Liquor Control Reform (Amendment) Act 2001 (Vic)

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Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001

TABLE OF PROVISIONS

Section Page
1. Purpose 1
2. Commencement 2
3. Principal Act 2
4. Conditions of general licence 2
5. Conditions of packaged liquor licence 2
6. New section 18A inserted 3
18A. Licence condition (general licence)—8% packaged
liquor licence limit 3
7. Prohibition on licensing premises situated in petrol stations 4
8. Limit on packaged liquor licences held by the same or related
persons 5
9. New Division 3A inserted in Part 2 7
Division 3A—Controlling Interests 7
26A. Definitions and interpretation 7
26B. Relevant interest in a share 9
26C. Voting power 9
26D. References to Corporations Law 10
26E. Controlling interest in a body corporate 10
26F. Notification of existing controlling interest 11
26G. Notification of acquisition of controlling interest 12
26H. Director to notify body corporate over 8% limit 13
26I. Certain licences cease to be in force 14
26J. Restriction on relocation of licences 17
26K. No compensation 18
10. Grounds for inquiry 18
11. New section 179A inserted 18
179A. Supreme Court—limitation of jurisdiction 19
12. Transitional 19
13. Statute law revision 20

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ENDNOTES 21

i

Victoria

No. 21 of 2001

Liquor Control Reform (Amendment)

Act 2001†

[Assented to 29 May 2001]

The Parliament of Victoria enacts as follows:

1. Purpose

The purpose of this Act is to amend the Liquor

Control Reform Act 1998—

(a)

to ensure that the 8% limit on holders of packaged liquor licences is effective;

Liquor Control Reform (Amendment) Act 2001

s. 2 Act No. 21/2001

(b)

to ensure that the predominant activity carried on under a packaged liquor licence is the retail sale of liquor for consumption off the licensed premises;

(c)

to strengthen the prohibition against granting a liquor licence in respect of premises situated within a petrol station.

2. Commencement

This Act comes into operation on the day after the day on which it receives the Royal Assent.

3. Principal Act

See:

Act No. In this Act, the Liquor Control Reform Act 1998
94/1998 is called the Principal Act.
and
amending
Act Nos
24/1999,
6/2000 and
74/2000.
LawToday:

dpc.vic.
gov.au

4. Conditions of general licence

In section 8(2) of the Principal Act, after
paragraph (c) insert—

"(ca) if applicable, the condition set out in

section 18A(2); and".

5. Conditions of packaged liquor licence

In section 11(3) of the Principal Act, before
paragraph (a) insert—

"(aa) a condition that the predominant activity

carried on in the area set aside as the
licensed premises is the sale by retail of
liquor for consumption off the licensed
premises; and".

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 6

6. New section 18A inserted

After section 18 of the Principal Act insert—

"18A. Licence condition (general licence)—8% packaged liquor licence limit

(1) This section applies to a general licence that

is granted or transferred to a person if the
grant or transfer of the licence to the person
would have been prohibited by section 23(2)
had the Director formed the opinion referred
to in section 23(2)(a).

(2) It is a condition of a general licence to which

this section applies that the predominant
activity carried on in the area set aside as the
licensed premises is not the sale by retail of
liquor for consumption off the licensed
premises.

(3) The condition set out in sub-section (2) does not apply at any time at which—

(a)

in the case of a licensee who is a natural person—the licensee does not hold more than 8% of all packaged liquor licences granted and in force under this Act; or

(b)

in the case of a licensee who is a body corporate—the sum of the number of packaged liquor licences held by the body corporate and by any related entities is not more than 8% of all packaged liquor licences granted and in force under this Act.

(4) For the purposes of sub-section (3), a general

licence—

(a) held by—

Liquor Control Reform (Amendment) Act 2001

s. 7 Act No. 21/2001

(i)  in the case of a licensee who is a natural person—the licensee; or

(ii)

body corporate—the body

in the case of a licensee who is a and

(b) under which, in the opinion of the Director, the predominant activity carried on in the area set aside as the

licensed premises is the sale by retail of liquor for consumption off the licensed premises—

is to be taken to be a packaged liquor licence held by the natural person, body corporate or related entity, but no general licence held by any other person is to be taken to be a

packaged liquor licence granted and in force
under this Act.".

7.  Prohibition on licensing premises situated in petrol stations

In section 22 of the Principal Act, after sub-
section (2) insert—

"(3) For the purposes of sub-section (1)(b) regard

must be had to the following factors—

(a) the physical location of the area set aside as the licensed premises; and
(b) the primary means of access to and egress from the area set aside as the licensed premises; and
(c)

would consider that the area set aside as

whether or not a reasonable person premises that are used primarily as a petrol station.".

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 8

8.  Limit on packaged liquor licences held by the same or related persons

(1) Insert the following heading to section 23 of the

Principal Act—

"Limit on packaged liquor licences and certain

general licences held by the same or related
persons".

(2) In section 23 of the Principal Act, for "at the time

of the application" substitute "at the time of the
determination of the application".

(3) At the end of section 23 of the Principal Act

insert—

"(2) The Director must not grant or transfer to a

person a general licence if—

(a) in the opinion of the Director, the predominant activity to be carried on in the area set aside as the licensed premises would be the sale by retail of liquor for consumption off the licensed premises; and
(b) at the time of the determination of the application for the grant or transfer—

(i)  in the case of a natural person, the person holds more than 8% of all packaged liquor licences granted and in force under this Act; or

(ii)

the sum of the number of
packaged liquor licences held by
the body corporate and by any
related entities is more than 8% of
all packaged liquor licences

in the case of a body corporate, Act.

Liquor Control Reform (Amendment) Act 2001

s. 8 Act No. 21/2001

(3) If—

(a)

a person applies for the grant or transfer to the person of a packaged liquor licence or general licence; and

(b) either—

(i)  in the case of a natural person, the person holds a general licence; or

(ii)  in the case of a body corporate, the body corporate or any related entity holds a general licence; and

(c)

in the opinion of the Director, the predominant activity carried on in the area set aside as the licensed premises under the general licence referred to in paragraph (b) is the sale by retail of liquor for consumption off the licensed premises—

then, in determining whether or not this
section prohibits the grant or transfer of a
licence to the person, the general licence
referred to in paragraph (b) is to be taken to
be a packaged liquor licence held by the
natural person, body corporate or related
entity, but no general licence held by any
other person is to be taken to be a packaged
liquor licence granted and in force under this

Act.

Example

Company A holds 7 packaged liquor licences and 5 general licences. Company B, which is a related entity of company A, holds 3 general licences.

Company C, which is not a related entity of company A, holds 6 general licences.

The Director is of the opinion that the predominant activity carried on under 2 of company A's general licences, under one of company B's general licences

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 9

and under 4 of company C's general licences is the
retail sale of liquor for consumption off the licensed
premises.

Assume that company A applies for another packaged liquor licence or general licence and that, at the time of the determination of the application, there are a total of 100 packaged liquor licences in force.

Company A cannot be granted a further packaged liquor licence (or a general licence in the circumstances referred to in sub-section (2)(a)), as under sub-section (1)(b) or (2)(b)(ii) (as applicable) the percentage of packaged liquor licences taken to be held by company A and its related entities is—

( 7 2 1 + + )
× 100% 9 7% = ⋅ .
( 100 2 1 + + )

7 is the number of company A's existing packaged

liquor licences;

2 is the number of company A's existing general
licences predominantly for the retail sale of liquor for

consumption off the licensed premises;

1 is the number of company B's existing general
licences predominantly for the retail sale of liquor for

consumption off the licensed premises.

100 is the number of actual packaged liquor licences
granted and in force.

None of company C's general licences are taken into account.".

9. New Division 3A inserted in Part 2

After Division 3 of Part 2 of the Principal Act insert—

'Division 3A—Controlling Interests

26A. Definitions and interpretation

(1) In this Division—

"associate" has the meaning, in relation to a person, it would have under the

Liquor Control Reform (Amendment) Act 2001

s. 9 Act No. 21/2001
Corporations Law if, in Division 2 of
Part 1.2 of the Corporations Law—

(a)

for paragraphs (b) and (c) of section 12(1) of that Law, there were substituted—

"or

(b) the primary person's voting
power in a body corporate or
whether the primary person
is in a position to exercise
certain powers in relation to
a body corporate;"; and

(b)

sections 13, 14, 16(2) and 17 of that Law were repealed;

"commencement day" means the day on

which section 9 of the Liquor Control Reform (Amendment) Act 2001 came into operation;

"officer", of a body corporate, has the same

meaning as in section 82A of the
Corporations Law;

"packaged liquor licence" includes a

general licence under which, in the
opinion of the Director, the
predominant activity carried on in the
area set aside as the licensed premises
is the sale by retail of liquor for
consumption off the licensed premises.

(2) In this Division, a reference to a licence includes a reference to a licence that is renewed in accordance with Division 8.

(3) In determining for the purposes of this

Division the number of packaged liquor

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 9

licences held by a person, account is not to be taken of any general licence that was—

(a) in force on 23 January 2001; and

(b) held by the person on that day.

26B. Relevant interest in a share

For the purposes of this Division, a person has a relevant interest in a share if, and only if, the person would be taken to have a relevant interest in the share because of sections 608 and 609 of the Corporations Law but a person does not have a relevant interest in a share in a body corporate only because the person has a right of pre- emption in relation to that share if the body corporate—

(a)

was formed by two or more persons for the purpose of enabling those persons to carry on an activity jointly by means of their joint control of, or by means of their ownership of shares in, that body corporate; and

(b)

those persons, or persons who have acquired some or all of the shares in that body corporate, continue to carry

on that activity jointly by either of
those means.

26C. Voting power

For the purposes of this Division, the voting power a person has in a body corporate is the person's voting power determined in

accordance with section 610 of the section of that Law to a relevant interest were a reference to a relevant interest to which section 26B applies.

Liquor Control Reform (Amendment) Act 2001

s. 9 Act No. 21/2001

26D. References to Corporations Law A reference in this Division to the Corporations Law is a reference to that Law

as it would apply if references in that Law to
a body corporate, corporation or company

included references to—

(a)

a body corporate of any kind wherever formed or incorporated and whether formed or incorporated under that Law or any other law; and

(b)

any unincorporated body, being a society, association, company of proprietors or other body, wherever

formed, that, under the law of its place
of formation, may sue or be sued, or
may hold property in the name of the
secretary or some other officer of the
society, association or body, or in the
name of any trustee or trustees; and

(c)

any unincorporated body, being a society, association, company of proprietors or other body or

undertaking to which is applied, under
the laws of the place of its formation,
with or without exceptions, a law in
force in that place relating to
companies or corporations as if it were
a company or corporation within the
meaning of that law.

26E. Controlling interest in a body corporate

For the purposes of this Division, a person has a controlling interest in a body corporate if—

(a)

the person's voting power in the body corporate is more than 50%; or

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 9
(b) the person and the person's associates have relevant interests in shares in the body corporate that confer or, if a
dividend were declared or a distribution
of profits were made by the body
corporate, would confer a right to
receive the benefit of more than 50% of
the dividend or distribution; or
(c) the person and the person's associates have relevant interests in shares in the body corporate that confer or, in the
event of any other distribution of
property or rights by the body
corporate, whether on dissolution or
otherwise, would confer a right to
receive the benefit of more than 50% of
the property and rights; or
(d) the person is able, whether alone or in concert with another, and whether by any act or omission or otherwise, to

dominate or control—

(i) the body corporate; or

(ii) the financial and operating
policies or management of the
body corporate; or

(iii)  the activities of the body corporate as a licensee.

26F. Notification of existing controlling interest

(1) If, as a result of the acquisition of an interest

on or after 18 April 2001 but before the
commencement day, a person has a
controlling interest on the commencement

day in a body corporate—

(a)

that holds a packaged liquor licence or general licence; or

Liquor Control Reform (Amendment) Act 2001

s. 9 Act No. 21/2001
(b) a related entity of which holds a packaged liquor licence or general licence—

the person must give written notice to the Director in accordance with this section.

(2) The notice must be given within 28 days

after the commencement day.

(3) The notice must contain—

(a)

the date the interest giving rise to the controlling interest was acquired; and

(b)

the name of the person who has the controlling interest; and

(c)

the name of the body corporate in which the controlling interest is held.

26G. Notification of acquisition of controlling

interest

(1) If, on or after the commencement day, a

person acquires an interest that results in the person having a controlling interest in a body corporate—

(a) that holds a packaged liquor licence or general licence; or
(b) a related entity of which holds a packaged liquor licence or general licence—

the person must give written notice to the Director in accordance with this section.

(2) The notice must be given within 7 days after

the day on which the person acquires the
interest giving rise to the controlling interest.

(3) The notice must contain—

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 9

(a)

the date the interest giving rise to the controlling interest was acquired; and

(b)

the name of the person who has the controlling interest; and

(c)

the name of the body corporate in which the controlling interest is held.

26H. Director to notify body corporate over 8%

limit

(1) If the Director becomes aware that—

(a)

a body corporate (whether or not a licensee) has acquired an interest (whether before, on or after the commencement day) giving the body corporate a controlling interest in a licensee or in a related entity of a licensee; and

(b)

because of that controlling interest the sum of the number of packaged liquor licences held by the body corporate and

by any of its related entities is more
than 8% of all packaged liquor licences
granted and in force under this Act—

the Director must give written notice to the
body corporate in accordance with this
section.

Note: see extended definition of "packaged liquor licence" in section 26A.

(2) The notice must inform the body corporate—

(a)

that the body corporate and its related entities hold more than 8% of all packaged liquor licences granted and in force under this Act; and

(b)

that none of the packaged liquor licences held by the body corporate or

Liquor Control Reform (Amendment) Act 2001

s. 9 Act No. 21/2001
any of its related entities can be
relocated while the body corporate and
its related entities hold more than 8% of
all packaged liquor licences granted
and in force under this Act; and

(c)

the number of packaged liquor licences by which the body corporate and its related entities exceed the 8% limit; and

(d)

the day by which the body corporate and its related entities must cease to hold more than 8% of all packaged liquor licences granted and in force under this Act.

26I. Certain licences cease to be in force

(1) If—

(a) a body corporate (whether or not a licensee) has a controlling interest in a licensee or in a related entity of a licensee (whether the interest giving rise to that controlling interest was acquired before, on or after the commencement day); and
(b) immediately after the interest giving rise to that controlling interest was acquired the sum of the number of packaged liquor licences held by the body corporate and by any of its related entities is or was more than 8% of all packaged liquor licences granted and in force under this Act; and
(c)

number of packaged liquor licences

on the relevant day the sum of the of its related entities is more than 8% of

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 9
all packaged liquor licences granted
and in force under this Act—

certain of the packaged liquor licences held
by the body corporate or by any of its related
entities cease to be in force, in accordance
with and by force of this section, at the end
of the expiry day.

Note: see extended definition of "packaged liquor licence" in section 26A.

(2) The number of licences that cease to be in

force is the number of licences by which the
sum of the number of packaged liquor
licences held by the body corporate and by
any of its related entities on the expiry day


exceeds 8% of all packaged liquor licences
granted and in force under this Act.

(3) The licences that cease to be in force are

determined in reverse order to the order in
which they were acquired by the body

corporate.

(4) For the purpose of sub-section (3)—

(a)

a licence held by a related entity of the body corporate is taken to have been acquired by the body corporate when the related entity became a related entity of the body corporate;

(b)

if some but not all of the licences referred to in paragraph (a) cease to be in force, the licences that cease to be in force are determined in reverse order to the order in which they were originally granted or transferred to the related entity (whether or not the related entity was a related entity at the time of the grant or transfer).

Liquor Control Reform (Amendment) Act 2001

s. 9 Act No. 21/2001

(5) If—

(a)

any packaged liquor licences were entity at the same time; and

(b)

it is necessary for the purposes of this section to determine which of those licences cease to be in force—

the Director must determine, at his or her
discretion, which of those licences cease to
be in force.

(6) Within 14 days after the relevant day, the Director must give written notice of each licence that ceases to be in force by virtue of

this section to the holder of the licence.

(7) The Director, by giving written notice to the

body corporate before the day that would otherwise be the relevant day, may extend the relevant day once for a period not
exceeding 90 days, if the Director is satisfied

that—

(a) special circumstances exist; and

(b)

the body corporate has demonstrated that it has made all reasonable efforts to ensure that the body corporate and any of its related entities do not hold more than 8% of all packaged liquor licences granted and in force under this Act; and

(c)

compliance by the body corporate and its related entities with the 8% limit is imminent.

(8) In this section—

Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 s. 9

"expiry day" means the day on which the

Director gives notice to a body corporate under sub-section (6);

"relevant day" means—

(a) if the interest that gave rise to the controlling interest referred to in sub-section (1)(a) was acquired on
or before 18 April 2001—18 April
2002; or
(b) if the interest that gave rise to the controlling interest referred to in sub-section (1)(a) was acquired
after 18 April 2001—the first
anniversary of the day on which
the interest was acquired; or
(c)

under sub-section (7)—the day

if the Director grants an extension notice of extension.

26J. Restriction on relocation of licences

Despite anything to the contrary in

Division 6, if—

(a)

a body corporate (whether or not a licensee) has a controlling interest in a licensee or in a related entity of a licensee (whether the interest giving rise to that controlling interest was acquired before, on or after the commencement day); and

(b)

immediately after the interest giving rise to that controlling interest was acquired the sum of the number of packaged liquor licences held by the body corporate and by any of its related entities is or was more than 8% of all

Liquor Control Reform (Amendment) Act 2001

s. 10 Act No. 21/2001
packaged liquor licences granted and in
force under this Act—

an application for relocation of a packaged
liquor licence cannot be granted to the body
corporate or any of its related entities if, at
the time of the determination of the
application, the sum of the number of
packaged liquor licences held by the body
corporate and by any of its related entities is
more than 8% of all packaged liquor licences
granted and in force under this Act.

Note: see extended definition of "packaged liquor licence" in section 26A.

26K. No compensation

(1) No compensation is payable by the State or

the Director to any person for any loss or
damage as a result of the enactment of this
Division.

(2) Without limiting the generality of sub-

section (1), no compensation is payable as a

result of—

(a)

anything done by the Director under this Division; or

(b)

a licence ceasing to be in force by operation of this Division; or

(c) the operation of section 26J.'.

10. Grounds for inquiry

In section 90(1) of the Principal Act, after
paragraph (f) insert—

"(fa) has failed to give notice to the Director as

required by section 26F or 26G; or".

11. New section 179A inserted

After section 179 of the Principal Act insert—

Liquor Control Reform (Amendment) Act 2001
Act No. 21/2001

"179A. Supreme Court—limitation of jurisdiction It is the intention of section 26K to alter or vary section 85 of the Constitution Act

1975.".

12. Transitional

In Schedule 3 to the Principal Act, after clause 18 insert—

"19. Transitional provisions—Liquor Control Reform

(Amendment) Act 2001

(1) Section 11(3)(aa), as inserted by section 5 of the

Liquor Control Reform (Amendment) Act 2001, extends to packaged liquor licences in force at the commencement of that section 5.

(2) Section 18A, as inserted by section 6 of the Liquor

Control Reform (Amendment) Act 2001, applies to a general licence granted or transferred to a person on an application made on or after 23 January 2001.

(3) Section 22(3), as inserted by section 7 of the Liquor Control Reform (Amendment) Act 2001, applies to the grant of a licence or BYO permit on or after the

commencement of that section 7 whether the
application for the grant was made before, on or after

that commencement.

(4) Section 23, as amended by section 8 of the Liquor

Control Reform (Amendment) Act 2001, applies to the grant or transfer of a licence to a person on an application made on or after 23 January 2001.

(5) However, section 23(3), as inserted by section 8(3) of

the Liquor Control Reform (Amendment) Act
2001, does not apply to a general licence that was in
force on 23 January 2001.

(6) If—

(a)

an application was made on or after 23 January 2001 for the grant or transfer of a licence to a person; and

(b)

the licence was granted or transferred to the person before the commencement of the

Liquor Control Reform (Amendment) Act 2001

s. 13 Act No. 21/2001
Liquor Control Reform (Amendment) Act
2001; and

(c)

the grant or transfer of the licence would have been prohibited by section 23 had the amendments to that section by section 8 of the Liquor Control Reform (Amendment) Act 2001 been in operation at the time of the grant or transfer—

the licence ceases to be in force, by virtue of this sub-

clause, on the commencement of that Act.".

13. Statute law revision

In the Principal Act, sections 181 and 183 and

Schedules 2 and 4 are repealed.

═══════════════
Liquor Control Reform (Amendment) Act 2001

Act No. 21/2001 Endnotes

ENDNOTES

Minister's second reading speech—

Legislative Assembly: 1 March 2001

Legislative Council: 22 May 2001

The long title for the Bill for this Act was "to amend the Liquor Control
Reform Act 1998 with respect to packaged liquor licences, certain
general licences and the licensing of petrol stations and for other

purposes."

Constitution Act 1975:

Section 85(5) statement:

Legislative Assembly: 16 May 2001

Legislative Council: 22 May 2001

Absolute majorities:

Legislative Assembly: 17 May 2001

Legislative Council: 24 May 2001

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