Lanton Productions Pty Ltd v Edward Rushton Pty Ltd

Case

[1996] FCA 337

9 MAY 1996


CATCHWORDS

PRACTICE AND PROCEDURE - third party discovery - inconsistent grounds of privilege claimed - examination of documents by Court

Grant v Downs (1976) 135 CLR 674 Refd

Lanton Productions Pty Ltd v Edward Rushton Pty Ltd;  Electronic Learning Systems International Pty Ltd; Graeme Charles Pitts, Moorgate Finance Pty Ltd and Frank Edge

No QG 160 of 1992

Kiefel J  Brisbane 9 May 1996

IN THE FEDERAL COURT OF AUSTRALIA
QUEENSLAND DISTRICT REGISTRY
GENERAL DIVISION  No. QG 160 of 1992

BETWEEN:LANTON PRODUCTIONS PTY LTD

Applicant

AND:EDWARD RUSHTON PTY LTD

First Respondent

AND:ELECTRONIC LEARNING SYSTEMS INTERNATIONAL PTY LTD

Second Respondent

AND:GRAEME CHARLES PITTS

Third Respondent

AND:MOORGATE FINANCE PTY LTD

Fourth Respondents

AND:FRANK EDGE

Fifth Respondent

AND:FRANK EDGE

First Cross-Claimant

AND:MOORGATE FINANCE PTY LTD

Second Respondent to the First Cross-Claim

AND:EDWARD RUSHTON PTY LTD

Second Cross-Claimant

AND:MOORGATE FINANCE PTY LTD

First Respondent to the Second Cross-Claim

AND:FRANK EDGE

Second Respondent to the Second Cross-Claim

AND:EDWARD RUSHTON PTY LTD

Third Cross-Claimant

AND:ELECTRONIC LEANING SYSTEMS INTERNATIONAL PTY LTD

First Respondent to the Third Cross-Claim

AND:GRAEME CHARLES PITTS

Second Respondent to the Third Cross-Claim


AND:ELECTRONIC LEARNING SYSTEMS INTERNATIONAL PTY LTD

Fourth Cross-Claimant

AND:EDWARD RUSHTON PTY LTD

First Respondent to the Fourth Cross-Claim

AND:GRAEME CHARLES PITTS

Fifth Cross-Claimant

AND:EDWARD RUSHTON PTY LTD

First Respondent to the Fifth Cross-Claim

AND:ELECTRONIC LEARNING SYSTEMS INTERNATIONAL PTY LTD

Sixth Cross-Claimant

AND:LANTON PRODUCTIONS PTY LTD

First Respondent to the Sixth Cross-Claim

JUDGE MAKING ORDER:        Kiefel J.

DATE OF ORDER:  9 May 1996

WHERE MADE:  Brisbane

MINUTES OF ORDERS

THE COURT ORDERS THAT:

  1. The documents listed as numbers 1-21 inclusive in the list of documents filed on 21 April 1994 be produced for the inspection of the first respondent Edward Rushton Pty Ltd at the solicitors' office of the respondents to the application within fourteen days from the date hereof or such other time and place as may mutually be agreed, save that, with respect to the documents listed below, only that part identified is required to be produced for inspection:

Document 5 -                 the first paragraph together with that part of the document headed "Lanton matter";

Document 7                  -                 the first paragraph and that part entitled "Legal Action - Lanton Productions Pty Ltd";

Document 15                -                 the handwritten note only;

Document 21   

Page 4-                 That part entitled "Lanton Productions Pty Ltd" to the end of the paragraph entitled "legal discovery" (at the top of page 6);

Page 7-                 That appearing under the heading "Background";

Page 8-                 That appearing under the heading "Legal Action";

Page 10-                 That appearing under the heading "Lanton Productions Pty Ltd";

Page 13-                 Last two "·" points in the paragraph on that page under the heading "Downside if forced sale";

Page 14-                 The last paragraph commencing with the word "Encouragement";

Schedule ARe Lanton Pty Ltd;

The document entitled "Lease and Asset Purchase" in so far as it refers to Lanton at the foot;

Page 16-                 That appearing under the heading "Asset Purchase - Lanton Productions Pty Ltd"

  1. The respondents to the application for production pay the first respondents' costs of and incidental to the motion to be taxed including reserved costs.

  1. The costs associated with the production, inspection and copying of the documents be paid by the first respondent.

  1. The documents comprising Exhibit A be released.

NOTE:Settlement and entry of orders is dealt with in Order 36 of the Federal Court Rules.

IN THE FEDERAL COURT OF AUSTRALIA
QUEENSLAND DISTRICT REGISTRY
GENERAL DIVISION  No. QG 160 of 1992

BETWEEN:LANTON PRODUCTIONS PTY LTD

Applicant

AND:EDWARD RUSHTON PTY LTD

First Respondent

AND:ELECTRONIC LEARNING SYSTEMS INTERNATIONAL PTY LTD

Second Respondent

AND:GRAEME CHARLES PITTS

Third Respondent

AND:MOORGATE FINANCE PTY LTD

Fourth Respondents

AND:FRANK EDGE

Fifth Respondent

AND:FRANK EDGE

First Cross-Claimant

AND:MOORGATE FINANCE PTY LTD

Second Respondent to the First Cross-Claim

AND:EDWARD RUSHTON PTY LTD

Second Cross-Claimant

AND:MOORGATE FINANCE PTY LTD

First Respondent to the Second Cross-Claim

AND:FRANK EDGE

Second Respondent to the Second Cross-Claim

AND:EDWARD RUSHTON PTY LTD

Third Cross-Claimant

AND:ELECTRONIC LEANING SYSTEMS INTERNATIONAL PTY LTD

First Respondent to the Third Cross-Claim

AND:GRAEME CHARLES PITTS

Second Respondent to the Third Cross-Claim


AND:ELECTRONIC LEARNING SYSTEMS INTERNATIONAL PTY LTD

Fourth Cross-Claimant

AND:EDWARD RUSHTON PTY LTD

First Respondent to the Fourth Cross-Claim

AND:GRAEME CHARLES PITTS

Fifth Cross-Claimant

AND:EDWARD RUSHTON PTY LTD

First Respondent to the Fifth Cross-Claim

AND:ELECTRONIC LEARNING SYSTEMS INTERNATIONAL PTY LTD

Sixth Cross-Claimant

AND:LANTON PRODUCTIONS PTY LTD

First Respondent to the Sixth Cross-Claim

CORAM:Kiefel J.

DATE:9 May 1996

PLACE:Brisbane

FURTHER REASONS FOR JUDGMENT

Consistent with my preliminary views in this matter published on 3 May 1996 the respondents to the application produced to the Court the twenty one documents in question.  There appears to me to have been no basis for claiming the privilege on either of the grounds claimed.  Those said to have been the subject of without prejudice discussions between Lanton and AGC were not observably referable to the resolution of any particular dispute between them.  Rather the correspondence comprised allegations made by Mr Birt by which, putting it at its highest, it was hoped to influence AGC or
Westpac in relation to monies Mr Birt's companies may have owed to them as financiers.  There is simply no basis shown for legal professional privilege save in one respect and concerning document 15.  The typewritten parts of that document do appear to record advices from solicitors and the steps to be taken in consequence appear inextricably linked to the advices.  Document 18 requires specific mention.  It is a lengthy record of conversations at a meeting between another respondent in the litigation, AGC and AGC's solicitors.  The meeting was promoted by Mr Birt.  Whilst some legal advice may have been obtained at the conclusion of the meeting, this does not satisfy the "sole purpose" test (Grant v Downs(1976) 135 CLR 674, 687-9) where, as here, it appears it was also to inform AGC of allegations concerning its servants or agents.  It also occurred to me that that other respondent and Lanton may have been engaged in without prejudice discussions in the litigation, but I am unable to sufficiently connect the discussions with AGC with any such negotiations.  Document 21 refers to the whole of the Birt group of companies and a larger number of unassociated dealings.  I cannot see that the financing of the group, as distinct from Lanton, can be said to relate to any issue in the proceedings even in the wider sense of that term.

I shall then order that the documents listed as numbers 1-21 inclusive in the list of documents filed on 21 April 1994 be produced for the inspection of the first respondent Edward Rushton Pty Ltd at the office of AGC's solicitors and within fourteen days from the date hereof, or such other time and place as may mutually be agreed, save that, with respect to the documents listed below, only that part identified is required to be produced for inspection:

Document 5 -                 the first paragraph together with that part of the document headed "Lanton matter";

Document 7                  -                 the first paragraph and that part entitled "Legal Action - Lanton Productions Pty Ltd";

Document 15                -                 the handwritten note only;

Document 21   

Page 4-                 That part entitled "Lanton Productions Pty Ltd" to the end of the paragraph entitled "legal discovery" (at the top of page 6);

Page 7-                 That appearing under the heading "Background";

Page 8-                 That appearing under the heading "Legal Action";

Page 10-                 That appearing under the heading "Lanton Productions Pty Ltd";

Page 13-                 Last two "·" points in the paragraph on that page under the heading "Downside if forced sale";

Page 14-                 The last paragraph commencing with the word "Encouragement";

Schedule ARe Lanton Pty Ltd;

The document entitled "Lease and Asset Purchase" in so far as it refers to Lanton at the foot;

Page 16-                 That appearing under the heading "Asset Purchase - Lanton Productions Pty Ltd"

My concerns earlier expressed, that the inconsistencies in the grounds for privilege claimed might suggest that there was no valid basis at all, has largely been shown to be correct.  I propose to order that the respondents to the application for production pay the first respondents' costs of and incidental to the motion to be taxed including reserved costs.

I certify that this and the preceding three pages are a true copy of the reasons for judgment herein of the Honourable Justice Kiefel.

Associate

Date:9 May 1996

Counsel for the First Respondent:  Mr L Bowden

Solicitors for the First Respondent: Bowdens

Counsel for Australian Guarantee
Corporation Limited and AGC (Advances)

Limited:Mr A Ryan

Solicitors for the respondents:  Clayton Utz

Date of Hearing:  7 May 1996

Place of Hearing:  Brisbane

Date of Judgment:  9 May 1996

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