FEDERAL COURT OF AUSTRALIA
Kazacos v Migration Agents Registration Authority [2007] FCA 1573
PARRIS KAZACOS v MIGRATION AGENTS REGISTRATION AUTHORITY AND ADMINISTRATIVE APPEALS TRIBUNAL
NSD 271 OF 2007ALLSOP J
15 OCTOBER 2007
SYDNEY
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY
NSD 271 OF 2007
ON APPEAL FROM THE ADMINISTRATIVE APPEALS TRIBUNAL CONSTITUTED BY
BETWEEN:
PARRIS KAZACOS
AppellantAND:
MIGRATION AGENTS REGISTRATION AUTHORITY
First RespondentADMINISTRATIVE APPEALS TRIBUNAL
Second Respondent
JUDGE:
ALLSOP J
DATE OF ORDER:
15 OCTOBER 2007
WHERE MADE:
SYDNEY
THE COURT ORDERS THAT:
1.The application be dismissed
2.The applicant pay the respondents’ costs.
Note: Settlement and entry of orders is dealt with in Order 36 of the Federal Court Rules.
IN THE FEDERAL COURT OF AUSTRALIA
NEW SOUTH WALES DISTRICT REGISTRY
NSD 271 OF 2007
ON APPEAL FROM THE ADMINISTRATIVE APPEALS TRIBUNAL CONSTITUTED BY
BETWEEN:
PARRIS KAZACOS
AppellantAND:
MIGRATION AGENTS REGISTRATION AUTHORITY
First RespondentADMINISTRATIVE APPEALS TRIBUNAL
Second Respondent
JUDGE:
ALLSOP J
DATE:
15 OCTOBER 2007
PLACE:
SYDNEY
REASONS FOR JUDGMENT
This is an appeal under s 44 of Administrative Appeals Tribunal Act 1975 (Cth) (the “AAT Act”) raising questions of the proper construction of clauses of the Code of Conduct (the “Code”) made under reg 8 of the Migration Agents Regulations 1998 made under the Migration Act 1958 (Cth).
The Administrative Appeals Tribunal (the “Tribunal”) was exercising a review of a decision of the Migration Agents Registration Authority (“MARA”), under which the applicant had been suspended as a migration agent for a minimum of six months, and under which conditions had been imposed on the applicant that were required to be fulfilled before the lifting of the suspension.
The Tribunal dealt with complaints in respect of the affairs of three people: a Mr Williamson, a Mr MacDonald and a Ms Adams. The errors of law in the construction of the Code are said by the applicant to attend the Tribunal’s approach to the complaints concerning Mr MacDonald and Ms Adams.
The Code has been amended from time to time since its initial promulgation. The general scheme of the Code, set against the background of the regulation of migration agents, is to regulate their conduct for the benefit and protection of the public. By the Migration Act, s 303, MARA is given the authority to discipline migration agents for, amongst other things, non-compliance with the Code. Of course, the approach to the construction of the delegated legislation should recognise the serious consequences for the migration agent of a finding of misconduct. In that sense the provisions can be described as penal: Hanna v Migration Agents Registration Authority (1999) 94 FCR 358 at 363. However, as I said in Australian Competition and Consumer Commission v Liquorland (Australia) Pty Ltd [2006] ATPR 42-123 at [45]-[48], the meaning of a penal provision is to be ascertained using the ordinary rules of statutory construction and interpretation, but recognising that if, as a matter of last resort after those rules are applied, the language of…
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- Case
- [2007] FCA 1573
- Decision Date
CaseChat Overview and Summary
The primary legal issue before the court was the interpretation of sections 280 and 281 of the Migration Act and their application to the facts of the case. Specifically, the court needed to determine whether the restrictions on providing immigration assistance and charging fees applied to the applicant's business activities. Additionally, the court had to examine the obligations under the Code regarding the maintenance of client accounts and record-keeping, and whether the applicant had complied with these requirements. The court's reasoning involved a detailed analysis of the statutory language and legislative intent behind the provisions in question. The court found that the provisions of sections 280 and 281 of the Migration Act were clear and unambiguous in their restrictions on the provision of immigration assistance and the charging of fees, unless specific exceptions applied. The court also found that the applicant had not complied with the financial duties outlined in Part 7 of the Code, particularly in relation to maintaining separate client accounts and record-keeping.
As a result of the court's findings, the application was dismissed, and the applicant was ordered to pay the respondents' costs. The court's decision emphasised the importance of strict compliance with the Migration Act and the Code, highlighting the regulatory framework designed to protect clients and maintain the integrity of the immigration system.
Orders
Orders of the court
1. The application be dismissed
2. The applicant pay the respondents’ costs.
Background
Background to the litigation
Full text does not contain this section.
Evidence
Evidence Before The Court
Full text does not contain this section.
Decision
Reasons for decision
Full text does not contain this section.
Ratio Decidendi
Legal Principle Established
Established by: ALLSOP J
The Migration Act, ss 280 and 281 provides for restrictions on the giving of immigration assistance and on charging fees for immigration assistance. With certain listed exceptions, a person who is not a registered migration agent must not give immigration assistance: s 280(1). The terms of s 281 are as follows:s 281 Restriction on charging fees for immigration assistance (1)Subject to subsection (3), a person who is not a registered migration agent must not ask for or receive any fee or other reward for giving immigration assistance. Penalty: Imprisonment for 10 years. (2)Subject to subsection (3), a person must not ask for or receive any fee or other reward for the giving of immigration assistance by another person who is not a registered migration agent. Penalty: Imprisonment for 10 years. (3)This section does not prohibit: (a)a lawyer from asking for or receiving a fee for giving immigration legal assistance; or (b)a person from asking for or receiving a fee for the giving of immigration legal assistance by a lawyer. (4)A person is not entitled to sue for, recover or set off any fee or other reward that the person must not ask for or receive because of subsection (1). Section 281(1) prohibits the asking for or receiving a fee or other reward for giving (by the person or company) immigration assistance. That can be seen by the terms of s 281(2) which concern the asking for or receiving a fee or other reward for giving (by another – who must be a registered migration agent) immigration assistance. This is confirmed by the structure and content of s 281(3). So, it is lawful for a company to ask for or receive a fee or reward for the giving of immigration assistance by an employed migration agent. Part 7 of the Code deals with financial duties of migration agents. As at 1 March 2003, Part 7 was comprised of clauses 7.1-7.7 which were in the following terms:7.1A migration agent must keep separate accounts with a financial institution for: (a) the agent’s operating expenses (the operating account); and (b) money paid by clients to the agent for fees and disbursements (the clients’ account). 7.2A registered migration agent must hold, in the clients’ account, an amount of money paid by a client for an agreed block of work until: (a) the agent has completed the services that comprise the block of work; and (b) an invoice has been issued to the client for the services. 7.3 The agent may, at any time, withdraw money from the clients’ account for disbursements that are required to be paid to the Department, or any other agency, for the client.7.4A migration agent must keep records of the clients’ account, including: (a)the date and amount of each deposit made to the clients’ account, including an indication of the purpose of the deposit and the client on whose behalf the deposit is made; and (b) the date and amount of each withdrawal made in relation to an individual client, and the name of each recipient of money that was withdrawn; and (c) receipts for any payments made by the client to the agent; and (d) copies of invoices or accounts rendered in relation to the account. 7.5A migration agent must make available for inspection on request by the Authority: (a) records of the clients’ account; and (b) records of each account into which money paid by a client to the agent for fees and disbursements has been deposited. 7.6 If a migration agent provides a service to a client on the basis of a conditional refund policy, a ‘no win, no fee’ policy or an undertaking to similar effect: (a) the agent must have sufficient funds available to be able to cover any amount that the agent may become liable to pay to the client under the policy or undertaking; and (b) the agent must meet that obligation by: (i)keeping funds in the clients’ account; or (ii)keeping a security bond; or (iii)maintaining adequate insurance. 7.7Nothing in clause 7.1, 7.2, 7.3, 7.4 or 7.6 affects the duty of a migration agent, who is also a legal practitioner and who acts in that capacity, to deal with clients’ funds in accordance with the relevant law relating to legal practitioners.