Jackson v The Queen
[1988] HCATrans 203
HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S89 of 1988 B e t w e e n -
REX FREDERICK JACKSON
Applicant
and
THE QU:C:EN
Respondent
Application for special leave
to appeal
MASON CJ
WILSON J
Jackson BRENNAN J
DAWSON J
TOOHEY .J
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON FRIDAY, 9 SEPTEMBER 1988, AT 10. 16 AM
Copyright in the High Court of Australia
C2Tl/l/HS 1 9/9/88
MR G. JAMES, QC: May it please the Court, in this application I appear with my learned friends,
MR M. WEINBERG, QC and MR T. BUDDIN.
(instructed by W.G. McNally & Co.)
MR R.O. BLANCH, QC: May it please the Court, I appear with my learned friend, MR R. KELEMAN, for the Crown.
(instructed by Solicitor for Public Prosecutions)
MASON CJ: Yes, Mr James. MR JAMES: I hand up the applicant's outline of argument.
MASON CJ: Thank you. Yes. MR JAMES: May it please the Court. Your Honours, the sole ground of the Crown appeal in the present matter
was the ground of manifestly inadequate.
That ground was examined by the Chief Justice in
his dissenting judgment. The judgment of the majority delivered by Mr Justice Lee commences
with reference to manifest inadequacy and proceeds on a fair reading of the entirety of the judgment,
in our submission, to examine that question in the
light of one proposition; whether the trial judge had fallen into error in failing to pass a sentence
on the present applicant which was more severe
than the sentence which was passed, or should have
been passed, upon the co-accused Harris, and to that
Mr Justice Lee devoted a great deal of attention
in his judgment.
In our submission, that process of reasoning
was in error and, further, the principle which
appears to be espoused by His Honour in that
judgment that what this Court had said in LOWE,
or a principle of disparity, would require a
sentence adjusted upwards is not only of itself
in error and unknown to the law but, in addition,
has such an effect as to derogate from a trial
judge's proper function when sentencing, a function that was properly evaluated by
Mr Justice Roden and by the Chief Justice
Sir Laurence Street.
(Continued on page 3)
C2Tl/2/HS 2 9/9/88 Jackson
MR JAMES (continuing): Your Honours, in our submission, what occurred in this case was that the majority
of the Court of Criminal Appeal raised such a
principle as would itself afford a precedent
for subsequent cases and would give to the role of the trial judge sentencing an accused, after
an earlier sentence of co-accused, an entirelynew significance.
Further, in seeking to raise that principle,
the judgment of the majority in the Court of
Criminal Appeal gave to the role of the Court
of Criminal Appeal when sitting on an accused's
appeal a brand new significance •. that is to say, Their Honours held that the role of the Court of Criminal Appeal is to confirm an existing
sentence rather than to regard that sentence
as an appropriate sentence within the discretionof the trial judge.
These errors, in our submission, mean that
the present case is a case of general public
importance, that it raises a serious matter in
the administration of the law as to the roleof the Court of Criminal Appeal and as to the
role of the trial judge and it is an appropriate
case for this Court to grant special leave.
It is, indeed, in our submission, a case
in which the Court will be asked to consider
an unprecedented and radical departure from the
existing principles of sentencing, both at first
instance and the review of sentences on appeal.
Your Honours, we would seek to draw the Court's
attention to what it was that the majority said
in the judgment, which commences at page 409
of the appeal book. At paragraph 2, line 22, in
the judgment of the majority, His Honour
Mr Justice Lee, said:
In my view the sentence which his Honour
imposed upon the respondent Jackson has failed to reflect the criminality involved
in the action of the respondent during the
period covered by the conspiracy and thesentence is manifestly inadequate.
I reiterate, Your Honours, that the sole ground
that the Crown· sought to appeal on, was the
ground of manifest inadequacy and I should include
in that the reference to the fact that both before
the trial judge and on appeal it was positively
conceded by the Crown that a discrepancy or disparity
between the sentence passed upon the applicant
and the sentence passed upon Jackson could not,
as a matter of principle, be used to increase
the sentence. That is reflected in the judgment
of the Chief Justice.
C2T2/l/SDL 3 9/9/88 Jackson
MR JAMES (continuing): His Honour continued to develop various matters going to culpability
and then His Honour held, at page 410:
The conduct of the respondent was not
a mere short-lived lapse but a consistent
course of gross abuse of high office
involving the receipt of bribes for favours.
That question had been reviewed by the trial judge,
was reviewed by Sir Laurence Street and indeed there is a specific and a detailed analysis by
the trial judge of just what role the applicant
played. That role, it was conceded, was a role
where the evidence did not permit any finding
that he was the instigator of the scheme, and
indeed did permit a finding that Harris was
the instigator; that is reflected in lines 18 to 21
on that page:
It is true that he was not shown to be
the instigator of this scheme - the
finding that Harris was most likely theinstigator seems to me to be sound - but
that can count for little in his favour.
It is accepted he had a key role in what was done
but we would submit that as far as His Honour
proceeded in this paragraph to define the ambit
of the offence, he was bound by the findings of
fact of the trial judge, which were reasoned,
specific, unchallenged and clearly established,
as well as open, on the evidence.
MASON CJ: Has Mr Justice Lee departed in any way from those
findings of fact?
MR JAMES: In no direct sense, Your Honour, no, but what he has done is to say:
a consistent course of gross abuse of high office involving the receipt of bribes for favours.
As a general description, we would not quarrel
with it, but as a basis for saying the fact of
him not being the instigator can count for little
in his favour; as a basis for saying that his
character and public service cannot count in the
balance when it comes to sentence, or cannot count
with any degree of significance; and as a basis
for saying that the trial judge fell into error
by weighing the subjective matters, in our submission
that is an inadequate basis and overstates the
appropriate findings of fact if it should come to
a matter of weight.
C2T3/l/JM 4 9/9/88 Jackson MR JAMES (continuing): We do submit, however, that when it
comes to a matter of whether the judges sitting
on appeal might or might not attach different
weight to findings, it would be a most rare case
indeed where manifest inadequacy would be made out,and particularly in a case where the only ground
is manifest inadequacy and where one would think,
from the nature of the ground itself, that the
inadequacy would be so patent as not to need
demonstration by involved or extensive reasoning.
Yet that is what happened here.
TOOHEY J: Mr James, you said that you would not quarrel with the first sentence in the paragraph that
begins at line 9:The conduct of the respondent was not a mere short-lived lapse but a consistent
course of ..... abuse of high office involving
the receipt of bribes for favours.
There is a certain ambiguity, I suppose, in that
sentence:
involving the receipt -
by whom -
of bribes for favours.
MR JAMES: That is one of the problems, Your Honour. The Crown case at trial - in fact, perhaps I can deal
with that best by taking Your Honours precisely
to what His Honour the trial judge said were the
matters to be referred to. At 351, His Honour
sets out:
the nature and extent of what was done
pursuant to the conspiracy
in terms of the results that were achieved. The first was that: the former prisoner ..... was released on
licence under the -
scheme -
$2000.00 was paid on his behalf to Hakim.
It is notknown what part, if any, of this
reached Jackson. The release was on compassionate grounds, and appears to have
been in conformity with the guidelines -
of the scheme.
DAWSON J: On what page, Mr James?
C2T4/l/VH 5 9/9/88 Jackson
MR JAMES: Page 351 of Volume II of the appeal book. DAWSON J: Thank you. MR JAMES: Paragraph 2 deals with the variation of a condition of licence. Again, it is not known
what part, if any, of that reached Jackson, and
His Honour goes on to find, at line 20:
There is no evidence indicating that the
prisoner Jackson was aware -
of the purpose of the former prisoner's trip - The application was supported by appropriate
Probation and Parole Office recommendations, but there was some manipulation of the system in order to obtain them.
(Continued on page 7)
C2T4/2/VH 6 9/9/88 Jackson MR JAMES (continuing):
A decision was made by Jackson that his .....
the former prisoner ...... be not revoked.
There was some -
$8000.00 paid to Hakim. The evidence suggests that half this amount was creamed off by
Hakim and/or Harris, leaving a fee of
$4000.00 for Jackson, whose decision not
to revoke the licence was contrary to the
reconnnendation of the then Chairman of the
Corrective Services Connnission. The evidence was that this reflected a
difference -
between the two - I say in terms of policy -
rather than a difference of opinion or
decision limited to this particular licensee.
There was evidence sufficient to support the
payment of a bribe to Jackson, and that is set
out in paragraph 4. It involved the delivery of
a parcel to him. His Honour says at page 354
line 9:
By March, 1983 the matter was in the hands
of the parties to the conspiracy.
Later down that page:
on the connnunication to Jackson, via Hakim
and Harris, of the grave concern expressed byHilton, when there was a delay of some few
days, increasing to eight days, between payment
and actual release. The release of thesethree prisoners appears to have been in
accordance with the general guidelines .....
but it was achieved some few weeks -
perhaps a month - earlier ..... There was no evidence of any other release on licence,
or other favourable decision made, pursuant
to the conspiracy.
There was evidence of other prisoners' names
reaching Jackson. His Honour expresses the view
that where their names were suggested but did not
reach Jackson, that may have been because there
was no money forthcoming. But he turns, at page 355 line 4: In one case at least the matter reached Jackson and money was in the hands of Hakim - the
evidence suggests $8000.000, of which $5000.00
was intended for Jackson. When Jackson ascertained from his Depa.rt:m:nt the length of the prisoner's sentence and
non-parole period, and the period served,, he said it was
too early, and the mm would have to cc.::m;: again after seven,eight or nine m:mths.
C2T5/l/MB 7 9/9/88 Jackson MR JAMES (continuing):
Jackson's comments to Harris included,
" ... this is ridiculous", and" ... you've
got to start to tell the bloody truth". In that matter, the money paid to Hakim
was refunded, and Jackson was told that
that had been done.
Now, Your Honours, the Crown case suggested that
all Jackson was prepared to do was to release those
who would otherwise be entitled to release. So it was said that this episode of Jackson refusing to
release someone and telling them to wait was not,
as it were, instructive as to his full role but
it could not, in any circumstance, be a question
of aggravation. It is merely a matter to look atin the ambit of the conspiracy.
The Chief Justice, who had sat on both this
matter and on the prior occasion when the co-accused,
George Harris and Hilton,had come before the Court
of Criminal Appeal on prisoners' appeals against
severity, reviewed in his judgment the background
to that matter when he turned to examining the
way in which the trial judge had taken into account
the prior sentences and the decision of the Court of
Criminal Appeal in respect of them. He commences that review at page 402 after putting aside the
argument that a disparity question might, in fact,
support the Crown's contention of manifest
inadequacy and holds, at page 401:
It has not been contended by the Crown
(and in any event I would not assent to any
such contention) that this principle is to be applied by a later offender receiving a
greater sentence than the sentencing judge
considers appropriate in order to avoid
creating a justifiable sense of grievance on the part of co-offenders who were sentenced earlier.
(Continued on page 9)
C2T6/l/SH 8 9/9/88 Jackson MR JAMES· (continuing): In such a situation the earlier determinations
are a relevant circumstan~e to be taken
into account in the later sentencing proceedings
(cf RV TISILANDIS ..... ). The principle in LOWE V R does not, however, operate to
require the later sentencing judge to pass
a sentence higher than he thinks appropriate
in order to avoid or minimise disparity.
The principle operates, as Mason J. said,
on the basis that it is preferable to err
on the side of leniency. It is no affrontto notions of justice for a sentencing judge,
in deference to LOWE V R to pass a sentence
in the belief that it is erroneously inadequate
if it is done in order to avoid disparity.
The same cannot be said to apply to a sentencing
judge confronted with a possible disparity
in which the second sentence is on the low,
not the high side of the equation.
I place aside, accordingly, principles
exclusively relevant to disparity situations
as bearing directly upon the present question.
But this is by no means an end of the relevance
of the earlier sentences. They are properly to be regarded by the second sentencing
judge as a guide to assist in reaching
the second sentencing decision. The earlier decision represents the view of another
judge upon the sentences appropriate for
the particular offenders before the other
judge in respect of their parts in the offence
of which all were guilty. They are instances of particular sentences falling within the
discretionary range open to the sentencing
judge. Even if unsuccessfully appealed against, they will not acquire any authority
as precedents. The weight to be given to them is no doubt enhanced by the refusal
of the Court of Criminal Appeal to regard them as falling outside the legitimate field
of the sentencing discretion. But, the
earlier sentences do not have a significance
going beyond the legitimacy of their place
within the discretionary field open to the
sentencing judge unless, of course, the
Court of Criminal Appeal exercises its authority
by making some general pronouncement regarding
sentencing patterns or the range of discretion
for offences such as those under consideration,
or unless some indication of sentencing
policy is given by the Court of Criminal
Appeal.
And this was not such a case.
C2T7/l/SDL 9 9/9/88 Jackson
MR JAMES (continuing): His Honour then sets out at page 403 the remarks of the trial judge as to the way in
which he should take into account those sentences
and I should indicate to Your Honours that
Your Honours will find in the judgment of the
majority in numerous places the remark that the
Court of Criminal Appeal confirmed the sentences
that were passed upon the co-offenders. That
remark is in fact correct in the sense that that
was the wording used by the Court of Criminal
Appeal when concluding its examination of those
sentences.
As th~ Chief Justice has pointed out in
his judgment concerning the dispartiy question,
however, that remar.k is not to be taken as fixing
the prior sentences, either as an absolute standard
or as a minimum bench-mark and Mr Justice Roden
took the same view as appears from what is set
out at page 403:1. The decision of the Court of
Criminal Appeal establishes that each
of those sentences is within the
appropriate range. I must have regard to that. 2. Despite the Court of Criminal Appeal
decision, none of those sentences is to be
treated as though it were itself a tariff
or range, of which it is at once the
minimum and maximum. So to regard it would be to abdicate the responsibility
I have to exercise my own discretion.
3. Nonetheless, the fact that those
sentences were passed upon co-offenders
in this same conspiracy, is a materialfact which I must take into consideration.
I interpose there, Your Honours, to point out that the course that was taken at the first trial was
that the co-accused were found guilty, the jurycould not agree in relation to this appellant.
The sentences that were passed on them were passed
on them as persons seeking to corrupt a.State
officer. Nothing the trial judge said - that is
Mr Justice Carruthers at the first trial - and nothing that was said on appeal in any way
expressed a view as to whether, if the accused
Jackson was convicted, there should be any
particular guidance given concerning the sentence
he was to receive.
C2T8/l/HS 10 9/9/88 Jackson MR JAMES (continuing): And that, of course, was entirely
appropriate because he had not been convicted.
He could not be heard on what was said and what
evidence should be taken into account before
Mr Justice Carruthers.
His Honour turns, at paragraph 4, to the
proposition:
Having taken that fact into consideration,
if I find that (after allowing for different
degrees of culpability, and subjective factors)
I would be sentencing at a relatively higher
level than the sentences imposed in the first
trial, I would have to consider reducing the
sentences which I had assessed, in order to
avoid what might be seen as an injustice to
the prisoners before me.
5. On the other hand, if, having taken that fact into consideration, I find that I am
sentencing at a lower level than that
applied in the first trial, it would notbe right for me to increase sentences
above what I had assessed as appropriate."
BRENNAN J: Now, that is the principle on which you rely. MR JAMES: In our submission, the Court of Criminal Appeal fell into error on applying such a principle as
was the converse of what Mr Justice Roden had
referred to.
BRENNAN J: Yes. Now, is it right to say that to make good
your argument against the majority, it is necessary
for you to establish - and I take this from paragraph
3 of your notes - that:
The Court of Criminal Appeal redefined
the disparity principle to require an
increase in the sentence -
MR JAMES: Not entirely, Your Honour. We say, firstly, that what the Court of Criminal Appeal by a majority did
was not to examine manifest inadequacy in its true
sense at all. Secondly, they sought to define the
manifest inadequacy in this case by application of
such a principle and that such a principle was
wrong and, in any event, had no application here.
BRENNAN J: Well, then, there are two problems we have to look
at, are there? One is whether they did examine the
question of manifest inadequacy properly and the
second is whether they adopted any such principle
as that which you seek to attack and, no doubt,
you will demonstrate both of those propositions.
C2T9/l/SH 11 9/9/88 Jackson MR JAMES: Yes. I will seek to, Your Honour. BRENNAN J: Yes.
MR JAMES: Your Honour, in that regard, the Chief Justice, in fact, in the next line, deals with the ground
of appeal:
In considering whether the result of
His Honour's deliberations was manifestly
inadequate, it must be borne in mind that
in sentencing for an offence of this nature
there is no statutory maximum. Being a connnon law conspiracy the sentence is in
effect at large and one seeks for guidance
both from earlier sentences for similar
offences and from other legitimate indicia
that should be taken into account in
evaluating the range.
There was, then, Your Honours, reference to quite
a mass of material from which it was sought to
draw an indicia what the Chief Justice describes
in due· course as, perhaps, only straws in the wind sufficient to give some assistance to a sentencing
judge dealing with a connnon law misdemeanour where
the penalties are at large and material that had
not been before the prior sentencing judge and
that is by way of reference to various statutes
including Part III of the CRIMES ACT of the
Connnonwealth, section 33,where a maximum of 10
years has been provided; Part IVA which deals
with corruptly receiving; of the New South Wales
CRIMES ACT which - itwas subsequent to this offence -
but provided a statutory maximum of seven years
and His Honour took the view, in our submission,
entirely correctly, that they were matters to
which some regard could be had in the general
context.
Your Honours, perhaps I should turn to
page 406 where His Honour referred to the matters
peculiar to Jackson, they being matters of character,
service to the State which the majority said in such
an offence should not be weighed effectively at all
and I take Your Honour to page 407 where the
Chief Justice says, at line 11:
(Continued on page 13)
C2T9/2/SH 12 9/9/88 Jackson MR JAMES (continuing):
I could concede that the range for Rex Jackson could have extended to
say, ten years (although the argument
based on s 33 of the Commonwealth
CRIMES ACT would present, to my mind,
some difficulty. But that, again, is not the point at issue. The only question here, as with the earlier appeals, is
whether Rex Jackson's sentence fell withinthe discretionary range. In my view it
did. I am not able to conclude that there was any error manifested in the measure
of sentence -
Your Honours, the judgment of the majority - I have taken Your Honours to the first two pages of that -
at the bottom of page 410, as had Mr Justice Roden,
as had Mr Justice Carruthers, as had the
Chief Justice, the majority denounced the conduct which:
necessarily calls for a severe sentence to
demonstrate the public's denunciation -
His Honour continues:
The sentence imposed in my view falls
significantly short of what was required.
And, Your Honours, at that point one would have
thought that His Honour was dealing with a
manifest inadequacy. However it is the
balance of the judgment and and its reasoning
which discloses why His Honour had come to
that view and that reasoning clearly proceeds
firstly upon a basis that he should receive from
an objective sentence little in his favour for
not being the instigator; little in his favour
for his good character and indeed it would be quite wrong to take into account as a factor in
his favour that he was a member of Parliament
and reference is made to the holding of
the office. That was not what was taken into
his favour. What was taken into his favour was his 30 years of service to the State. His Honour,
having reviewed those matters, in our submission,
at page 412, line 12, deals withtrose matters
in the context of the disparity:
It follows from what I have just said
thus far that the high degree of criminality
involved in the crime. under consideration
demanded a sentence which could not .be
significantly reduced by reason of the
subjective factors which his Honour considered
C2Tl0/l/JM 13 9/9/88 Jackson to be "tremendously powerful" and this
leads one directly to a consideration
of the criminality of the respondent
compared with that of the otherconspirators Harris, Hilton and George.
His Honour goes on to deal with Mr Justice Carruthers'
sentences, Mr Justice Roden, having recognized that he should have regard to them and at line 26
His Honour embarks upon a comparison, a sort of
hypothetical sentencing of the present applicant
before Mr Justice Carruthers:
If the respondent had come before
Carruthers J when he sentenced Harris,Hilton and George that learned judge would
have been obliged to take into account the
respective criminality of the conspirators
and fix sentences which reflected that
relativity. On any view, the criminality of the respondent was, because of his position
as a Minister of the Crown taking bribes,
greater than that of any of the other
conspirators and there being nothing in a
comparison of the subjective circumstances
or Harris and Hilton and the respondent
respectively which might have justified the
respondent receiving a lighter sentence or
non-parole period than Harris or Hilton,Carruthers J would have been required to
impose a higher sentence than that imposed
upon them. However, the respondent did not come before Mr Justice Carruthers, he came
before Mr Justice Roden. The sentences imposed by Mr Justice Carruthers were
confirmed in the Court of Criminal Appeal
(19 June 1987) and the court made the
following observations in respect of the
appellant, Harris.
| TlO | At line 25: |
Mr Justice Roden acknowledged that the
confirmation of the sentences by the Court
of Criminal Appeal was a material fact whichhe must take into consideration. In my
view his Honour however fell into error
in adopting a line of reasoning which
disregarded the fact that Harris, who wasmost culpable of the others, had received a sentence of nine years and a non-parole
period of four and a half years for a crime
which was considerably less heinous than
that committed by Jackson -
C2Tl1/1/JM 14 9/9/88 Jackson and, in Harris' case, he being the man that corrupted
the Minister of the Crown and instigated the
offence, His Honour goes on to say:
and which required considerable weight to
be given to the fact that Harris was
seventy-four years of age and a man of
hitherto good character.
Your Honours, it becomes apparent, in our submission, that what His Honour is dealing with
prior to page 412 line 12 is, as it were, an
objective sentence and then His Honour turns
to a direct comparison of what Mr Justice Carruthers
did with His Honour's personal view.
This is instructive, in our submission,
for this reason: a sentencing judge has a broad area of discretion, and should have, in society's
interest. Judges are not to be taken as compelled
to reach universal and precise agreement in differing
circumstances. His Honour did not embark on any examination of what sentence Harris might
have received before Mr Justice Roden on the
material admissible and evaluated by
Mr Justice Roden. This process is all one-sided,
in our submission, and that can only mean that
the principle underlying the reasoning is the
principle that His Honour states at the conclusion
of his examination of the question of error and,
before His Honour turns to the question of whether
the Court in its discretion should intervene,
at page 416 of the appeal book, after examining
the passage from Your Honour the Chief Justice's
judgment in LOWE, His Honour concludes:
The intervention of the court in the present
case, where there is manifest discrepancy
between the sentence passed on Harris and
necessary to disclose publicly that the the sentence passed on the respondent, is crime committed by the respondent was more heinous than that committed by Harris who was the most culpable of the other conspirators;
and to remove forever, by imposing a sentencewhich does reflect the respective degrees of criminality in the offences of the respondent and Harris, any suggestion that the criminal justice system has been allowed to operate to favour a Minister of the Crown but not a private citizen.
C2Tll/2/SDL 15 9/9/88 Jackson Such suggestion could only arise on the basis
that the first sentence was the right one and
His Honour's reasoning, to get from 412 to 416,
passes through the passages I have taken the
Court to concerning the confirmation by the Court
of Criminal Appeal of the sentence of
Mr Justice Carruthers,continues to deal with
that matter at the top of page 414:
that when the Court of Criminal Appeal confirmed
the sentences passed by Carruthers J -
I am sorry, I will go back.
(Continued on page 17)
C2Tl 1 / 3/ SDL 16 9/9/88 Jackson MR JAMES (continuing):
His Honour reasoned that when the
Court of Criminal Appeal confirmed the sentences
passed by Mr Justice Carruthers it did not more than confirm that they were
in the appropriate range of sentences
that might have been imposed and that
therefore he was not bound absolutely to them and could begin his reasoning by recognising that there was a lesser
sentence that might have been appropriate
to Harris or Hilton. But even on that
footing he was still obliged by reason
of the respondent's criminality being so
much greater than that of Harris who stood
at the head of the others to fix a sentence -
and if I might stop there, Your Honours. If
His Honour had said, "to fix a sentence which was
more severe than the sentence he would have passed
on Harris," this passage might not have been in
error. But what it says is: which had to be more than seven and a half
years -
and His Honour's comparison has been with the numbers.
His Honour then sets out the passage from the trial
judge's judgment at page 9 concerning his own
responsibility and continues:
but in his exercise of his own discretion in
the matter his Honour was bound, to ensure
that Jackson was sentenced for the criminality
involved in his conduct and of necessity this
required him to consider the appellant's
conduct as much more heinous than that of
Harris and sentence accordingly.
There is nothing in the trial judge's reasons which
in any way suggests that he did not properly weigh the applicant's position as minister of the Crown
and his culpability in the light of what was
revealed before him as to the culpability of the
co-offenders.
DAWSON J: Except the result.
MR JAMES: Well, Your Honour, that is only if one takes the
view that that first sentence sets a bench-mark.
DAWSON J: It does set a bench-mark in a sense, not one that is
utterly binding, but it must, if it is to be taken
into account, how otherwise is it to be taken into
account.
C2T12/l/VH 17 9/9/88 Jackson
MR JAMES: Well, Your Honour, the problem that presents is - Jackson was not heard at all before the first judge.
The materials concerning the current legislative
attitude to maxima in cognate offences, minor though
they might be, were not before the first judge.
There was no argument put to the first judge. He
was sentencing for this offence, for a common law
misdemeanour with no assistance of any kind andfor an offence where the discretion was very wide
and literally had to take what he could as a figure.
DAWSON J: Mr Justice Roden himself recognized that the other
sentences had to be taken into account. How otherwise do you take them account than seeing them
as setting a certain level?
MR JAMES: As being sentences within an appropriate range. DAWSON J: Well, that is a sort of bench-mark, is it not?
MR JAMES: Well, perhaps, Your Honour, I do not want to use
words - - -
DAWSON J: We do not want to get into semantics,no. But it
does set a level, if I can use that term.
MR JAMES: Oh,yes. DAWSON J: And that is all His Honour is saying here. MR JAMES: But the way in which His Honour Mr Justice Roden and the Chief Justice took it into account, in our
submission, is perfectly correct. This is -on a
full examination of this judgment, in our submission,what Mr Justice Lee is doing is taking it into
account a different way.
DAWSON J: Why? He says, "I look at the level, which is demonstrated by those other sentences; I say that
this man's offence was much more heinous and requires
a greater punishment,fl and therefore, he comes to the conclusion he does. What is wrong with that?
MR JAMES: Because, Your Honour, in that sense, what His Honour is saying, is that - the ·way in which His Honour does
it is to look at the culpability as reflected in the
figures and as confirmed by the Court of Criminal
Appeal.
(Continued on page 19)
C2Tl2/2/VH 18 9/9/88 Jackson
MR JAMES (continuing): At no stage does His Honour deal for himself with the range and the discretion or
the question of tariff. In Mr Justice Lee's
judgment one does not find any adequate reflection
of the breadth of the discretion of the trial
judge, in fact, the judgment is expressed inabsolute terms including an absolute rule that a
minister would have to receive more. That there
is a general rule is something one could not
quarrel with, but- this is stated in absolute
terms. Rather than in saying, "We have got a very
good indication of the range here.", what His Honour
seems to be saying is that first sentence defined
the culpability and in that respect seven and a
half years must have fallen short.
Now, I am not saying he is reducing it to years
upon Harris of five years. That sentence would
and months with absolute precision but the discretion
in this case is so wide as to have permitted
have fitted with a seven-and-a-half year sentence
for Jackson entirely. When it comes to the question
of dealing with such a problem as a connnon law
misdemeanour,of which there are many still remainingin New South Wales, a trial judge has of necessity,
a very broad discretion. That was recogniz8d by
the Chief Justice and Mr Justice Roden but not by
the majority at all. This is not, in our respectful submission, a matter of consistency that is being
raised here, it goes close to being a matter of
uniformity of reasoning and discretion, particularlysince the principle that was invoked was the tOWE
principle, that being a principle which really turns
on the proposition that in order to assuage the
justifiable sense of grievance and for the purpose
of avoiding a sense of injustice, an otherwise
appropriate sentence may be reduced.
DAWSON J: But the I.OWE principle flies out the window
once you decide the offences are of a different character because of the character of the
participant?
MR JAMES: Well, it was the principle on which Mr Justice Lee relied when it -
DAWSON J: No, it was not, with respect. What he was saying is, "I am prepared to accept that the sentences
imposed on the others were proper and appropriate
sentences." Now, upon. that basis this man, because
his offence was so much greater, has to receive
a greater sentence. That is not inconsisent with
anything said in LOWE.
MR JAMES: Yes. At page 415, which I would come to, Your Honours, where His Honour says - connnences
C2T13/l/MB 19 9/9/88 Jackson with the reasoning at the bottom of page 414:
In short, even if his Honour looked upon the
sentence of nine years imposed upon Harris
and confirmed in the Court of Criminal Appeal,
as not being an absolute guide which he must
follow, the sentence of seven and a half years
imposed upon the respondent could never besaid to be :(Jne -:-1hich properly allowed for the
respective criminality of the respondent and
Harris. Although his Honour had said in his remarks on sentence:
"As a general rule, when there is a conspiracy
involving corrupt practice by the holder of a
high public office, the holder of that office isto be regarded as the most culpable."
the sentence imposed failed to treat the
respondent as the most culpable.
With respect, that is not so.
DAWSON J: He was not setting out to follow anything that
was said in LOWE. LOWE says that :you should, if possible, speaking generally, avoid disparate
sentences. What His Honour was, for the reasons
which he gave, setting out to do, was to impose
a disparate sentence.
MR JAMES: Well, Your Honour, at page 415, line 15 approximately, when he deals with the question of discretion
on intervention, he says:In my view, the very nature of the case, involving as it does a Minister of the Crown
who has been party to a conspiracy involving
the taking of bribes, requires that the court
interfere and re-sentence the respondent.
The significance of disparity in sentencing was
considered by the High Court in LOWE V THE QUEEN. (Continued on page 21)
C2Tl3/2/MB 20 9/9/88 Jackson
MR JAMES (continuing): And he goes on to refer to LOWE and the judgment of this Court in that and says
at page 415, last four words:
That case is not directly in point here but the observation of.Mason J
at p 610 set out below in my view, states
a proposition which is also applicable
to the case of a sentence passed upon a
co-offender which is lower than than
passed upon another co-offender whose
crime involves less criminality.
And then sets out the now famous passage from that
case referring to the badge of unfairness. What His Honour had said before turning to the discretion
to intervene, however, is there was a manifest
discrepancy between the sentence passed upon the
respondent and that passed on Harris, yet the
respondent's crime was more heinous. So that he is examining, in our submission, the two sentences.
DAWSON J: Of course he is because he is saying they are not comparable.
MR JAMES: But he goes on, Your Honours, to say as the Court of Criminal Appeal confirmed the sentence passed on
Harris the only conclusion open is that the sentence
passed upon the respondent is manifestly inadequate. in the reasoning and the comparison and that comparison being only one way, rather than seeing
how Mr Justice Roden might have dealt with Harris.
Your Honours, the balance of the material - - -
DAWSON J: If I could just finish this off, and I will not interrupt again, Mr James. All I am saying is that
where you are not talking about comparable offences,
and that is the basis on which Mr Justice Lee
proceeds, then LOWE's case has little to say.
MR JAMES: Yes, I accept that, Your Honour, but, of course, if one is not talking about comparable offences,
intervention of this nature, in this way, by this
process of reasoning is probably even more
erroneous.
DAWSON J: What are you saying now? Is that what you are attacking, the fact that His Honour came to the
conclusion these were not comparable offences
because this man was a minister of the Crown?
The others participated in a lesser capacity.
MR JAMES: That is one of the submissions we make, Your Honour, that he formed an absolute rule that there is
no such absolute rule - Sir Frederick Jordan
said in GEDDES the golden rule is there is no
golden rule, and further that His Honour's findings
C2Tl4/l/HS 21 9/9/88 Jackson that in such a case service to the State,
character, not being an instigator, and such like
matters are entirely to be put aside simply
because of the existence of the office, and it is interesting that His Honour examined those
matters in order to look at the question of
comparability and then he said that because of those
matters this leads one directly to a consideration
of the criminality of the respondent compared with
that of the other conspirators at page 412, and in that sense what His Honour has done is
to adopt they are not similar, because of thatabsolute rule, but then to embark on the comparison.
Your Honours, the trial judge reasons
in this case were carefully expressed, carefully
reasoned and carefully examined by the minority.
In our submission, there is no error of principle.
nor error in the conclusion to be found in them
once one recognizes the breadth of the trial judge's
discretion, and indeed there is nothing, in our
submission, of any substance in what the majority
says that so recognizes the breadth of that
discretion.
(Continued on page 23)
C2Tl4/2/HS 22 9/9/88 Jackson WILSON J: Are you saying that there is, therefore, no basis on which one can infer error simply by
reason of manifest inadequacy?
MR JAMES: No, Your Honour. The Crown has in this case simply appealed on the ground of manifest
inadequacy and conceded before the trial judge
and on appeal that no parity upwards principle
operates. In this case, when one is dealing
with such a broad discretion - - -
WILSON J: So, therefore, the Crown is not pointing to
any manifest error, if I can use that term.
MR JAMES: Instead of manifest inadequacy, yes, Your Honour. WILSON J: And it is simply saying, "Look at the sentence.
The judge must have erred. We can't point out what the error is but it is to be inferred from
the fact of the sentence viewed in the light of
the circumstances".
MR JAMES: That is right, yes. Well, one way, Your Honour,
of perhaps referring to manifest inadequacy is
that it should be plain without demonstration yet
if demonstration is embarked on, one is really
dealing with something else and if demonstration
is embarked on by the examination of new principlesin order to show that the sentence is manifestly
inadequate, then that reasoning must be wrong.
WILSON J: Although, I was going to ask you, I understood
you to acknowledge that in the early pages of his
reasons, Mr Justice Lee does express the conclusion
that without turning to any principles that the
sentence is, in his view, manifestly inadequate.
MR JAMES: No, Your Honour. What I did put is that he does express the conclusion that the sentence is
manifestly inadequate but he does so by embarking
on a process of reasoning in order to produce that conclusion and that concludes - - -
DAWSON J: If that is right, it would be dangerous for a court
to give its reasons in a case of manifest inadequacy.
MR JAMES: Oh no, no, there would be nothing wrong with a court pointing out that the range in this particular
matter is in the region of this, this and this and
we are able to say that because of our experience.
Indeed, it might even end up that the court has to
act in these matters - or a trial judge has to act
in these matters - as he would when assessing
general damages and PLANET FISHERIES V LA ROSA -
he relies upon his experience, his findings and
produces that which is proportionate but, to
C2Tl5/l/SH 23 9/9/88 Jackson interfere with it on the basis that he is patently,
plainly wrong either requires the sent~nce to be
so far beyond the range that one says, "Gosh,
this is completely outside experience" or one
embarks on the process of seeking for error.
Now, in this case, His Honour has sought to
demonstrate the inadequacy by the reasoning and
that is not, in our submission, the way in which
manifest inadequacy is normally detected though
there is no objection to embarking on a reasoning process provided that if one does so one does not
have to support the conclusion - - -
DAWSON J: But it is really an argument that the very intricacy
of the reasoning demonstrates that what was said to
be manifest is not manifest.
MR JAMES: Yes. There is that argument and there is the further argument that these principles adopted in
it were wrong and, if that is necessary to supportthe manifest inadequacy, and one adds to that, of
course, that when it comes to the detection of
manifest inadequacy, it is the experience of the
judges to which one has regard rather than one's
personal view. In that sense, it is very important
that the trial judge delivered extensive reasons
to permit a full examination of principle of hisjudgment; that the Chief Justice dissented and did
so upholding the trial judge's reasons and that in
that regard there was little guide to the trial judge
by way of precedent so that he is adopting that
almost unique role of the connnon law judge sitting
on a connnon law misdemeanour.
(Continued on page 25)
C2Tl5/2/SH 24 9/9/88 Jackson
MR JA:t1ES (continuing): When the Court of Criminal Appeal came to its examination it placed this case in
a special category, that is the absolute rule
relating to a minister of the Crown and, in
essence, put it in a special category ofsentencing. That is to say, that, unlike any other
case, in this case, good character is to be irrelevant.
BRENNAN J: Mr James, if I could just take you to the bottom of page 410 and the top of page 411,
where His Honour says that:
The sentence imposed in my view,
falls_significantly short of what was required.
If it had stopped there, then we would not have been involved in the argument of what followed
with respect to LOWE's case and comparative
sentences. But if that was His Honour's view, then
your first argument, and that alone, would have
had to have been examined. Is that right?
MR JAMES: Yes, and the argument that what had happened had been His Honour substituting his own
views for the trial judge. In essence - - -
BRENNAN J: Well, that is his duty, is it not, once he
comes to the conclusion that the sentence failed
to demonstrate the public's denunciation of the
conduct?
MR JA:t1ES: Your Honour, on a manifest inadequacy, provided he comes to the conclusion that exercising his
judicial function on appeal from a discretion,
rather than substituting his own view for the
trial judge, there is shown to be here an exerci§e of discretion beyond the legally permissible range, then it is his duty to impose
his own view as to sentence.
MR BRENNAN: Yes. MR JA:t1ES: But it is not his duty to impose his own view as to sentence for the purpose of detecting the
error.
MR BRENNAN: Well now, it may be that one does not otherwise
detect the error, except to see that it is so disparate
from what the judge, in his view of what the tariff is
for this particular offence, regards as appropriate. I mean,
it is comronplace in courts of criminal appeal.
MR JA:t1ES: Of course. Your Honour, in fact in the judgment in TAIT AND BARTLEY, at 475 to 477, deals with exactly this
and we would not quarrel with a circumstance where
an appellate court, having regard to judicial
experience and an appropriate range, saying that if
C2Tl6/l/JM 25 9/9/88 Jackson necessary, to support its findings - though not
necessarily - says, "This is outside the range.",
but that is not what His Honour did. What His Honour said was: The sentenced imposed in my view,
falls significantly short of what was
required.
Now, in order to support that statement, His Honour
embarks upon the reasoning subsequent to page 411,
and in order to produce that statement His Honour
has developed the proposition that you give no
weight to the fact that he was not the instigator;
you are required to denounce his conduct because
he was a minister of the Parliament and he
continues, which clearly is part of his reasoning,
that it was not open for him to receive any weight
for character or service to the State. Such a principle, of course, would mean that if someone
went into office five minutes and committed grave
sins, he would be weighed equally with someone
who had been in office for 30 years of valuable
service to the State.
BRENNAN J: Mr James, if His Honour, as a matter of his own impression, came to the view that this sentence
fell significantly short of what was required, itwould be his duty, would it not, to check that first judicial impression against a variety of
circumstances. One would have thought that the best circumstance against which he could check it
was the sentence passed on the other co-conspirators.
(Continued on page 27)
C2Tl6/2/JM 26 9/9/88 Jackson
MR JAMES: It would be his duty to check it firstly against the sentence of the instant trial judge in the
context of what the Court of Criminal Appeal
in fact did do, which was merely to say, as theChief Justice pointed out, that the prior sentences
were within the discretionary range and then,
perhaps, to turn to the first trial judge?
BRENNAN J: He has, on one view of this judgment, Mr Justice Lee has, first of all, his own impression;
secondly, he has the clear con~:ction that the
criminality of Jackson exceeds the criminaJity
of the co-conspirators and he has a sentence
imposed on the co-conspirators confirmed by the
Court of Criminal Appeal?
MR JAMES: No, Your Honour, with respect, it was not confirmed.
What it was, was - all that the Court of Criminal
Appeal said was, as a legal proposition, "These
sentences are within the range". Indeed, they went so far as to reduce the non-parole period
of one of the - - -
BRENNAN J: I thought you said they usf!d the word "confirm"? MR JAMES: Yes, but that was purely formally and the
Chief Justice makes that very plain as does
Mr Justice Roden when they examine the role of
the Court of Criminal Appeal. That is why we
have one of the submissions here that the majority
here mistook the role of the Court of Criminal
Appeal, and it was, after all, the Chief Justice
who had sat on that appeal and on this.
Your Honours, the matters we have referred
to in our written submissions, in paragraph 7,
where we refer to the specific criticisms of
such matters as the examination by the majority the reasoning of the trial judge, relate to of the weight to be given to character; the
weight to be given to the fact that he was notan instigator, the weight to be given to his public service and we refer there to MALLETT
V MALLETT for the proposition that matters ofweight alone, or merely of weight, would not support appellate intervention on the exercise
of a discretion.We seek nothing new there but we do submit
that such errors and the detection of such errors
in the Court of Criminal Appeal's reasoning -
the reasoning of the majority - does allow one
to detect that the true basis of the decision
C2Tl7/l/SDL 27 9/9/88 Jackson that Mr Justice Roden was in error was really a
disagreement of a personal nature with result
rather than the performance of that difficult
function in defining the proper ambit of discretion
and, in that sense, we rely on what is said in
paragraph 7 to support the conclusion that at
the end of the day, what really was being done
here was a comparison between the first sentence
and the second sentence.
MASON CJ: But that is an acceptable ground of intervention in relation to discretionary judgments, that
the end result is unreasonable?
MR JAMES: Yes. Your Honour, I accept that that is an acceptable ground of intervention but what
we submit here is that in order to get there,
by looking at these weighted factors, what
Mr Justice Lee had to do was to give to factors
which normally must receive weight in any crime
no significance in this particular crime at alland that is the way he reasoned to that conclusion.
(Continued on page 29)
C2Tl7/2/SDL 28 9/9/88 Jackson 11R JAMES (continuing): Indeed, if one looks to the pas~age that
His Honour cites in his judgment at page 411,
lines 10 to 25, in what the trial judge has done -
WILSON J: And you would say that the questions of relative weight accorded to the facts of the case by the
Court of Criminal Appeal raised a point of special
leave?
11R JAMES: No. What the Court of Criminal Appeal did,was, in effect, to say matters which are normally given
weight should not be given weight at all, and if
they had to do that -
WILSON J: In their opinion, in their evaluation of the
circumstances of that case.
11R JAMES: Yes, that is so. It is almost expressed as an absolute rule in circumstances of persons in high
office who have instances of corruption, Your Honour.
It is not really expressed as a matter personal
entirely to Jackson. But it was a matter that Mr Justice Roden had regard to when he put character
in context. At page 362 he says: As a general rule, when there is a conspiracy
involving corrupt practices by the holder of
a high public office, the holder of that office
is to be regarded as the most culpable. By
virtue of his office, he has the power tomaintain or destroy the integrity of the great
institutions upon which our way of life depends.
Wholesale corruption in high places can destroy
the very fabric of our society. As the Minister of the Crown responsible for the State's prisons,
the prisoner Rex Frederick Jackson was theholder of such high public office.
That having been said, the very fact that
there are varying degrees of culpability in
offences of this nature, requires that regard be had -to the nature and extent of tr..is particular conspiracy
For the prisoner is to be sentenced on the basis
of what was established against him in this trial.
Your Honours, when His Honour turns to character, as
he does at page 365, after reviewing Jackson's frailty
in financial affairs arising from his obsessive
gambling, His Honour goes on to say:
The tragedy is all the greater by reason of the quality of the man it befell.
Approximately line 18:
On the one hand he is a self-made man, described
as a rough diamond, tough, always a fighter in
C2Tl8/l/VH 29 9/9/88 Jackson one sense or another, a battler who made good.
On the other hand, according to the succession of character witnesses who gave evidence for
him before the jury, a caring and compassionate
man, hard working, respected on both sides of
politics for his mrk :in ParlianEnt and as a Minister
and regarded as a man of honesty and integrity
by witnesses, two of whom had for many years
been his Parliamentary and political opponents.
At the end of thirty-one years of
Parliamentary services, it is now his life that
is in tatters, for a disclosed gain which,
so far as the evidence goes, did not exceed
$20,000.000. That sum is as insignificant
alongside the life it has ruined, as it is
alongside his current crippling debts.
I have set out a little more than Mr Justice Lee set
out, at page 411. But the trial judge went on to say: The true measure of his criminality, however,
is not to be found solely in how much or little he gained, or in how much or how little society
may have suffered through the early releases
of the prisoners he procured. Its true measure
lies in the undermining of the institutions and
the principles on which we depend.
And His Honour deals with corruption in high office and sets that character in that context. And indeed, on
a full reading of page 411, in Mr Justice Lee's
reasoning, it is our submission that Mr Justice Roden
has done very much the same thing, that is say, set the question of character in the context of a person
holding high office who commits a crime relating tothe performance of his office.
(eontinued on page 31)
C2Tl8/2/VH 30 9/9/88 Jackson MR JAMES (continuing): And from there on what His Honour
is doing is either adopting a wrong principle
or giving wrong weight to the way in which good
character should be regarded.
Your Honours, I am reminded that in response to a question put to me by Your Honour the Chief Justice,
answered that unreasonableness is a basis for
intervention but it must be such unreasonableness
as is patent, unreasonableness in the sense of the
result demonstrating that there must be that such
error.
MASON CJ: Yes. If a sentence is manifestly inadequate on
the face of it, then, of course, there is warrant
to intervene notwithstanding that you cannot showthat irrelevant considerations were taken into
account or relevant considerations were omitted.
MR JAMES: Yes, we accept that, Your Honour, but this was not such a sentence. It was Mr Justice Lee's view that,
in his view,he would not have sentenced at this level
but no examination was made in short form, we would
say, of a comparison between Mr Justice Roden's
general level of sentencing in this conspiracy
and Mr Justice Carruthers.
Your Honours, our submission is that what happened in this case was wrong in principle and
lays down a principle for appellate intervention
going well beyond anything suggested in TAIT AND
BARTLEY, going well beyond anything referred to
in the Court of Criminal Appeal in HAYES and, in
effect, returning to the position as it was before
WHITTAKER when the Court was of the view that the
Crown had a right of appeal which simply allowed
substitution by the Court of Criminal Appeal of
the sentence it, itself, would have passed. That
has been a doctrine that has not existed in
Australia, at least since TAIT AND BARTLEY. The essence of detection of manifest inadequacy, we would submit, is the experience of the judges and
one must invariably have some doubt about thatwhen one has a conflict between judges as to the
appropriate level of sentencing. That conflict
might be resolved by some statement of general
principle from the Court of Criminal Appeal as
was done in POYNER when the matter came before
this Court and the Court of Criminal Appeal had
held on a prisoner's appeal that it was time the
tariff was increased and did not reduce thesentence, although excessive, to the level that
would have reflected the position prior to its
statement but this is not such a case. As the
Chief Justice points out, there is no statement
of general guidance being given yet the two
principles adopted are such as to form precedent.
C2Tl9/l/SH 31 9/9/88 Jackson In our submission, special leave should be
granted and the appeal upheld.
MASON CJ: Thank you, Mr James. Yes, Mr Blanch.
MR BLANCH: May it please the Court, I hand up an outline of the Crown's submissions.
MASON CJ: Thank you. Yes.
(Continued on page 33)
C2Tl9/2/SH 32 9/9/88 Jackson
MR BLANCH: May it please the Court. If instead of addressing that outline in detail, Your Honours, if I might
go directly to the points at issue that are raised
in the course of my friend's address. The first
matter that I would wish to submit is this;
it is clear that in order for a matter of special
leave to arise here it is necessary for the
applicant to show that there was some failure on
the part of the majority in the Court of Criminal
Appeal to appreciate the proper principles of
intervention on a Crown appeal. Those principles
have been clearly stated as involving the demonstration
of an error of principle or an error of assessment
of facts and that either of those errors can beshown from the manifest and adequacy of the sentence
itself.
In our submission, there is no question about
those principles nor is there any question about the
fact that His Honour Mr Justice Lee applied those principles in the judgment that he gave. Without
reading in detail from the judgment of His Honour,
the passage has already been pointed out at page 409
of the application book where at the very beginningof the judgment His Honour concluded that the
sentence was manifestly inadequate. He proceeded then through the next couple of pages to the top
of page 411 where he again said that:
The sentence imposed in my view falls
significantly short of what was required.
It was unnecessary for His Honour to go any further
in applying the principles of law in looking atCrown appeals than that in order to show that
the sentence was an erroneous sentence, there had
been a miscarriage in the trial judge's discretion
in imposing sentence such as would warrant the
intervention of the court. The second point that my friend wishes to establish is that what His Honour in fact did was to apply the principles of disparity
of sentencing in respect of a lower sentence in
comparison to previous higher sentences that had
been imposed. In our submission, that is certainly
not what His Honour did at all.
It may be possible to demonstrate that by
briefly referring to His Honour's juagment but the
format of His Honour's judgment was simply to state,
as I have just indicated, right at the very beginning
in the opening two or three pages, that the sentence
in his view was manifestly inadequate. He then, at page 411, proceeded to look at the question of
the degree of weight that was given to the character
of the applicant as opposed to the criminality
involved in the case in the exercise that any judge
C2T20/l/MB 33 9/9/88 Jackson goes through in imposing a sentence. His Honour
came to the conclusion that the trial judge had
given too much weight to the question of character
and he pointed out that there were special
considerations in the case, not just the case of
a holder of high office but a holder of high office
who had betrayed that very office in the connnission
of the offences. He makes that abundantly clear at about line 27 on page 411 where he says:
who cormnits a crime relating to the performance
of his office.
That was the first matter that His Honour looked at.
Then on page 412 he said, on line 8:
It follows from what I have just said that
the high degree of criminality involved in
the crime under consideration demanded asentence which could not be significantly
reduced ...... and this leads one directly to
a consideration of the criminality of therespondent.
(Continued on page 35)
C2T20/2/MB 34 9/9/88 Jackson
MASON CJ: Compared with that of the other conspirators. MR BLANCH: Yes, Your Honour. MASON CJ: So that up to this point your submission is that His Honour was directing himself to manifest
inadequacy in the abstract, otherwise than by
comparison with the other offenders?
MR BLANCH: Yes, but the next point I wish to make is this, that my friend comes to this line and says
that from this point onwards His Honour is lookingat the principle of disparity. In our submission
he is not doing that at all. What he is doing is looking at the criminality of the respondent.
He is embarking upon a comparison of the criminalityof the respondent comriared to the other conspirators and he uses that word 'criminality of the respondent"
on a number of occasions. I will not take the Court
to all of them but it appears in that line when he
starts off the introduction of what he is doing,
he is saying, "I'm considering the criminality
of this respondent as compared to the others",
and then down the bottom in the second last line
he refers to "the criminality of the respondent"
again and that same phrase occurs again and again
over the next few pages.
What he is doing in these pages is not, as my
friend says, applying a legal principle of parity of
sentencing, but examining comparisons of criminality
between the applicant and the other offenders and
he concluded, as a result of that, that the
criminality of the respondent was greater. I will not go to the detail of that but some of the other passages read out, the passage that was read out about Harris' criminality was less than
Jackson's - - -
MASON CJ: That is a rather meaningless distinction, is
not it, because when you read on immediately after the commencement of the discussion, the
discussion centres not only on criminality but onthe relative sentences that have been imposed?
MR BLANCH: Yes, Your Honour. It must go on to that to make it relevant to the considerations in hand.
What he is concerned to do at this stage is to
look at the criminality of this respondent and
to weigh it up; in other words, to embark upon the same exercise that was embarked upon by
the sentencing judge. The sentencing judge, as any sentencing judge is bound to do, is bound to weigh
character on the one hand, subjective features,
against the objective circumstances of the offence
itself, and he dealt immediately with the subjective
circumstances when he was talking about character.
C2T21/l/HS 35 9/9/88 Jackson He is now dealing with the objective circumstances
and comparing criminality. He must then come to a question of comparison of sentence and he does that.
He comes to the point at page 415 of looking at the
question whether discretion, whether within the
the court's discretion the court should interveneand decides that the court should intervene, and
Crown appeals are always dealt with on that basis,
from a practical point of view, by the Court of
Criminal Appeal of first determining whether there
has been an error and secondly, if there is an
error, whether it is such an error as requires
the exercise of a discretion to intervene and
impose another sentence.
TOOHEY J: Mr Blanch, is it not apparent from the reading of His Honour's judgment, that is Mr Justice Lee's,
that having decided that Jackson's criminality was
greater than that of Harris' and Harris having
received a sentence of nine years it followed, in
His Honour's view, that Jackson's sentence must be
greater than the nine years imposed on Harris?
MR BLANCH:
With just this exception, Your Honour, and this is precisely where we have come to in the reading of what His Honour says, and this is at the bottom
of page 415, when he came to that point of discretionary intervention he then looked at
LOWE's case. It was only then that he looked at what was said by this Court in LOWE. (Continued on page 37)
C2T21/2/HS 36 9/9/88 Jackson
MR BLANCH (continuing): He said that the bottom: That case is not directly in point here -
but then referred to some of the observations of
principle in the case. Then again, at the bottom of page 416 at line 29: Making due allowance for the fact that the learned sentencing judge was not - nor are
we - bound absolutely to the sentence of
nine years penal servitude imposed upon
Harris and, bearing in mind that in a
Crown appeal -
et cetera. So he addresses that question and my answer to Your Honour's question is this: that
he was looking at a situation where a sentencehad been imposed by the Court of Criminal Appeal
on an earlier occasion - had been imposed by a
sentencing judge on an earlier occasion and
confirmed by the Court of Criminal Appeal, and even
allowing for the fact that that simply meansthe Court of Criminal Appeal confirming that
it came within a tariff of sentences. He adverted
to that and it is difficult to see how in imposing
a sentence for a conspirator involved in the same
conspiracy it would have been impossible not to adverted to it. It was a level of sentencing in the form of words that Justice Dawson used to
describe it; it was a level of sentence that had
been imposed. This Court was making a determination
then of what the appropriate sentence should be and it was a factor taken into account. If the court had disagreed with it, no doubt the court
could then have imposed a completely different
sentence.
TOOHEY J: I am not sure that that is an answer. You speak in terms of parity or disparity but, in truth,
does His Honour do more than decide that the criminality of Jackson being greater than that of
Harris, the sentence appropriate in Jackson's
case - Harris having received a sentence of nine
years imprisonment - must be greater?
MR BLANCH:
Your Honour, the answer to that is he does something more than that - he would do nothing
more than that if he accepted without question that he was bound by a sentence of nine years imposed in the case of Harris. But he did not
accept : that; he did not say that. He said, in fact, the opposite and that is why I was taking Your Honour to that statement at the bottom of page 416. TOOHEY J: Yes, I appreciate that, but if you go back to the
foot of page 413 where His Honour said:
C2T22/l/JM 37 9/9/88 Jackson In my view his Honour -
speaking of the trial judge -
however fell into error in adopting a line
of reasoning which disregarded the fact that
Harris, who was most culpable of the others,
had received a sentence of nine years and a
non-parole period of four and a half years for
a crime which was considerably less heinous
than that committed by Jackson and which
required considerable weight to be given -
et cetera. Is not that really taking the nine
years as the bench-nark for the sentencing of than that of Harris', the sentence must, in
His Honour's view, exceed nine years?
MR BLANCH:
He was dealing there, Your Honour, with the question of comparative criminality and - - -
DAWSON J: Why should he not take it as a bench-mark? I have asked this question before. If he
decides, as he obviously did, that the
nine and a half years - there was nothing wrong
with that, why should he not take it as a
bench-mark?
MR BLANCH:
There is nothing at all wrong, Your Honour. I would not be seeking - - -
DAWSON J: There seems to be some feeling that the word
"bench-mark" is taboo.
MR BLANCH: Your Honour, I would not be seeking to defend de point where he simply accepted without analysis
the sentence of nine years and going on from there.
What I am saying in answer to Justice Toohey
about the matter is that he did in fact analyse it; he did accept it. He did, in his own assessment
of the situation, accept that this was an appropriate
sentence and he then imposed an appropriate sentencehimself. In short, he did not abdicate his
responsibility. The total sentence that he has passed and his reasons for sentence indicate that
he has not abdicated his responsibility to consider
the whole matter, to consider the criminality and
to impose an appropriate sentence, having concludedthat the first sentence was manifestly inadequate.
C2T22/2/JM 38 9/9/88 Jackson
MR BLANCH (continuing): And so it is not a technical matter of parity of sentencing at all that arises in the context
of the case. As has been indicated, the Crown appeal was conducted in the court of the basis of simple,
manifest inadequacy.
DAWSON J: It is really - it is not a case of parity of sentencing at all, it is a case of relativity of sentencing.
MR BLANCH:
Yes, sentencing, yes, for relative criminality, exactly, yes.
That is precisely what the judgment
is devoted to. There was one factual matter that
I wish to advert to, and that was a question that
arose as to the amount of money paid to the applicant.
Various passages were read out and a summary of them
appears at page 351 of the appeal book and following.
This was an important point and an important point made in the context of assessing the criminality and assessing relative and comparative sentences,
because the learned sentencing judge went through an
exercise of attempting to gain some idea of what
relative sentences were provided in other statutes
and looking at a general tariff.
If I might just, first of all, come to the
question of just the actual facts. The importance of the facts, in our submission, were that even if
you look at a particular offence and a particular
penalty, what this case concerned was a course of
conduct over a period of time, and that was a point
that was forc,ibly made by Mr Justice Lee in his judgment. Instances are enumerated here in the
sunnning up of the judge on the question of sentence.
There were just two other factual matters that I would
refer to briefly. One was a piece of evidence that actually appears in the appeal book, but in the course
of the sunnning up by the judge to the jury, at page133,dealing with a telephone call after the release
of what was called the "Broken Hill Three," and it
was a telephone call between Jackson and Harris, where
Jackson said to Harris words to the effect that, "We're going to have to watch ourselves in the future."
And this was because of a suggestion that some word
had leaked out in Broken Hill gaol about the release
of these three prisoners and some other prisoner had
had to be released so that there would not be a fuss. There is another piece of evidence which is not in the appeal book and it relates to another telephone
call - an intercepted telephone call - between
Jackson and Harris where Jackson expressed the sentiment
that in April 1983, "We can do plenty between now and
August." I only make those comments about the facts
on the basis of some brief attempt to demonstrate
the ambit of the conspiracy alleged by the Crown, and
C2T23/l/VH 39 9/9/88 Jackson it is an important factor, in our
submission, because when one comes to the question
of sentence, the important factor is that it is a
conspiracy that went over a long period of time.
I wish to make this further submission. It was a
submission that was made to the Court of Criminal Appeal. It is the submission that is referred to
in our outline of argument in paragraph (5). As
I indicated, it is not specifically reflected in
the judgment of Mr Justice Lee, but it is a submission
that I would raise again on this point: that the
sentencing judge, in arriving at his sentence,
attempted to ascertain a tariff and, in doing that,
a number of statutory provisions were referred to him and he, in general terms, accepted that there
was a general practice of sentencing or a tariff
of somewhere between two and seven years ., I.n the outline - if the Court wishes me to take it to that, in the judge's assessment of that,
.
I will. I refer to them - it is particularly at pages 359, 360, 361 and 362 of the appeal book.
(Continued on page 41)
C2T23/2/VH 40 9/9/88 Jackson
MR BLANCH (continuing): That is where he looked at atariff situation. The point that we sought to
make in the Court of Criminal Appeal and would
seek to make again here is that there were a number of statutory provisions providing for higher penalties than that that were not referred
to. The Chief Justice in his dissenting judgment
on the question of sentence refers to section 33 of the Commonwealth CRIMES ACT which, by itself,
carried a higher maximum penalty. We do not suggest that there is any great benefit to be
obtained by go~ to overseas or interstate sentences
to obtain a tariff. However, the sentencing
judge did do it and, in our submission, by doing
it, he fell into an error of accepting
being impressed by a tariff of between two and
seven years which was totally inappropriate but
the inappropriateness of it probably comes not
so much from the fact that he was talking about
that particular range of sentences for an
individual offence but the fact that the Crown's
case was a case which involved an allegation of
a course of criminality, as Mr Justice Lee said,
over a lengthy period of time which was asubstantial criminality for the reasons that
Mr Justice Lee gave and I will not address
this Court on, again,today: But it was our
submission then and it is our submission again
now that that fact by itself demonstrated a
grave error in assessing the situation by the
sentencing judge and justified the intervention
of the Court of Criminal Appeal. Those arethe submissions I wish to make.
MASON CJ: Thank you, Mr Blanch. Yes, Mr James.
MR JAMES: I might, Your Honours, in reply very quickly with the last submission; that was agitated by
the Crown before the Court of Criminal Appeal.
It found no favour with any of the justices and indeed, in our submission, on a proper reading
of page 359 to page 362, His Honour did not
define any such tariff at all. He merely
indicated that were he not constrained by
authority he would have been sentencing at a
lower level than Mr Justice Carruthers and
proceeded to pass sentences in recognition of
what the Court of Criminal Appeal had done.
(Continued on page 42)
C2T24/l/SH 41 9/9/88 Jackson MR JAMES (continuing): Might I give Your Honour Mr Justice Toohey
in answer to the question you asked of my learned ' friend, two passages. Those are at page 416, lines 1 to 10, and I had drawn the Court's attention
to that passage previously. That is the passage
that connnences on 415, after dealing with LOWE.That case is not directly in point here but the observation of Mason J at p 610 set out
below in my view, states a proposition which
is also applicable to the case of a sentence
passed upon a co-offender which is lower
than that passed upon another co-offender
whose crime involves less criminality.
The passage is used to support the proposition.
The intervention of the court in the present
case, where there is manifest discrepancy between the sentence passed on Harris and the sentence passed on the respondent, is necessary to disclose publicly that the
crime connnitted by the respondent was moreheinous than that committed by Harris who
was the most culpable ..... and to remove
forever, by imposing a sentence which does
reflect the respective degrees of criminality
in the offences of the respondent and Harris,
any suggestion that the criminal justice system
has been allowed to operate to favour a
Minister of the Crown but not a private
citizen.
Your Honours, at page 414, in leading into that
matter, His Honour had said, at line 21, afterdealing with the trial judge's discretion:
but in his exercise of his own discretion
in the matter his Honour was bound, to ensure
that Jackson was sentenced for the criminality involved in his conduct and of
necessity this required him to consider the
appellant's conduct as much more heinous than
that of Harris and sentence accordingly.
(Continued on page 43)
C2T25/l/MB 42 9/9/88 Jackson MR JAMES (continuing): In our submission, His Honour did.
In short, even if his Honour looked upon the sentence of nine years imposed upon
Harris and confirmed in the Court of
Criminal Appeal, as not being an absolute
guide which he must follow, the sentence
of seven and a half years imposed upon therespondent could never be said to be one
which properly allowed for the respective
criminality of the respondent and Harris.
And His Honour then turned to what the trial
judge had said about a general rule.
Your Honours, in our submission, that
exemplifies the error in these proceedings.
As Your Honour Mr Justice Dawson did remark,
it is a matter of comparable relativity but that
relativity is defined by what is before each
individual trial judge. Jackson could not be
heard to debate the general level of sentence
or his place in them before Mr Justice Carruthers.
Your Honours, as to the questions raised
by my friend concerning facts, we should indicate
that there was extensive material before
Mr Justice Carruthers showing a criminality on
Harris' part in the further conduct of this
conspiracy and in other ways disclosed on the
substantial criminality.
tape recording which went well beyond anything of
Now, that is not something that Jackson
was ever in a position to debate or deal with.
BRENNAN J: But this was a conspiracy to get Jackson to exercise his powers.
MR JAMES: Yes, it was. BRENNAN J: So whatever was said about Harris in the other
proceedings was said within that context?
MR JAMES: Yes, but there was material divulged showing that Harris was engaged in league with Hakim
and George and Hilton to do all manner of things
including recruiting clients for a particular
solicitor, by payments of various kinds, breaches
of the gaol regulations, the activities with
the former prisoner, various other matters, none
of which Jackson had any culpability in and nor
was he ever in a position to submit, "His sentencereflects some of that, it should not wash over
on to me."
C2T26/l/ND 43 9/9/88 Jackson
MR JAMES (continuing): I am reminded, Your Honours, and perhaps this is the last thing that I should say
is that Mr Justice Roden in what he found about
the prisoner's former position did accept that
on the material before him and for that for
which he was sentencing, the prisoner was more
culpable and defined a range with no disregard
of relativity as that relativity was exposed
before him and, in our submission, that is the
proper thing to do. Unless I can assist the
Court further, they are the submissions.
MASON CJ: Thank you, Mr James. The Court will take a short adjournme111t in order to consider the course
it will take in this matter.
AT 11. 49 AM SHORT ADJOURNMENT
UPON RESUMING AT 11.54 AM:
MASON CJ: What I am about to say expresses the view of a
majority of the Court. In the light of the gravity of the offence of which the applicant was convicted,
it was well open to the Court of Criminal Appeal to
conclude that the sentence imposed upon him by the
trial judge was manifestly inadequate. That being
so, we are not persuaded that there was any error
of principle on the part of the majority in the
Court of Criminal Appeal.
We reject the submission that in increasing the
sentence imposed upon the applicant the majority
departed from the settled principles governing the avoidance of disparity in sentencing. The application
for special leave is, therefore, refused.
next Tuesday. The Court will now adjourn until 10.15 am
AT 11.55 AM THE MATTER WAS ADJOURNED SINE DIE
C2T27/l/SH 44 9/9/88 Jackson
Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
Legal Concepts
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Appeal
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Sentencing
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Charge
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