Johnson v Hansen
[2024] ACTSC 353
•15 April 2024
SUPREME COURT OF THE AUSTRALIAN CAPITAL TERRITORY
| Case Title: | Johnson v Hansen | ||
| Citation: | [2024] ACTSC 353 | ||
| Hearing Dates: | 15 April 2024 and 18 June 2024 | ||
| Decision Date: | 6 November 2024 | ||
| Before: | Mossop J | ||
| Decision: |
|
of Appeal.
2. Appeal allowed.
3. The orders of the Magistrates Court made on
4 October 2023 are set aside.
4. The proceedings are remitted to the Magistrates Court for
determination according to law.
Catchwords: | APPEAL – CRIMINAL LAW – Appeal against conviction from the ACT Magistrates Court – appeal on basis that proceedings miscarried as a result of failure of the appellant’s counsel to | ||||||||
| adduce evidence of appellant’s good character, make | |||||||||
| submissions as to its significance and to seek that the magistrate | |||||||||
| give himself directions relating to the appellant’s good character – good character evidence available from numerous witnesses – | |||||||||
| bare “no convictions” character evidence adduced at trial – | |||||||||
| significant possibility that new evidence would have affected | |||||||||
| outcome of trial – appeal allowed on this ground | |||||||||
| APPEAL – CRIMINAL LAW – Evidence of absence of criminal history – magistrate did not err in failing to direct himself as to the | |||||||||
| potential use of good character evidence in circumstances where neither party sought such a direction | |||||||||
| APPEAL – CRIMINAL LAW – Power of the Magistrates Court to amend an information – argument by appellant that the court | |||||||||
| lacked the power under s 28 of the Magistrates Court Act 1930 (ACT) to amend charge to refer to different subsection of s 60 of | |||||||||
| the Crimes Act 1900 (ACT) – validity of conviction not affected by amendment to information in circumstances where “family | |||||||||
| violence” circumstance of aggravation stated on information – | |||||||||
| ground of appeal dismissed | |||||||||
| Legislation Cited: | Crimes Act 1900 (ACT), ss 28(2), 60, 72AA Evidence Act 2011 (ACT), s 110 Listening Devices Act 1992 (ACT) Magistrates Court Act 1930 (ACT), ss 28, 208, 214 Road Transport (Driver Licensing) Act 1999 (ACT), s 32 | ||||||||
| Cases Cited: | AK v R [2022] NSWCCA 175; 300 A Crim R 559 Alexander v Bakes [2023] ACTCA 49; 21 ACTLR 27 Byrne v Hulbert [2009] ACTSC 124 D v R (1996) 86 A Crim R 41 De Silva v The Queen [2013] VSCA 339; 236 A Crim R 214 GZ v The Queen [2015] ACTCA 11 JV v R [2017] NSWCCA 49 Melbourne v The Queen [1999] HCA 32; 198 CLR 1 Nudd v The Queen [2006] HCA 9; 80 ALJR 614 Parsons (a pseudonym) v The Queen [2016] VSCA 17 R v Falealili [1996] 3 NZLR 664 R v Soto-Sanchez [2002] NSWCCA 160; 129 A Crim R 279 Simic v The Queen (1980) 144 CLR 319 Slattery v R [2023] NSWCCA 117 TKWJ v The Queen [2002] HCA 46; 212 CLR 124 | ||||||||
| Wade v Evans [2003] ACTSC 85; 180 FLR 290 | |||||||||
| Parties: | Jess Johnson (Appellant) Chloe Hansen (Respondent) | ||||||||
| Representation: | Counsel | ||||||||
| T Edwards SC (Appellant) | |||||||||
| K McCann (Respondent) | |||||||||
| Solicitors | |||||||||
| Hugo Law Group (Appellant) | |||||||||
| Director of Public Prosecutions (Respondent) | |||||||||
| File Number: | SCA 61 of 2023 | ||||||||
| Decision Under Appeal: |
| ||||||||
| Court File Numbers: CAN 10638/2022 CAN 10639/2022 CAN 10640/2022 | |||||||||
| MOSSOP J: | |||||||||
| Introduction | |||||||||
| 1․ | On 4 October 2023, a magistrate found Jess Johnson guilty of the following offences: |
(a) two counts of an act endangering life (choke, strangle or suffocate another), contrary to s 28(2)(a) of the Crimes Act 1900 (ACT) (CAN 10638/2022 and
CAN 10639/2022); and
(b) one count of committing an act of indecency upon another person without consent, contrary to s 60(1) of the Crimes Act 1900 (ACT) (CAN 10640/2022).
| 2․ | This is an appeal from the decision of the magistrate. The notice of appeal seeks that |
| the appeal be upheld and the matter remitted to the Magistrates Court for rehearing. | |
| 3․ | An appeal from the Magistrates Court under ss 208 and 214 of the Magistrates Court Act |
| 1930 (ACT) is an appeal by rehearing. The court must have regard to the evidence that | |
| was before the magistrate and undertake a “real review” of the evidence: Alexander v | |
| Bakes [2023] ACTCA 49; 21 ACTLR 27 at [13]. | |
| 4․ | The proceedings were first before me for a hearing on 15 April 2024. On that date, the |
| appellant filed in court an application seeking a vacation of the hearing and adjournment | |
| to a later date to allow the appellant to obtain further evidence. That application was | |
| made in response to the prosecution filing an affidavit of the appellant’s former solicitor | |
| who had acted for the appellant in the proceedings before the magistrate. | |
| 5․ | At the hearing on 15 April 2024, I heard submissions on those grounds of appeal that |
| were not affected by the evidence of the former solicitor and then adjourned the hearing | |
| of the other grounds of appeal to enable the appellant to obtain further evidence. | |
| 6․ | The proceedings came back before me on 18 June 2024. On that date, evidence was |
| formally read or tendered and submissions were made on the remaining grounds of | |
| appeal. |
Grounds of appeal
| 7․ | The grounds of appeal are as follows: |
a. The proceedings before the [magistrate] miscarried as a result of the failure of the [magistrate] to have regard to, and direct himself about, the significance of the appellant’s good character;
b. The proceedings before the [magistrate] miscarried as a result of the failure of the Appellant’s counsel:
(i) to adduce evidence of the Appellant’s good character; (ii) to make submissions as to the significance of the Appellant’s good character; (iii) to seek that the [magistrate] give himself directions as to the Appellant’s good character.
| 8․ | By application in proceeding dated 2 April 2024, the appellant sought leave to amend |
| the notice of appeal by adding two additional grounds of appeal. The two additional | |
| grounds of appeal that are sought to be added are: |
c. The proceedings before the [magistrate] miscarried as a result of the failure of the Appellant’s counsel to adduce evidence of a recording made by the Appellant on
6 September 2022 which captured the Appellant’s contemporaneous denials when the
complainant contacted police;
d.
The [magistrate] erred in granting leave to amend charge numbered CC2022/10640, being an offence of committing an act of indecency without consent, to change the provision said to be contravened from s60(2) of the Crimes Act 1900 (ACT) to s60(1) of the Crimes Act 1900 (ACT).
| 9․ | The application to include the additional grounds was opposed by the respondent on the |
| basis that “neither ground has merit”. It was therefore appropriate to consider the merits | |
| of the application to amend at the same time as considering the merits of the proposed | |
| grounds. |
Ground (a)
| 10․ | This ground asserts that the proceedings miscarried as the magistrate failed to direct |
| himself, and have regard to, the significance of the appellant’s good character. It is not | |
| in any way dependent upon the establishment of any error on the part of the appellant’s | |
| lawyers, the admission of further evidence nor any contested issue of fact arising from | |
| that evidence. | |
| 11․ | The evidence going to good character was evidence led in chief from the informant that |
| the appellant did not have a criminal history. | |
| 12․ | The appellant submitted that the magistrate should have directed himself in relation to |
| the impact of the appellant’s good character on his likelihood of offending and credibility. | |
| The appellant argued that the appellant’s good character was particularly important as | |
| the determination of guilt was based on the magistrate’s determinations of credibility in | |
| relation to the complainant and the accused. | |
| 13․ | The respondent submitted that there was no requirement that the magistrate give himself |
| a direction about the good character evidence, and such a direction was not asked for | |
| by counsel for the appellant. Further, the respondent submitted that, in circumstances | |
| where the evidence of good character adduced at the hearing was limited to the | |
| appellant’s lack of criminal history, it did not have the requisite “immediate and obvious | |
| connection with an issue in the case”: Melbourne v The Queen [1999] HCA 32; 198 CLR | |
| 1 at [157] (Hayne J). The respondent submitted that this evidence had no bearing on the | |
| appellant’s honesty and thus had limited credibility use. | |
| 14․ | The respondent also submitted that the appellant’s lack of convictions would not “bear |
| in any meaningful way on the probability of his having committed the offences” nor in | |
| relation to his honesty and truthfulness. As a consequence, the respondent concluded | |
| that the magistrate’s failure to direct himself and have regard to the appellant’s good | |
| character did not realistically impact the magistrate’s assessment of the hearing. | |
| 15․ | The legal directions that the magistrate should have given himself were identified by the |
| parties. They were contained in a document, the contents of which was agreed between | |
| the parties and which was provided to the magistrate some time before the | |
| commencement of oral submissions on 30 August 2023: Tcpt 30 August 2023 at 2. That | |
| document was not put before the Supreme Court. Counsel for the prosecution indicated | |
| that he would go through the directions in the course of his closing address, and he did | |
| so. I infer from what was said by counsel for the prosecution during the course of his | |
| closing address (Tcpt 30 August 2023 at 11-12) and from the fact that the magistrate did | |
| not articulate any specific direction relating to good character, that the document | |
| provided to the magistrate did not include any specific direction relating to the manner in | |
| which the evidence of an absence of a criminal history could be used. | |
| 16․ | Neither counsel for the prosecution nor counsel for the appellant made any reference to |
| the issue of good character during the course of their respective closing addresses. | |
| 17․ | The magistrate did, however, make reference during the course of his reasons to the |
| evidence of the informant that the appellant had no prior criminal history: Tcpt | |
| 4 October 2023 at 10. He did not articulate any direction as to how that evidence could | |
| be used and did not refer to the absence of a criminal history in articulating his conclusion | |
| that he rejected the appellant’s evidence. | |
| 18․ | In Simic v The Queen (1980) 144 CLR 319, the applicant had been convicted of |
| murdering a woman. One of the grounds upon which special leave was sought was that | |
| the trial judge had failed adequately to instruct the jury on the use to be made of the | |
| character of the applicant. There was evidence that the applicant had not been previously | |
| convicted, that he was happily married, that he loved his children and had never been | |
| violent to them or to his wife, and that he had been a satisfactory employee. The only | |
| reference to that evidence in the charge to the jury was a brief mention by the trial judge | |
| that the applicant had no prior convictions. In relation to this ground of the application, | |
| the unanimous decision of the court (at 333-334) included the following: |
There is no rule of law that in every case in which evidence of good character is given the judge must give a direction as to the manner in which it can be used. We agree with what was said on this point in Reg. v. Schmahl [[1965] V.R. 745, at p. 750]. No doubt, speaking generally, it is right to add, as was said in that case, that if such a direction is asked for it would be wise to give it.
In the present case no direction as to the evidence of the applicant's good character was asked for. There is no reason to believe that the jury would not have understood that a man of good character would be unlikely to commit a crime of savage violence such as that with which the applicant was charged. In other words, there is no reason to conclude that the jury would have failed to give the evidence as to good character such weight as it deserved. No miscarriage of justice was in our opinion occasioned by the omission to give a direction on this question.
| 19․ | In Melbourne v The Queen the accused had sought a verdict of manslaughter on the |
| basis that he was suffering from an abnormality of mind that substantially impaired his | |
| capacity to understand what he was doing or his capacity to know that he should not do | |
| the act. He did not give evidence but had made statements to two psychiatrists and a | |
| psychologist. The trial judge had directed that the appellant’s character be taken into | |
| account on the issue of his guilt, but on appeal the appellant contended that the judge | |
| ought to have directed the jury that they could use the evidence of good character to | |
| conclude that his out-of-court statements to the psychiatrists and psychologist were | |
| credible. A majority of the court (McHugh J, Gummow J, and Hayne J each writing | |
| separately) held that a judge is not obliged to direct the jury about an accused’s good | |
| character but has a discretion whether or not to do so after evaluating the probative | |
| significance of the evidence in relation to the accused’s propensity to commit the crime | |
| charged and the accused’s credibility. That involved a decision not to depart from the | |
| rule in Simic. McHugh J said (at [30]-[31]) |
30. In my opinion, notwithstanding the rules laid down in these English and New Zealand cases, this Court should not depart from the rule that a judge is not obliged to direct the jury concerning the accused's good character. The preferable position is that the trial judge must retain a discretion as to whether to direct the jury on evidence of good character after evaluating its probative significance in relation to both:
(a) the accused's propensity to commit the crime charged; and
(b) the accused's credibility.
31. The judge may conclude that the good character evidence adduced is of probative significance in relation to (a) only, (b) only, both (a) and (b) or neither (a) nor (b), and can direct (or not direct) the jury accordingly. Whether the discretion has miscarried in a particular case will depend upon the facts of that case. But Australian courts should not now introduce a rule that a direction on character is always required once the accused has adduced evidence of good character.
| 20․ | Gummow J said (at [77]-[79]) that he preferred, and found to be consistent with the |
| established position in the High Court, the statement of Thomas J in his dissenting | |
| judgment in R v Falealili [1996] 3 NZLR 664 at 671-672 which included: |
[I]f the evidence of the accused's good character is both probative and relevant the Judge will, almost as a matter of course, direct the jury as to its significance in summing up the defence case. It would be unfair not to do so. If, on the other hand, the purported character evidence is lacking in probative force and of remote relevance to the charge in issue, the Judge may decide that a good character direction is not warranted. Or the Judge may consider that it would be prudent to proffer a good character direction, but then to qualify it in order to put it in perspective having regard to the circumstances of the case. To proscribe that, whenever character evidence is adduced or elicited, a good character direction should be given and that it must generally embrace both the credibility and propensity limbs of the direction is an unnecessary fetter on that discretion.
In some cases the good character of the accused may be an integral part of the defence. A number of reputable persons may have testified as to the accused's character. In other cases the so-called evidence of good character may be little more than a passing reference, included by defence counsel, perhaps, simply because there is no other defence. In other cases the established facts of the case may itself indicate that, irrespective of how unblemished the accused's reputation may be, he or she can barely be described as a person of good character. Because the circumstances will vary greatly it is not possible to lay down comprehensive guidelines as to when and how the Judge's discretion should be exercised. Nor is it desirable to do so. Unless guidelines are treated as being just that, guidelines and no more, they could themselves inhibit the exercise of a Judge's discretion to do what is most appropriate having regard to the facts of the particular case.
| 21․ | Hayne J (at [157]) said: |
There is no reason to depart from the conclusion stated in Simic, namely, that there is no rule of law that in every case in which evidence of good character is given the judge must give a direction as to the manner in which it can be used. Of course, if a direction is given, it must be accurate. Ordinarily, however, unless the evidence that is led about the character of the accused has an immediate and obvious connection with an issue in the case, it is better that the judge say nothing of how the jury may use such evidence in reasoning to its conclusions beyond any restatement of counsel's arguments that may be thought necessary or desirable.
| 22․ | Having regard to these authorities, and in circumstances where no direction was sought |
| and no submissions made in relation to good character, there was no error on the part | |
| of the magistrate in failing to include in his reasons reference to the different ways in | |
| which good character might be used. Further, the magistrate made reference to the | |
| evidence relating to good character and, having regard to the factual circumstances of | |
| the case and the submissions made by the parties, there was no error on the part of the | |
| magistrate demonstrated by the absence of further reference to that issue later in his | |
| reasons. | |
| 23․ | The appellant placed reliance upon the decision in R v Soto-Sanchez [2002] NSWCCA |
| 160; 129 A Crim R 279 insofar as it articulated the two ways in which character evidence can be used. Although the statement as to the potential use of character evidence in that | |
| case is correct, the circumstances of that case are distinguishable in that a character | |
| evidence direction was given but in terms which were inadequate and without | |
| consultation with counsel as to the terms in which it should be given. | |
| 24․ | This ground is not made out. |
Ground (b)
| 25․ | This ground asserts that the proceedings before the magistrate miscarried as a result of |
| the failure of the appellant’s counsel: |
(a) to adduce evidence of the appellant’s good character; (b) to make submissions as to the significance of the appellant’s good character; and
(c) to seek that the magistrate give himself directions as to the appellant’s good character.
| 26․ | Section 110 of the Evidence Act 2011 (ACT) provides that the hearsay rule, the opinion |
| rule, the tendency rule and the credibility rule do not apply to evidence presented by a | |
| defendant to prove (directly or by implication) that the defendant is, either generally or in | |
| a particular respect, a person of good character. Where evidence is presented to prove | |
| that a defendant is generally or in a particular respect a person of good character, those | |
| rules do not apply to evidence presented by the prosecution to prove that the defendant | |
| is not of good character either generally or in the particular respect claimed by the | |
| defendant. | |
| 27․ | In TKWJ v The Queen [2002] HCA 46; 212 CLR 124 at [94], McHugh J described the |
| potential significance of character evidence: |
Evidence of good character almost always helps an accused person’s defence. Sometimes
it is the decisive factor in returning a verdict of not guilty. It may demonstrate that it is unlikely that the accused committed the act charged, or it may support the credibility of the evidence of the accused in denying his or her guilt.
(Footnotes omitted.)
| 28․ | Claims that there has been a miscarriage of justice because available character evidence |
| was not adduced at trial are not uncommon. Cases in which such claims have been | |
| upheld include D v R (1996) 86 A Crim R 41; De Silva v The Queen [2013] VSCA 339; | |
| 236 A Crim R 214; GZ v The Queen [2015] ACTCA 11 and AK v R [2022] NSWCCA 175; | |
| 300 A Crim R 559. Cases in which appellate courts have found no miscarriage of justice | |
| because of the existence of a forensic reason for not adducing such evidence include TKWJ; Parsons (a pseudonym) v The Queen [2016] VSCA 17 and JV v R [2017] | |
| NSWCCA 49. | |
| 29․ | Where a ground of appeal asserts a failure on the part of counsel appearing for the |
| accused at trial, the approach to be applied is described in the judgment of McHugh J in | |
| TKWJ at [74]-[85]. Such a miscarriage may arise: |
(a) from conduct which means that the appellant has not had a fair trial according to law: TKWJ at [76]; or
(b) from conduct which:
(i) results in a material irregularity; and (ii) there is a significant possibility that the material irregularity affected the outcome of the trial: TKWJ at [77], [79].
| 30․ | The formulation that required determination of whether there was “a material irregularity |
| at the trial” and whether there was a significant possibility that the acts or omissions of | |
| which complaint is made affected the outcome of the trial has been adopted | |
| subsequently: Nudd v The Queen [2006] HCA 9; 80 ALJR 614 at [24] (Gummow and | |
| Hayne JJ); AK v R at [9] (Beech-Jones CJ at CL). | |
| 31․ | The examples given by McHugh J in relation to conduct depriving the appellant of a fair |
| trial according to law indicate that this circumstance will not commonly arise. The | |
| examples were a failure, without a valid reason, to cross-examine material witnesses or | |
| a failure to address the jury. | |
| 32․ | The more usual case is one in which the conduct of counsel has given rise to a material |
| irregularity which may have affected the outcome of the trial. For that category of case, | |
| whether or not the conduct is negligent or otherwise remiss is an intermediate or | |
| subsidiary issue: TKWJ at [79]. It may help explain why the material irregularity arose. | |
| However, the issues for determination are those set out above: was there a material | |
| irregularity and whether there is a significant possibility that the irregularity affected the | |
| outcome of the trial. A material irregularity will not be found to have arisen just because | |
| an appellant’s trial may have been differently or more skilfully conducted. Similarly, it will | |
| not be found to exist where the course taken by counsel at trial can be understood as | |
| arising from a forensic choice. | |
| 33․ | In support of this ground of appeal, the appellant relied upon evidence going to two |
| issues: |
(a) what advice he was given by his former solicitor and trial counsel prior to and during the trial in the Magistrates Court; and
(b) what evidence of good character was available and could have been called at his trial.
| 34․ | This evidence going to these two issues can be summarised as follows. |
(a) Affidavit of Jess Johnson dated 27 March 2024. This described the advice that he received from the lawyers acting for him in the Magistrates Court in relation
to character evidence. It also described the provision to his former solicitor of a
number of audio recordings that he thought were relevant for the hearing and
the advice that she provided in relation to them.
(b) Affidavit of Adrian McKenna dated 2 April 2024 which annexed a copy of the proposed amended notice of appeal, a transcript of the recording the subject of
proposed ground of appeal (c) as well as the audio recording itself, and five
statements outlining the character evidence that might have been but was not
called at the hearing in the Magistrates Court.
(c) Affidavit of Jess Johnson dated 8 May 2024. This affidavit included evidence in support of his denials that he had ever been advised about the potential for
adducing character evidence and to the effect that he had not been advised why
the audio recording made on 6 September 2022 should not be relied upon.
(d) Affidavit of Chris Johnson dated 8 May 2024. Mr Johnson is the appellant’s father and attended conferences with the former solicitor and trial counsel prior
to the trial. The affidavit set out a denial that advice was ever provided in relation
to the potential for good character evidence. It also annexed two draft witness
statements that were provided to the former solicitor which did not relate to
matters of character.
(e) Affidavit of Vanessa Ryan dated 8 May 2024. This affidavit responded to a statement in the former solicitor’s affidavit that Ms Ryan was at court during the
trial. Ms Ryan denied this and annexed business records relating to her
attendance at work that day.
(f) Affidavit of Adrian McKenna dated 13 May 2024. This affidavit annexed emails that had been sent by two people to the former solicitor at the request of the
appellant prior to the trial, as well as a letter from a third person describing that
she had sent such an email to the former solicitor.
| 35․ | The last four of these affidavits were read without objection on 18 June 2024. The parties |
| appeared to proceed on the basis that the first two had been read on 15 April 2024, even | |
| though they were not formally read. I will proceed on the basis that they were read. | |
| 36․ | As mentioned earlier, the respondent relied upon an affidavit of the former solicitor dated |
| 8 April 2024 (except for one paragraph which was not read) as well as a file note which | |
| was tendered. The affidavit of the former solicitor described her engagement by the | |
| appellant, the instructions taken from him and the advice given to him. It also described | |
| the decisions made by the former solicitor and the barrister briefed at the trial in relation | |
| to the evidence to be adduced at the trial. | |
| 37․ | There were clearly very significant factual contests arising from the evidence of the |
| former solicitor on the one hand and the evidence in the affidavits of the appellant, Chris | |
| Johnson, Vanessa Ryan and Adrian McKenna on the other. The factual disputes related | |
| to what advice, if any, about the potential to adduce character evidence in defence of the | |
| charges was given to the appellant and his father. That was plainly of significance for the | |
| purposes of determining whether or not there was a material irregularity in the conduct | |
| of the trial giving rise to a miscarriage of justice. There would not be a material irregularity | |
| if the advice had been given or if there was some forensic reason that explained why the | |
| evidence was not led. | |
| 38․ | In the usual course, it would have been necessary to permit cross-examination by the |
| appellant of the former solicitor upon her affidavit and cross-examination of the | |
| deponents of affidavits read by the appellant if the respondent so wished, in order to | |
| make findings of fact in relation to what advice was given and instructions received, as | |
| well as any forensic decisions on the part of the appellant’s former lawyers in relation to | |
| the obtaining or adducing of character evidence. | |
| 39․ | However, the approach taken by counsel for the respondent was that ground (b) could |
| be disposed of without the necessity to resolve those conflicts and the making of findings | |
| of fact about what occurred because, even if there was a defect in the advice given to | |
| the appellant, there was no miscarriage of justice in the circumstances. In other words, | |
| adopting the taxonomy derived from McHugh J’s judgment in TKWJ described above, | |
| the court was invited to proceed on the basis that there was a material irregularity and | |
| then to determine whether there was a significant possibility that the material irregularity | |
| affected the outcome of the trial. The concession by the respondent that the court could | |
| proceed in this manner avoided the necessity to resolve the contested factual issues | |
| arising from the difference between the affidavit of the appellant’s former solicitor and | |
| the evidence as to what occurred relied upon by the appellant. This avoided the need for | |
| cross-examination of the witnesses going to those issues and allowed the hearing to | |
| proceed to finality on 18 June 2024. | |
| 40․ | The issue therefore became whether, in the context of the other evidence in the case, if |
| the character evidence put forward by the appellant had been led, there was a significant | |
| possibility that it would have affected the outcome of the trial. | |
| 41․ | In order to explain my conclusion on this issue, it is necessary to describe the nature of |
| the prosecution case as well as identify the evidence that the appellant says he could | |
| have relied upon. | |
| 42․ | The complainant and the appellant were in a domestic relationship for approximately |
| nine years prior to the acts complained of. The act of indecency was alleged to have | |
| occurred on 6 September 2022. The choking charges were alleged to have arisen from | |
| conduct on 9 October 2022. | |
| 43․ | In relation to the 6 September 2022 incident, the prosecution case, based upon the |
| evidence of the complainant, was that the complainant and appellant had a verbal | |
| argument at their residence. The argument escalated to a point at which the appellant | |
| pushed the complainant to the ground, where she landed on her back. He was then | |
| alleged to have stood over her, grabbed her arms and turned her body over so that she | |
| was lying on her stomach. He was alleged to have pulled down her pants or to have | |
| begun to do so. The complainant was able to turn over so that she was lying on her back. | |
| The defendant then opened the front of the complainant’s top and began touching and | |
| kissing her neck and breasts along with touching her vagina on the outside of her | |
| clothing. The complainant was alleged to have been distressed and crying during that | |
| incident, telling the appellant to stop what he was doing. After a short time, he stopped | |
| and walked away. | |
| 44․ | So far as the 9 October 2022 incidents were concerned, on that Sunday evening the |
| appellant arrived home to where he and the complainant were residing. The complainant | |
| described behaviour consistent with the appellant being intoxicated. The appellant and | |
| the complainant got into a verbal argument and the appellant was alleged to have placed | |
| both hands around the complainant’s neck, forcing her to the ground, where she landed | |
| on her back on top of an open suitcase. The appellant then continued to apply pressure | |
| to her neck. This was the first incident. | |
| 45․ | The second choking incident was alleged to have occurred later that evening. The |
| complainant attempted to console the appellant in the living room. He then placed both | |
| hands around her neck, forcing her to the ground. She described the force as being | |
| extremely painful and as though her head was going to explode. She said she could not | |
| breathe. The appellant was alleged to have said at the time “I am going to do it, I’m really | |
| going to do it.” He was then alleged to have let her go and calmed down. | |
| 46․ | The complainant was alleged to have made a number of subsequent disclosures in the |
| form of complaint evidence to friends and doctors and then when she was interviewed | |
| by police on 29 October 2022. | |
| 47․ | The witnesses called in the prosecution case were: |
(a) the complainant; (b) a friend of the complainant, who gave evidence of a complaint made to her on 10 October 2022;
(c) the complainant’s brother, who gave complaint evidence and evidence of a conversation with the accused;
(d) a work colleague and friend of the complainant, who gave complaint evidence in relation to the appellant having strangled the complainant and punched a
television;
(e) a third friend of the complainant, who gave evidence of a complaint made to her about events on 6 September 2022;
(f) the informant, who gave evidence that the appellant had no criminal history and through whom some records from the AFP database were tendered.
| 48․ | The appellant gave evidence. So far as the incident on 6 September was concerned, he |
| gave evidence that after an argument, he had kissed the complainant on the lips and | |
| then on the neck, and she leaned back and he kissed her on the stomach as well. He | |
| said he then touched her on the leg and on the breast and she said stop and he stopped. | |
| He denied touching her around her vagina. | |
| 49․ | In relation to the 9 October incident, he gave evidence that he had pushed her in the |
| chest or breast and punched the television. He gave evidence of a subsequent | |
| confrontation in which she was poking him in the chest and slapping him and he pushed | |
| her off again. | |
| 50․ | The appellant’s father, Chris Johnson, also gave evidence. |
| 51․ | Documentary exhibits were tendered including: |
(a) audio of a call to police by the complainant; (b) various photographs of the complainant; (c) collections of emails and text messages between the complainant and the appellant;
(d) medical records relating to attendance by the complainant following the events on 9 October 2022;
(e) text messages between the complainant and one of the complaint witnesses; (f) police records concerning previous attendances at the request of one or other of the members of the couple.
| 52․ | Amongst the text messages were messages between the appellant and the complainant, |
| which the prosecution relied upon as admissions about his conduct. The position of the | |
| appellant was that any admissions made did not relate to the incident in question but | |
| were rather made in the context of what the appellant described as a “toxic relationship” | |
| between the two. | |
| 53․ | Amongst the emails that were put into evidence was a form completed by the appellant |
| on 23 October 2022 for the purposes of entry into a program run by the “Everyman” | |
| organisation in which the appellant recorded that he was perpetrating domestic violence | |
| and engaged in “strangulation and property damage”. The position adopted by the | |
| appellant was that he had included the statements in the document at the suggestion of | |
| the complainant and did so in order to assist in maintaining the relationship with her | |
| rather than because he accepted that the conduct had actually occurred. | |
| 54․ | In his reasons, the magistrate summarised the evidence that had been given in the |
| prosecution case and the appellant’s case. He made credibility findings adverse to the | |
| appellant, saying: |
I found the defendant’s denials of his responsibility for acts of domestic violence perpetrated
on the complainant to be unconvincing, at times robotic and contradicted by much of the
other evidence.His explanation of why he made admissions of such conduct, including serious criminal acts was incoherent and not credible. He asked the court to accept that it was safer for him to put up with false allegations than to either deny them directly or to leave the relationship or to call the police. He asked the court to accept that he did not protest his innocence when he was present listening to her call the police to report a rape committed by him.
He asked the court to accept that he had been manipulated by the complainant into admitting
a strangulation to a men’s behaviour and change program. He suggested that she had
tripped over a large dog rather than being injured at his hands but said nothing about a dog, nor denying his responsibility when she texted him from the hospital including with the photo
of her neck injuries. I found the defendant’s evidence to be self-serving and simply not
credible. I reject his evidence.
I also found the evidence of his father to suffer from similar improbability in so far as he claimed that he had witnessed the complainant bash his son and heard her make false accusations of rape but did not ever call the police to report this, nor apparently gather any evidence of these abuses of his son in line with his journalistic background. His similar depth in blaming and excuse for not contacting the police because she would manipulate them is not remotely credible.
By contrast, I found the complainant’s evidence to be coherent and credible, graphically
portraying an abusive relationship that erupted in the physical assaults she described in detail. Her claims were supported by the almost contemporaneous disclosures that she made of, first, the indecent assault incident to a friend the next day and then the police and by her report to medical staff of the strangulations and then to police, within a day of their occurrence around a month later.
| 55․ | The magistrate then referred to specific aspects of the complainant’s evidence which led |
| him to accept that evidence. These included both matters of substance and matters | |
| relating to the manner in which the evidence was given. | |
| 56․ | The evidence that the appellant says he would have relied upon is contained in witness |
| statements obtained for the purposes of the appeal, or in the case of Ms Carden and | |
| Ms Rivarola, obtained by the appellant’s father at trial but not used by the appellant’s | |
| former solicitors. What follows is a summary of those witness statements, which allows | |
| the nature of the evidence and its possible significance to be assessed. |
(a) Petrina Carden: Ms Carden is Chris Johnson’s current partner. Her witness statement relates largely to the events of the night of 6 September 2022 and
Chris Johnson’s actions on that night. It also attests to Chris Johnson’s
character, which does not significantly support the character of the appellant.
(b) Maria Rivarola: Ms Rivarola was Chris Johnson’s former partner. While the statement contained some evidence about the appellant, it is principally a
reference relating to the character of Chris Johnson. Because of the focus of
the statement on the character of Chris Johnson rather than the appellant, the
failure to adduce it does not significantly support the appellant’s contention that
there was a miscarriage of justice.
(c) Vanessa Ryan: Ms Ryan is the appellant’s current partner. She has known him since shortly prior to the alleged offences and commenced a relationship with
him from January 2023. The evidence does not address the period up until the
alleged offending. It paints a positive picture of their relationship. It includes
statements such as “Jesse is very good at explaining and talking through his
thoughts and feelings”; “we find it easy to resolve disagreements … Never once
have the disagreements escalated into arguments”. “Jesse rarely drinks alcohol
… and is never out of control”; “I have never witnessed Jesse partake in
recreational drug use or abuse prescription medication”; “He has maintained his
good character, kind heart, gentle nature, and integrity throughout”.
(d) Harrison Bryant: Mr Bryant has known the appellant for approximately 18 years,
first meeting him as a 12-year-old playing Australian rules football for the
Eastlake Demons. They worked together at a small law firm in Canberra for two
years when they were in their early 20s. The statement includes “He always
treats those around him with respect”; “I consider him to be a very relaxed and
level-headed person”; “He is not somebody who I have found to be volatile
emotionally”; “He has always treated his friends and family with kindness”; “I
have never witnessed him demonstrate any aggression (physical or verbal)
toward his partner”; “He was always loving and kind to his former partner while
I was present. He would never raise his voice, he would never be mean or
belittle his partner in front of others, and he was always very tolerant and
patient”; “In my experience, he is not somebody who resorts to violence to deal
with conflict, rather he has dealt with any conflict in a very calm and considered
manner through discussion.” It also refers in positive terms to his conduct at the
Eastlake Football Club and in his employment.
(e) Stephanie Bates: Ms Bates is the appellant’s direct manager in his current employment. She says that she “did not think these allegations fitted the
character Jesse demonstrates in the workplace”. She says that at work he
conducts himself with “honesty and with integrity at all times”.
(f) Anthony Ratcliffe: Mr Ratcliffe has known the appellant for 15 years through the Eastlake Football Club. It refers to the appellant’s employment as a junior
development officer at the club and as a customer service attendant. He says “I
have never witnessed Jesse being aggressive in any shape or form on or off
the field, particularly in tight clashes which requires a cool head”.
(g) Sarah Watt: Ms Watt has known the appellant since 2011 as his supervisor when he was a junior development officer and as his high-performance coach
when he was a player at the same time. She has had contact with him outside
the sporting context, including allowing him to babysit her children. She
described being impressed by the appellant’s “emotional intelligence and
empathy for those around him”. In relation to his former partner, she said that
her impression was that he “demonstrated deep care and concern for his
partner and her happiness and wellbeing” and had “not witnessed any
behaviours that would be conducive to those associated to the charges he
faces”.
| 57․ | Each of these witnesses would have been subject to cross-examination. The respondent |
| did not point to any particular matters specific to an individual witness that would have been raised if they were cross-examined. However, each would be likely to be | |
| cross-examined by reference to the conduct that the accused admitted in his evidence | |
| arising from an admittedly volatile relationship with the complainant and other aspects of | |
| his conduct and mental health to which the witnesses have not referred in their evidence. | |
| Despite any cross-examination, it can be said that there would be a significant difference | |
| between the positive character evidence that could be spoken to by the identified | |
| witnesses that could have been called, and the bare “no convictions” character evidence | |
| that was called (compare D v R at 42-43). | |
| 58․ | In assessing whether there was a miscarriage of justice, there are a number of matters |
| that need to be considered in the circumstances of this case. | |
| 59․ | First, the respondent did not submit that the adducing of the good character evidence |
| would have resulted in the prosecution adducing evidence of bad character. It appears | |
| to be a case in which the evidence of bad character was limited to conduct alleged to | |
| have occurred within the relationship and had already been put before the court as part | |
| of the charged allegations or as relationship or context evidence. | |
| 60․ | Second, this was a case in which the competing evidence as to what occurred at the |
| time of the alleged offences only differed in minor but critical respects. It was, therefore, | |
| a case in which there was not a stark difference between the versions of events that | |
| might be differentiated by evidence other than from the two protagonists. It was one in | |
| which questions of the honesty and reliability of the complainant’s evidence as to the | |
| additional things that she said occurred was significant. | |
| 61․ | Third, the prosecution case ultimately turned upon the acceptance, beyond reasonable |
| doubt, of the complainant’s evidence as to precisely what occurred during the relevant | |
| incidents. In order to accept the complainant’s evidence, the appellant’s evidence would | |
| have to be rejected. The prosecution case involved not only the evidence of the | |
| complainant but also significant complaint evidence from a number of people to whom | |
| complaints were made. There was also additional medical evidence capable of | |
| corroborating (or at least consistent with) the complainant’s version. Importantly, there | |
| were also apparent admissions to the specific conduct the subject of the complaints in | |
| the Everyman application as well as less specific admissions of adverse conduct in the | |
| mass of text messages that were tendered. In order for the appellant’s evidence to be | |
| accepted or for it to give rise to a reasonable doubt, the court needed to accept that the | |
| Everyman application admissions did not reflect what actually occurred and that the | |
| admissions in the text messages did not relate to the events in question. As counsel for | |
| the appellant recognised, persuading the finder of fact that the apparent admissions were | |
| not in fact admissions was, in light of the other evidence supporting the prosecution case, a significant challenge for the appellant and dependent upon the credibility of the | |
| appellant’s evidence. It was in that context that the credibility of the accused was of | |
| central importance and in relation to which character evidence could have been | |
| significant for a finder of fact. It could have been significant both as to whether or not the | |
| appellant’s denials of the offending were honest, as well as to whether or not the | |
| appellant committed the offences. | |
| 62․ | Fourth, it would be clearly open to a finder of fact in assessing the significance of any |
| such character evidence to take into account the dysfunctional nature of the relationship | |
| between the appellant and the complainant and the fact that the character evidence was, | |
| for the most part, evidence of conduct outside that relationship. It would also be open to | |
| the finder of fact to take into account that it is a not uncommon feature of family violence | |
| offending that there is a duality of behaviour, which includes behaving in a manner | |
| consistent with good character in circumstances where the behaviour will be observed | |
| by persons outside the relationship, and family violence offending where the behaviour | |
| is not observed (compare the different but related observation in Slattery v R [2023] | |
| NSWCCA 117 at [91]). | |
| 63․ | Fifth, this is a case in which whether or not there was a miscarriage of justice is not |
| required to be assessed in ignorance of the reasoning process of the finder of fact as | |
| would be the case where the trial was by jury. Although the reasons of the magistrate | |
| appeared to concentrate on the substance of the evidence given by the appellant and | |
| his father, it is important to recognise the significant benefits that the magistrate had in | |
| assessing that evidence when compared with a judge merely able to read the transcript | |
| and examine the exhibits. It is very difficult to say that general character evidence of the | |
| sort intended to be led may not have influenced the assessment of the credibility of the | |
| appellant. | |
| 64․ | Sixth, it cannot be said that the effect of any good character evidence would have been |
| decisively undermined by admitted evidence of bad character inside the relationship with | |
| the complainant. While there was evidence which was open to be characterised as | |
| involving very significant admissions made by the appellant in the Everyman application | |
| and the text messages, the meaning of, and reasons for, the statements made by the | |
| appellant were contested. It was, therefore, not a case in which it could be said that the | |
| good character evidence would be decisively undermined by admitted conduct of which | |
| the character witnesses were unaware. | |
| 65․ | Seventh, even though the context in which some of the character witnesses had known |
| the appellant was that of work or a sports club, and that may affect the weight that could | |
| be given to any such evidence in relation to whether or not the appellant committed the offences in question, the evidence would still have been relevant to assessing the | |
| likelihood that he would lie about such evidence in court. | |
| 66․ | Even having regard to the findings made by the magistrate and his reasons for rejecting |
| the evidence given by the appellant, had the character evidence been admitted, there is | |
| a significant possibility that it would have affected the outcome of the case. That is | |
| particularly so in circumstances where the factual differences as to what occurred | |
| between the complainant and appellant were relatively modest and where character | |
| evidence had the potential to bolster the appellant’s explanation of the otherwise | |
| significant admissions, most notably in the Everyman application. The prosecution case | |
| was, while strong, not so strong as to exclude the possible effect of the positive evidence | |
| of good character. There is a possibility, going beyond mere speculation, that had the | |
| character evidence been led it would have been sufficient to bolster the credibility of the | |
| appellant so as to at least create a reasonable doubt as to the accuracy of the | |
| complainant’s version of events. | |
| 67․ | This ground of appeal is established. |
Ground (c)
68․ The first additional ground upon which leave is sought to be added is that the
proceedings below miscarried as a result of the failure of the appellant’s counsel to
adduce evidence of an available recording on 6 September 2022 of the complainant’s
telephone call to police.
| 69․ | I do not accept the submission made by the respondent that the failure to adduce the |
| evidence can be understood as a forensic choice because disclosing the existence of | |
| the recording would have involved admission of a breach of the Listening Devices Act | |
| 1992 (ACT). That is because, in the circumstances, it is likely that the recording would | |
| not have been an offence because it could be established that the appellant considered | |
| the recording on reasonable grounds to be necessary for the protection of that principal | |
| party’s lawful interests. | |
| 70․ | More significant is the respondent’s submission that the content of the recording would |
| have not assisted the appellant in the manner that he contended and its admission into | |
| evidence carried with it forensic risks. The recording in question was consistent with the | |
| evidence given by the appellant. However, on the critical issue as to whether or not he | |
| had denied the allegations made by the complainant while she was on the phone to | |
| police, the recording did not clearly corroborate what he said. Given that the evidence | |
| recorded only part of the interaction between the appellant and complainant and only | |
| part of the telephone call between the complainant and police, the recording did not | |
| corroborate, but was not inconsistent with, the appellant’s evidence that he had denied | |
| the allegations that she made. Further, the recording contained audio of the complainant | |
| crying while on the phone to police. That carried with it the risk that the finder of fact may | |
| treat what can be heard on the recording as reinforcing the complainant’s version of | |
| events. That remained the case even if submissions might be made in support of the | |
| contention that the manner in which she was crying was not supportive of her credibility. | |
| Therefore, the failure to adduce this evidence carried with it the forensic advantage to | |
| the appellant of avoiding the risks associated with its admission. Overall, it cannot be | |
| said that the failure to adduce this evidence gave rise to a miscarriage of justice. | |
| 71․ | As this proposed ground of appeal is without merit, and the appeal is to be allowed in |
| any event, leave will be refused to amend the notice of appeal to include it. |
Ground (d)
| 72․ | The charge on the information was formulated as follows: |
THAT HE, IN THE AUSTRALIAN CAPITAL TERRITORY, BETWEEN 04 SEPTEMBER, 2022 AND 09 SEPTEMBER, 2022, DID COMMIT AN ACT OF INDECENCY ON [COMPLAINANT], WITHOUT THE CONSENT OF THE SAID [COMPLAINANT], AND BEING RECKLESS AS TO WHETHER THE SAID [COMPLAINANT] HAD CONSENTED THERETO AND THE OFFENCE INVOLVED FAMILY VIOLENCE.
| 73․ | The information included the following statement. |
Act and Section under which proceedings taken or charge laid:
IN CONTRAVENTION OF SECTION 60(2) OF THE A.C.T. – CRIMES ACT 1900
| 74․ | During the course of the prosecutor’s final address, there was some discussion of the |
| appropriate charge number. Following that discussion, at the request of the prosecutor, | |
| the magistrate amended the information by striking through the “(2)” in “SECTION 60(2)” | |
| and inserting “(1)” instead. | |
| 75․ | This proposed ground asserts that the magistrate erred in allowing the prosecution to |
| amend the charge sheet to refer to s 60(1) instead of s 60(2). |
76․ As at the date of the offending involving the act of indecency (between 4 and
9 September 2022) sections 60 and 72AA of the Crimes Act provided relevantly as
follows:
60 Act of indecency without consent
(1) A person who commits an act of indecency on, or in the presence of, another
person without the consent of that person and who is reckless as to whether
that other person consents to the committing of the act of indecency is guilty
of an offence punishable, on conviction, by imprisonment for 7 years.(2) However, for an aggravated offence against subsection (1), the maximum
penalty is imprisonment for 9 years.Note Section 72AA (Aggravated offences—pt 3 offences involving family
violence) makes provision in relation to an aggravated offence against this
section.
…
72AA Aggravated offences—pt 3 offences involving family violence (1) This section applies to an offence against any of the following provisions: …
(i) section 60 (Act of indecency without consent);
…
(2) The offence is an aggravated offence if the offence involves family violence. (3) If the prosecution intends to prove that the offence is an aggravated offence,
the factors of aggravation must be stated in the charge.
…
(5) In this section: factor of aggravation means the matter mentioned in subsection (2).
…
| 77․ | As will be apparent from the terms of s 60(2), the relevant offence remains an offence |
| against subsection (1) but the increased penalty is provided for by subsection (2) where | |
| the circumstance of aggravation exists. Consistent with the offence remaining a | |
| contravention of s 60(1), s 72AA(3) requires notice to be given by the prosecution of an | |
| intention to rely upon the circumstances of aggravation and, hence, expose the accused | |
| to the greater penalty. That may be done, as it was in this case, by specific reference to | |
| the aggravating factor in the terms of the charge (“and the offence involved family | |
| violence”). | |
| 78․ | Having regard to the fact that the charge complied with the requirement of s 72AA(3) by |
| including the reference to family violence, whether or not the information contained | |
| reference to s 60(1) or s 60(2) was of little significance. Given the explanation of the | |
| relationship between ss 60(1) and (2) above, it was open to identify the contravention as | |
| being one of s 60(1). However, referring only to s 60(2) was not incorrect because that | |
| subsection necessarily operated upon an underlying contravention of s 60(1). Whichever | |
| section was referred to, having regard to the inclusion in the formulation of the charge of | |
| a reference to family violence, the accused was properly put on notice of the fact that | |
| what was alleged against him was an offence which was aggravated by reason that it | |
| involved family violence. Whether or not the charge was amended from its original | |
| reference to s 60(2) would be of no consequence to the validity of a conviction for an | |
| aggravated offence against s 60(1). | |
| 79․ | The position is, therefore, even if the appellant was successful in establishing that there |
| was no power under s 28 of the Magistrates Court Act 1930 (ACT), in the circumstances | |
| that existed, to amend the information so that it referred to s 60(1) rather than s 60(2), | |
| that would have no consequence for the conviction or any sentence that might ultimately | |
| be imposed. The magistrate was entitled to convict him of the aggravated offence and | |
| punish him by reference to a maximum penalty of imprisonment of nine rather than seven | |
| years. | |
| 80․ | In those circumstances, it is not necessary to consider the respondent’s submissions |
| about the precise scope of the “information” for the purposes of s 28 or attempt to | |
| determine what information on the “Bench Information/Charge” sheet constitutes the | |
| “information”. | |
| 81․ | The submissions of the appellant have as their foundation the decision of Connolly J in |
| Wade v Evans [2003] ACTSC 85; 180 FLR 290. In that case, his Honour referred to a | |
| number of authorities in other jurisdictions and concluded that a magistrate should not | |
| have permitted an amendment of the charge from alleging one offence to a charge | |
| alleging a different offence. In that case, the amendment was from a charge alleging | |
| driving while the driver’s licence was cancelled contrary to s 32(3)(a) of the Road | |
| Transport (Driver Licensing) Act 1999 (ACT) to a charge of driving while he was | |
| disqualified from holding a licence contrary to s 32(1)(a) of the same Act. Wade was | |
| followed by Penfold J in Byrne v Hulbert [2009] ACTSC 124. | |
| 82․ | The submissions of the appellant asserted that “to change the offence provision from |
| s 60(2) to s 60(1) would fit into the same kind of circumstance in Wade v Evans and | |
| Byrne v Hulbert of effectively amending to permit the laying of a different charge. A | |
| charge with different elements and a different maximum penalty.” | |
| 83․ | It is not possible to accept this submission having regard to the fact that at all times the |
| language of the charge included the circumstances of aggravation “the offence involved | |
| family violence” and the explanation of the relationship between s 60(1) and s 60(2) | |
| above. At all times the aggravated offence was asserted. The charge and maximum | |
| penalty remain the same. The appellant and his counsel before the magistrate | |
| understood that to be the case and, as a consequence, quite properly, took no objection | |
| to the making of the amendment to the information. The principle derived from Wade had | |
| no application. | |
| 84․ | As this proposed ground of appeal is without merit, and the appeal is to be allowed in |
| any event, leave will be refused to amend the notice of appeal to include it. |
Orders
| 85․ | Because the appellant has succeeded on ground (b), the appeal must be allowed, the |
| orders of the Magistrates Court set aside, and the proceedings remitted for hearing | |
| according to law. | |
| 86․ | For those reasons, the following orders are made: |
1. Dismiss the application for leave to file an amended notice of appeal.
2. Appeal allowed.
3. The orders of the Magistrates Court made on 4 October 2023 are set aside.
4. The proceedings are remitted to the Magistrates Court for determination
according to law.
I certify that the preceding eighty-six [86] numbered paragraphs are a true copy of the Reasons for Judgment of his Honour Justice Mossop.
Associate:
Date: 6 November 2024
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