Legal Profession Act 2006 (ACT)

Case

Legal Profession Act 2006   

A2006-25

Republication No 43

Effective:  26 November 2025

Republication date: 26 November 2025

Last amendment made by A2025‑29

About this republication

The republished law

This is a republication of the Legal Profession Act 2006 (including any amendment made under the Legislation Act 2001, part 11.3 (Editorial changes)) as in force on 26 November 2025It also includes any commencement, amendment, repeal or expiry affecting this republished law to 26 November 2025. 

The legislation history and amendment history of the republished law are set out in endnotes 3 and 4.

Kinds of republications

The Parliamentary Counsel’s Office prepares 2 kinds of republications of ACT laws (see the ACT legislation register at type="disc">

  • authorised republications to which the Legislation Act 2001 applies

  • unauthorised republications.

  • The status of this republication appears on the bottom of each page.

    Editorial changes

    The Legislation Act 2001, part 11.3 authorises the Parliamentary Counsel to make editorial amendments and other changes of a formal nature when preparing a law for republication. Editorial changes do not change the effect of the law, but have effect as if they had been made by an Act commencing on the republication date (see Legislation Act 2001, s 115 and s 117). The changes are made if the Parliamentary Counsel considers they are desirable to bring the law into line, or more closely into line, with current legislative drafting practice.

    This republication includes amendments made under part 11.3 (see endnote 1).

    Uncommenced provisions and amendments

    If a provision of the republished law has not commenced, the symbol  U  appears immediately before the provision heading.  Any uncommenced amendments that affect this republished law are accessible on the ACT legislation register ( For more information, see the home page for this law on the register.

    Modifications

    If a provision of the republished law is affected by a current modification, the symbol  M  appears immediately before the provision heading.  The text of the modifying provision appears in the endnotes.  For the legal status of modifications, see the Legislation Act 2001, section 95.

    Penalties

    At the republication date, the value of a penalty unit for an offence against this law is $160 for an individual and $810 for a corporation (see Legislation Act 2001, s 133).

    Legal Profession Act 2006

    Contents

    Page

    Chapter 1  Introduction

    Part 1.1    Preliminary—ch 1

    1            Name of Act  2

    3            Dictionary  2

    4            Notes  2

    5Offences against Act—application of Criminal Code etc 3

    6            Purposes of Act  3

    Part 1.2    Important terms

    7           Terms relating to lawyers  4

    8            Terms relating to legal practitioners  4

    9            Terms relating to associates and principals of law practices                 4

    10          What is the home jurisdiction?  6

    11          Suitability matters  7

    12          Information notices  9

    13          References to conviction and quashing of conviction  10

    Chapter 2  General requirements for engaging in legal practice

    Part 2.1    Preliminary—ch 2

    14          Simplified outline—ch 2  11

    Part 2.2    Reservation of legal work and legal titles

    15          Purposes—pt 2.2  13

    16          Prohibition on engaging in legal practice if not entitled  13

    17          Prohibition on representing or advertising entitlement to engage in legal practice if not entitled  15

    18          Presumptions about taking or using certain names, titles or descriptions  16

    19          Contravention of pt 2.2 by Australian lawyers who are not legal practitioners    17

    Part 2.3    Admission of local lawyers

    Division 2.3.1           Preliminary—pt 2.3

    20          Purposes—pt 2.3  18

    Division 2.3.2           Eligibility and suitability for admission

    21          Eligibility for admission  18

    22          Suitability for admission  20

    23          Early consideration of suitability for admission  20

    24          Referral of matters to Supreme Court  21

    25          Appeal to Supreme Court on refusal of declaration  22

    Division 2.3.3           Admission to legal profession

    26          Admission  23

    27          Roll of people admitted to legal profession  23

    28          Local lawyer is officer of Supreme Court  24

    Division 2.3.4           Functions and powers of admissions board

    29          Admissions board to advise on application for admission  24

    30          Compliance certificates by admissions board  24

    31          Consideration of applicant’s eligibility and suitability for admission        25

    Division 2.3.5           Miscellaneous—pt 2.3

    32          Admissions board is respondent to applications under pt 2.3               26

    Part 2.4    Legal practice by Australian legal practitioners

    Division 2.4.1           Preliminary—pt 2.4

    33          Purposes and application—pt 2.4  27

    Division 2.4.2           Legal practice in ACT by Australian legal practitioners

    34          Entitlement of holder of Australian practising certificate to practise in ACT 28

    Division 2.4.3           Local practising certificates generally

    35          Local practising certificates  28

    36          Suitability to hold local practising certificate  29

    37          Duration of local practising certificate  30

    38          Conditions on practising certificate—government lawyer and in-house lawyer   31

    40          Local legal practitioner is officer of Supreme Court  32

    Division 2.4.4           Grant or renewal of local practising certificates

    41          Application for grant or renewal of local practising certificate               32

    42          Approved form for grant or renewal application for practising certificates  35

    43          Timing of application for renewal of local practising certificate              35

    44          Grant or renewal of unrestricted or restricted practising certificate         36

    45          Grant or renewal of barrister practising certificate  38

    Division 2.4.5           Conditions on local practising certificates

    46          Conditions on local practising certificates generally  40

    47          Conditions imposed on local practising certificate by relevant council     40

    48          Statutory condition about conditions imposed on interstate admission    43

    49          Barristers—restrictions on engaging in legal practice etc  43

    50          Statutory condition about practice as a solicitor  44

    51          Statutory condition on local practising certificate about notification of offence   44

    52          Conditions imposed by legal profession rules  44

    53          Compliance with conditions of local practising certificate  45

    Division 2.4.6           Amendment, suspension or cancellation of local practising certificates

    54          Application—div 2.4.6  45

    55          Grounds for amending, suspending or cancelling local practising certificate 45

    56          Amending, suspending or cancelling local practising certificate            46

    57          Operation of amendment, suspension or cancellation of local practising certificate     47

    58          Other ways of amending or cancelling local practising certificate           48

    59          Relationship of div 2.4.6 with ch 4  49

    Division 2.4.7           Special powers in relation to local practising certificates—show-cause events

    60          Applicant for local practising certificate—show-cause event                50

    61          Holder of local practising certificate—show-cause event  51

    62          Refusal to grant or renew unrestricted or restricted practising certificate—failure to show cause etc  51

    63          Refusal to grant or renew barrister practising certificate—failure to show cause etc    52

    64          Amendment, suspension or cancellation of local practising certificate—failure to show cause etc  53

    65          Restriction on further applications for local practising certificate after refusal to grant or renew   54

    66          Restriction on further applications for local practising certificate after cancellation       54

    67          Relationship of div 2.4.7 with pt 4.4 and ch 6  55

    Division 2.4.8           Further provisions about local practising certificates

    68          Immediate suspension of local practising certificate  55

    69          Imposition of conditions on local practising certificate pending criminal proceedings etc 57

    70          Surrender and cancellation of local practising certificate  58

    71          Return of local practising certificate  58

    Division 2.4.9           Interstate legal practitioners

    72          Professional indemnity insurance—interstate legal practitioners           59

    73          Extent of entitlement of interstate legal practitioner to practise in ACT    60

    74          Additional conditions on practice of interstate legal practitioners           61

    75          Special provisions about interstate legal practitioner engaging in unsupervised legal practice in ACT  62

    76          Interstate legal practitioner is officer of Supreme Court  62

    Division 2.4.10         Miscellaneous—pt 2.4

    77          Protocols with regulatory authorities  63

    78          Investigation of practising certificate applicants or holders etc              63

    79          Register of local practising certificates  64

    80          Supreme Court orders about conditions under pt 2.4  64

    81          Appeals against decisions of relevant council  64

    82          Government lawyers generally  66

    83          Government lawyers of other jurisdictions  67

    84          Determination of fees by law society council and bar council               68

    Part 2.5    Inter-jurisdictional provisions about admission and practising certificates

    Division 2.5.1           Preliminary—pt 2.5

    85          Purpose—pt 2.5  69

    86          Powers under ch 4 not affected by pt 2.5  69

    Division 2.5.2           Notices to be given by local authorities to interstate authorities

    87          Official notice to other jurisdictions of applications for admission and associated matters       69

    88          Official notice to other jurisdictions of removals from local roll              70

    90          Relevant council to give notice to other jurisdictions of certain matters     70

    Division 2.5.3           Notices to be given by lawyers to local authorities

    91          Lawyer to give notice of removal in another jurisdiction  71

    92          Lawyer to give notice of interstate orders  72

    92A         Lawyer to give notice of foreign regulatory action  73

    93          Provisions applying to notices under div 2.5.3  74

    Division 2.5.4           Taking of action by local authorities in response to notices received

    94          Peremptory removal of local lawyer’s name from local roll following removal in another jurisdiction  75

    95          Peremptory cancellation of local practising certificate following removal of name from interstate roll  76

    96          Show-cause procedure for removal of lawyer’s name from local roll following foreign regulatory action  76

    97          Show-cause procedure for cancellation of local practising certificate following foreign regulatory action  78

    97A         Order for non-removal of name or non-cancellation of local practising certificate       79

    98          Local authority may give information to other local authorities              80

    Part 2.6    Incorporated legal practices and multidisciplinary partnerships

    Division 2.6.1           Preliminary—pt 2.6

    99          Definitions—pt 2.6  81

    100         Purposes—pt 2.6  82

    Division 2.6.2           Incorporated legal practices

    101         Nature of incorporated legal practice  82

    102         Nonlegal services and businesses of incorporated legal practices         84

    103         Corporations eligible to be incorporated legal practices  84

    104         Notice of intention of corporation to start providing legal services          84

    105         Prohibition on representations that corporation is incorporated legal practice etc       85

    106         Notice of corporation ceasing to engage in legal practice etc               86

    107         Incorporated legal practice must have legal practitioner director etc       87

    108         Obligations of legal practitioner director relating to misconduct—incorporated legal practices    88

    109         Incorporated legal practice without legal practitioner director               89

    110         Obligations and privileges of practitioners who are officers or employees of incorporated legal practices  90

    111         Professional indemnity insurance—incorporated legal practices           91

    112         Conflicts of interest—incorporated legal practices  93

    113         Disclosure obligations—incorporated legal practices  94

    114         Effect of nondisclosure on provision of certain services by incorporated legal practice  95

    115         Application of legal profession rules to incorporated legal practices       96

    116         Advertising requirements—incorporated legal practices  96

    117         Extension of vicarious liability relating to failure to account and dishonesty to incorporated legal practices etc  97

    118         Sharing of receipts, revenue or other income—incorporated legal practices 97

    119         Disqualified people—incorporated legal practices  98

    120         Audit of incorporated legal practices  98

    121         Application of ch 6 to div 2.6.2 audits  99

    122         Banning of incorporated legal practices  100

    123         Disqualification from managing incorporated legal practice               102

    124         Disclosure of information to Australian Securities and Investments Commission        103

    125         External administration proceedings under Corporations Act              104

    126         External administration proceedings under other legislation               105

    127         Incorporated legal practice subject to receivership under this Act and external administration under Corporations Act  105

    128         Incorporated legal practice subject to receivership under this Act and external administration under other legislation  107

    129         Cooperation between courts—powers under pt 2.6  108

    130         Relationship of Act to constitution of incorporated legal practices        108

    131         Relationship of Act to legislation establishing incorporated legal practices 108

    132         Relationship of Act to Corporations legislation  109

    133         Undue influence—incorporated legal practices  109

    Division 2.6.3           Multidisciplinary partnerships

    134         Nature of multidisciplinary partnership  110

    135         Conduct of multidisciplinary partnerships  110

    136         Notice of starting practice in multidisciplinary partnership                  111

    137         General obligations of legal practitioner partners—multidisciplinary partnerships       111

    138         Obligations of legal practitioner partner relating to misconduct—multidisciplinary partnerships  112

    139         Actions of partner of multidisciplinary partnership who is not Australian legal practitioner       113

    140         Obligations and privileges of practitioners who are partners or employees of multidisciplinary partnership  113

    141         Conflicts of interest—multidisciplinary partnerships  114

    142         Disclosure obligations—multidisciplinary partnerships  114

    143         Effect of nondisclosure on provision of certain services by multidisciplinary partnership 116

    144         Application of legal profession rules to multidisciplinary partnerships    116

    145         Advertising requirements—multidisciplinary partnerships                  117

    146         Sharing of receipts, revenue or other income—multidisciplinary partnerships    117

    147         Disqualified people—multidisciplinary partnerships  118

    148         Prohibition on multidisciplinary partnerships with certain partners who are not Australian legal practitioners  118

    149         Undue influence—multidisciplinary partnerships  119

    Division 2.6.4           Miscellaneous—pt 2.6

    150         Obligations of individual practitioners not affected by pt 2.6               120

    151         Regulations—pt 2.6  120

    Part 2.7    Legal practice—foreign lawyers

    Division 2.7.1           Preliminary—pt 2.7

    152         Definitions—pt 2.7  122

    153         Purpose—pt 2.7  123

    154         Pt 2.7 does not apply to Australian legal practitioners or foreign lawyers engaged by government  123

    Division 2.7.2           Practice of foreign law

    155         Requirement for registration to practice foreign law  123

    156         Entitlement of Australian-registered foreign lawyer to practise in ACT     124

    157         Scope of practice of Australian-registered foreign lawyer                  124

    158         Form of practice of foreign law  125

    159         Application of Australian professional ethical and practice standards to practice of foreign law  126

    160         Designation of Australian-registered foreign lawyers  127

    161         Letterhead and other identifying documents of Australian-registered foreign lawyers     128

    162         Advertising by Australian-registered foreign lawyers  129

    163         Foreign lawyer employing Australian legal practitioner  130

    164         Trust money and trust accounts—Australian-registered foreign lawyers  131

    165         Professional indemnity insurance—Australian-registered foreign lawyers 131

    166         Fidelity cover—Australian-registered foreign lawyers  133

    Division 2.7.3           Local registration of foreign lawyers generally

    167         Local registration of foreign lawyers  133

    168         Duration of registration—foreign lawyers  133

    169         Locally-registered foreign lawyer not officer of Supreme Court           134

    Division 2.7.4           Applications for grant or renewal of local registration as foreign lawyer

    170         Application for grant or renewal of registration as foreign lawyer          134

    171         Approved form for grant or renewal application—foreign lawyers             134

    172         Requirements for applications for grant or renewal of registration—foreign lawyers     135

    Division 2.7.5           Grant or renewal of registration as foreign lawyer

    173         Grant or renewal of registration as foreign lawyer  138

    174         Requirement to grant or renew registration as foreign lawyer if criteria satisfied        139

    175         Refusal to grant or renew registration as foreign lawyer  140

    Division 2.7.6           Amendment, suspension or cancellation of local registration of foreign lawyer

    176         Application—div 2.7.6  143

    177         Grounds for amending, suspending or cancelling registration of foreign lawyer 143

    178         Amending, suspending or cancelling registration of foreign lawyer       144

    179         Operation of amendment, suspension or cancellation of registration of foreign lawyer   146

    180         Other ways of amending or cancelling registration of foreign lawyer     147

    181         Relationship of div 2.7.6 with ch 4  147

    Division 2.7.7           Special powers in relation to local registration of foreign lawyer—show-cause events

    182         Applicant for local registration as foreign lawyer—show-cause event    148

    183         Locally-registered foreign lawyer—show-cause event  149

    184         Refusal, amendment, suspension or cancellation of local registration as foreign lawyer—failure to show cause etc  149

    185         Restriction on making further applications for registration as foreign lawyer 150

    186         Relationship of div 2.7.7 with pt 4.4 and ch 6  151

    Division 2.7.8           Further provisions about local registration of foreign lawyers

    187         Immediate suspension of registration as foreign lawyer  151

    188         Surrender of local registration certificate and cancellation of registration as foreign lawyer      153

    189         Automatic cancellation of registration of foreign lawyer on grant of practising certificate 153

    190         Suspension or cancellation of registration of foreign lawyer not to affect disciplinary processes 153

    191         Return of local registration certificate  153

    Division 2.7.9           Conditions on registration of foreign lawyers

    192         Conditions on local registration generally  154

    193         Conditions imposed on local registration by relevant council              155

    194         Imposition and amendment of conditions on local registration pending criminal proceedings     156

    195         Statutory condition on local registration about notification of offence     157

    196         Conditions imposed by legal profession rules on local registration       157

    197         Compliance with conditions of local registration  158

    Division 2.7.10         Interstate-registered foreign lawyers

    198         Extent of entitlement of interstate-registered foreign lawyer to practise in ACT  158

    199         Additional conditions on practice of interstate-registered foreign lawyers 159

    Division 2.7.11         Miscellaneous—pt 2.7

    200         Investigation of applicants and locally-registered foreign lawyers etc    160

    201         Register of locally-registered foreign lawyers  160

    202         Publication of information about locally-registered foreign lawyers       161

    203         Supreme Court orders about conditions—Australian‑registered foreign lawyers         161

    204         Exemption of Australian‑registered foreign lawyers by relevant council   161

    205         Membership of professional association by Australian‑registered foreign lawyers       161

    206         Determination of fees by relevant council  162

    207         Appeals or reviews  162

    Part 2.8    Community legal centres

    208         What is a complying community legal centre?  164

    209         Provision of legal services etc by complying community centre           165

    Chapter 3  Conduct of legal practice

    Part 3.1    Trust money and trust accounts

    Division 3.1.1           Preliminary—pt 3.1

    210         Definitions—pt 3.1  167

    211         Purposes—pt 3.1  170

    212         Money involved in financial services or investments  170

    213         Determinations about status of money  171

    214         Application of pt 3.1 to law practices and trust money  172

    215         Protocols for deciding where trust money is received  173

    216         When money is received by law practice  173

    217         Discharge by legal practitioner associate of obligations of law practice   174

    218         Liability of principals of law practices under pt 3.1  175

    219         Application of pt 3.1 to former practices, principals and associates       175

    220         Barristers not to receive trust money  175

    Division 3.1.2           Trust money and trust accounts

    221         Keeping of general trust account  176

    222         Certain trust money to be deposited in general trust account             177

    223         Holding, disbursing and accounting for trust money  178

    223A        Way of withdrawing trust money from general trust account               179

    224         Controlled money  180

    224A        Way of withdrawing controlled money from controlled money account    181

    225         Transit money  182

    226         Trust money subject to specific powers  183

    226A        Trust money received in form of cash  184

    227         Protection of trust money  186

    228         Intermixing money  186

    229         Dealing with trust money—legal costs and unclaimed money             187

    230         Deficiency in trust account  187

    231         Reporting certain irregularities etc  188

    232         Keeping trust records  189

    233         False names in trust records etc  190

    Division 3.1.3           Investigations and external examinations

    Subdivision 3.1.3.1    Investigations

    234         Appointment of investigators  191

    235         Investigations  192

    236         Application of ch 6 to investigations  192

    237         Investigator’s report  192

    238         Confidentiality by investigator etc  192

    239         Costs of investigation  194

    Subdivision 3.1.3.2    External examinations

    240         Designation of external examiners  195

    241         Trust records to be externally examined  195

    243         Designation and appointment of associates as external examiners       196

    244         Final examination of trust records  196

    245         Examination of affairs in relation to examination of trust records etc     198

    246         Carrying out examinations  198

    247         External examiner’s report  198

    248         Confidentiality by external examiner  199

    249         Costs of examination  201

    Division 3.1.4           Provisions relating to ADIs and statutory deposits

    250         Approval of ADIs for pt 3.1  201

    251         ADI not subject to certain obligations and liabilities  202

    252         Reports, records and information by ADIs  202

    253         Statutory deposits  204

    Division 3.1.5           Miscellaneous—pt 3.1

    254         Restrictions on receipt of trust money  206

    255         Application of pt 3.1 to incorporated legal practices and multidisciplinary partnerships   207

    256         Application of pt 3.1 to community legal centres  208

    257         Disclosure—money not received as trust money  208

    258         Disclosure of accounts used to hold money entrusted to legal practitioners 209

    259         Unclaimed trust money  210

    260         Regulations and legal profession rules—pt 3.1  211

    Part 3.2    Costs disclosure and assessment

    Division 3.2.1           Preliminary—pt 3.2

    261         Definitions—pt 3.2  213

    261A        Terms relating to third party payers  214

    262         Purposes—pt 3.2  215

    Division 3.2.2           Application—pt 3.2

    263         Application of pt 3.2—first instructions rule  215

    264         Pt 3.2 also applies by agreement or at client’s election  215

    265         Displacement of pt 3.2  217

    266         How and where does a client first instruct a law practice?                 218

    267         When does a matter have a substantial connection with the ACT?       218

    268         What happens when different laws apply to a matter?  218

    Division 3.2.3           Costs disclosure

    269         Disclosure of costs to clients  219

    270         Disclosure if another law practice is to be retained  222

    271         How and when must disclosure be made to a client?  223

    272         Exceptions to requirement for disclosure  223

    273         Additional disclosure—settlement of litigious matters  226

    274         Additional disclosure—uplift fees  226

    275         Form of disclosure  227

    276         Ongoing obligation to disclose etc  227

    277         Effect of failure to disclose  228

    278         Progress reports  229

    278A        Disclosure to associated third party payers  230

    Division 3.2.4           Legal costs generally

    279         On what basis are legal costs recoverable?  231

    280         Security for legal costs  231

    281         Interest on unpaid legal costs  232

    Division 3.2.5           Costs agreements

    282         Making costs agreements  233

    283         Conditional costs agreements  234

    284         Conditional costs agreements involving uplift fees  235

    285         Contingency fees prohibited  237

    286         Effect of costs agreement  237

    287         Certain costs agreements void  238

    288         Setting aside costs agreements or provisions of costs agreements       239

    Division 3.2.6           Billing

    289         Legal costs cannot be recovered unless bill has been given               242

    290         Bills  243

    291         Notification of client’s rights  244

    292         Request for itemised bill  245

    293         Interim bills  246

    Division 3.2.7           Costs assessment

    294         Definition—div 3.2.7  246

    294A        Application by client or third party payer for costs assessment           246

    295         Application for costs assessment by law practice retaining another law practice        249

    296         Application for costs assessment by law practice giving bill               250

    297         Form of application for costs assessment  251

    298         Consequences of application for costs assessment  251

    299         Procedure on costs assessment  251

    300         Criteria for costs assessment  251

    300A        Assessment of costs by reference to costs agreement  253

    300B        Assessment of costs by reference to scale of costs etc  254

    300C        Recovery of assessed costs  254

    301         Law practice may be bound by lump sum bill  254

    302         Costs of costs assessment  255

    303         Referring matters to ACAT  255

    304         Legal costs subject to consumer dispute not assessable                  256

    304A        Contracting out of div 3.2.7 by sophisticated clients  256

    Division 3.2.8           Miscellaneous—pt 3.2

    305         Application of pt 3.2 to incorporated legal practices and multidisciplinary partnerships   256

    306         Imputed acts, omission or knowledge for pt 3.2  257

    307         Liability of principals of law practice under pt 3.2  257

    Part 3.3    Professional indemnity insurance

    308         Definitions—pt 3.3  258

    309         Purpose—pt 3.3  258

    310         Exemptions from pt 3.3  258

    311         Professional indemnity insurance for insurable legal practitioners        259

    312         Approval of indemnity insurance policy  259

    312A        Continuing indemnity insurance  260

    313         Agreements for insurance for solicitors  260

    314         Giving information to council for insurance  261

    315         Approval of indemnity fund  262

    Part 3.4    Fidelity cover

    Division 3.4.1           Preliminary—pt 3.4

    316         Definitions—pt 3.4  263

    317         Time of default—pt 3.4  264

    318         Purpose—pt 3.4  264

    319         Application—pt 3.4  264

    Division 3.4.2           Fidelity fund

    320         Establishment etc of fidelity fund  265

    321         Investment of fidelity fund  265

    322         Audit of fidelity fund  266

    323         Contributions to fidelity fund  266

    324         Levy to supplement fidelity fund  266

    325         Insurance of fidelity fund  267

    326         Borrowing for fidelity fund  267

    Division 3.4.3           Defaults to which pt 3.4 applies

    327         Meaning of relevant jurisdiction—pt 3.4  268

    328         Defaults to which pt 3.4 applies  269

    329         Defaults relating to financial services or investments  269

    Division 3.4.4           Claims about defaults

    330         Claims about defaults  271

    331         Approved form for claims  271

    332         Time limit for making claims against fidelity fund  272

    333         Advertisements about defaults by law practices  272

    334         Time limit for making claims against fidelity fund following advertisement 274

    335         Claims not affected by certain matters  275

    336         Investigation of claims  275

    337         Advance payments for claims  276

    Division 3.4.5           Deciding claims

    338         Deciding claims generally  276

    339         Maximum amount allowable for claim  278

    340         Costs in relation to claims  278

    341         Interest in relation to claims  278

    342         Reduction of claim because of other benefits  279

    343         Subrogation on payment of claim  279

    344         Repayment of certain amounts paid from fidelity fund  280

    345         Notification of delay in making decision on claim  281

    346         Evidence in court proceedings under s 343 and certain proceedings for review etc     281

    Division 3.4.6           Payments from fidelity fund for defaults

    347         Payments for defaults  282

    348         Caps on payments from fidelity fund  282

    349         Sufficiency of fidelity fund  283

    Division 3.4.7           Claims by law practices or associates

    350         Claims by law practices or associates about defaults  284

    351         Claims by law practices or associates about notional defaults            285

    Division 3.4.8           Defaults involving interstate elements

    352         Concerted interstate defaults  285

    353         Defaults involving interstate elements if committed by 1 associate only   286

    Division 3.4.9           Inter-jurisdictional provisions—pt 3.4

    354         Protocols—pt 3.4  287

    355         Forwarding of claims  288

    356         Investigation of defaults to which pt 3.4 applies  288

    357         Investigation of defaults to which corresponding law applies              289

    358         Investigation of concerted interstate defaults and other defaults involving interstate elements    289

    359         Recommendations by law society council to corresponding authorities   290

    360         Recommendations to law society council by corresponding authorities etc 290

    361         Request to another jurisdiction to investigate aspects of claim           291

    362         Request from another jurisdiction to investigate aspects of claim         291

    363         Cooperation with other authorities for pt 3.4  292

    Division 3.4.10         Miscellaneous—pt 3.4

    364         Interstate legal practitioner becoming authorised to withdraw from local trust account   292

    365         Application of pt 3.4 to incorporated legal practices  293

    366         Application of pt 3.4 to multidisciplinary partnerships  294

    367         Application of pt 3.4 to sole practitioners whose practising certificates lapse 294

    368         Availability of law society property for claims  295

    Part 3.5    Mortgage practices and managed investment schemes

    Division 3.5.1           Preliminary—pt 3.5

    369         Definitions—pt 3.5  296

    Division 3.5.2           Mortgage practices

    370         Conduct of mortgage practices  299

    371         Nomination of practice as territory regulated mortgage practice           301

    372         Law society council to be notified of territory regulated mortgages       301

    373         Solicitor to have fidelity cover for regulated mortgages  302

    374         Bar on claims against fidelity fund relating to regulated mortgages       303

    375         Notification of insurance arrangements for regulated mortgages         303

    376         Failure to obtain fidelity insurance for regulated mortgage                 304

    Division 3.5.3           Managed investment schemes

    377         Involvement of solicitors in managed investment schemes                305

    378         Claims against fidelity fund relating to managed investment schemes connected with solicitors 307

    379         Transfer of mortgages to responsible entity  307

    Division 3.5.4           Miscellaneous—pt 3.5

    380         Law society council may require information about mortgage practices   308

    381         Effect of pt 3.5 on indemnity insurance  309

    382         Regulations and rules—pt 3.5  309

    Chapter 4  Complaints and discipline

    Part 4.1    Preliminary and application—ch 4

    Division 4.1.1           Preliminary—pt 4.1

    383         Definitions—ch 4  310

    384         Purposes—ch 4  310

    385         Application of ch 4 to lawyers, former lawyers and former practitioners etc 311

    Division 4.1.2           Key concepts—ch 4

    386         What is unsatisfactory professional conduct?  311

    387         What is professional misconduct?  312

    388         What is unsatisfactory employment conduct?  312

    389         Conduct capable of being unsatisfactory professional conduct or professional misconduct     313

    Division 4.1.3           Application of ch 4

    390         Practitioners to whom ch 4 applies  314

    391         Conduct to which ch 4 applies—generally  316

    392         Conduct to which ch 4 applies—insolvency, serious offences and tax offences 317

    Part 4.2    Complaints about Australian legal practitioners and solicitor employees

    393         Complaints generally  318

    394         Making of complaints  318

    395         Complaints made more than 3 years after conduct  319

    396         Further information and verification—complaints  319

    397         Person to be told about complaint  319

    398         Submissions by person about whom complaint made  321

    399         Summary dismissal of complaints  321

    400         Withdrawal of complaints  322

    Part 4.3    Mediation

    401         Mediation of complaints  324

    402         Facilitation of mediation  324

    403         Nature of mediation  325

    404         Admissibility of evidence and documents—mediation  325

    405         Protection of mediator from liability  325

    Part 4.4    Investigation of complaints

    406         Complaints to be investigated  326

    407         Appointment of investigator for complaint  326

    408         Application of ch 6 to complaint investigations  327

    409         Referral of matters for costs assessment—complaint investigation       327

    Part 4.5    Decision of council

    410         Decision of council after investigation  328

    411         Decision of council without investigation  328

    412         Dismissal of complaint  329

    413         Summary conclusion of complaint procedure by fine etc                   329

    414         Record of decision of council about complaint  330

    415         Council to give reasons to complainant and practitioner  331

    416         Appeals to ACAT against decisions of relevant council  331

    Part 4.6    General procedural matters about complaints

    417         Rules of procedural fairness and efficient dealing with complaints       333

    418         Complainant and person complained about to be told about action taken 333

    Part 4.7    Disciplinary action

    419         Application to ACAT  335

    420         Application of rules of evidence to ACAT—disciplinary action             335

    421         Amendment of complaint application  335

    422         Nature of allegations in complaint applications  336

    423         Parties to application  336

    423A        Restriction on publication of certain identifying material from application 337

    424         ACAT power to disregard procedural lapses  338

    425         ACAT orders—Australian legal practitioners  338

    426         Dismiss complaint—Australian legal practitioners  340

    427         Fines—Australian legal practitioners  341

    428         Interim orders—Australian legal practitioners  341

    429         ACAT orders—employees of solicitors  341

    430         Dismiss complaint—employees of solicitors  342

    431         Compliance with ACAT orders  342

    432         Notice to complainant of application and decision  344

    433         Costs orders by ACAT  344

    434         Application of ACT Civil and Administrative Tribunal Act                   346

    435         Pt 4.7 does not affect other remedies of complainant  346

    Part 4.8    Compensation

    441         Meaning of compensation order for pt 4.8  347

    442         Compensation orders  347

    443         When compensation order can be made  348

    444         Making of compensation orders  349

    445         Enforcement of compensation orders  349

    446         Other remedies not affected by compensation order  349

    Part 4.9    Publicising disciplinary action

    447         Definitions—pt 4.9  350

    448         Register of disciplinary action  351

    449         Other ways of publicising disciplinary action  352

    450         Quashing of disciplinary action  352

    451         Protection against liability for publicising disciplinary action               353

    452         Disciplinary action taken because of infirmity, injury or illness            354

    453         Pt 4.9 subject to certain confidentiality provisions  355

    454         Pt 4.9 subject to court and tribunal orders  355

    Part 4.10   Inter-jurisdictional provisions—ch 4

    455         Protocols for ch 4  356

    456         Request to another jurisdiction to investigate complaint  356

    457         Request from another jurisdiction to investigate complaint                357

    458         Sharing of information with corresponding authorities  357

    459         Cooperation with corresponding authorities  357

    460         Compliance with disciplinary recommendations or orders made under corresponding laws     358

    461         Pt 4.10 does not affect other functions  358

    Part 4.11   Miscellaneous—ch 4

    462         Jurisdiction of Supreme Court not affected  359

    463         Information about complaints procedure  359

    464         Failure to comply with disciplinary orders  359

    465         Procedures for handling of complaints  360

    466         Reports to Minister about handling of complaints  360

    467         Duty of council to report suspected offences  360

    468         Protection for things done in administration of ch 4  361

    469         Non-compellability of certain witnesses  362

    470         Confidentiality of client communications for ch 4  362

    471         Self-incrimination and other privileges overridden for ch 4 proceedings   362

    472         Waiver of privilege or duty of confidentiality  364

    Chapter 5  External intervention

    Part 5.1    Preliminary—ch 5

    473         Definitions—ch 5  365

    474         Purpose—ch 5  366

    475         Application of ch 5—incorporated law practices etc  366

    476         Application of ch 5 to barristers  367

    477         Application of ch 5 to Australian-registered foreign lawyers and former Australian-registered foreign lawyers  367

    478         Application of ch 5 to other people  367

    Part 5.2    Initiation of external intervention

    479         Circumstances justifying external intervention  368

    480         Decision about external intervention  369

    Part 5.3    Supervisors of trust money

    481         Appointment of supervisor  372

    482         Notice of appointment of supervisor  373

    483         Effect of service of notice of appointment of supervisor  374

    484         Role of supervisor of trust money  375

    485         Records of and dealing with trust money of law practice under supervision 377

    486         Ending of supervisor’s appointment  377

    Part 5.4    Managers

    487         Appointment of manager  379

    488         Notice of appointment  380

    489         Effect of service of notice of appointment of manager  381

    490         Role of manager  383

    491         Records and accounts of law practice under management and dealings with trust money       385

    492         Deceased estates—law practice under management  385

    493         Ending of manager’s appointment  386

    Part 5.5    Receivers

    494         Appointment of receiver  388

    495         Notice of appointment of receiver  390

    496         Effect of service of notice of appointment of receiver  391

    497         Role of receiver  393

    498         Records and accounts of law practice under receivership and dealings with trust money        395

    499         Power of receiver to take possession of regulated property               395

    500         Power of receiver to take delivery of regulated property  396

    501         Power of receiver to deal with regulated property  397

    502         Power of receiver to require documents or information  397

    503         Examinations for receivership  399

    504         Lien for costs on regulated property  399

    505         Regulated property not to be attached  400

    506         Recovery of regulated property—breach of trust etc  401

    507         Improperly destroying property  403

    508         Deceased estates—law practice under receivership  403

    509         Ending of receiver’s appointment  404

    Part 5.6    General—ch 5

    510         Conditions on appointment of supervisor or manager  406

    511         Conditions on appointment of receiver  406

    512         Status of acts of external intervener  407

    513         Eligibility for reappointment or authorisation  407

    514         Appeal against appointment of supervisor or manager  407

    515         Directions of Supreme Court about external intervention                   408

    515A        Manager and receiver appointed for law practice  408

    516         ADI disclosure requirements  408

    517         Fees, legal costs and expenses of external intervener  410

    518         Reports by external intervener  411

    519         Confidentiality by external interveners  412

    519A        Provisions relating to requirements under this part  413

    519B        Obstruction of external intervener  414

    520         Protection from liability—ch 5  414

    Chapter 6  Investigations

    Part 6.1    Preliminary—ch 6

    521         Definitions—ch 6  415

    522         Main purpose—ch 6  415

    523         Privileges against self-incrimination and exposure to civil penalty        416

    Part 6.2    Requirements relating to documents, information and other assistance

    524         Application—pt 6.2  417

    525         Requirements that may be imposed for investigations, examinations and audits under pt 3.1 and pt 2.6  417

    526         Requirements that may be imposed for investigations under ch 4        418

    527         Provisions relating to requirements under pt 6.2  419

    Part 6.3    Entry and search of premises

    Division 6.3.1           Preliminary—pt 6.3

    528         Application—pt 6.3  421

    529         Definitions—pt 6.3  421

    Division 6.3.2           Powers of investigators

    530         Power to enter premises  422

    531         Consent to entry  423

    532         General powers on entry to premises  424

    533         Power to require name and address  425

    534         Power to seize things  426

    Division 6.3.3           Search warrants

    535         Warrants generally  427

    536         Warrants—application made other than in person  428

    537         Search warrants—announcement before entry  429

    538         Details of search warrant to be given to occupier etc  430

    539         Occupier entitled to be present during search etc  430

    540         Use of electronic equipment at premises  431

    541         Person with knowledge of computer or computer system to assist access etc  432

    542         Securing electronic equipment  433

    543         Copies of seized things to be provided  434

    Division 6.3.4           Return and forfeiture of things seized

    544         Receipt for things seized  435

    545         Moving things to another place for examination or processing under search warrant    435

    546         Access to things seized  436

    547         Return of things seized  437

    Division 6.3.5           Miscellaneous—pt 6.3

    548         Damage etc to be minimised  437

    549         Compensation for exercise of enforcement powers  438

    Part 6.4    Additional powers in relation to incorporated legal practices

    550         Application—pt 6.4  439

    551         Investigative powers relating to investigations and audits                  439

    552         Examination of people under pt 6.4  439

    553         Inspection of books under pt 6.4  440

    554         Power to hold hearings under pt 6.4  441

    555         Failure to comply with investigation under pt 6.4  442

    Part 6.5    Miscellaneous—ch 6

    555A        Obstruction of investigator  443

    556         Additional obligations of Australian lawyers  443

    557         Permitted disclosure of confidential information—ch 6  444

    Chapter 7  Admissions board

    558         Admissions board  447

    559         Ending appointments of members  447

    560         Chair of admissions board  449

    561         Meetings of admissions board  449

    562         Protection of members from liability  449

    Chapter 8  Professional bodies

    Part 8.1    Bar council

    575         Functions of bar council  450

    Part 8.2    Law society and law society council

    576         Establishment of law society  452

    577         Functions of law society council  453

    Part 8.3    Legal profession rules

    Division 8.3.1           Preliminary

    578         Purpose—pt 8.3  455

    Division 8.3.2           Rules for Australian legal practitioners and Australian‑registered foreign lawyers

    579         Rules for barristers  455

    580         Rules for solicitors  455

    581         Joint rules for Australian legal practitioners  455

    582         Subject matter of legal profession rules  456

    583         Public notice of proposed legal profession rules  456

    Division 8.3.3           Rules for incorporated legal practices and multidisciplinary partnerships

    584         Rules for incorporated legal practices and multidisciplinary partnerships     457

    Division 8.3.4           General

    585         Binding nature of legal profession rules  459

    586         Legal profession rules inconsistent with Act or regulation                  459

    Chapter 9  General provisions

    587         Approved forms—councils  460

    587A        Protection from liability  460

    588         Liability of principals of law practice  460

    589         Associates who are disqualified or convicted people  461

    590         Injunctions to restrain offences against Act  462

    591         Enforcement of injunctions  463

    592         Amendment or discharge of injunctions  463

    593         Interim injunctions—undertakings about damages  463

    594         Magistrates Court’s other powers not limited  464

    595         Disclosure of information by local regulatory authorities  464

    596         Confidentiality of personal information  465

    597         Professional privilege or duty of confidence does not affect validity of certain requirements etc 467

    598         Meaning of reviewable decision—ch 9  468

    599         Reviewable decision notices  468

    600         Applications for review  468

    601         Minister may determine fees  469

    602         Regulation-making power  469

    Dictionary470

    Endnotes

    1            About the endnotes  491

    2            Abbreviation key  491

    3            Legislation history  492

    4            Amendment history  499

    5            Earlier republications  525

    6            Expired transitional or validating provisions  529

    Legal Profession Act 2006

    An Act about the legal profession and legal services

    Chapter 1Introduction

    Part 1.1Preliminary—ch 1

    1. Name of Act

      This Act is the Legal Profession Act 2006.

    2. Dictionary

      The dictionary at the end of this Act is part of this Act.

      Note 1The dictionary at the end of this Act defines certain terms used in this Act, and includes references (signpost definitions) to other terms defined elsewhere.

      For example, the signpost definition ‘conditional costs agreement, for part 3.2 (Costs disclosure and review)—see section 261.’ means that the term ‘conditional costs agreement’ is defined in that section for part 3.2.

      Note 2A definition in the dictionary (including a signpost definition) applies to the entire Act unless the definition, or another provision of the Act, provides otherwise or the contrary intention otherwise appears (see Legislation Act, s 155 and s 156 (1)).

    3. Notes

      A note included in this Act is explanatory and is not part of this Act.

      NoteSee the Legislation Act, s 127 (1), (4) and (5) for the legal status of notes.

    4. Offences against Act—application of Criminal Code etc

      Other legislation applies in relation to offences against this Act.

      Note 1Criminal Code

      The Criminal Code, ch 2 applies to all offences against this Act (see Code, pt 2.1).

      The chapter sets out the general principles of criminal responsibility (including burdens of proof and general defences), and defines terms used for offences to which the Code applies (eg conduct, intention, recklessness and strict liability).

      Note 2Penalty units

      The Legislation Act, s 133 deals with the meaning of offence penalties that are expressed in penalty units.

    5. Purposes of Act

      The purposes of this Act are as follows:

      (a)to provide for the regulation of legal practice in the ACT in the interests of the administration of justice and for the protection of consumers of the services of the legal profession and the public generally;

      (b)to facilitate the regulation of legal practice on a national basis across State and Territory borders.

    Part 1.2Important terms

    1. Terms relating to lawyers

      In this Act:

      Australian lawyer means a person who is admitted to the legal profession under this Act or a corresponding law.

      interstate lawyer means a person who is admitted to the legal profession under a corresponding law, but not under this Act.

      local lawyer means a person who is admitted to the legal profession under this Act (whether or not the person is also admitted under a corresponding law).

    2. Terms relating to legal practitioners

      In this Act:

      Australian legal practitioner means an Australian lawyer who holds a local practising certificate or interstate practising certificate.

      interstate legal practitioner means an Australian lawyer who holds an interstate practising certificate, but not a local practising certificate.

      local legal practitioner means an Australian lawyer who holds a local practising certificate.

    3. Terms relating to associates and principals of law practices

      In this Act:

      associate, of a law practice,  means—

      (a)an Australian legal practitioner who is—

      (i)for a law practice constituted by a sole practitioner—the sole practitioner; or

      (ii)for a law practice that is a law firm—a partner in the law practice; or

      (iii)for a law practice that is an incorporated legal practice—a legal practitioner director in the practice; or

      (iv)for a multidisciplinary partnership—a legal practitioner partner in the practice; or

      (v)an employee of, or consultant to, the law practice; or

      (b)an agent of the law practice who is not an Australian legal practitioner; or

      (c)an employee of, or a person paid in connection with, the law practice who is not an Australian legal practitioner; or

      (d)an Australian-registered foreign lawyer who is a partner in the law practice; or

      (e)a person (other than an Australian legal practitioner) who is a partner in a multi-disciplinary partnership; or

      (f)a person (other than an Australian legal practitioner) who shares the receipts, revenue or other income arising from the legal practice; or

      (g)an Australian-registered foreign lawyer who has a relationship with the law practice of a kind prescribed by regulation.

      lay associate, of a law practice or a local legal practitioner, means an associate of the practice or legal practitioner who is not an Australian legal practitioner.

      legal practitioner associate, of a law practice, means an associate of the practice who is an Australian legal practitioner.

      principal, of a law practice, means an Australian legal practitioner who is—

      (a)for a law practice constituted by a sole practitioner—the sole practitioner; or

      (b)for a law practice that is a law firm—a partner in the law practice; or

      (c)for a law practice that is an incorporated legal practice—a legal practitioner director in the practice; or

      (d)for a multidisciplinary partnership—a legal practitioner partner in the practice.

    4. What is the home jurisdiction?

      (1)This section has effect for this Act.

      (2)The home jurisdiction of an Australian legal practitioner is the jurisdiction in which the practitioner’s only or most recent Australian practising certificate was granted.

      (3)The home jurisdiction of an Australian-registered foreign lawyer is the jurisdiction in which the lawyer’s only or most recent registration was granted.

      (4)The home jurisdiction of an associate of a law practice who is neither an Australian legal practitioner nor an Australian-registered foreign lawyer is—

      (a)if only 1 jurisdiction is the home jurisdiction of the only associate of the practice who is an Australian legal practitioner or for all the associates of the practice who are Australian legal practitioners—that jurisdiction; or

      (b)if no 1 jurisdiction is the home jurisdiction of all the associates of the practice who are Australian legal practitioners—

      (i)the jurisdiction in which the office is situated where the associate performs most of the associate’s duties for the law practice; or

      (ii)if a jurisdiction cannot be decided under subparagraph (i)—the jurisdiction in which the associate is enrolled under a law of the jurisdiction to vote at elections for the jurisdiction; or

      (iii)if a jurisdiction can be decided under neither subparagraph (i) nor subparagraph (ii)—the jurisdiction decided in accordance with criteria prescribed by regulation.

    5. Suitability matters

      (1)Each of the following is a suitability matter for an individual:

      (a)whether the person is currently of good fame and character;

      (b)whether the person is or has been an insolvent under administration;

      (c)whether the person is, or was, a legal practitioner director of an incorporated legal practice while the practice is or was a Chapter 5 body corporate;

      (d)whether the person has been convicted of an offence in Australia or a foreign country, and if so—

      (i)the nature of the offence; and

      (ii)how long ago the offence was committed; and

      (iii)the person’s age when the offence was committed;

      Note 1The admission rules may make provision for the convictions that must be disclosed by an applicant and those that need not be disclosed.

      Note 2Section 13 (References to conviction and quashing of conviction) provides that reference to a conviction includes a finding of guilt, or the acceptance of a guilty plea, whether or not a conviction is recorded.

      (e)whether the person engaged in legal practice in Australia—

      (i)when not admitted, or not holding a practising certificate, as required under this Act or a previous territory law that corresponds to this Act or under a corresponding law; or

      (ii)if the person was admitted—in contravention of a condition of admission; or

      (iii)if the person held an Australian practising certificate— in contravention of a condition of the certificate or while the certificate was suspended;

      (f)whether the person has practised law in a foreign country—

      (i)when not permitted under a law of that country to do so; or

      (ii)if permitted to do so, in contravention of a condition of the permission;

      (g)whether the person is currently subject to an unresolved complaint, investigation, charge or order under any of the following:

      (i)this Act or a previous territory law that corresponds to this Act;

      (ii)a corresponding law or corresponding foreign law;

      (h)whether the person—

      (i)is the subject of current disciplinary action, however expressed, in another profession or occupation in Australia or a foreign country; or

      (ii)has been the subject of disciplinary action, however expressed, relating to another profession or occupation that involved a finding of guilt;

      (i)whether the person’s name has been removed from—

      (i)a local roll, and has not since been restored to or entered on a local roll; or

      (ii)an interstate roll, and has not since been restored to or entered on an interstate roll; or

      (iii)a foreign roll;

      (j)whether the person’s right to engage in legal practice has been suspended or cancelled in Australia or a foreign country;

      (k)whether the person has contravened, in Australia or a foreign country, a law about trust money or trust accounts;

      (l)whether, under this Act, a law of the Commonwealth or a corresponding law, a supervisor, manager or receiver, however described, is or has been appointed in relation to any legal practice engaged in by the person;

      (m)whether the person is or has been subject to an order, under this Act, a law of the Commonwealth or a corresponding law, disqualifying the person from being employed by, or a partner of, an Australian legal practitioner or from managing a corporation that is an incorporated legal practice;

      (n)whether the person currently is unable to satisfactorily carry out the inherent requirements of practice as an Australian legal practitioner.

      (2)A matter is a suitability matter even if it happened before the commencement of this section.

    6. Information notices

      For this Act, an information notice is a written notice to a person about a decision stating—

      (a)the decision; and

      (b)the reasons for the decision; and

      (c)the rights of appeal or review available to the person in relation to the decision and the period within which an appeal or review must be made or applied for.

    7. References to conviction and quashing of conviction

      (1)A reference in this Act to a conviction includes a reference to a finding of guilt, or the acceptance of a guilty plea, whether or not a conviction is recorded.

      NoteFound guilty is defined in the Legislation Act, dict.

      (2)Without limiting subsection (1), a reference in this Act to the quashing of a conviction for an offence includes a reference to the quashing of—

      (a)a finding of guilt in relation to the offence; or

      (b)the acceptance of a guilty plea in relation to the offence.

      (3)However, a reference in this Act to the quashing of a conviction for an offence does not include a reference to the quashing of a conviction if—

      (a)a finding of guilt in relation to the offence remains unaffected; or

      (b)the acceptance of a guilty plea in relation to the offence remains unaffected.

    Chapter 2General requirements for engaging in legal practice

    Part 2.1Preliminary—ch 2

    1. Simplified outline—ch 2

      (1)This chapter sets out general requirements for engaging in legal practice in the ACT.

      (2)The following is a general outline of the contents of this chapter:

      (a)part 2.2 provides for the reservation of legal work and legal titles to properly qualified entities;

      (b)part 2.3 sets out the qualifications and procedure for admission to legal practice in the ACT;

      (c)part 2.4 provides for the grant, renewal, amendment, suspension and cancellation of practising certificates in the ACT and sets out the entitlements of holders of interstate practising certificates to engage in legal practice in the ACT;

      (d)part 2.5 provides a scheme for notification of and response to action taken by courts and other authorities in the ACT and other jurisdictions regarding admission to the legal profession and the right to engage in legal practice;

      (e)part 2.6 regulates the provision of legal services in the ACT by corporations and by partnerships that provide legal services and nonlegal services;

      (f)part 2.7 regulates the practice of the law of a foreign country in the ACT;

      (g)part 2.8 regulates the provision of legal services in the ACT by community legal centres.

      (3)Subsection (2) is intended only as a guide to the general scheme of this chapter.

    Part 2.2Reservation of legal work and legal titles

    1. Purposes—pt 2.2

      The purposes of this part are as follows:

      (a)to protect the public interest in the proper administration of justice by ensuring that legal work is carried out only by people who are properly qualified to do so;

      (b)to protect consumers by ensuring that people carrying out legal work are entitled to do so.

    2. Prohibition on engaging in legal practice if not entitled

      (1)A person commits an offence if—

      (a)the person engages in legal practice in the ACT; and

      (b)the person is not an Australian legal practitioner.

      Maximum penalty:  100 penalty units.

      Examples of engaging in legal practice

      1     preparing a will or other testamentary instrument

      2     preparing an instrument creating or regulating rights between people

      3     preparing an instrument relating to property or a legal proceeding

      4     acting as advocate for someone in a proceeding before a court or tribunal

      5     preparing papers to be used in support of, or opposition to, an application for the grant of probate or letters of administration

      (2)It is a defence to a prosecution for an offence against subsection (1) if the defendant proves that the defendant did not engage in the legal practice for fee, gain or reward.

      (3)Subsection (1) does not apply to engaging in legal practice of the following kinds:

      (a)legal practice engaged in under a territory law or a law of the Commonwealth;

      (b)legal practice engaged in by an incorporated legal practice in accordance with part 2.6 (Incorporated legal practices and multidisciplinary partnerships);

      (c)the practice of foreign law by an Australian-registered foreign lawyer in accordance with part 2.7 (Legal practice—foreign lawyers);

      (d)legal practice engaged in by a complying community legal centre;

      NoteFor the meaning of complying community legal centre, see s 208.

      (e)legal practice prescribed by regulation.

      (4)Subsection (1) also does not apply to—

      (a)an employee providing legal services to their employer or a related entity if the employee—

      (i)acts in the ordinary course of their employment; and

      (ii)receives no fee, gain or reward for acting other than their ordinary remuneration as an employee; or

      (b)an agent or assistant property agent under the Agents Act 2003 inserting details mentioned in that Act, section 89B (1) (a) or (b) into a proposed contract to which that subsection applies; or

      (c)a public employee, a member of the Australian Public Service or a member of the defence force preparing an instrument, or carrying out any other activity, in the course of their duties; or

      (d)an employee of a trustee company under the Trustee Companies Act 1947 preparing a will, or carrying out any other activity, in the course of their duties; or

      (e)a person declared exempt from subsection (1) under a regulation.

      (5)Subsection (1) has effect subject to any territory law or law of the Commonwealth that authorises a person to engage in conduct that is engaging in legal practice.

      (6)A person is not entitled to recover any amount in relation to anything the person did in contravention of subsection (1).

      (7)A person may recover from someone else, as a debt owing to the person, any amount the person paid to the other person in relation to anything the other person did in contravention of subsection (1).

      (8)A regulation may make provision in relation to the application (with or without change) of provisions of this Act to people engaged in legal practice of a kind mentioned in subsection (3) (other than paragraphs (a) and (b)) or people mentioned in subsection (4).

      (9)In this section:

      fee, gain or reward means any form of, and any expectation of, a fee, gain or reward.

    3. Prohibition on representing or advertising entitlement to engage in legal practice if not entitled

      (1)A person commits an offence if—

      (a)the person represents or advertises that the person is entitled to engage in legal practice; and

      (b)the person is not an Australian legal practitioner.

      Maximum penalty:  50 penalty units.

      (2)A person commits an offence if—

      (a)the person is a director, officer, employee or agent of a corporation; and

      (b)the person represents or advertises that the corporation is entitled to engage in legal practice; and

      (c)the corporation is not an incorporated legal practice.

      Maximum penalty:  50 penalty units.

      (3)Subsections (1) and (2) do not apply to a representation or advertisement about being entitled to engage in legal practice of a kind mentioned in section 16 (3) (Prohibition on engaging in legal practice if not entitled).

      (4)A reference in this section to—

      (a)a person representing or advertising that the person is entitled to engage in legal practice; or

      (b)a person representing or advertising that a corporation is entitled to engage in legal practice;

      includes a reference to the person doing anything that states or implies that the person or the corporation is entitled to engage in legal practice.

    4. Presumptions about taking or using certain names, titles or descriptions

      (1)This section applies to the following names, titles and descriptions:

      ·     lawyer

      ·     legal practitioner

      ·     barrister or counsel

      ·     solicitor or attorney

      ·     Queen’s Counsel, King’s Counsel, Her Majesty’s Counsel, His Majesty’s Counsel or Senior Counsel.

      (2)A regulation may prescribe the kind of people who are entitled, and the circumstances in which they are entitled, to take or use a name, title or description to which this section applies.

      (3)For section 17 (1) (Prohibition on representing or advertising entitlement to engage in legal practice if not entitled), the taking or using of a name, title or description to which this section applies by someone who is not entitled to take or use it, or in circumstances in which someone is not entitled to take or use it, gives rise to a rebuttable presumption that the person represented that the person is entitled to engage in legal practice.

    5. Contravention of pt 2.2 by Australian lawyers who are not legal practitioners

      (1)A contravention of this part by an Australian lawyer who is not an Australian legal practitioner can be unsatisfactory professional conduct or professional misconduct.

      (2)This part does not affect any liability that a person who is an Australian lawyer but not an Australian legal practitioner may have under chapter 4 (Complaints and discipline), and the person may be punished for an offence against this part as well as being dealt with under chapter 4 in relation to the same matter.

    Part 2.3Admission of local lawyers

    Division 2.3.1           Preliminary—pt 2.3

    1. Purposes—pt 2.3

      The purposes of this part are as follows:

      (a)in the interests of the administration of justice and for the protection of consumers of legal services, to provide a system under which only applicants who have appropriate academic qualifications and practical legal training and who are otherwise fit and proper people to be admitted are qualified for admission to the legal profession in the ACT;

      (b)to provide for the recognition of equivalent qualifications and training that make applicants eligible for admission to the legal profession in other jurisdictions.

    Division 2.3.2           Eligibility and suitability for admission

    1. Eligibility for admission

      (1)A person is eligible for admission to the legal profession under this Act only if the person is an individual aged 18 years or over and—

      (a)the person has attained—

      (i)approved academic qualifications; or

      (ii)corresponding academic qualifications; and

      (b)the person has satisfactorily completed—

      (i)approved practical legal training requirements; or

      (ii)corresponding practical legal training requirements.

      (2)The admission rules must not require a person to satisfactorily complete before admission a period of supervised training that exceeds in length a period or periods equivalent to 1 full-time year (as decided in accordance with the admission rules).

      (3)The Supreme Court may exempt a person from the requirements of subsection (1) (a) or (b) if satisfied that the person has, to an extent sufficient to be eligible for admission—

      (a)academic qualifications; or

      (b)relevant experience in legal practice or relevant service with a government agency.

      (4)An exemption under subsection (3) may be made subject to a condition that the person is to obtain further qualifications or training.

      (5)In this section:

      approved academic qualifications means academic qualifications that are approved, under the admission rules, for admission to the legal profession in the ACT.

      approved practical legal training requirements means legal training requirements that are approved, under the admission rules, for admission to the legal profession in the ACT.

      corresponding academic qualifications means academic qualifications that would qualify the person for admission to the legal profession in another jurisdiction if the admissions board is satisfied that substantially the same minimum criteria apply for the approval of academic qualifications for admission in the other jurisdiction as apply in the ACT.

      corresponding practical legal training requirements means legal training requirements that would qualify the person for admission to the legal profession in another jurisdiction if the admissions board is satisfied that substantially the same minimum criteria apply for the approval of legal training requirements for admission in the other jurisdiction as apply in the ACT.

    2. Suitability for admission

      (1)In deciding if a person is a fit and proper person to be admitted to the legal profession under this Act, the Supreme Court or admissions board must consider each of the suitability matters in relation to the person to the extent a suitability matter is appropriate.

      (2)Subsection (1) does not limit the relevant matters that the Supreme Court or admissions board may consider.

      (3)However, the Supreme Court or admissions board may decide that a person is a fit and proper person to be admitted to the legal profession under this Act despite a suitability matter because of the circumstances relating to the matter.

    3. Early consideration of suitability for admission

      (1)In this section:

      applicant for admission means an applicant for admission to the legal profession under this Act.

      prospective applicant for admission means a person who is undertaking, is eligible to undertake, or has completed, a course of legal studies but who is not an applicant for admission.

      relevant person means—

      (a)an applicant for admission; or

      (b)a prospective applicant for admission; or

      (c)anyone else who has a sufficient interest in applying for a declaration under this section.

      (2)A relevant person may apply to the admissions board for a declaration that a matter (for example, a suitability matter) disclosed either in—

      (a)the application for the declaration; or

      (b)an undecided application for admission to the legal profession under this Act;

      will not, without more, adversely affect an assessment by the board about whether the person is a fit and proper person to be admitted.

      (3)The admissions board must consider each application under this section and, subject to section 24, make the declaration sought or refuse to make it.

      (4)A declaration under subsection (3) is binding on the admissions board unless the applicant failed to make a full and fair disclosure of all matters relevant to the declaration.

    4. Referral of matters to Supreme Court 

      (1)The admissions board may refer to the Supreme Court an application under section 23 if, in the board’s opinion, it would be appropriate for the court to consider the application having regard to the seriousness of matters disclosed by or found out about the applicant.

      (2)The Supreme Court has the same powers as the admissions board to deal with the application and its decision on the application is taken to be a decision of the board.

      (3)On a referral under this section, the Supreme Court may make the order or declaration that it considers appropriate.

      (4)An order or declaration under subsection (3) is binding on the admissions board unless the applicant failed to make a full and fair disclosure of all matters relevant to the order or declaration.

    5. Appeal to Supreme Court on refusal of declaration

      (1)If a declaration sought under section 23 (Early consideration of suitability for admission) is refused by the admissions board, the applicant may appeal to the Supreme Court against the refusal.

      (2)An appeal under this section is by way of rehearing, and fresh evidence or evidence in addition to, or in substitution for, the evidence before the admissions board may be given on the appeal.

      (3)On an appeal under this section, the Supreme Court may make the order or declaration that it considers appropriate.

      (4)An order or declaration under subsection (3) is binding on the admissions board unless the applicant failed to make a full and fair disclosure of all matters relevant to the order or declaration.

      NoteSee the Court Procedures Rules 2006, r 5052 (Appeals to Supreme Court—general powers) and r 5103 (Appeals to Supreme Court—time for filing notice of appeal).

    Division 2.3.3           Admission to legal profession

    1. Admission

      (1)A person may apply to the Supreme Court to be admitted as a lawyer.

      (2)The Supreme Court may admit the person as a lawyer if satisfied that the person—

      (a)is eligible for admission to the legal profession; and

      (b)is a fit and proper person to be admitted to the legal profession.

      (3)The Supreme Court may refuse—

      (a)to consider the application if it is not made in accordance with the admission rules; or

      (b)to admit the person if the person has not complied with the admission rules.

      (4)In making a decision under this section in relation to the application, the Supreme Court must consider, and may rely on, the admissions board’s advice in relation to the application.

      (5)The advice of the admissions board may be contained in a compliance certificate.

    2. Roll of people admitted to legal profession

      (1)The Supreme Court must keep a roll of people admitted to the legal profession under this Act (the local roll).

      (2)When a person is admitted under this Act, the person’s name must be entered on the local roll in accordance with the admission rules.

      (3)A person admitted under this Act must sign the local roll.

      (4)The admission of a person under this Act is effective from the time the person signs the local roll.

      (5)The registrar must forward to the relevant council the name and date of admission of each person admitted under this Act as soon as practicable after the person has signed the local roll.

    3. Local lawyer is officer of Supreme Court

      (1)A person becomes an officer of the Supreme Court on being admitted as a lawyer under this Act.

      (2)A person ceases to be an officer of the Supreme Court under subsection (1) if the person’s name is removed from the local roll.

    Division 2.3.4            Functions and powers of admissions board

    1. Admissions board to advise on application for admission

      (1)The role of the admissions board is to advise the Supreme Court whether or not the admissions board considers—

      (a)an applicant for admission to the legal profession is—

      (i)eligible for admission; and

      (ii)a fit and proper person to be admitted, including having regard to all suitability matters in relation to the applicant to the extent appropriate; and

      (b)the application is in accordance with the admission rules.

      (2)This section does not limit any other functions of the admissions board under a territory law.

    2. Compliance certificates by admissions board

      (1)Subsection (2) applies if, after considering an application for admission to the legal profession, the admissions board considers—

      (a)the applicant is—

      (i)eligible for admission; and

      (ii)a fit and proper person to be admitted; and

      (b)the application is in accordance with the admission rules; and

      (c)there are no grounds for refusing to give a certificate of the matters mentioned in paragraphs (a) and (b) (a compliance certificate).

      (2)The admissions board must, within the time required by the admission rules—

      (a)tell the Supreme Court its decision by filing a compliance certificate; and

      (b)give a copy of the compliance certificate to the bar council and law society council.

      (3)If the admissions board refuses to give a compliance certificate to an applicant for admission to the legal profession, the board must—

      (a)tell the Supreme Court its decision by filing a statement about the decision and the reasons for the decision; and

      (b)give a copy of the statement to the bar council and law society council; and

      (c)give an information notice to the applicant.

    3. Consideration of applicant’s eligibility and suitability for admission

      (1)To help it consider whether or not an applicant is eligible for admission to the legal profession under this Act or is a fit and proper person to be admitted under this Act, the admissions board may, by written notice to the applicant, require the applicant—

      (a)to give it stated documents or information; or

      (b)to cooperate with any inquiries by the board that it considers appropriate.

      (2)An applicant’s failure to comply with a notice under subsection (1) within the reasonable period, and in the reasonable way, (if any) required by the notice is a ground for refusing to give a compliance certificate for the applicant.

      (3)The admissions board may refer a matter to the Supreme Court for directions.

    Division 2.3.5            Miscellaneous—pt 2.3

    1. Admissions board is respondent to applications under pt 2.3

      The admissions board is taken to be a respondent to every application under this part not made by it.

    Part 2.4Legal practice by Australian legal practitioners

    Division 2.4.1           Preliminary—pt 2.4

    1. Purposes and application—pt 2.4

      (1)The purposes of this part are as follows:

      (a)to facilitate the national practice of law by ensuring that Australian legal practitioners can engage in legal practice in the ACT and to provide for the certification of Australian lawyers whether or not admitted in the ACT;

      (b)to provide a system for the grant and renewal of local practising certificates.

      (2)A regulation may provide that a provision of this part applies with prescribed changes to—

      (a) a government lawyer in relation to the lawyer’s official functions as a government lawyer; or

      (b)an in-house lawyer for a corporation in relation to the provision of in-house legal services for the corporation (or a related body corporate).

      (3)In this section:

      in-house lawyer means an Australian lawyer who—

      (a)is employed by a corporation, that is not an incorporated legal practice; and

      (b)provides only in-house legal services to the corporation (or a related body corporate).

    Division 2.4.2           Legal practice in ACT by Australian legal practitioners

    1. Entitlement of holder of Australian practising certificate to practise in ACT

      An Australian legal practitioner is, subject to this Act, entitled to engage in legal practice in the ACT.

    Division 2.4.3           Local practising certificates generally

    1. Amendment history

      Commencement

      s 2om LA s 89 (4)

      Terms relating to associates and principals of law practices

      s 9am A2007‑28 s 4, s 5

      Suitability matters

      s 11am A2021-3 s 20; pars renum R39 LA

      Prohibition on engaging in legal practice if not entitled

      s 16am A2022‑8 amdt 1.7; A2022‑14 amdt 3.146

      Eligibility for admission

      s 21am A2007‑39 amdt 3.97; A2008‑29 amdt 1.23

      Appeal to Supreme Court on refusal of declaration

      s 25am A2006‑40 amdt 2.119

      Local lawyer is officer of Supreme Court

      s 28am A2007‑28 s 6

      Purposes and application—pt 2.4

      s 33am A2017‑14 s 30, s 31; A2022‑14 amdt 3.147

      Local practising certificates

      s 35am A2014‑17 amdt 1.25

      Suitability to hold local practising certificate

      s 36am A2007‑28 s 7, s 8; A2008‑36 amdt 1.370; A2014‑17 amdt 1.26, amdt 1.27

      Duration of local practising certificate

      s 37am A2014‑17 amdt 1.28

      Conditions on practising certificate—government lawyer and in-house lawyer

      s 38sub A2007‑28 s 9

      am A2008‑29 amdt 1.24; A2014‑17 amdt 1.29; A2017‑14 ss 32-34

      Continuing obligation for professional indemnity insurance for local practising certificate

      s 39om A2007‑28 s 9

      Application for grant or renewal of local practising certificate

      s 41am A2007‑28 ss 10-15; pars renum R7 LA; A2014‑17 amdt 1.30; A2022‑14 amdt 3.148; A2025‑29 amdt 4.112

      Grant or renewal of unrestricted or restricted practising certificate

      s 44am A2007‑28 s 16; A2014‑17 amdts 1.31-1.33

      Grant or renewal of barrister practising certificate

      s 45am A2007‑28 s 17

      sub A2014‑17 amdt 1.34

      Conditions on local practising certificates generally

      s 46am A2008‑36 amdt 1.371  A2014‑17 amdt 1.35

      Conditions imposed on local practising certificate by relevant council

      s 47 hdgam A2014‑17 amdt 1.36

      s 47am A2007‑28 ss 18-20; A2010‑50 amdt 1.12; A2014‑17 amdts 1.37-1.40; ss renum R27 LA

      Statutory condition on local practising certificate about notification of offence

      s 51am A2025‑29 amdt 4.112

      Compliance with conditions of local practising certificate

      s 53am A2007‑28 s 21

      Amending, suspending or cancelling local practising certificate

      s 56am A2007‑28 ss 22-26; A2014‑17 amdt 1.41

      Other ways of amending or cancelling local practising certificate

      s 58am A2007‑28 s 27; ss renum R7 LA

      Relationship of div 2.4.6 with ch 4

      s 59am A2007‑28 s 28

      Applicant for local practising certificate—show-cause event

      s 60am A2007‑28 s 29; ss renum R7 LA; A2022‑14 amdt 3.149

      Holder of local practising certificate—show-cause event

      s 61am A2022‑14 amdt 3.149; A2025‑29 amdt 4.112

      Refusal to grant or renew unrestricted or restricted practising certificate—failure to show cause etc

      s 62am A2014‑17 amdt 1.42

      Refusal to grant or renew barrister practising certificate—failure to show cause etc

      s 63am A2014‑17 amdts 1.43-1.45

      Restriction on further applications for local practising certificate after refusal to grant or renew

      s 65am A2014‑17 amdts 1.46-1.48; ss renum R27 LA

      Relationship of div 2.4.7 with pt 4.4 and ch 6

      s 67am A2007‑28 s 30

      Return of local practising certificate

      s 71am A2008‑36 amdt 1.372

      Professional indemnity insurance—interstate legal practitioners

      s 72am A2007‑28 ss 31-34; A2017‑14 s 35

      Special provisions about interstate legal practitioner engaging in unsupervised legal practice in ACT

      s 75am A2007‑28 s 35

      Protocols with regulatory authorities

      s 77am A2007‑28 s 36; A2025‑29 amdt 4.112

      Investigation of practising certificate applicants or holders etc

      s 78am A2007‑28 s 37; A2014‑17 amdt 1.49

      Register of local practising certificates

      s 79am A2014‑17 amdt 1.50, amdt 1.51

      Appeals against decisions of relevant council

      s 81 hdgam A2014‑17 amdt 1.52

      s 81am A2006‑40 amdt 2.119, amdt 2.120; A2014‑17


      amdts 1.53-1.59; pars renum R27 LA

      Government lawyers generally

      s 82am A2007‑28 s 38, s 39; A2022‑14 amdt 3.150

      Government lawyers of other jurisdictions

      s 83am A2007‑28 s 40, s 41; A2022‑14 amdt 3.150

      Determination of fees by law society council and bar council

      s 84am A2014‑17 amdt 1.60; pars renum R27 LA; A2025‑29 amdt 4.112

      Official notice to other jurisdictions of removals from local roll

      s 88am A2007‑28 s 42, s 43

      Licensing body to give notice to other jurisdictions of certain matters

      s 89om A2014‑17 amdt 1.61

      Relevant council to give notice to other jurisdictions of certain matters

      s 90am A2014‑17 amdt 1.62

      Lawyer to give notice of removal in another jurisdiction

      s 91 hdgsub A2007‑28 s 44

      s 91am A2007‑28 ss 45-47

      Lawyer to give notice of foreign regulatory action

      s 92Ains A2007‑28 s 48

      Provisions applying to notices under div 2.5.3

      s 93 hdgsub A2007‑28 s 49

      s 93am A2007‑28 s 50

      Peremptory removal of local lawyer’s name from local roll following removal in another jurisdiction

      s 94am A2007‑28 s 51; A2022‑14 amdt 3.151

      Peremptory cancellation of local practising certificate following removal of name from interstate roll

      s 95am A2007‑28 s 52

      Show-cause procedure for removal of lawyer’s name from local roll following foreign regulatory action

      s 96sub A2007‑28 s 53

      am A2014‑18 amdt 3.59; A2022‑14 amdt 3.152

      Show-cause procedure for cancellation of local practising certificate following foreign regulatory action

      s 97sub A2007‑28 s 53

      am A2014‑18 amdt 3.59; A2022‑14 amdt 3.153

      Order for non-removal of name or non-cancellation of local practising certificate

      s 97Ains A2007‑28 s 53

      am A2022‑14 amdt 3.154

      Definitions—pt 2.6

      s 99def disqualified person om A2007‑28 s 54

      def related body corporate om A2017‑14 s 36

      Nature of incorporated legal practice

      s 101am A2016‑13 amdt 1.89

      Notice of intention of corporation to start providing legal services

      s 104am A2025‑29 amdt 4.112

      Notice of corporation ceasing to engage in legal practice etc

      s 106am A2025‑29 amdt 4.112

      Incorporated legal practice must have legal practitioner director etc

      s 107am A2007‑28 s 55, s 56; ss renum R7 LA

      Obligations of legal practitioner director relating to misconduct—incorporated legal practices

      s 108am A2007‑28 s 57; ss renum R7 LA; A2022‑14 amdt 3.155

      Disclosure obligations—incorporated legal practices

      s 113am A2014‑18 amdt 3.60

      Advertising requirements—incorporated legal practices

      s 116am A2007‑28 s 58

      Sharing of receipts, revenue or other income—incorporated legal practices

      s 118 hdgsub A2007‑28 s 59

      s 118am A2007‑28 s 60

      Disqualified people—incorporated legal practices

      s 119am A2007‑28 s 61

      Audit of incorporated legal practices

      s 120am A2007‑28 s 62

      External administration proceedings under Corporations Act

      s 125am A2018‑42 amdt 3.71, amdt 3.72; A2021-3 s 21

      Notice of starting practice in multidisciplinary partnership

      s 136am A2025‑29 amdt 4.112

      Actions of partner of multidisciplinary partnership who is not Australian legal practitioner

      s 139am A2022‑14 amdt 3.156

      Disclosure obligations—multidisciplinary partnerships

      s 142am A2014‑18 amdt 3.60

      Sharing of receipts, revenue or other income—multidisciplinary partnerships

      s 146 hdgsub A2007‑28 s 63

      s 146am A2007‑28 s 64

      Disqualified people—multidisciplinary partnerships

      s 147am A2007‑28 s 65, s 66

      Definitions—pt 2.7

      s 152def commercial legal presence om A2007‑28 s 67

      def licensing body om A2014‑17 amdt 1.63

      Requirement for registration to practice foreign law

      s 155am A2007‑28 s 68

      Application of Australian professional ethical and practice standards to practice of foreign law

      s 159am A2007‑28 s 69

      Designation of Australian-registered foreign lawyers

      s 160am A2014‑17 amdt 1.64

      Advertising by Australian-registered foreign lawyers

      s 162am A2007‑28 s 70; A2014‑17 amdt 1.64

      Trust money and trust accounts—Australian-registered foreign lawyers

      s 164am A2007‑28 s 71, s 72

      Professional indemnity insurance—Australian-registered foreign lawyers

      s 165am A2007‑28 ss 73-75; ss renum R7 LA

      Duration of registration—foreign lawyers

      s 168am A2014‑17 amdt 1.64

      Application for grant or renewal of registration as foreign lawyer

      s 170am A2014‑17 amdt 1.64; A2025‑29 amdt 4.112

      Approved form for grant or renewal application—foreign lawyers

      s 171am A2007‑28 s 76; A2014‑17 amdt 1.64, amdt 1.65

      Requirements for applications for grant or renewal of registration—foreign lawyers

      s 172am A2007‑28 ss 77-80; A2011‑52 amdt 3.130; A2012‑21 amdt 3.104; A2014‑17 amdts 1.66-1.68; A2016‑18 amdt 3.118

      Grant or renewal of registration as foreign lawyer

      s 173am A2007‑28 s 81, s 82; A2014‑17 amdt 1.68

      Requirement to grant or renew registration as foreign lawyer if criteria satisfied

      s 174am A2007‑28 s 83; A2014‑17 amdt 1.68

      Refusal to grant or renew registration as foreign lawyer

      s 175am A2007‑28 s 84; A2008‑36 amdt 1.373; A2014‑17 amdt 1.68

      Grounds for amending, suspending or cancelling registration of foreign lawyer

      s 177am A2007‑28 s 85, s 86; A2014‑17 amdt 1.68

      Amending, suspending or cancelling registration of foreign lawyer

      s 178am A2007‑28 ss 87-91; A2014‑17 amdts 1.69-1.71

      Operation of amendment, suspension or cancellation of registration of foreign lawyer

      s 179am A2014‑17 amdt 1.71

      Other ways of amending or cancelling registration of foreign lawyer

      s 180am A2014‑17 amdt 1.71

      Relationship of div 2.7.6 with ch 4

      s 181am A2007‑28 s 92

      Applicant for local registration as foreign lawyer—show-cause event

      s 182am A2014‑17 amdt 1.71; A2022‑14 amdt 3.156

      Locally-registered foreign lawyer—show-cause event

      s 183am A2014‑17 amdt 1.71; A2022‑14 amdt 3.156; A2025‑29 amdt 4.112

      Refusal, amendment, suspension or cancellation of local registration as foreign lawyer—failure to show cause etc

      s 184am A2014‑17 amdt 1.71

      Restriction on making further applications for registration as foreign lawyer

      s 185am A2014‑17 amdt 1.71

      Relationship of div 2.7.7 with pt 4.4 and ch 6

      s 186am A2014‑17 amdt 1.71

      Immediate suspension of registration as foreign lawyer

      s 187am A2014‑17 amdt 1.71

      Surrender of local registration certificate and cancellation of registration as foreign lawyer

      s 188am A2014‑17 amdt 1.71

      Return of local registration certificate

      s 191am A2014‑17 amdt 1.71

      Conditions on local registration generally

      s 192am A2008‑36 amdt 1.374; A2014‑17 amdt 1.71

      Conditions imposed on local registration by relevant council

      s 193 hdgam A2014‑17 amdt 1.71

      s 193am A2014‑17 amdt 1.71

      Imposition and amendment of conditions on local registration pending criminal proceedings

      s 194am A2008‑36 amdt 1.375; A2014‑17 amdt 1.71

      Statutory condition on local registration about notification of offence

      s 195am A2014‑17 amdt 1.71; A2025‑29 amdt 4.112

      Extent of entitlement of interstate-registered foreign lawyer to practise in ACT

      s 198am A2014‑17 amdt 1.71, amdt 1.72

      Additional conditions on practice of interstate-registered foreign lawyers

      s 199am A2014‑17 amdt 1.73

      Investigation of applicants and locally-registered foreign lawyers etc

      s 200am A2007‑28 s 93; A2014‑17 amdt 1.73

      Register of locally-registered foreign lawyers

      s 201am A2014‑17 amdt 1.73, amdt 1.74

      Publication of information about locally-registered foreign lawyers

      s 202am A2014‑17 amdt 1.75

      Supreme Court orders about conditions—Australian‑registered foreign lawyers

      s 203am A2014‑17 amdt 1.75

      Exemption of Australian‑registered foreign lawyers by relevant council

      s 204 hdgam A2014‑17 amdt 1.75

      s 204am A2014‑17 amdt 1.75

      Determination of fees by relevant council

      s 206 hdgam A2014‑17 amdt 1.75

      s 206am A2014‑17 amdt 1.75; A2025‑29 amdt 4.112

      Appeals or reviews

      s 207am A2006‑40 amdt 2.121; A2007‑28 s 94; A2014‑17 amdt 1.75

      What is a complying community legal centre?

      s 208am A2014‑17 amdt 1.76

      Definitions—pt 3.1

      s 210am A2007‑28 s 99

      s 210 (1)def controlled money am A2007‑28 s 95

      def deposit record ins A2007‑28 s 96

      s 210 (2)def approved ADI am A2014‑17 amdt 1.77

      def controlled money account am A2007‑28 s 97

      def trust records am A2007‑28 s 98

      Purposes—pt 3.1

      s 211am A2014‑17 amdt 1.78

      Money involved in financial services or investments

      s 212am A2007‑28 s 100; A2025‑29 amdt 3.182, amdt 1.183

      Determinations about status of money

      s 213am A2014‑17 amdt 1.78; A2025‑29 amdt 4.112

      Protocols for deciding where trust money is received

      s 215am A2014‑17 amdt 1.78; A2025‑29 amdt 4.112

      When money is received by law practice

      s 216am A2007‑28 s 101

      Keeping of general trust account

      s 221am A2007‑28 s 102

      Certain trust money to be deposited in general trust account

      s 222am A2007‑28 ss 103-105; ss renum R7 LA; A2014‑17 amdt 1.79, amdt 1.80; ss renum R27 LA

      Way of withdrawing trust money from general trust account

      s 223Ains A2007‑28 s 106

      Way of withdrawing controlled money from controlled money account

      s 224Ains A2007‑28 s 107

      Transit money

      s 225am A2007‑28 s 108

      Trust money subject to specific powers

      s 226am A2007‑28 ss 109-111

      Trust money received in form of cash

      s 226Ains A2007‑28 s 112

      Intermixing money

      s 228am A2014‑17 amdt 1.81

      Dealing with trust money—legal costs and unclaimed money

      s 229am A2007‑28 ss 113-116

      Reporting certain irregularities etc

      s 231am A2014‑17 amdt 1.81

      Appointment of investigators

      s 234am A2009‑47 s 4; A2014‑17 amdt 1.81

      Investigator’s report

      s 237am A2014‑17 amdt 1.81

      Costs of investigation

      s 239am A2006‑40 amdt 2.122, amdt 2.123; A2007‑28 s 117; ss renum R7 LA; A2014‑17 amdt 1.81; A2022‑14 amdt 3.157

      Designation of external examiners

      s 240am A2014‑17 amdt 1.81

      Trust records to be externally examined

      s 241sub A2007‑28 s 118

      am A2014‑17 amdt 1.81

      Appointment of external examiners by licensing body

      s 242om A2007‑28 s 118

      Designation and appointment of associates as external examiners

      s 243am A2014‑17 amdt 1.81

      Final examination of trust records

      s 244am A2014‑17 amdt 1.81; A2025‑29 amdt 4.112

      Carrying out examinations

      s 246am A2014‑18 amdt 3.61

      External examiner’s report

      s 247am A2014‑17 amdt 1.81

      Costs of examination

      s 249am A2006‑40 amdt 2.124, amdt 2.125; A2008‑28 amdt 1.6; A2014‑17 amdt 1.81

      Approval of ADIs for pt 3.1

      s 250am A2014‑17 amdt 1.81

      Reports, records and information by ADIs

      s 252am A2007‑28 s 119; A2014‑17 amdt 1.81

      Statutory deposits

      s 253am A2007‑28 s 120; A2008‑37 amdt 1.292

      Application of pt 3.1 to incorporated legal practices and multidisciplinary partnerships

      s 255am A2007‑28 s 121, s 122; ss renum R7 LA

      Disclosure—money not received as trust money

      s 257am A2007‑28 s 123

      Disclosure of accounts used to hold money entrusted to legal practitioners

      s 258am A2014‑17 amdt 1.81

      Unclaimed trust money

      s 259am A2013‑11 amdt 1.14, amdt 1.15; A2016‑13 amdt 1.90

      Regulations and legal profession rules—pt 3.1

      s 260sub A2007‑28 s 124

      am A2014‑17 amdt 1.81

      Costs disclosure and assessment

      pt 3.2 hdgsub A2007‑28 s 125

      Definitions—pt 3.2

      s 261def client om A2007‑28 s 126

      def costs review sub A2007‑28 s 127

      def itemised bill am A2007‑28 s 128

      def public authority ins A2007‑28 s 129

      def sophisticated client ins A2007‑28 s 130

      def third party payer ins A2007‑28 s 130

      defuplift fee sub A2007‑28 s 131

      Terms relating to third party payers

      s 261Ains A2007‑28 s 132

      Purposes—pt 3.2

      s 262am A2007‑28 s 133

      Pt 3.2 also applies by agreement or at client’s election

      s 264am A2007‑28 ss 134-136; ss renum R7 LA

      Displacement of pt 3.2

      s 265am A2007‑28 s 137

      How and where does a client first instruct a law practice?

      s 266sub A2007‑28 s 138

      What happens when different laws apply to a matter?

      s 268am A2007‑28 s 139

      Disclosure of costs to clients

      s 269am A2007‑28 ss 140-147; ss and pars renum R7 LA; A2014‑17 amdt 1.81

      Disclosure if another law practice is to be retained

      s 270am A2007‑28 s 148

      How and when must disclosure be made to a client?

      s 271 hdgsub A2007‑28 s 149

      s 271am A2007‑28 s 150

      Exceptions to requirement for disclosure

      s 272am A2007‑28 ss 151-154; A2022‑14 amdt 3.158

      Additional disclosure—uplift fees

      s 274sub A2007‑28 s 155

      Form of disclosure

      s 275am A2007‑28 s 156

      Effect of failure to disclose

      s 277am A2007‑28 s 157; ss renum R7 LA

      Progress reports

      s 278am A2007‑28 s 158; A2015‑11 amdt 1.28

      Disclosure to associated third party payers

      s 278A(prev s 281A) ins A2007‑28 s 163

      reloc and renum as s 278A A2015‑11 amdt 1.29

      On what basis are legal costs recoverable?

      s 279am A2007‑28 s 159

      Interest on unpaid legal costs

      s 281am A2007‑28 ss 160-162

      Disclosure to associated third party payers

      s 281Areloc and renum as s 278A

      Making costs agreements

      s 282am A2007‑28 s 164-166

      Conditional costs agreements

      s 283am A2007‑28 s 167

      Conditional costs agreements involving uplift fee

      s 284am A2007‑28 s 168

      Contingency fees prohibited

      s 285am A2007‑28 s 169

      Effect of costs agreement

      s 286am A2007‑28 s 170, s 171

      Certain costs agreements void

      s 287am A2007‑28 s 172; A2011‑52 amdt 3.121

      Setting aside costs agreements or provisions of costs agreements

      s 288sub A2007‑28 s 173

      Bills

      s 290am A2007‑28 s 174; ss renum R7 LA; A2009‑49 amdt 3.103

      Notification of client’s rights

      s 291am A2007‑28 ss 175-177; A2014‑17 amdt 1.81

      Request for itemised bill

      s 292sub A2007‑28 s 178

      am A2008‑28 amdt 3.104

      Interim bills

      s 293am A2007‑28 s 179

      Costs assessment

      div 3.2.7 hdg        sub A2007‑28 s 180

      Definition—div 3.2.7

      s 294sub A2007‑28 s 181

      def client ins A2007‑28 s 181

      Application by client or third party payer for costs assessment

      s 294Ains A2007‑28 s 181

      Application for costs assessment by law practice retaining another law practice

      s 295 hdgsub A2007‑28 s 182

      s 295am A2007‑28 s 183, s 184; ss renum R7 LA

      Application for costs assessment by law practice giving bill

      s 296sub A2007‑28 s 185

      Form of application for costs assessment

      s 297 hdgam A2007‑28 s 186

      s 297am A2007‑28 s 186; A2025‑29 amdt 4.112

      Consequences of application for costs assessment

      s 298 hdgam A2007‑28 s 186

      s 298am A2007‑28 s 186

      Procedure on costs assessment

      s 299 hdgam A2007‑28 s 186

      s 299am A2007‑28 s 186

      Criteria for costs assessment

      s 300 hdgsub A2007‑28 s 187

      s 300am A2007‑28 ss 188-191

      Assessment of costs by reference to costs agreement

      s 300Ains A2007‑28 s 192

      Assessment of costs by reference to scale of costs etc

      s 300Bins A2007‑28 s 192

      Recovery of assessed costs

      s 300Cins A2007‑28 s 192

      Costs of costs assessment

      s 302sub A2007‑28 s 193

      Referring matters to ACAT

      s 303am A2007‑28 s 194

      sub A2008‑36 amdt 1.376

      Legal costs subject to consumer dispute not assessable

      s 304 hdgsub A2007‑28 s 195

      s 304am A2007‑28 s 196, s 197; A2016‑37 amdt 1.29

      Contracting out of div 3.2.7 by sophisticated clients

      s 304Ains A2007‑28 s 198

      Preliminary—pt 3.3

      div 3.3.1 hdg        om A2007‑28 s 199

      Professional indemnity insurance for insurable legal practitioners

      s 311am A2007‑28 s 200; A2014‑17 amdt 1.82

      Continuing indemnity insurance

      s 312Ains A2007‑28 s 201

      Approval of indemnity fund

      s 315am A2012‑21 amdt 3.105; A2014‑18 amdt 3.62; A2025‑29 amdt 4.112

      Definitions—pt 3.4

      s 316def concerted interstate default am A2007‑28 s 202

      def default sub A2007‑28 s 203

      Purpose—pt 3.4

      s 318am A2007‑28 s 204

      Meaning of relevant jurisdiction—pt 3.4

      s 327am A2007‑28 s 205

      Defaults to which pt 3.4 applies

      s 328am A2007‑28 s 206, s 207

      Defaults relating to financial services or investments

      s 329am A2025‑29 amdt 3.184, amdt 3.185

      Claims about defaults

      s 330am A2012‑21 amdt 3.106; A2016‑18 amdt 3.119. amdt 3.120; A2025‑29 amdt 4.112

      Approved form for claims

      s 331am A2025‑29 amdt 4.112

      Advertisements about defaults by law practices

      s 333am A2015‑33 amdts 1.132-1.135; pars renum R29 LA

      Claims not affected by certain matters

      s 335am A2007‑28 s 208

      Claims by law practices or associates about defaults

      s 350am A2007‑28 s 209

      Claims by law practices or associates about notional defaults

      s 351am A2007‑28 s 210

      Defaults involving interstate elements if committed by 1 associate only

      s 353am A2007‑28 s 211

      Protocols—pt 3.4

      s 354am A2014‑18 amdt 3.63; A2025‑29 amdt 4.112

      Interstate legal practitioner becoming authorised to withdraw from local trust account

      s 364am A2014‑18 amdt 3.64

      Application of pt 3.4 to sole practitioners whose practising certificates lapse

      s 367 hdgsub A2007‑28 s 212

      s 367am A2007‑28 s 213, s 214; ss and pars renum R7 LA; A2022‑14 amdt 3.159

      Definitions—pt 3.5

      s 369def member am A2025‑29 amdt 3.186

      def responsible entity am A2025‑29 amdt 3.186

      Failure to obtain fidelity insurance for regulated mortgage

      s 376am A2014‑17 amdt 1.83

      Transfer of mortgages to responsible entity

      s 379am A2025‑29 amdt 3.187

      Conduct capable of being unsatisfactory professional conduct or professional misconduct

      s 389am A2007‑28 s 215; A2008‑36 amdt 1.377

      Practitioners to whom ch 4 applies

      s 390am A2008‑29 amdt 1.25; A2023-57 amdt 1.11

      Further information and verification—complaints

      s 396am A2012‑21 amdt 3.106; A2016‑18 amdt 3.121, amdt 3.122

      Person to be told about complaint

      s 397am A2007‑28 s 216, s 217

      Summary dismissal of complaints

      s 399am A2007‑28 s 218

      Withdrawal of complaints

      s 400am A2008‑36 amdt 1.378

      Mediation of complaints

      s 401am A2008‑36 amdt 1.379

      Appointment of investigator for complaint

      s 407am A2009‑47 s 5; ss renum R18 LA

      Referral of matters for costs assessment—complaint investigation

      s 409 hdgsub A2007‑28 s 219

      s 409am A2007‑28 ss 220-224

      Decision of council after investigation

      s 410am A2008‑36 amdt 1.380

      Decision of council without investigation

      s 411sub A2008‑36 amdt 1.381

      Dismissal of complaint

      s 412am A2008‑36 amdt 1.382, amdt 1.383

      Summary conclusion of complaint procedure by fine etc

      s 413am A2008‑36 amdt 1.384; A2017‑38 s 42

      Council to give reasons to complainant and practitioner

      s 415am A2007‑28 s 225; A2008‑36 amdt 1.385, amdt 1.386

      Appeals to ACAT against decisions of relevant council

      s 416am A2007‑28 s 226; ss renum R7 LA

      sub A2008‑36 amdt 1.387

      Complainant and person complained about to be told about action taken

      s 418am A2007‑28 s 227, s 228; A2008‑36 amdts 1.388-1.390; ss renum R15 LA

      Disciplinary action

      pt 4.7 hdgsub A2008‑36 amdt 1.391

      Application to ACAT

      s 419sub A2008‑36 amdt 1.391

      Application of rules of evidence to ACAT—disciplinary action

      s 420sub A2008‑36 amdt 1.391

      Decisions without hearing

      s 420Ains A2007‑28 s 229

      om A2008‑36 amdt 1.391

      Amendment of complaint application

      s 421sub A2008‑36 amdt 1.391

      Nature of allegations in complaint applications

      s 422sub A2008‑36 amdt 1.391

      Parties to application

      s 423sub A2008‑36 amdt 1.391

      am A2009‑20 amdt 3.117

      Restriction on publication of certain identifying material from application

      s 423Ains as mod SL2009‑2 mod 3.1 (as ins by SL2009‑51 s 7)

      mod lapsed 22 December 2009 (SL2009‑2 mod 3.1 om by A2009‑54 amdt 1.4)

      ins A2009‑54 amdt 1.7

      ACAT power to disregard procedural lapses

      s 424sub A2008‑36 amdt 1.391

      ACAT orders—Australian legal practitioners

      s 425sub A2008‑36 amdt 1.391

      am A2009‑20 amdt 3.118

      Dismiss complaint—Australian legal practitioners

      s 426sub A2008‑36 amdt 1.391

      Restriction on publication of certain identifying material from proceedings

      s 426Ains A2007‑28 s 230

      om A2008‑36 amdt 1.391

      Fines—Australian legal practitioners

      s 427sub A2008‑36 amdt 1.391

      Interim orders—Australian legal practitioners

      s 428sub A2008‑29 amdt 1.26; A2008‑36 amdt 1.391

      Arrest warrant for failing to appear

      s 428Ains A2008‑29 amdt 1.26

      om A2008‑36 amdt 1.391

      Executing a warrant

      s 428Bins A2008‑29 amdt 1.26

      om A2008‑36 amdt 1.391

      ACAT orders—employees of solicitors

      s 429sub A2008‑36 amdt 1.391

      Dismiss complaint—employees of solicitors

      s 430am A2007‑28 s 231, s 232

      sub A2008‑36 amdt 1.391

      Compliance with ACAT orders

      s 431sub A2008‑36 amdt 1.391

      Notice to complainant of application and decision

      s 432sub A2008‑36 amdt 1.391

      Costs orders by ACAT

      s 433am A2007‑28 s 233

      sub A2008‑36 amdt 1.391

      am A2009‑20 amdt 3.119, amdt 3.120

      Application of ACT Civil and Administrative Tribunal Act

      s 434sub A2008‑36 amdt 1.391

      Pt 4.7 does not affect other remedies of complainant

      s 435sub A2008‑36 amdt 1.391

      Referral of questions of law to Supreme Court

      s 436om A2008‑36 amdt 1.391

      Appeals from disciplinary tribunal to Supreme Court

      s 437am A2006‑40 amdt 2.126

      om A2008‑36 amdt 1.391

      Contempt of disciplinary  tribunal

      s 438om A2008‑36 amdt 1.391

      Application of Criminal Code, ch 7

      s 439om A2008‑36 amdt 1.391

      Pt 4.7 does not affect other remedies of complainant

      s 440om A2008‑36 amdt 1.391

      Compensation orders

      s 442am A2008‑36 amdt 1.392

      When compensation order can be made

      s 443am A2008‑36 amdt 1.393

      Making of compensation orders

      s 444am A2008‑36 amdt 1.394

      Definitions—pt 4.9

      s 447def disciplinary action am A2007‑28 s 234

      Register of disciplinary action

      s 448am A2007‑28 s 235; ss renum R7 LA; A2008‑36 amdt 1.395; A2014‑17 amdt 1.84; A2021-3 s 22; ss renum R39 LA

      Protection against liability for publicising disciplinary action

      s 451am A2014‑17 amdt 1.85

      Disciplinary action taken because of infirmity, injury or illness

      s 452am A2007‑28 s 236

      Pt 4.9 subject to court and tribunal orders

      s 454am A2008‑36 amdt 1.396

      Protocols for ch 4

      s 455am A2025‑29 amdt 4.112

      Request to another jurisdiction to investigate complaint

      s 456am A2008‑36 amdt 1.397

      Sharing of information with corresponding authorities

      s 458sub A2007‑28 s 237

      am A2008‑36 amdt 1.398

      Cooperation with corresponding authorities

      s 459sub A2007‑28 s 237

      Failure to comply with disciplinary orders

      s 464sub A2008‑36 amdt 1.399

      Protection for things done in administration of ch 4

      s 468am A2007‑28 s 238; A2008‑36 amdt 1.400; A2014‑17 amdt 1.86

      Non-compellability of certain witnesses

      s 469am A2008‑36 amdt 1.401

      Self-incrimination and other privileges overridden for ch 4 proceedings

      s 471am A2008‑36 amdt 1.402

      Definitions—ch 5

      s 473def regulated property sub A2007‑28 s 239

      Purpose—ch 5

      s 474am A2007‑28 s 240

      Application of ch 5 to barristers

      s 476am A2007‑28 s 241

      Application of ch 5 to Australian-registered foreign lawyers and former Australian-registered foreign lawyers

      s 477am A2007‑28 s 242

      Application of ch 5 to other people

      s 478am A2022‑14 amdt 3.160

      Decision about external intervention

      s 480am A2007‑28 s 243, s 244

      Supervisors of trust money

      pt 5.3 hdgsub A2007‑28 s 245

      Appointment of supervisor

      s 481am A2007‑28 ss 246-249

      Notice of appointment of supervisor

      s 482am A2007‑28 s 250

      Effect of service of notice of appointment of supervisor

      s 483am A2007‑28 ss 251-255

      Role of supervisor of trust money

      s 484 hdgsub A2007‑28 s 256

      s 484am A2007‑28 s 257, s 258

      Records of and dealing with trust money of law practice under supervision

      s 485am A2022‑14 amdt 3.161, amdt 3.162

      Ending of supervisor’s appointment

      s 486am A2007‑28 s 259, s 260; pars renum R7 LA

      Appointment of manager

      s 487am A2022‑14 amdt 3.163

      Effect of service of notice of appointment of manager

      s 489am A2007‑28 s 261, s 262

      Role of manager

      s 490am A2007‑28 s 263

      Records and accounts of law practice under management and dealings with trust money

      s 491am A2022‑14 amdt 3.164, amdt 3.165

      Ending of manager’s appointment

      s 493am A2007‑28 s 264; pars renum R7 LA

      Appointment of receiver

      s 494am A2007‑28 s 265

      Notice of appointment of receiver

      s 495am A2007‑28 s 266; pars renum R7 LA

      Effect of service of notice of appointment of receiver

      s 496am A2007‑28 s 267, s 268

      Role of receiver

      s 497am A2007‑28 s 269, s 270

      Records and accounts of law practice under receivership and dealings with trust money

      s 498am A2022‑14 amdt 3.166

      Power of receiver to require documents or information

      s 502am A2007‑28 ss 271-274; A2011‑52 amdt 3.130; A2012‑21 amdt 3.107; A2016‑18 amdt 3.123, amdt 3.124

      Lien for costs on regulated property

      s 504am A2007‑28 ss 275-277

      Ending of receiver’s appointment

      s 509am A2007‑28 s 278, s 279; ss renum R7 LA; A2008‑28 amdt 3.105, amdt 3.106; A2022‑14 amdt 3.166

      Appeal against appointment of supervisor or manager

      s 514am A2006‑40 amdt 2.127; A2022‑14 amdt 3.166

      Manager and receiver appointed for law practice

      s 515Ains A2007‑28 s 280

      ADI disclosure requirements

      s 516sub A2007‑28 s 281

      Provisions relating to requirements under this part

      s 519Ains A2007‑28 s 282

      Obstruction of external intervener

      s 519Bins A2007‑28 s 282

      am A2022‑14 amdt 3.167

      Definitions—ch 6

      s 521 hdgsub A2009‑47 s 6

      s 521am A2009‑47 s 6

      Requirements that may be imposed for investigations, examinations and audits under pt 3.1 and pt 2.6

      s 525am A2007‑28 s 283; A2011‑52 amdt 3.130; A2012‑21 amdt 3.108; A2016‑18 amdt 3.125, amdt 3.126

      Requirements that may be imposed for investigations under ch 4

      s 526am A2007‑28 s 284; A2011‑52 amdt 3.130; A2012‑21 amdt 3.109; A2014‑18 amdt 3.65; A2016‑18 amdt 3.127‑3.129

      Provisions relating to requirements under pt 6.2

      s 527am A2007‑28 s 285

      Power to enter premises

      s 530am A2009‑47 s 7, s 8; ss renum R18 LA; A2014‑17 amdts 1.87-1.89

      Power to require name and address

      s 533am A2009‑49 amdt 3.104

      Warrants—application made other than in person

      s 536am A2018‑33 amdts 1.42-1.44

      Search warrants—announcement before entry

      s 537am A2022‑14 amdt 3.168

      Compensation for exercise of enforcement powers

      s 549am A2009‑47 s 9, s 10

      Obstruction of investigator

      s 555Ains A2007‑28 s 286

      am A2022‑14 amdt 3.169

      Admissions board

      ch 7 hdgsub A2009‑20 amdt 3.121

      Admissions board

      pt 7.1 hdgom A2009‑20 amdt 3.122

      Disciplinary tribunal

      pt 7.2 hdgom A2008‑36 amdt 1.403

      Establishment of disciplinary tribunal

      s 563om A2008‑36 amdt 1.403

      Functions of disciplinary tribunal

      s 564om A2008‑36 amdt 1.403

      Members of disciplinary tribunal

      s 565om A2008‑36 amdt 1.403

      Appointment of judicial members of the disciplinary tribunal

      s 566om A2008‑36 amdt 1.403

      Term of appointment of disciplinary tribunal member

      s 567om A2008‑36 amdt 1.403

      Role of disciplinary tribunal chair

      s 568om A2008‑36 amdt 1.403

      Presiding member of disciplinary tribunal

      s 569om A2008‑36 amdt 1.403

      Conditions of appointment of judicial members

      s 570om A2008‑36 amdt 1.403

      Ending appointment of judicial members

      s 571om A2008‑36 amdt 1.403

      How is a disciplinary tribunal constituted for application?

      s 572om A2008‑36 amdt 1.403

      Lists of non-judicial members

      s 573om A2008‑36 amdt 1.403

      Disciplinary tribunal trust fund

      s 574om A2008‑36 amdt 1.403

      Purpose—pt 8.3

      s 578am A2007‑28 s 287

      Rules for Australian legal practitioners and Australian‑registered foreign lawyers

      div 8.3.2 hdg        sub A2007‑28 s 288

      Rules for barristers

      s 579am A2025‑29 amdt 4.112

      Rules for solicitors

      s 580am A2025‑29 amdt 4.112

      Joint rules for Australian legal practitioners

      s 581am A2025‑29 amdt 4.112

      Subject matter of legal profession rules

      s 582am A2007‑28 s 289

      Public notice of proposed legal profession rules

      s 583am A2009‑20 amdt 3.123; A2015‑33 amdt 1.136

      Rules for incorporated legal practices and multidisciplinary partnerships

      s 584am A2007‑28 ss 290-292; A2025‑29 amdt 4.112

      Approved forms—councils

      s 587 hdgam A2014‑17 amdt 1.90

      s 587am A2014‑17 amdt 1.91; A2023-57 s 34; A2025‑29 amdt 4.112

      Protection from liability

      s 587Ains A2007‑28 s 293

      Associates who are disqualified or convicted people

      s 589am A2006‑40 amdt 2.128; A2007‑28 ss 294-297; ss renum R7 LA

      Amendment or discharge of injunctions

      s 592am A2014‑17 amdt 1.92

      Meaning of reviewable decision—ch 9

      s 598sub A2008‑36 amdt 1.404

      Reviewable decision notices

      s 599sub A2008‑36 amdt 1.404

      Applications for review

      s 600sub A2008‑36 amdt 1.404

      Minister may determine fees

      s 601am A2007‑28 s 298; A2025‑29 amdt 4.112

      Regulation-making power

      s 602am A2006‑28 s 299; ss renum R7 LA; A2012‑21 amdt 3.110; A2025‑29 amdt 4.112

      Review of Act

      s 603exp 30 June 2011 (s 603 (2))

      Transitional

      ch 10 hdgexp 1 July 2008 (s 619)

      Definitions—ch 10

      s 604exp 1 July 2008 (s 619)

      Continuing application of provisions of Legal Practitioners Act about trust money

      s 605mod SL2006‑37 s 36, s 37 (as ins SL2007‑4 s 4)

      mod om SL2007‑10 s 7

      mod SL2006‑37 s 37, s 38 (as ins SL2007‑10 s 7)

      mod exp 2 October 2007 (SL2007‑27 s 110)

      exp 1 October 2007 (s 605 (3) as mod SL2007‑27 s 102)

      Continuing application of provisions of Legal Practitioners Act about costs

      s 606mod SL2006‑37 s 36, s 37 (as ins SL2006‑49 s 4)

      mod om SL2007‑4 s 4

      mod SL2006‑37 s 38, s 39 (as ins SL2007‑4 s 4)

      mod om SL2007‑10 s 7

      mod SL2006‑37 s 39, s 40 (as ins SL2007‑10 s 7)

      mod exp 2 October 2007 (SL2007‑27 s 110)

      am A2007‑28 s 300

      exp 1 October 2007 (s 606 (3) as mod SL2007‑27 s 104)

      Cost disclosure

      s 607mod SL2006‑37 s 37 ( as ins SL2006‑49 s 4)

      mod om SL2007‑4 s 4

      mod SL2006‑37 s 40, s 41 (as ins SL2007‑4 s 4)

      mod om SL2007‑10 s 7

      mod SL2006‑37 s 41, s 42 (as ins SL2007‑10 s 7)

      mod exp 2 October 2007 (SL2007‑27 s 110)

      am A2007‑28 s 301

      exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Notice for taxation of costs

      s 608mod SL2006‑37 s 37 ( as ins SL2006‑49 s 4)

      mod om SL2007‑4 s 4

      mod SL2006‑37 s 42 (as ins SL2007‑4 s 4)

      mod om SL2007‑10 s 7

      mod SL2006‑37 s 43 (as ins SL2007‑10 s 7)

      mod exp 2 October 2007 (SL2007‑27 s 110)

      exp 1 July 2008 (s 619)

      Roll of legal practitioners

      s 609exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Existing legal practitioners

      s 610exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Pending applications for admission

      s 611exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Pending complaints before professional conduct board

      s 612exp 1 July 2008 (s 619)

      Pending complaints before bar council committee

      s 612Ains as mod SL2006‑37 s 44 (as ins SL2007‑10 s 7)

      mod exp 2 October 2007 (SL2007‑27 s 110)

      New complaints about old conduct

      s 613exp 1 July 2008 (s 619)

      Statutory interest account

      s 614exp 1 July 2008 (s 619)

      Legal profession rules

      s 615exp 1 July 2006 (s 615 (8) (LA s 88 declaration applies))

      HIH insurance

      s 616exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Mortgage practices and managed investment schemes—old mortgages

      s 617exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Application of dictionary, definition of supervised legal practice

      s 617Ains as mod SL2006‑37 s 45 (as ins SL2007‑10 s 7)

      mod exp 2 October 2007 (SL2007‑27 s 110)

      Transitional regulations

      s 618exp 1 July 2008 (s 619)

      Modification of Act, ch 10—Act, s 618

      s 618Ains as mod SL2007‑27 mod 1.1 (as ins by SL2008‑13 s 5)

      exp 1 July 2008 (s 619)

      Expiry—ch 10

      s 619exp 1 July 2008 (s 619)

      Repeals and consequential amendments

      ch 11 hdgom LA s 89 (3)

      Legislation repealed

      s 620om LA s 89 (3)

      Legislation amended—sch 2

      s 621om LA s 89 (3)

      Transitional—Justice and Community Safety Legislation Amendment Act 2014

      ch 12 hdgins A2014‑17 amdt 1.93

      exp 12 June 2016 (s 625)

      Definitions—ch 12

      s 622ins A2014‑17 amdt 1.93

      exp 12 June 2016 (s 625)

      def commencement day ins A2014‑17 amdt 1.93

      exp 12 June 2016 (s 625)

      def licensing body ins A2014‑17 amdt 1.93

      exp 12 June 2016 (s 625)

      Pending applications for grant or renewal of practising certificate or registration

      s 623ins A2014‑17 amdt 1.93

      exp 12 June 2016 (s 625)

      Bar council taken to be decision-maker

      s 624ins A2014‑17 amdt 1.93

      exp 12 June 2016 (s 625)

      Expiry—ch 12

      s 625ins A2014‑17 amdt 1.93

      exp 12 June 2016 (s 625)

      Legal profession rules

      sch 1exp 1 July 2006 (s 615 (8))

      Consequential amendments

      sch 2om LA s 89 (3)

      HIH provisions

      sch 3exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Mortgage practices and managed investment schemes—provisions about old mortgages

      sch 4exp 1 July 2008 (s 619 (LA s 88 declaration applies))

      Dictionary

      dictam A2008‑36 amdt 1.405; A2009‑20 amdt 3.124; A2009‑49 amdt 3.105; A2012‑21 amdt 3.111; A2015‑33 amdt 1.137, amdt 1.138; A2016‑13 amdt 1.91;A2016‑52 amdt 1.116; A2022‑14 amdt 3.170

      def ACAT trust account ins A2008‑37 amdt 1.293

      def associated third party payer ins A2007‑28 s 302

      sub A2011‑52 amdt 3.122

      def Chapter 5 body corporate ins A2021-3 s 23

      def client sub A2007‑28 s 303

      am A2011‑52 amdt 3.123; pars renum R23 LA

      def commercial legal presence om A2007‑28 s 305

      def complaint investigation ins A2009‑47 s 11

      def compliance certificate sub A2011‑52 amdt 3.124

      def conditional costs agreement am A2007‑28 s 304

      def contributory om A2011‑52 amdt 3.125

      def contributory mortgage ins A2011‑52 amdt 3.125

      def corresponding disciplinary body am A2008‑36 amdt 1.406

      def costs agreement am A2007‑28 s 304

      def costs assessment ins A2007‑28 s 306

      def costs review om A2007‑28 s 306

      def deposit record ins A2011‑52 amdt 3.126

      def disbursements am A2007‑28 s 307

      def disciplinary tribunal om A2008‑36 amdt 1.407

      def disciplinary tribunal trust account om A2008‑37 amdt 1.294

      def disqualified person sub A2007‑28 s 308

      def government agency ins A2008‑29 amdt 1.27

      def government lawyer ins A2007‑28 s 309

      sub A2008‑29 amdt 1.28

      def ILP compliance audit ins A2009‑47 s 13

      def insurable barrister ins A2011‑52 amdt 3.126

      def insurable legal practitioner ins A2011‑52 amdt 3.126

      def insurable solicitor ins A2011‑52 amdt 3.126

      def investigator sub A2009‑47 s 12

      def judicial member om A2008‑36 amdt 1.407

      def licensing body om A2014‑17 amdt 1.94

      def litigious matter am A2007‑28 s 310

      def lump sum bill am A2007‑28 s 310

      def non-associated third party payer ins A2007‑28 s 311

      def non-judicial member om A2008‑36 amdt 1.407

      def occupier am A2011‑52 amdt 3.127

      def official complaint am A2011‑52 amdt 3.128

      def public authority ins A2011‑52 amdt 3.129

      def related body corporate sub A2017‑14 s 37

      def relevant council sub A2014‑17 amdt 1.95

      def reviewable decision ins A2008‑36 amdt 1.408

      def scale of costs am A2007‑28 s 312

      def show-cause event am A2021-3 s 24; pars renum R39 LA

      def sole practitioner am A2022‑14 amdt 3.171

      def sophisticated client ins A2007‑28 s 313

      def supervised legal practice am A2007‑28 s 314; pars renum R7 LA

      def third party payer ins A2007‑28 s 315

      def trust account examination ins A2009‑47 s 13

      def trust account investigation ins A2009‑47 s 13

      def trust money sub A2007‑28 s 316

      def uplift fee am A2007‑28 s 317

    1. Earlier republications

      Some earlier republications were not numbered. The number in column 1 refers to the publication order. 

      Since 12 September 2001 every authorised republication has been published in electronic pdf format on the ACT legislation register.  A selection of authorised republications have also been published in printed format. These republications are marked with an asterisk (*) in column 1.  Electronic and printed versions of an authorised republication are identical.

    Republication No and date Effective Last amendment made by Republication for
    R1
    1 July 2006
    1 July 2006‑
    1 July 2006
    not amended new Act
    R2
    2 July 2006
    2 July 2006–
    28 Sept 2006
    not amended commenced expiry
    R3
    29 Sept 2006
    29 Sept 2006–
    30 Nov 2006
    A2006‑40 amendments by A2006‑40
    R4
    1 Dec 2006
    1 Dec 2006–
    26 Feb 2007
    SL2006‑49 modifications by SL2006‑37 as amended by SL2006‑49
    R5
    27 Feb 2007
    27 Feb 2007–
    17 May 2007
    SL2007‑4 modifications by SL2006‑37 as amended by SL2007‑4
    R6
    18 May 2007
    18 May 2007–
    30 Sept 2007
    SL2007‑10 modifications by SL2006‑37 as amended by SL2007‑10
    R7
    1 Oct 2007
    1 Oct 2007–
    1 Oct 2007
    A2007‑28 amendments by A2007‑28 and SL2007‑27
    R8
    2 Oct 2007
    2 Oct 2007–
    2 Oct 2007
    A2007‑28 commenced expiry
    R9
    3 Oct 2007
    3 Oct 2007–
    26 Dec 2007
    A2007‑28 commenced expiry
    R10
    27 Dec 2007
    27 Dec 2007–
    31 Mar 2008
    A2007‑39 amendments by A2007‑39
    R11
    1 Apr 2008
    1 Apr 2008–
    1 July 2008
    SL2008‑13 modification by SL2007‑27 as amended by SL2008‑13
    R12
    2 July 2008
    2 July 2008–
    25 Aug 2008
    SL2008‑13 commenced expiry
    R13
    26 Aug 2008
    26 Aug 2008–
    26 Aug 2008
    A2008‑29 amendments by A2008‑28
    R14
    27 Aug 2008
    27 Aug 2008–
    1 Feb 2009
    A2008‑29 amendments by A2008‑29
    R15*
    2 Feb 2009
    2 Feb 2009–
    21 Sept 2009
    A2008‑37 amendments by A2008‑36 and A2008‑37
    R16
    22 Sept 2009
    22 Sept 2009–
    30 Oct 2009
    A2009‑20 amendments by A2009‑20
    R17
    31 Oct 2009
    31 Oct 2009–
    25 Nov 2009
    SL2009‑51 modifications by SL2009‑2 as am by SL2009‑51
    R18
    26 Nov 2009
    26 Nov 2009–
    16 Dec 2009
    A2009‑49 amendments by A2009‑47
    R19
    17 Dec 2009
    17 Dec 2009–
    21 Dec 2009
    A2009‑49 amendments by A2009‑49
    R20
    22 Dec 2009
    22 Dec 2009–
    20 Dec 2010
    A2009‑54 amendments by A2009‑54
    R21
    21 Dec 2010
    21 Dec 2010–
    30 June 2011
    A2010‑50 amendments by A2010‑50
    R22*
    1 July 2011
    1 July 2011–
    11 Dec 2011
    A2010‑50 expiry of provision (s 603)
    R23
    12 Dec 2011
    12 Dec 2011–
    4 June 2012
    A2011‑52 amendments by A2011‑52
    R24
    5 June 2012
    5 June 2012–
    3 Apr 2013
    A2012‑21 amendments by A2012‑21
    R25
    4 Apr 2013
    4 Apr 2013–
    9 June 2014
    A2013-11 amendments by A2013-11
    R26
    10 June 2014
    10 June 2014–
    11 June 2014
    A2014‑18 amendments by A2014‑18
    R27*
    12 June 2014
    12 June 2014–
    20 May 2015
    A2014‑18 amendments by A2014-17
    R28*
    21 May 2015
    21 May 2015–
    13 Oct 2015
    A2015‑11 amendments by A2015‑11
    R29
    14 Oct 2015
    14 Oct 2015–
    31 Mar 2016
    A2015‑33 amendments by A2015‑33
    R30
    1 Apr 2016
    1 Apr 2016–
    26 Apr 2016
    A2016-13 amendments by A2016-13
    R31
    27 Apr 2016
    27 Apr 2016–
    12 Jun 2016
    A2016-18 amendments by A2016-18
    R32
    13 Jun 2016
    13 Jun 2016–
    28 Jun 2016
    A2016-18 expiry of transitional provisions (ch 12)
    R33
    29 June 2016
    29 June 2016–
    31 Aug 2016
    A2016‑37 amendments by A2016‑37
    R34
    1 Sept 2016
    1 Sept 2016–
    23 May 2017
    A2016-52 amendments by A2016-52
    R35
    24 May 2017
    24 May 2017–
    15 Nov 2017
    A2017‑14 amendments by A2017‑14
    R36
    16 Nov 2017
    16 Nov 2017–
    22 Oct 2018
    A2017‑38 amendments by A2017‑38
    R37
    23 Oct 2018
    23 Oct 2018–
    21 Nov 2018
    A2018‑33 amendments by A2018‑33
    R38
    22 Nov 2018
    22 Nov 2018–
    25 Feb 2021
    A2018-42 amendments by A2018-42
    R39 (RI)
    17 Feb 2023
    26 Feb 2021–
    30 June 2022
    A2021‑3 amendments by A2021‑3
    reissued for textual correction in s 11 (1)
    R40 (RI)
    17 Feb 2023
    1 July 2022–
    23 Aug 2022
    A2022‑8 amendments by A2022‑8
    reissued for textual correction in s 11 (1)
    R41 (RI)
    17 Feb 2023
    24 Aug 2022–
    11 Dec 2023
    A2022‑14 amendments by A2022‑14
    reissued for textual correction in s 11 (1)
    R42
    12 Dec 2023
    12 Dec 2023–
    25 Nov 2025
    A2023‑57 amendments by A2023‑57
    1. Expired transitional or validating provisions

      This Act may be affected by transitional or validating provisions that have expired.  The expiry does not affect any continuing operation of the provisions (see Legislation Act 2001, s 88 (1)).

      Expired provisions are removed from the republished law when the expiry takes effect and are listed in the amendment history using the abbreviation ‘exp’ followed by the date of the expiry.

      To find the expired provisions see the version of this Act before the expiry took effect.  The ACT legislation register has point-in-time versions of this Act.

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