Little v The Governor of Pentridge Prison
[1991] HCATrans 341
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M59 of 1991 B e t w e e n -
JOHN DAVID LITTLE
Applicant
and
THE GOVERNOR OF PENTRIDGE
PRISON
First Respondent
ROBERT JOHN ALBERT CORNALL in
his capacity as Secretary of
the Law Institute of Victoria
Second Respondent
Application for bail
| Little | 1 | 26/11/91 |
DAWSON J
(In Chambers)
TRANSCRIPT OF PROCEEDINGS
AT MELBOURNE ON TUESDAY, 26 NOVEMBER 1991, AT 9.42 AM
Copyright in the High Court of Australia
MR J.N. ZIGOURAS: If Your Honour pleases, I appear for the
applicant, John Little. (of J.N. Zigouras & Co)
MR B.M. DENNIS: If Your Honour pleases, I appear on behalf
of the first-named respondent, the Governor of the
gaol. (instructed by the Victorian Government
Solicitor)
MR G.M. RANDALL: If Your Honour pleases, I appear for the
second-named respondent, Robert John Albert
Cornall. (instructed by Andrea Woolhouse)
| HIS HONOUR: | Mr Zigouras? |
| MR ZIGOURAS: | Your Honour, I have a summons -that list of |
documents that are filed with you - the summons
dated 9 November 1991; an affidavit by myself of 20November; and there is the affidavit of John David
Little dated 19 November 1991.
| HIS HONOUR: | Yes, I have all of those. |
MR ZIGOURAS: And the exhibits, Your Honour: exhibit 1 is
the summons ....... Victoria dated 22 May 1991 and
exhibit 3 is the judgment of His Honour
then there is exhibit 2, the summons by John David
Mr Justice Phillips dated 7 November 1990;
exhibit 4 is the affidavit of John David Little
sworn 19 November 1991 and the summons of
4 November 1991. Appended to that also is an
affidavit of Kim Galpin sworn 4 November 1991.
Exhibit 5 is John David Little, which is a
committal warrant. Exhibit 6 is an affidavit of
John David Little dated 19 November 1991; appended to is a judgment of the Full Court of His Honour
Chief Justice Young and Nathan, and exhibit 7
attached to that affidavit is a notice of appeal
which has been filed with the Court.
| HIS HONOUR: | Yes. Well, I have read those papers. |
| MR ZIGOURAS: Yes, Your Honour. | I have nothing further to |
say except that Mr Little did give me a summary of
various authorities concerning this application but
on perusing that it seems to me that he has covered
that area in his affidavits and in the various
exhibits.
| HIS HONOUR: | We are now dealing with the application for |
bail, in effect.
| MR ZIGOURAS: | Yes, I would think that is - - - |
| HIS HONOUR: | The summons does make application for the |
applicant to be granted leave to appear on his own
| Little | 2 | 26/11/91 |
behalf but that, of course, cannot be whilst you
are the solicitor on the record.
MR ZIGOURAS: Exactly, Your Honour.
| HIS HONOUR: | So, we can disregard that. |
| MR ZIGOURAS: | Yes. |
| HIS HONOUR: | In fact, we have to. Now, the application for |
bail is made on one basis. There is certain
difficulties about it; the first is that this is acivil proceeding, really, and it may well be that
the application is really not for bail but for a
stay of execution of the order made below.
| MR ZIGOURAS: | I should indicate that those documents or the |
greater bulk of them were drawn by Mr Little and we
are attempting to assist him by giving him
representation. It strikes me, Your Honour, that
there is a series of authorities quoted in
volume 32 of the Australian Digest concerning
habeas corpus. As I see Mr Little's argument, he is corning under that heading to seek bail in which
there are some authorities in the digest suggesting
that - - -
HIS HONOUR: Well, you see, it is not an application for
habeas corpus. That was an application which was
made to Mr Justice Phillips and refused, and then
there was an appeal to the Full Court which was
dismissed and what Mr Little is seeking now is
special leave to appeal from the judgment of the
Full Court so that it really is just a question of
that judgment and the order which was made by - - -
MR ZIGOURAS: His Honour Mr Justice McGarvie -
HIS HONOUR: | - - - Mr Justice McGarvie because that is the order which has practical effect at the moment. |
| MR ZIGOURAS: | Yes. |
| HIS HONOUR: | Now, what you would really be seeking is to |
stay that order, I suppose.
MR ZIGOURAS: Well, yes, Your Honour. That would be my
application but Mr Little's application is slightly
different to that and I do not know that I have got
real instructions to - - -
HIS HONOUR: Well, the fact that it is in the form of an
application for bail need not be an insuperable
difficulty. It is just a matter of form. But
there are other difficulties about staying the
execution. That is an order that is not generally
made by this Court, that is to say, it is only
| Little | 3 | 26/11/91 |
made in exceptional circumstances and you would
have to demonstrate that there are exceptional
circumstances to me.
| MR ZIGOURAS: | The only authority that I can remember of this |
Court is the Tait case where His Honour
Chief Justice Dixon - was a rather extraordinary
case.
HIS HONOUR: Well, yes, that was to preserve the
subject-matter of the action and, of course, was an
exceptional case too.
MR ZIGOURAS: Yes, very exceptional.
| HIS HONOUR: | And there have been orders made on limited |
occasions. But in this case the period of
committal to prison will end on Friday.
| MR ZIGOURAS: | Friday. | Mr Little, in my instructions from |
him, is concerned that if that term ends then he
may not have anything really substantial to appeal
about because the terms of the order have been
complied with, namely, that he has completed histerm of imprisonment.
| HIS HONOUR: | Yes. | |
MR ZIGOURAS: | And he has adverted to that in some of his affidavits saying that he requires that portion of | |
| the, shall we call it, penalty to be left over so | ||
| that he has got some substantial basis to argue the | ||
| matter. Otherwise, the Court could well say, "Well, what are we arguing about? There is nothing | ||
| ||
| completed and finished." | ||
| HIS HONOUR: | But it is substantially completed now, is it |
not?
| MR ZIGOURAS: | Yes. |
HIS HONOUR: | In a matter of two or three days, and you would have to convince me that it was sufficiently |
| exceptional to - - - | |
| MR ZIGOURAS: | The only thing I can bring to your attention |
is that he is a solicitor who had been practising
for over 30 years; that he now is in prison and
that this is rather exceptional in our community,
that legal practitioners are serving a term ofimprisonment for what he calls "a matter of
principle". There is no criminal content in this
matter at all, or anything else which is abhorrent
to the community.
| Little | 4 | 26/11/91 |
HIS HONOUR: Well, no one is suggesting there is. In fact,
that was the point I raised with you. It is a civil matter.
MR ZIGOURAS: It is a civil matter, and that is an
exceptional situation for anyone to be in gaol for
a civil matter and I would argue that was an
exceptional situation. But the question of the
penalty, I cannot take that any further. As you have pointed out, Your Honour, in about two or
three days and he will be out. But it is an
exceptional situation; that this person feels
aggrieved in a civil matter to the extent that he
has now served almost three months imprisonment and
this is not the first time that it has occurred.
It has occurred previously also, the same sorts of
disputes, and that is as far as I could take it,
Your Honour.
| HIS HONOUR: | Yes, I take that point. | The other thing is, of |
course, that he would have to establish some real
prospect of success in his application for special
leave.
MR ZIGOURAS: Yes. Well, I think that onus will have to be
left to him. I do not think it is a point -
HIS HONOUR: Well, Mr Zigouras, you are appearing for him.
MR ZIGOURAS: Yes, Your Honour.
| HIS HONOUR: | You cannot leave it to your client, you have a |
duty to conduct the case on his behalf if you are
appearing for him.
MR ZIGOURAS: Yes, Your Honour, I appreciate that comment.
The argument that he is running is the fact that
the plaintiff, or the second-named respondent,
attended before His Honour Mr Justice Southwell
oral leave to make an application which was granted
and then an application was made by the
second-named respondent before His Honour Mr Justice McGarvie to vary the previous order.
What Mr Little argues is that then nullifies the
previous order, that he is not therefore properly
held or properly in gaol, and that is the range
that he refers to in his affidavits.
| HIS HONOUR: | Yes, and that is the argument on which you |
rely, is it?
| MR ZIGOURAS: | Yes. |
| HIS HONOUR: | I see. Well, is there anything more you want |
to say?
| MR ZIGOURAS: | No, Your Honour. |
| Little | 26/11/91 |
| HIS HONOUR: | Thank you, Mr Zigouras. Mr Dennis? |
| MR DENNIS: | Your Honour, my appearance on behalf of the |
first-named respondent is essentially a submitting
appearance and the concern that has been in the
previous matters before Mr Justice Phillips and
before the Full Court, where some question aboutthe validity of the warrant on which he was held
might have arisen, that has been the Governor's
principal concern. But so far as the question of
staying execution is concerned, my instructions are
that the Governor has no position to oppose any
such application.
| HIS HONOUR: | Yes. |
| MR RANDALL: | Your Honour, the position of the second-named |
respondent is that it would neither oppose nor
consent. It would effectively say it is a matter
for the Court, particularly having regard to the
way in which this matter has commenced, that is to
say, that the imprisonment is really as a result of court action in terms of the finding of contempt of
court and the consequences of that. I have just been turning over the consequence of whether or not
a stay really does have any effect because if it
were a stay of "execution", if one goes back to the order of His Honour Mr Justice McGarvie, the effect
of that order was to put a finite term - put a date
on what otherwise was an indefinite term. Neither
that order nor the original order of His Honour
Mr Justice Tadgell are under attack. It is purely the habeas corpus order and that was dismissed.
One could have some difficulties seeing how one
could stay an order dismissing an application for a
writ of habeas corpus.
HIS HONOUR: | I do not think there is any limit to the orders for a stay that this Court can make in order to | |
| preserve the subject-matter of the appeal and if it were necessary to stay the order that was made by | ||
| ||
| doing it, no doubt there would be power to do it. I do not see any difficulty about that. But it is | ||
| ||
| effect of the order is all but expired now. |
MR RANDALL: Well, the basis of the attack that appears in
the material that is before the Court which goes to
the question of whether or not - effectively, what
is being argued is that the order of
Mr Justice McGarvie, of itself, has an operation which would have terminated the period of
imprisonment and it would be our submission that,
really, there is very little basis, indeed, there
is no basis for a submission that there is any
error contained within what was said by His Honour
| Little | 6 | 26/11/91 |
Mr Justice Phillips and by the Full Court on that
matter, namely, the mistake that Mr Little appears
to make in his affidavit, we would submit, is that
he has misconstrued a total order that contained
within itself machinery provisions when he says, "the only way that that could have been effected
would have been by appeal", and that is his
ultimate point here. He says, "Well, that had to be attacked by appeal." We would say there is a misconception inherent in that proposition, that it
is the order itself that contained the machinery
whereby His Honour Mr Justice McGarvie could make a
further order.
HIS HONOUR: | As I understand it, the only argument which is relied on at this stage is that the order of |
| Mr Justice Tadgell that there be a fine and, in default, imprisonment until further order is spent | |
| when a further order is made. | |
| MR RANDALL: | Yes. |
| HIS HONOUR: | But no other argument has been relied on. |
| MR RANDALL: | That is as I understand it. We say that that |
argument on analysis really has no basis and it is
misconceived and that really goes to the second
point that was raised by Your Honour as to what
prospect there might be of a successful application
for special leave. We are in a position, particularly in this proceeding, where there is no
right, if I can put that, in the second-named
respondent that this ought to be preserved.
HIS HONOUR: Except the original order, that is, the order
of Mr Justice Tadgell, which is the basis of the
whole proceedings, was an order which was sought by
you.
MR RANDALL: Certainly it was, Your Honour, and that, of
course, was the only method of enforcing the order
of the court.
| HIS HONOUR: | Yes. |
| MR RANDALL: | Otherwise, the orders made are of no effect and |
consequence. So, we are unlike many respondents to
appeals where there is a significant interest to be
argued about or preserved. We are not in that position at this point of time. So that, again, like my learned friend Mr Dennis, we are here in a
submission role rather than an aggressive adversary role. That is about all I can say. If Your Honour
pleases.
| HIS HONOUR: | Thank you, Mr Randall. Mr Zigouras. |
| Little | 7 | 26/11/91 |
| MR ZIGOURAS: | I have nothing further to say, Your Honour. |
HIS HONOUR: Well, I will give this matter some short
consideration and I will stand it down until
11 o'clock.
AT 9 . 5 8 AM SHORT ADJOURNMENT
UPON RESUMING AT 11.07 AM:
| HIS HONOUR: | Yes, Mr Randall? |
MR RANDALL: Sorry, Your Honour, before Your Honour delivers
reasons for judgment, there was one matter that my
learned friend, Mr Dennis, and myself wish to raise
and it is this: in the course of my submissions, the issue of there had been only one ground of
appeal or sought to be one ground of appeal as
distinct from there really being only one issue.
Mr Little's affidavit did, in fact, seek to address three issues. My perception was that having regard to the reasons of the Full Court, two of those,
really, did not lie and I was concerned that there
may have been some inadvertent - - -
| HIS HONOUR: | Mr Zigouras made it quite clear that the one |
matter which he relied upon was the affect of the
order of Mr Justice McGarvie, having regard to theform of the order of Mr Justice Tadgell, in
relation to prospects of success on an application
for special leave. That is so, is it not?
MR ZIGOURAS: Yes, Your Honour.
| HIS HONOUR: | So, that is the only one matter which we need |
address ourselves.
MR RANDALL: Well, we were just concerned that it may have
been that I had stated there was only one ground of
appeal and, in fact, that is not accurately
reflected in what was in the affidavit but it
accurately reflects what was said, I think, by theFull Court and what Mr Zigouras said.
| HIS HONOUR: | No, but Mr Zigouras has made it clear that in |
addressing the question of prospects of success in
the application for special leave to appeal, the
argument which he relies upon, and the only
argument which he relies upon is that which I have
just mentioned. That is so, is it not?
| Little | 26/11/91 |
| MR ZIGOURAS: | Yes, Your Honour. |
| MR RANDALL: | We are reassured by that. | If Your Honour |
pleases.
| HIS HONOUR: | The applicant for special leave to appeal seeks |
bail by a summons dated 21 November 1991 taken out
by his solicitors, Messrs J.N. Zigouras & Co. By the same summons, the applicant seeks leave to appear in person to make the application for bail
but, as I have pointed out to Mr Zigouras who
appears for the applicant, he is not entitled to
appear in person whilst he is represented.
The application for bail also appears to be
misconceived. The matter is a civil matter and the committal of the applicant to prison was by reason
of a civil contempt in failing to obey an
injunction against him granted by the
Supreme Court. At common law, a court cannot grant
bail to a person imprisoned in the execution of a
judgment or conviction for any offence (see
Chitty's Treatise on the Criminal Law, 2nd ed.(1826) Vol. 1, p. 93). Even in the exercise of the
inherent jurisdiction of this Court, I do not think
that it would be appropriate to grant bail in a
matter such as this.
However, I am prepared to treat the
application as an application for a stay of
execution of the orders made by Mr Justice Tadgell
on 11 June 1991 and Mr Justice McGarvie on
2 October 1991. The order made by
Mr Justice McGarvie constituted a variation of the
previous order made by Mr Justice Tadgell. The order made by Mr Justice Tadgell was that the
applicant be fined the sum of $10,000 for contemptof court and in default of payment within 30 days
that the applicant be imprisoned until the fine was
paid or until further order of the court. The
order made by Mr Justice McGarvie was that the
applicant be brought before the court on 29 November 1991 then to be discharged forthwith.
The period for which the applicant has been committed to prison has, since the order made by
Mr Justice McGarvie, almost been spent. He is due to be discharged on Friday. The applicant nevertheless wishes to stay the relevant orders for
the purpose of preventing his application for
special leave becoming academic.
It is well established in this Court that
pending an application for special leave to appeal,
a stay of the order made below will only be granted
in exceptional circumstances as, for example, where
it is necessary to preserve the subject matter of
| Little | 26/11/91 |
the application when there is a real prospect of
the application succeeding.
The subject matter of the application in this
case is the refusal of Mr Justice Phillips to grant
to the applicant a writ of habeas corpus and the
subsequent dismissal by the Full Court of an appeal
against that refusal. The subject matter of the application is not the injunction which the
applicant failed to observe and which led to his
imprisonment.
In these circumstances, it seems to me that
the further imprisonment of the applicant is
something which is of relative unimportance since
he has little more than two days of a period of
approximately three months to serve. Of course, the further period of imprisonment is of importance to the applicant to enable him to pursue his argument that the court below was in error.
The only argument relied upon by Mr Zigouras
as demonstrating the likelihood of success of the
application for special leave to appeal was the
argument that, since the order made by
Mr Justice Tadgell with respect to the applicant's
imprisonment was subject to further order, upon a
further order being made by Mr Justice McGarvie,
the order made by Mr Justice Tadgell was spent and
no longer operated to support his further
imprisonment. I do not think that that argument has any real prospect of success. The order made by Mr Justice McGarvie was made by way of variation
of the order made by Mr Justice Tadgell and was
within the contemplation of the expression "furtherorder".
In any event, there can, in my view, be no
doubt that there was jurisdiction in the court to
vary its own order, whether or not the order made
by Mr Justice Tadgell was expressed to be subject
to further order. Accordingly, I must refuse the application. Is there anything else, gentlemen?
| MR RANDALL: | Your Honour, I am instructed to ask for costs. |
| HIS HONOUR: | What do you say, Mr Zigouras? |
| MR ZIGOURAS: | I have nothing to say about that, Your Honour. |
| HIS HONOUR: | Why should I make an order as to costs, |
Mr Randall?
| Little | 10 | 26/11/91 |
| MR RANDALL: | The respondents have been brought back to |
Court again and have had to appear before
Your Honour.
| HIS HONOUR: | But the respondent adopted a neutral attitude |
towards the matter.
| MR RANDALL: | I accept that, Your Honour, but the respondent |
also, on the question of bail, did make the
submissions that, in fact, have found favour with
Your Honour as to the merit of the appeal.
| HIS HONOUR: | Yes, but you adopted an attitude which prevents |
you from saying that you won or lost.
| MR RANDALL: | I take Your Honour's point. |
| HIS HONOUR: | No, I will not make an order as to costs. |
MR RANDALL: If Your Honour pleases.
| HIS HONOUR: | Very well, the application is refused. |
AT 11.15 AM THE MATTER WAS ADJOURNED SINE DIE
| Little | 11 | 26/11/91 |
Key Legal Topics
Areas of Law
-
Administrative Law
-
Civil Procedure
Legal Concepts
-
Appeal
-
Judicial Review
-
Stay of Proceedings
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