JD & PM Fitzpatrick & Sons (a firm) v Emerald Grain Pty Ltd

Case

[2015] WASC 360

30 SEPTEMBER 2015

No judgment structure available for this case.

JD & PM FITZPATRICK & SONS (a firm) -v- EMERALD GRAIN PTY LTD [2015] WASC 360



SUPREME COURT OF WESTERN AUSTRALIACitation No:[2015] WASC 360
30/09/2015
Case No:CIV:2753/20149 SEPTEMBER 2015
Coram:MASTER SANDERSON9/09/15
15Judgment Part:1 of 1
Result: Application dismissed
B
PDF Version
Parties:JD & PM FITZPATRICK & SONS (a firm)
L & JA ANGEL & SON (a firm)
YALGAEB PTY LTD a/t/f THE BEAGLEY FAMILY TRUST t/a WJ & J BEAGLEY
TA & D BOYNE & SONS (a firm)
MARDENWAY PTY LTD a/t/f THE C & E BYWATERS TRUST t/a C & E BYWATERS & SONS
G & A CASHMORE (a firm)
WL & MF PTY LTD a/t/f THE CRABTREE TRADING TRUST t/a CRABTREE AGRICULTURAL CONSULTING
DAVINA ENTERPRISES (a firm)
NYUNDA PTY LTD t/a BP & WF DAVEY
JORDINA PTY LTD a/t/f THE GG & KL DAYMAN FAMILY TRUST t/a GG & KL DAYMAN
RIDGY RIDGE (a firm)
DALGOURING FARMS (a firm)
DE LUIS HOLDINGS PTY LTD t/a DE LUIS & SON
VALERIVER PTY LTD a/t/f W J DYKES FAMILY TRUST t/a DYKES HOLDINGS
BG & CA EDMONDS & SONS (a firm)
RHAMILY NOMINEES PTY LTD t/a RJ & RL EDMONDS
IB & JS ELLIOT (a firm)
LE & M FARINA (a firm)
FLORIAN NOMINEES PTY LTD t/a KINTAMANI FARMS
FORWARD FARMING CO (a firm)
W & V GARNER (a firm)
RJ GOODIER & CO (a firm)
MM & HE GRANICH (a firm)
GRYLLS FARMING KR & SONS (a firm)
B & L GUERINI & SONS (a firm)
P HAYTHORNTHWAITE & SON (a firm)
BOBYVON PTY LTD a/t/f BAANDEE TRUST t/a BOBYVON
DAVID ANTHONY HESFORD
CP & FG HITCHCOCK (a firm)
PJ HITCHCOCK & CO (a firm)
DN & EJ JOHNSTON & SON (a firm)
LAWSON NOMINEES PTY LTD
AG LEEKE & SON (a firm)
AMYVALE FARMS (a firm)
KIRP NOMINEES PTY LTD
G & JA MADDOCK (a firm)
PJ & R McDONALD (a firm)
SYNANDRA FARMS (a firm)
P & SR NEGRI (a firm)
PATRONI & CO (a firm)
CITIZEN HOLDINGS PTY LTD a/t/f THE RED RANGE UNIT TRUST t/a J & EL PERKS & CO
EDENVALE PTY LTD t/a PIKE FAMILY FARM
TE & JA PROBERT (a firm)
L PUTT & SON (a firm)
GB REYNOLDS & CO (a firm)
SJ REYNOLDS & SON (a firm)
PB SACHSE & DM SACHSE (a firm)
SCHILLING HOLDINGS PTY LTD
SEABY NOMINEES PTY LTD a/t/f THE SEABY FAMILY TRUST t/a HT & RE SEABY & SONS
JASON FREDERICK THOMAS SEWELL
HYDERA PTY LTD a/t/f THE SHEEN FAMILY TRUST t/a R SHEEN & CO
JR & W STEEL & SON (a firm)
DM & DJ STEELE (a firm)
CRAIG NORMAN STOKES
DEBRA STOKES
DELLWOOD NOMINEES PTY LTD a/t/f THE MALKARNA TRUST t/a SJ STOKES & CO
R & NE SUTHERLAND & SONS (a firm)
DJ URE & LM URE (a firm)
D & A VERRALL & SON (a firm)
GP WHITE & CO (a firm)
BR & RD WHYTE (a firm)
WHYTE FARMS (a firm)
MD & CH WHYTE (a firm)
COOLOOLOO NOMINEES PTY LTD a/t/f THE WILLIAMS FAMILY TRUST t/a R WILLIAMS & CO
J & J & D WILSON (a firm)
MA & RJ BUTLER (a firm)
EMERALD GRAIN PTY LTD

Catchwords:

Practice and procedure
Application for pre­action discovery
Turns on own facts

Legislation:

Nil

Case References:

Nil

JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
    IN CHAMBERS
CITATION : JD & PM FITZPATRICK & SONS (a firm) -v- EMERALD GRAIN PTY LTD [2015] WASC 360 CORAM : MASTER SANDERSON HEARD : 9 SEPTEMBER 2015 DELIVERED : 9 SEPTEMBER 2015 PUBLISHED : 30 SEPTEMBER 2015 FILE NO/S : CIV 2753 of 2014 BETWEEN : JD & PM FITZPATRICK & SONS (a firm)
    First Plaintiff

    L & JA ANGEL & SON (a firm)
    Second Plaintiff

    YALGAEB PTY LTD a/t/f THE BEAGLEY FAMILY TRUST t/a WJ & J BEAGLEY
    Third Plaintiff

    TA & D BOYNE & SONS (a firm)
    Fourth Plaintiff

    MARDENWAY PTY LTD a/t/f THE C & E BYWATERS TRUST t/a C & E BYWATERS & SONS
    Fifth Plaintiff

    G & A CASHMORE (a firm)
    Sixth Plaintiff

    WL & MF PTY LTD a/t/f THE CRABTREE TRADING TRUST t/a CRABTREE AGRICULTURAL CONSULTING
    Seventh Plaintiff

    DAVINA ENTERPRISES (a firm)
    Eighth Plaintiff

    NYUNDA PTY LTD t/a BP & WF DAVEY
    Ninth Plaintiff

    JORDINA PTY LTD a/t/f THE GG & KL DAYMAN FAMILY TRUST t/a GG & KL DAYMAN
    Tenth Plaintiff

    RIDGY RIDGE (a firm)
    Eleventh Plaintiff

    DALGOURING FARMS (a firm)
    Twelfth Plaintiff

    DE LUIS HOLDINGS PTY LTD t/a DE LUIS & SON
    Thirteenth Plaintiff

    VALERIVER PTY LTD a/t/f W J DYKES FAMILY TRUST t/a DYKES HOLDINGS
    Fourteenth Plaintiff

    BG & CA EDMONDS & SONS (a firm)
    Fifteenth Plaintiff

    RHAMILY NOMINEES PTY LTD t/a RJ & RL EDMONDS
    Sixteenth Plaintiff

    IB & JS ELLIOT (a firm)
    Seventeenth Plaintiff

    LE & M FARINA (a firm)
    Eighteenth Plaintiff

    FLORIAN NOMINEES PTY LTD t/a KINTAMANI FARMS
    Nineteenth Plaintiff

    FORWARD FARMING CO (a firm)
    Twentieth Plaintiff

    W & V GARNER (a firm)
    Twenty-first Plaintiff

    RJ GOODIER & CO (a firm)
    Twenty-second Plaintiff

    MM & HE GRANICH (a firm)
    Twenty-third Plaintiff

    GRYLLS FARMING KR & SONS (a firm)
    Twenty-fourth Plaintiff

    B & L GUERINI & SONS (a firm)
    Twenty-fifth Plaintiff

    P HAYTHORNTHWAITE & SON (a firm)
    Twenty-sixth Plaintiff

    BOBYVON PTY LTD a/t/f BAANDEE TRUST t/a BOBYVON
    Twenty-seventh Plaintiff

    DAVID ANTHONY HESFORD
    Twenty-eighth Plaintiff

    CP & FG HITCHCOCK (a firm)
    Twenty-ninth Plaintiff

    PJ HITCHCOCK & CO (a firm)
    Thirtieth Plaintiff

    DN & EJ JOHNSTON & SON (a firm)
    Thirty-first Plaintiff

    LAWSON NOMINEES PTY LTD
    Thirty-second Plaintiff

    AG LEEKE & SON (a firm)
    Thirty-third Plaintiff

    AMYVALE FARMS (a firm)
    Thirty-fourth Plaintiff

    KIRP NOMINEES PTY LTD
    Thirty-fifth Plaintiff

    G & JA MADDOCK (a firm)
    Thirty-sixth Plaintiff

    PJ & R McDONALD (a firm)
    Thirty-seventh Plaintiff

    SYNANDRA FARMS (a firm)
    Thirty-eighth Plaintiff

    P & SR NEGRI (a firm)
    Thirty-ninth Plaintiff

    PATRONI & CO (a firm)
    Fortieth Plaintiff

    CITIZEN HOLDINGS PTY LTD a/t/f THE RED RANGE UNIT TRUST t/a J & EL PERKS & CO
    Forty-first Plaintiff

    EDENVALE PTY LTD t/a PIKE FAMILY FARM
    Forty-second Plaintiff

    TE & JA PROBERT (a firm)
    Forty-third Plaintiff

    L PUTT & SON (a firm)
    Forty-fourth Plaintiff

    GB REYNOLDS & CO (a firm)
    Forty-fifth Plaintiff

    SJ REYNOLDS & SON (a firm)
    Forty-sixth Plaintiff

    PB SACHSE & DM SACHSE (a firm)
    Forty-seventh Plaintiff

    SCHILLING HOLDINGS PTY LTD
    Forty-eighth Plaintiff

    SEABY NOMINEES PTY LTD a/t/f THE SEABY FAMILY TRUST t/a HT & RE SEABY & SONS
    Forty-ninth Plaintiff

    JASON FREDERICK THOMAS SEWELL
    Fiftieth Plaintiff

    HYDERA PTY LTD a/t/f THE SHEEN FAMILY TRUST t/a R SHEEN & CO
    Fifty-first Plaintiff

    JR & W STEEL & SON (a firm)
    Fifty-second Plaintiff

    DM & DJ STEELE (a firm)
    Fifty-third Plaintiff

    CRAIG NORMAN STOKES
    DEBRA STOKES
    Fifty-fourth Plaintiffs

    DELLWOOD NOMINEES PTY LTD a/t/f THE MALKARNA TRUST t/a SJ STOKES & CO
    Fifty-fifth Plaintiff

    R & NE SUTHERLAND & SONS (a firm)
    Fifty-sixth Plaintiff

    DJ URE & LM URE (a firm)
    Fifty-seventh Plaintiff

    D & A VERRALL & SON (a firm)
    Fifty-eighth Plaintiff

    GP WHITE & CO (a firm)
    Fifty-ninth Plaintiff

    BR & RD WHYTE (a firm)
    Sixtieth Plaintiff

    WHYTE FARMS (a firm)
    Sixty-first Plaintiff

    MD & CH WHYTE (a firm)
    Sixty-second Plaintiff

    COOLOOLOO NOMINEES PTY LTD a/t/f THE WILLIAMS FAMILY TRUST t/a R WILLIAMS & CO
    Sixty-third Plaintiff

    J & J & D WILSON (a firm)
    Sixty-fourth Plaintiff

    MA & RJ BUTLER (a firm)
    Sixty-fifth Plaintiff

    AND

    EMERALD GRAIN PTY LTD
    Defendant

Catchwords:

Practice and procedure - Application for pre­action discovery - Turns on own facts

Legislation:

Nil

Result:

Application dismissed


Category: B


Representation:

Counsel:


    First Plaintiff : Mr A P Hershowitz
    Second Plaintiff : Mr A P Hershowitz
    Third Plaintiff : Mr A P Hershowitz
    Fourth Plaintiff : Mr A P Hershowitz
    Fifth Plaintiff : Mr A P Hershowitz
    Sixth Plaintiff : Mr A P Hershowitz
    Seventh Plaintiff : Mr A P Hershowitz
    Eighth Plaintiff : Mr A P Hershowitz
    Ninth Plaintiff : Mr A P Hershowitz
    Tenth Plaintiff : Mr A P Hershowitz
    Eleventh Plaintiff : Mr A P Hershowitz
    Twelfth Plaintiff : Mr A P Hershowitz
    Thirteenth Plaintiff : Mr A P Hershowitz
    Fourteenth Plaintiff : Mr A P Hershowitz
    Fifteenth Plaintiff : Mr A P Hershowitz
    Sixteenth Plaintiff : Mr A P Hershowitz
    Seventeenth Plaintiff : Mr A P Hershowitz
    Eighteenth Plaintiff : Mr A P Hershowitz
    Nineteenth Plaintiff : Mr A P Hershowitz
    Twentieth Plaintiff : Mr A P Hershowitz
    Twenty-first Plaintiff : Mr A P Hershowitz
    Twenty-second Plaintiff : Mr A P Hershowitz
    Twenty-third Plaintiff : Mr A P Hershowitz
    Twenty-fourth Plaintiff : Mr A P Hershowitz
    Twenty-fifth Plaintiff : Mr A P Hershowitz
    Twenty-sixth Plaintiff : Mr A P Hershowitz
    Twenty-seventh Plaintiff : Mr A P Hershowitz
    Twenty-eighth Plaintiff : Mr A P Hershowitz
    Twenty-ninth Plaintiff : Mr A P Hershowitz
    Thirtieth Plaintiff : Mr A P Hershowitz
    Thirty-first Plaintiff : Mr A P Hershowitz
    Thirty-second Plaintiff : Mr A P Hershowitz
    Thirty-third Plaintiff : Mr A P Hershowitz
    Thirty-fourth Plaintiff : Mr A P Hershowitz
    Thirty-fifth Plaintiff : Mr A P Hershowitz
    Thirty-sixth Plaintiff : Mr A P Hershowitz
    Thirty-seventh Plaintiff : Mr A P Hershowitz
    Thirty-eighth Plaintiff : Mr A P Hershowitz
    Thirty-ninth Plaintiff : Mr A P Hershowitz
    Fortieth Plaintiff : Mr A P Hershowitz
    Forty-first Plaintiff : Mr A P Hershowitz
    Forty-second Plaintiff : Mr A P Hershowitz
    Forty-third Plaintiff : Mr A P Hershowitz
    Forty-fourth Plaintiff : Mr A P Hershowitz
    Forty-fifth Plaintiff : Mr A P Hershowitz
    Forty-sixth Plaintiff : Mr A P Hershowitz
    Forty-seventh Plaintiff : Mr A P Hershowitz
    Forty-eighth Plaintiff : Mr A P Hershowitz
    Forty-ninth Plaintiff : Mr A P Hershowitz
    Fiftieth Plaintiff : Mr A P Hershowitz
    Fifty-first Plaintiff : Mr A P Hershowitz
    Fifty-second Plaintiff : Mr A P Hershowitz
    Fifty-third Plaintiff : Mr A P Hershowitz
    Fifty-fourth Plaintiffs : Mr A P Hershowitz
    Fifty-fifth Plaintiff : Mr A P Hershowitz
    Fifty-sixth Plaintiff : Mr A P Hershowitz
    Fifty-seventh Plaintiff : Mr A P Hershowitz
    Fifty-eighth Plaintiff : Mr A P Hershowitz
    Fifty-ninth Plaintiff : Mr A P Hershowitz
    Sixtieth Plaintiff : Mr A P Hershowitz
    Sixty-first Plaintiff : Mr A P Hershowitz
    Sixty-second Plaintiff : Mr A P Hershowitz
    Sixty-third Plaintiff : Mr A P Hershowitz
    Sixty-fourth Plaintiff : Mr A P Hershowitz
    Sixty-fifth Plaintiff : Mr A P Hershowitz
    Defendant : Mr B Dharmananda SC & Mr H Jackson

Solicitors:

    First Plaintiff : Granich Partners
    Second Plaintiff : Granich Partners
    Third Plaintiff : Granich Partners
    Fourth Plaintiff : Granich Partners
    Fifth Plaintiff : Granich Partners
    Sixth Plaintiff : Granich Partners
    Seventh Plaintiff : Granich Partners
    Eighth Plaintiff : Granich Partners
    Ninth Plaintiff : Granich Partners
    Tenth Plaintiff : Granich Partners
    Eleventh Plaintiff : Granich Partners
    Twelfth Plaintiff : Granich Partners
    Thirteenth Plaintiff : Granich Partners
    Fourteenth Plaintiff : Granich Partners
    Fifteenth Plaintiff : Granich Partners
    Sixteenth Plaintiff : Granich Partners
    Seventeenth Plaintiff : Granich Partners
    Eighteenth Plaintiff : Granich Partners
    Nineteenth Plaintiff : Granich Partners
    Twentieth Plaintiff : Granich Partners
    Twenty-first Plaintiff : Granich Partners
    Twenty-second Plaintiff : Granich Partners
    Twenty-third Plaintiff : Granich Partners
    Twenty-fourth Plaintiff : Granich Partners
    Twenty-fifth Plaintiff : Granich Partners
    Twenty-sixth Plaintiff : Granich Partners
    Twenty-seventh Plaintiff : Granich Partners
    Twenty-eighth Plaintiff : Granich Partners
    Twenty-ninth Plaintiff : Granich Partners
    Thirtieth Plaintiff : Granich Partners
    Thirty-first Plaintiff : Granich Partners
    Thirty-second Plaintiff : Granich Partners
    Thirty-third Plaintiff : Granich Partners
    Thirty-fourth Plaintiff : Granich Partners
    Thirty-fifth Plaintiff : Granich Partners
    Thirty-sixth Plaintiff : Granich Partners
    Thirty-seventh Plaintiff : Granich Partners
    Thirty-eighth Plaintiff : Granich Partners
    Thirty-ninth Plaintiff : Granich Partners
    Fortieth Plaintiff : Granich Partners
    Forty-first Plaintiff : Granich Partners
    Forty-second Plaintiff : Granich Partners
    Forty-third Plaintiff : Granich Partners
    Forty-fourth Plaintiff : Granich Partners
    Forty-fifth Plaintiff : Granich Partners
    Forty-sixth Plaintiff : Granich Partners
    Forty-seventh Plaintiff : Granich Partners
    Forty-eighth Plaintiff : Granich Partners
    Forty-ninth Plaintiff : Granich Partners
    Fiftieth Plaintiff : Granich Partners
    Fifty-first Plaintiff : Granich Partners
    Fifty-second Plaintiff : Granich Partners
    Fifty-third Plaintiff : Granich Partners
    Fifty-fourth Plaintiffs : Granich Partners
    Fifty-fifth Plaintiff : Granich Partners
    Fifty-sixth Plaintiff : Granich Partners
    Fifty-seventh Plaintiff : Granich Partners
    Fifty-eighth Plaintiff : Granich Partners
    Fifty-ninth Plaintiff : Granich Partners
    Sixtieth Plaintiff : Granich Partners
    Sixty-first Plaintiff : Granich Partners
    Sixty-second Plaintiff : Granich Partners
    Sixty-third Plaintiff : Granich Partners
    Sixty-fourth Plaintiff : Granich Partners
    Sixty-fifth Plaintiff : Granich Partners
    Defendant : Lavan Legal as town agents for Thomson Geer Lawyers



Case(s) referred to in judgment(s):

Nil


1 MASTER SANDERSON: This was the plaintiffs' application for pre-action discovery. At the conclusion of the hearing I dismissed the application and indicated to the parties I would publish reasons for doing so. These are those reasons.

2 There are 65 plaintiffs in this application. They are all farmers or growers of grain. They entered into various contractual arrangements with the defendant whereby each plaintiff delivered grain into a pooling arrangement operated by the defendant for the 2011 - 2012 pool period.

3 The defendant offered pools as grain marketing products to farmers. Pooling is a method of selling grain used by grain producers in Western Australia and other States. The alternative to pooling is to sell grain for a fixed cash price either prior to harvest, at harvest or after harvest. Pools on the other hand typically offer no price certainty. However, because they sell over an extended period growers expect that they will receive an average price for their grain. Growers who choose to deliver grain into a pool, transfer title to their grain to the pool provider in return for an estimated pool return.

4 In his written submissions counsel for the plaintiffs summarised the plaintiffs' position as follows:


    Grower expectations are that the pool they choose will provide an average price and at least be comparable to the final return of other pools operated by grain marketers. The growers expect the pool provider to secure a fair average market price for their grain ... [3].

5 The plaintiffs say they received a price considerably less than other grain pool providers for the grain they delivered to the defendant. In support of the application the plaintiffs relied on an affidavit of Nathan John Draper sworn 22 December 2014. Appearing as attachment ND 1 to that affidavit is a document entitled 'Report on losses suffered by Western Australian growers who delivered to the 2011-12 pools managed by Emerald Grain Australia Pty Ltd'. The report was prepared by farm consultants Planfarm. The report focuses on comparative performance of the 2011 - 2012 pools. It is unnecessary to go through the report in detail. It is enough if I provide a flavour of the conclusions reached by the expert. In relation to grade of wheat AH2 the report looks at seven pools. The average price per tonne from these seven pools was $264.03. The price realised by the defendant was $181.75. The report looks at a number of different grains and different qualities of those grains. In each case the defendant's return to the plaintiffs was considerably lower than the average. The report goes on to speculate as to why the defendant may have achieved a lower result. But the experts are unable to come to any conclusion because they do not have sufficient documentation to allow them to do so. That was the point of this application.

6 It was not in issue between the parties that the defendant had produced inferior results to other grain pools in the relevant period. Nor was it in dispute the defendant had documents which would explain how it obtained the return that it did. The main basis upon which the defendant opposed the application was that the plaintiffs did not have a cause of action. It was on that ground I determined the application. To explain that conclusion it is necessary to say something more about the relationship between the plaintiffs and the defendant and to explain in more detail how the defendant undertakes its operations.

7 In pars 13 and 14 of his affidavit Mr Draper explains the contractual relationship between the plaintiffs and the defendant in the following terms:


    On instruction from all of the Plaintiffs and having considered the documents provided to me by them, it appears that the contractual relationship between the Plaintiffs and Emerald is governed by various documents, including Emerald's Western Australia Pool general Terms and Conditions and the Grain Trade Rules.

    Not all of the Plaintiffs had the same contract with Emerald. On the documents available to me, it would appear that there were three different types of agreements which governed the contractual relationship between Emerald and the Plaintiffs including:

    (a) Either:


      (i) a Pre Harvest EOP (Participation Document) ('the Pre-Harvest Contract') which confirmed the farmer's acceptance of a contract in the Emerald Pool; and

      (ii) a Contract Confirmation Contract (attachment A) with reference to the availability of the General Terms and Conditions available on Emerald's website or forwarded to a farmer upon request to Emerald.


    (b) An Early Order Premium Offer Contract.

    (c) Alternatively, the farmer would nominate Emerald as the acquirer of its product through the CBH website.


8 The plaintiffs did not put before the court any of the documents relating to any of the parties referred to in the above paragraphs. In opposition to the application the defendant relied on three affidavits of Wayne Pan. The last of these was affirmed 28 August 2015. Appearing as attachment WP6 to that affidavit is a copy of the defendant's 2011 - 2012 pool contract and its general terms and conditions as at March 2011. Before going to that document in detail I should say something more about the pool marketing arrangements. In pars 7 - 13 of Mr Pan's affidavit affirmed 24 June 2015 he explains in some detail the nature of the business of grain pools. It was not suggested by counsel for the plaintiffs this summary did not present an accurate picture of the defendant's activities. The paragraphs read as follows:

    7. Prior to the deregulation of bulk wheat export industry in 2008, the Australian Wheat Board (AWB) was the monopoly operator of Australia's grain pools under a 'single desk' system. Pools are accumulations of grain from various growers, managed by a single entity. Prior to 2008 AWB would accumulate, market and sell grain, deduct pool management costs, and make distribution of pool proceeds to growers. Following deregulation private companies conducted and managed pools on behalf of growers.

    8. In 2011/2012, growers of grain typically had two options to market and sell their grain products:


      a. selling their grain for an agreed cash price per tonne; and/or

      b. committing to deliver a set amount of grain to a grain pool managed by one of a number of grain marketers, and selecting one of the payment options on offer.


    9. The main difference between delivering grain for cash and into a pool is that a cash sale is a fixed amount, whereas with grain pools, the relevant marketer would accumulate a grower's grain with that of other growers and then over a typical period of 15 to 18 months aim to obtain the highest return they can for the pooled grain through a range of hedging, marketing and trading activity.

    10. Grain pools typically have distribution schedules, where pool managers will pay a portion of estimated pool returns (EPR) at various intervals based on performance of the pool throughout a marketing year. Pool managers each typically offer several pool products (or payment options) which vary the manner in which the distributions are made. This allows growers to choose the pool they wish to deliver to as well as the payment option that best suits their needs.

    11. EPRs are only estimates, and can be adjusted by pool managers as prevailing market conditions and factors such as weather impact on the marketing of a grain pool. At the end of each pool marketing program, a final pool return (FPR) is determined, and final distributions to each grower calculated and paid pursuant to the terms of each grower's selected payment option.

    12. When delivering to a pool, growers carry the risk of the eventual monetary return for their grain being lower than what they could have sold the same grain for in the cash market, but also enjoy the benefit of the critical mass of grain pools and a potential of a return higher than available in the equivalent cash market.

    13. Industry reports are available to growers to assist in deciding which pool manager and pool product suits them best, and these reports provide detailed analysis of pool managers, their hedging and trading strategy, and compare their results against the cash market as well as other relevant metrics.


9 Appearing at attachment WP1 to Mr Pan's affidavit is a copy of the contract confirmation between the first plaintiff and the defendant dated 5 September 2011. It was not disputed the contract confirmation included the defendant's terms and conditions. What the contract confirmation did was confirm the mechanics of the agreement. For instance, the quantity of (in this case) wheat to be delivered was 1,000 tonnes. The delivery period was specified. The document was signed by a representative of the first plaintiff and the defendant.

10 Turning again to the terms and conditions under the subheading 'Indemnities and Limitation of Liability' there appears the following:


    Neither of Emerald Grain or Emerald will be liable for any contingent, consequential, indirect, special or punitive damage, whether arising as a result of Emerald Grain or Emerald negligence or otherwise, and You acknowledge this express limit of liability and agree to limit any claim accordingly. To the extent permitted by law no other term, condition, agreement, warranty, representation or understanding, whether express or implied, other than these Terms and Conditions, or any other term by which Emerald Grain or Emerald agrees to be bound in writing, is made or given.

11 What is clear then is that there is a contractual arrangement between the plaintiffs and the defendant which contains the exclusion clause I have quoted above. The question for the plaintiffs is how, given that contractual limitation, they say a claim arises. It cannot arise under contract and although the intersection between tort and contract is not always clear it is difficult to see how in this case any tortious claim can be made out.

12 During the course of his oral submissions counsel for the plaintiffs submitted the plaintiffs may have a claim for breach of fiduciary duty. Of course that involves establishing there was a fiduciary relationship between the plaintiffs and the defendant. Counsel for the plaintiffs acknowledged there was not an agency relationship between the plaintiffs and the defendant. He nonetheless submitted the nature of the relationship was such that it could give rise to fiduciary duties.

13 That submission had about it a number of difficulties. First, it was not mentioned in counsel's written submissions and seems, with respect, to have been something of an afterthought. As a consequence counsel was not really in a position to highlight aspects of the relationship between the plaintiffs and the defendant which was said to give rise to the possibility of a fiduciary duty. Counsel did submit the plaintiffs were dependent on the defendant if they were to obtain the best price for their grain. He was unable to point to any other aspect of the relationship which might give rise to a fiduciary duty.

14 In my view there is no prospect of the court concluding there was a fiduciary duty between the plaintiffs and the defendant. It is true the price the plaintiffs would obtain for their grain was uncertain when property in the grain passed to the defendant. But the plaintiffs took that risk. There are a number of other grain pools available and for one reason or another these plaintiffs chose the defendant. That was a commercial decision. Moreover, the use of grain pools is designed to maximise the return to growers. It is a complex business involving forward selling, hedging, and probably management of currency variations. The whole process is speculative. Commodity brokers and futures traders bristle at any suggestion their business is a form of gambling. But it is certainly speculative. Returns can be high or low and the outcome in any year might depend upon a number of factors. In other words, farmers in the position of the plaintiffs go into a grain pool with their eyes wide open and not really in a position of dependency.

15 There was no dispute between the parties as to the principles to be applied in a case such as this. The defendant did raise a number of other objections to the plaintiffs' application including an argument the plaintiffs had not made sufficient enquiries and that to discover the documents sought by the plaintiffs would be oppressive. It is not necessary for me to deal with any of these issues. I am not satisfied the plaintiffs may have a cause of action against the defendant. On that basis the claim must fail.

16 I will hear the parties as to the form of orders and as to costs.

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