Legal Services Commissioner v Greenhalgh

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QUEENSLAND CIVIL AND
ADMINISTRATIVE TRIBUNAL


CITATION:

Legal Services Commissioner v Greenhalgh [2020] QCAT 349

PARTIES: LEGAL SERVICES COMMISSIONER

(applicant)

v

JOHN ANTHONY GREENHALGH

(respondent)

APPLICATION NO/S:

OCR008-20

MATTER TYPE:

Occupational regulation matters

DELIVERED ON:

24 July 2020  (ex tempore)

HEARING DATE:

24 July 2020

HEARD AT:

Brisbane

DECISION OF:

Justice Daubney, President

Assisted by:

Mr Geoffrey Sinclair, Legal Panel Member
Ms Julie Cork, Lay Panel Member

ORDERS:

Upon the respondent, John Anthony Greenhalgh, undertaking to the Tribunal that he will, over the next 12 months, perform not less than 30 hours pro bono legal work in a community legal centre, it is ordered that:

1.   In respect of Charge 1, there is a finding that the respondent engaged in unsatisfactory professional conduct.

2.   In respect of Charge 2, there is a finding that the respondent engaged in professional misconduct.

3.   The respondent shall pay the applicant’s standard costs of and incidental to this discipline application, such costs to be assessed as if this were a matter before the Supreme Court of Queensland.

CATCHWORDS:

PROFESSIONS AND TRADES – LAWYERS – COMPLAINTS AND DISCIPLINE – PROFESSIONAL MISCONDUCT AND UNSATISFACTORY PROFESSIONAL CONDUCT – GENERALLY – where the respondent is charged with failing to make disclosure of costs, and acting otherwise than in the best interests of his client – where the respondent’s firm acted for a beneficiary in relation to his deceased father’s estate – where there was a failure to disclose the matters required by s 308(1)(c) of the Legal Profession Act 2007 (Qld) during the course of the retainer – where the firm took out an insurance policy over the life of the client as an indemnity for the client’s legal costs, and billed the client for the monthly premiums – where the client was not referred to seek independent legal advice regarding the policy and commitment to paying the premiums – where the respondent has accepted full responsibility for the conduct and failings underpinning the charges – where the respondent has expressed genuine remorse and demonstrated insight into his conduct – where the applicant and respondent agree on the characterisation of conduct for each charge – where the respondent has proffered an undertaking to the Tribunal to engage in pro bono legal work at a community legal centre – whether the imposition of a public reprimand and fine are necessary or warranted

Legal Profession Act 2007 (Qld) s 308

Legal Services Commissioner v Bentley [2016] QCAT 185

Legal Services Commissioner v Brown [2018] QCAT 263

Legal Services Commissioner v Challen [2019] QCAT 273

APPEARANCES & REPRESENTATION:

Applicant:

D A Holliday, instructed by the Legal Services Commission

Respondent:

G J Barr, instructed by Greenhalgh Pickard Solicitors

REASONS FOR DECISION

  1. By this discipline application under the Legal Profession Act 2007 (Qld) (“LPA”), the applicant Legal Services Commissioner has brought two charges against the respondent, John Anthony Greenhalgh:  Charge 1 is that of failing to make disclosure of costs;  Charge 2 is that of acting otherwise than in the…

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Details
Case
[2020] QCAT 349
Decision Date

CaseChat Overview and Summary

In the matter of Legal Services Commissioner v Greenhalgh, the respondent, John Anthony Greenhalgh, faced charges related to professional misconduct and unsatisfactory professional conduct arising from his conduct while acting for a beneficiary in the estate of his deceased father. The Legal Services Commissioner alleged that Greenhalgh failed to disclose certain matters, including an insurance policy taken out by the firm over the life of the client as an indemnity for the client’s legal costs, and charged the client for monthly premiums without referring the client for independent legal advice. The Commissioner also alleged that Greenhalgh acted otherwise than in the best interests of his client.

The primary legal issues before the court involved whether the charges of professional misconduct and unsatisfactory professional conduct were substantiated, and if so, what the appropriate sanction should be. The court had to consider the nature of the respondent's conduct, his acceptance of responsibility, expressions of remorse, and his offer to undertake pro bono work. The applicant and the respondent agreed on the characterisation of the conduct for each charge.

The court found that the respondent's conduct warranted findings of unsatisfactory professional conduct and professional misconduct. Despite acknowledging the respondent's acceptance of responsibility, genuine remorse, and his offer to perform pro bono work, the court deemed it necessary to impose a public reprimand and a fine. The court also ordered that the respondent pay the Commissioner's costs.

Orders

Orders of the court

Upon the respondent, John Anthony Greenhalgh, undertaking to the Tribunal that he will, over the next 12 months, perform not less than 30 hours pro bono legal work in a community legal centre, it is ordered that:

1. In respect of Charge 1, there is a finding that the respondent engaged in unsatisfactory professional conduct.

2. In respect of Charge 2, there is a finding that the respondent engaged in professional misconduct.

3. The respondent shall pay the applicant’s standard costs of and incidental to this discipline application, such costs to be assessed as if this were a matter before the Supreme Court of Queensland.

Background

Background to the litigation

Full text does not contain this section.

Evidence

Evidence Before The Court

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Decision

Reasons for decision

Full text does not contain this section.

Ratio Decidendi

Legal Principle Established

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