ: Yes, it is a decision that I have managed, as it were,
to ~xpunge from my memory - - -
MR SULLIVAN: Yes, I recall Your Honour was in dissent. MASON CJ: That is right, exactly. The dissenting Judges,
Justice Deane and myself held, as I recollect, that
laches was a defence in that case. The majority held otherwise. But my recollection is that we held
that laches was a defence on the basis that it gave
rise to prejudice.
MR SULLIVAN: Yes. I believe Your Honours may well have said that but without seeing the judgment, I must say, I
cannot be clear about it. But the traditional starting
point for laches cases - I am really showing my failure
of memory - - -
MASON CJ:
But is it not true to say that, as a matter of general unders't:anding, laches has involved some
element of prejudice? After all, delay as such in equity has only been regarded as a defence to
interlocutory applications. I have never understood that mere delay is a defence in equity in a final
action.MR SULLIVAN: Your Honour, if it does not qualify as laches, with respect, Your Honour is perfectly correct but
my understanding of mere delay, if it were just not
laches - but delay which shows a contumatiousdisregard for the running of the court or for the
interests of the other party in getting litigation
on per se, with respect, has been held to constitute
laches without the other party having to show that
they were thereby·prejudiced. And that is, with
respect, the difference between mere delay and - - -
GAUDRON J: But what takes this beyond mere delay in any
event? Certainly, it is not prejudice.
MR SULLIVAN: Well, Your Honour, might I say these things -
I have tried to say them in my submissions. We had an application filed, I think here, 7 June 1985;
left to lie dormant whilst - - -
GAUDRON J: - - - whilst the probate issues were litigated. MR SULLIVAN: Not only the probate issue was litigated, Your Honour. Before the probate matter was litigated
the respondent wife also decided to put on an application
under the FAMILY PROVISIONS ACT so she was, in effect,
with respect, having three separate bites of this cherry.
She was going to challenge the will so that she could
get letters of administration and the.whole thing would
go away; not having served this document, then connnenced the FAMILY PROVISIONS ACT proceedings and
then, at the last moment, these actions are revived in
December 1988. So, Your Honour, with great respect,
S1Tl3/12/PLC 12 8/12/89 Love what this respondent has done and what clearly affected
not only delayed here but there has been a reason for His Honour the trial judge was to say, "Well, she has it. She has been more busy casting her net wider in respect of the same relief" and it is in that category - it is more than, in my respectful submission, simply mere delay. It is a relevant matter, in my respectful submission, to be taken into account.
GAUDRON J: Well, you would never put the case on the basis
that she is to be taken as having elected as between different remedies available and it would be far too
late to take that case.
MR SULLIVAN: Well, that is precisely why the case has not
been taken now, Your Honour, I acknowledge that.
GAUDRON J: That it is too late to take that case.
MR SULLIVAN: Yes, I acknowledge that.
GAUDRON J: And that is really what you are saying now.
MR SULLIVAN: No, I am not saying that, with respect. I am not
attempting to say that, your Honour. I am attempting to answer Your Honour's question as to why it is more than
mere delay.
GAUDRON J: More than mere delay but, in effect, that is saying
it is more than mere delay, the applicant wife has taken
other remedies; she should therefore be shut out from
such remedy as there is. It is very, very close
to - - -
MR SULLIVAN: But, with respect, that is what the trial judge
to the Family - the FAMILY PROVISIONS ACT should be said. The trial judge said that the matter should go instituted and heard and when that was finished the
Family Law proceedings should be dismissed. So that that was clearly a matter which actuated His Honour's decision and, in my respectful submission, that was a
legitimate consideration. His Honour was concerned
to see that there was a finality of litigation between
the parties which is a proper judicial matter to take into account. He was concerned to see there was a proper hearing of the matter in what he considered
to be an appropriate tribunal. Your Honour, withgreat respect, that is clear from his judgment and,
delay but it was what occurred during the period of in my respectful submission, it was not just the mere delay which influenced His Honour. But if I may revert, Your Honour - because I do not wish to take too much of the Court's time -
the Full Court did not say His Honour was wrong to take into account delay nor to take into account the service issue. What it did was to seek to minimize those two things and did so, in my respectful submission, in a way which was completely erroneous because they failed
SlT13/13/PLC 13 8/12/89 Love
to recognize a basic principle of probate law. And I have set that out and if my friend seeks to dispute those
principles perhaps I could briefly respond to it but it
was completely erroneous for them to say that there was
not a legal personal representative until the grant of
probate.
GAUDRON J: It might have been loose language but in
traditional terms one awaits the grant before cormnencing
action against a person, a named executor, because a
named executor might renounce.
MR SULLIVAN: This respondent did not do that in the FAMILY
PROVISIONS ACT proceedings, Your Honour. She cormnenced the proceedings against Mr Love in his own name before
probate was granted. So that one cannot even point in this
case to an instance which supports Your Honour's
perception, with respect, to the practice and, in my
respectful submission, that is not the practice in
>" any event. GAUDRON J: Not the practice in the Family Court?
MR SULLIVAN: I am not aware of the practice in the Family Court,
Your Honour, I must say. I cannot give Your Honour any indication of practice there. But my understanding is
that the law has been settled for 300 years, that
actions can be commenced from the time - against an
executor or by an executor, once he has accepted the
office of executor and well before probate is granted
because the probate is the authentication or theevideuce of the grant, not the grant itself and the
.title does not spring from the proj~te.
GAUDRON J: That is true but the more,usuai course is to wai:
until the grant lest there be a renouncing.
MR SULLIVAN: But in this particular case, and if one is talking about this case and what considerations the
court should have taken into account, here we had a
situation where the respondent expressly did not adopt that course with the FAMILY PROVISIONS ACT
proceedings. She knew from reason of the fact that they had been defended, with respect, that the
grant had not been renounced and Your Honour will be
well aware, with respect, of the authorities that say
that once you accept the office you·· cannot renounce.
GAUDRON J: Yes, but it is not always a matter within the
knowledge of litigants whether ar not an office has
| Tl3 | been accepted. |
MR SULLIVAN: It was within the knowledge-of.the litigants, in my respectful.submission, that it had been accepted
once the application for - - -
GAUDRON J: Well, you ask us to assume that on the basis of
material that is not in the application book, do you?
No, it is in the judgment, is it not, the first - - -
SlT14/l/PLC 14 8/12/89 Love
MR SULLIVAN: Yes, it is in the judgment, Your Honour, yes. The fact of the matter is that the facts which are
on the public record - the application for proving the
will in solemn form commenced in 1985. Now, from that stage on, in my respectful submission,
Mr Colin Love could not have renounced probate as such.
So that one has the situation, in my respectful
submission - - -
GAUDRON J: But, on the other hand, if, as at 1985, the
application had been made in the Family Court, it
is clear that as a matter of practice nothing would
have transpired pending the determination of the
probate proceedings?
MR SULLIVAN: Your Honour, one would imagine that would have been the case, yes, because it may well have been
otiose ·to need· to do that. Yes, one would imagine
that would occur. But, Your Honour, one comes back,
in my respectful submission, to the question of
principle in this case. You have got a court, in my respectful submission, a Full Court of the Family
Court which has completely failed to follow, erroneously.
or not, what this Court in NORBIS V NORBIS and GRONOW V
GRONOW has said it must do, ·and~c'h1it it- eannoe-•interfere
with what Their Honours the Chief Justice and
Justice Deane said in their joint judgment in NORBIS V
NORBIS. It cannot interfere with a trial judge's
decision unless the trial judge's decision is shown to be wrong. They set out to show it was wrong on two bases. Then doing so, with respect, exposed their
own error rather than the trial judge's error.
GAUDRON J: Well, it is not so much an exposure of their own
error that is important because that would
necessarily - - -
MR SULLIVAN: No, Your Honour, it is not. It is just -
GAUDRON J: But it is in establishing that there was no
error on the part of the trial judge and that is to say that it would have been permissible to decline
did not impact.upon the proceedings and in ta exercise jurisdiction by reference to delay which circumstances where the delay can be seen to be explicable by the existence of probate proceedings,
the outcome of which in a normal course of eventswould b~ expected to be determined before anything happened in these proceedings.
MR SULLIVAN: Well, Your Honour, if I might just - without wishing to enlarge this debate any more than I have to - to make two respectful submissions in response to that: first, Your Honour has overlooked the second reason the judge gave that the - - - GAUDRON J: You have got to say he was right, that he had no
error.
S1Tl4/2/PLC 15 8/12/89 Love MR SULLIVAN: No, Your Honour. I have to say, with respect, in my submission, that the reasons His Honour gave
were correct and that the combination of those two
reasons, in my respectful submission, is correct
because there was prejudice and, as well, there was
in His Honour's view the inappropriateness of having,
after such a delay, these proceedings brought. But he was not looking at those in isolation, he expressly
juxtaposed those two things. That is the first matter,
Your Honours. The second matter is, Your Honour said, with respect, that it is explicable to await
the outcome of the probate proceedings. If I might
answer that by saying the probate proceedings were
decided in February 1987. There was no appeal
from that decision of Mr Justice McClelland by
the respondent wife. Even then she waited 18 months after the outcome of the probate proceedings, or more -
20 months - before taking a step. In my respectful
submission, on that factual basis it cannot be
sald that delay is explicable by waiting for the
outcome of the probate proceedings and so that, in my respectful submission, His Honour was not wrong
on either ground. The Full Court did not even suggest that he was wrong on those grounds, rather,
they suggested he had been led into error by
his reading of the chronology and, Your Honours, in
my respectful submission, for the reasons I have
advanced in the outline of submissions if anyone was
in error it was the Full Family Court in that regard.
So that one has got a situation that, in
my respectful submission, in the interests of justice
when there is clearly a decision of an intermediate
Court oi Appeal which is wrong, which affects
adversely the rights of a party, then that should be
a matter where this Court should grant special leave
especially with the added interest which Your Honours -
I must say which I had not, with respect, though of,
that if it is arguable that there always has to be
prejudice before one can take into account delay in
the exercise of discretion of this sort, then that
is also a matter, with respect, of importance
which should be determined by this Court.
MASON CJ: Well, I think you have taken the matter as far as
you can, thank you, Mr Sullivan.
MR SULLIVAN: Yes, thank you, Your Honour. MASON CJ: The Court need not trouble you, Mr Officer. The
Court is of opinion that the decision of the Full
Court of the Family Court is not attended with
sufficient doubt to justify the grant of special leave
to appeal. The application is therefore refused.
MR SULLIVAN: If the Court pleases.
S1Tl4/3/PLC 16 8/12/89 Love
MR OFFICER: I make an application for costs. MASON CJ: Yes. Do you oppose that, Mr Sullivan?
MR SULLIVAN: No, Your Honour. MASON CJ: The application is refused with costs.
AT 3.16 PM THE MATTER WAS ADJOURNED SINE DIE
SlT14/4/PLC 17 8/12/89 Love
Key Legal Topics
Areas of Law
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Family Law
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Civil Procedure
Legal Concepts
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Jurisdiction
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Appeal
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Statutory Construction
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Remedies
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