Herscu v The Queen
[1991] HCATrans 240
..
4
"I
• -.~JA
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Brisbane No B30 of 1991 B e t w e e n -
GEORGE HERSCU
Appellant
and
THE QUEEN
Respondent
MASON CJ
BRENNAN J
DAWSON J
TOOHEY J
GAUDRON J
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TRANSCRIPT OF PROCEEDINGS
AT ADELAIDE ON TUESDAY, 3 SEPTEMBER 1991, AT 11.15 AM
Copyright in the High Court of Australia
| MR T.E.F. HUGHES, QC: | May it please the Court, in this |
appeal I appear with my learned friend,
MR P.J. FAVELL, for the appellant. (instructed by
Flower & Hart)
MR R.A. MULHOLLAND, QC: If the Court pleases, I appear with
my learned friend, MR R.M. NEEDHAM, for the
respondent. (instructed by the Office of the
Special Prosecutor)
MASON CJ: Yes, Mr Hughes.
| MR HUGHES: | Your Honours, we have provided some material |
which includes the outline. There are sets; I have
the outlines on top.
| MASON CJ: | We have the outline and we have a reference to |
the sections and we have - well, that is what you
handed up. Yes, Mr Hughes.
| MR HUGHES: | Your Honours, the first count of the indictment |
is to be found set out conveniently at page 302 of
volume two and on the same page and over on
page 303 Your Honours will see, set out in
convenient form, the terms of section 87, under
subsection (2) of which the appellant was indicted
on two counts.
There are two key expressions, in our submission, in section 87,the first one of which is
to be found in subsection (1) which contains the
expression:
Any person who -
Being ..... the holder of any public office, and
being charged with the performance of any duty
by virtue of such employment or office -
The second key expression is to be found in both
subsection (1) and subsection (2). The first expression is not repeated expressly in subsection (2). The second key expression is one that make.s it requisite that the act charged or the
omission made:
be done or omitted ..... in the discharge of the
duties of -
the office holder's -
office.
Now, Your Honours, it is our cardinal
submission that the expression, "in the discharge
of the duties of the office", in a provision in an
Act of Parliament creating a serious criminal
| Herscu(2) | 2 | 3/9/91 |
offence must be taken to refer to legal duties, not
duties in some other sense. May I put it as succinctly as I can in this way: one does not
discharge the duty of an office in the context of a
section like this unless one is charged with a duty
and that means charged in the legal sense.
Now, it is true or, indeed, obvious that the
first expression to which I have referred, "being
charged with the performance of any duty by virtue
of office", is not expressly carried down into
subsection (2). We would say it is by implication
and we would further say that in any event even if
it is not it does not matter because one would
treat the words "in the discharge of the duties of
his office" as carrying the denotation orconnotation to which I have already alluded.
In the Court of Criminal Appeal, Your Honours,
the two members of the court held that the Minister
concerned had no duty or power to require the
council to do that which, on the evidence, he by
one of his officers - his principal officer in the
Main Roads Department - attempted to get the
council to do. The act charged, as Your Honours will have seen from the terms of the first count of
the indictment - and the second count is similar -
was an attempt by the Minister to ensure that the
conditions as to access to the Sunny Park shopping
centre were altered. They were conditions that had been prescribed both as to vehicular access and
pedestrian access by the Brisbane City Council asthe town planning authority under the Brisbane Town
Plan.But while holding that there was neither duty nor power in the Minister to require the council to
do anything by way of altering the access,
Their Honours Mr Justice Thomas and
Mr Justice Mackenzie deduced from a number of
provisions of the Local Government Act and the City
of Brisbane Town Planning Act, prints of which Your Honours have in the material provided, that
there was a general duty on the part of the
Minister to supervise the activities of a local
authority such as the Brisbane City Council.
I shall need, Your Honours, to examine as
briefly as I can the provisions of those two Acts
that bear upon the powers of the Minister in
relation to local authorities: the Local
Government Act and the City of Brisbane Town
Planning Act. We say - this is our submission - that in deducing that general duty from the
provisions of the Act and from the administrative
order of 1975 which marked out the sphere of
responsibility of the Minister, Their Honours
| Herscu(2) | 3 | 3/9/91 |
really came to a conclusion which, we submit, is
unsustainable in law, that the whole is greater
than the sum of the parts. Because if one goes to
the relevant provisions of the legislation and tothe terms of the administrative order of 1975, one
will see, we submit, that the Minister's powers in
relation to the activities or controlling the
activities of local authorities are strictly
circumscribed as may be thought - and, indeed, this
seems to be the policy of the legislature - is
proper. Proper in the sense that local authorities
should be given autonomy in the administration of
their local affairs subject to particular
exceptions that the legislation creates.
Perhaps the most important provision in the
Local Government Act, Your Honours, as bearing upon
this topic, is section 30 which, in the print that
we have provided, is at page 147. It sets out in a
number of paragraphs the functions of local
government. It starts by saying:
The Local Authority shall be charged with the
good rule and government of the whole or anypart of the Area and shall have the control of
the working and business of such good rule and
government.
The next paragraph confers:
full power to make by-laws -
and that power, if one turns over to page 148, is
expressed with generality but also specificity
without limiting the generality. Page 149 dealswith the by-law powers, until one comes to the
middle of the page and there there is a paragraph
which says:
The Local Authority may take any land and provide, acquire, construct, maintain, manage,
control, and carry on any work, service, or undertaking with all associated or ancillary works or services. The power of the Local Authority to take land includes power to take, with the approval of the Minister, land outside its Area that is required by it for the purpose of any function of local government.
So, that is one example of where the
ministerial power specifically intrudes upon the
range of activity of the local authority.
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| BRENNAN J: | Am I right in thinking that the Local Government |
Act was not an applicable Act in the circumstances of this case?
| MR HUGHES: | Yes, it was, Your Honour, with respect, because |
section 36(6) of the City of Brisbane Act makes
that Act applicable except to the extent to which
its provisions are excluded in the special Act.
Page 33:
Save as is otherwise expressly provided by this Act or any ordinance, where in any Act
reference is made to a Local Authority or an
Area of a Local Authority ..... the BrisbaneCity Council -
I am leaving out unnecessary words -
shall be deemed to be a Local Authority, and
the City of Brisbane shall be deemed to be an
Area of a Local Authority -
That is the provision I had in mind, Your Honour.
BRENNAN J: Although section 30 of the Local Government Act
contains provisions relating to the functions of
local government which has correspondence in
section 36(1), (2), (3) and (4) of the City of
Brisbane Act.
| MR HUGHES: | Yes, there may be overlap, Your Honour. | I am |
obliged to Your Honour for pointing that out. I can rely on either one or the other, I suggest. We have provided, on two separate pieces of
paper, summarized references to the effect of the
provisions of the Local Government Act to which
reference is made in the reasons for judgment of
Mr Justice Thomas. I do not want to expatiate upon them at any length. I shall content myself, I hope not too summarily but in the interests of brevity,
with saying that none of those sections come any where near conferring upon the Minister a power or
a duty to influence the council in relation to the conditions of consent imposed by the council under the Town Planning Act.
The Minister may do various matters and
Your Honours saw an example in section 30 of the
Local Government Act - do various things: he has
to consent to the acquisition of land outside the
council's area; he can do certain things with the
approval of the - the Governor in Council can do
certain things that trench upon the activities of
councils, but nowhere does one find - andTheir Honours in the Court of Appeal accepted
this - nowhere does one find a provision in any
| Herscu(2) | 3/9/91 |
relevant Act which gives the Minister the power or
the duty to intervene by way of attempting to
enforce his will or wishes upon a local council in
relation to a planning matter.
I should refer, in this connection, to the
Town Planning legislation itself, that is the City
of Brisbane Town Planning Act. Section 4(1),
Your Honours, says that:
Notwithstanding the repeal of the repealed
Acts the Plan under and within the meaning of
"The City of Brisbane (Town Plan) Act of
1959", as approved by the Governor in Council
shall, subject to this Act, be and continue to
be the Town Plan for the City of Brisbane and
shall have the force of law and be binding
upon and be obeyed by Brisbane City Council
and all persons whomsoever accordingly until
notification has been published in the Gazette
that the Governor in Council has approved a
new Town Plan -
And then if one drops down to subsection (2),
Your Honours, one finds in the second paragraph
this provision that:
Upon the publication in the Gazette of
notification of any such amendment the Plan -
that is an amendment to the plan, that amendment -
shall have the force of law -
and subsection (3) says that:
The Council shall proceed with the preparation
of a new Town Plan -
every seven years, apparently. The procedures for preparing the new town plan are set out and, of
course, the new town plan would have the force of law and it is under the town plan as it existed at
the time of the Minister's activities referred to
in each count of the indictment that was operative
in relation to prescribing the conditions of accessthat the Minister, through his - not one of his
local government officials - one of his Main Roads
officials sought the council to consider altering.
DAWSON J: There is no dispute that the Minister was charged
with the administration of the whole of the Act,
that is, the City of Brisbane Town Planning Act.
| MR HUGHES: | Yes. | The plan, as it existed, had the force of |
law and one would venture to submit that given that
the plan had the force of law so that the
| Herscu(2) | 6 | 3/9/91 |
conditions of access prescribed by the council had legal standing as legal requirements and given the
autonomy provisions enshrined in section 30, one
would venture to say that for the Minister to
interfere in the way that the evidence showed that
he did was the reverse of any discharge of duty;
he was doing something but having regard to those
provisions he should have stayed right away from.
| TOOHEY J: | Mr Hughes, on your argument, if a Minister is |
offered money to bring about some particular result which is not within his portfolio, but nevertheless
he knows someone in administration who may be able
to bring about that result and he agrees to
approach that person on behalf of the person who
has offered him the money, you would say there is
no offence committed under this section.
| MR HUGHES: | I would, Your Honour. |
| TOOHEY J: | Was the offence committed under any other |
section?
| MR HUGHES: | I thought one of Your Honours would ask that |
question and the answer is, probably, yes. The section under which he could be charged, I suggest,
is the section in the Criminal Code which prohibits
secret commissions. Of course, to show that there is another section does not really affect the
structure of my argument but it certainly would not
be unhelpful to my argument.
Can I refer Your Honours to - - -
MASON CJ: But, if in fact he accepted a bribe in these
circumstances, would he be committing an offence
under the secret commissions provision in the Code
if he said, "I have accepted a bribe"?
MR HUGHES : If he said, "I have accepted"?
| MASON CJ: Yes. | |
MR HUGHES: | Probably, yes. Can I take Your Honours to the sections? They are to be found in our case book. |
| Your Honours, the case book is rather thick. | |
| Your Honours will be relieved to know that I am | |
| going to refer to very few of the cases in it | |
| because this - - - | |
| MASON CJ: | Your argument is becoming immediately more |
attractive, Mr Hughes.
| MR HUGHES: | I am glad to hear that, Your Honour, although |
that is not - that is comforting as far as it goes.
Your Honours, this is a case which throws up a
question which has been barely considered in either
| Herscu(2) | 3/9/91 |
of the States or any of the States where there is a
Criminal Code: Queensland, Western Australia,
Tasmania. If Your Honours go to page 9 - and I am
afraid the numbering is in ink and at the bottom
right-hand corner - Your Honours will see a reprint
of the provisions of the Code dealing with secret
commissions. There is a definition of "agent"
which is relevant. I will not read it all but if
Your Honours drop about one-third of the way down
the page Your Honours will see:
the term also includes a Minister of the
Crown, and a person serving under the Crown or
a Minister of the Crown -
so the Minister of the Crown is an agent. Then, if
one goes to section 442B, on page 10, one finds
this provision - and to save time I will merely
read the offence created in the case of the giver
of the secret commission:
Any person who corruptly gives or offers to
any agent -
that would be the Minister of the Crown -
any valuable consideration -
(a) As an inducement or reward for or
otherwise on account of the agent doing or
forbearing to do, or having done or forborne
to do, any act in relation to his principal's
affairs or business; or
(b) -
I do not think I need read on. Now, on the view which we would submit is clearly open, that the
Minister was an agent of the Crown in right of the
State, and on the view that in the broad sense
referred to by Their Honours - or at least two of
Their Honours - the business of local government, considering that in the round, is part of the business of government, one would say that corruptly giving money to a Minister to do an act, albeit not in the act of the discharge of his duties, indeed, contrary to his duty, but an act in
relation to the Crown's business - the State'sbusiness - the State's interest in the
administration of the local government statutes,
then my client could have been charged.
BRENNAN J: Assuming that your client acts, has acted -
or is desirous or intending to act ..... on
behalf of -
| Herscu(2) | 3/9/91 |
in the material respect, taking that from the
definition of the term "principal", that would
raise something of the same problem as you are
agitating in the present case, would it not?
MR HUGHES: Well, it may, but can I just say this in
specific response, although it is not a complete
answer to Your Honour's question, there is another
section that is nearer the mark than section 87.
Your Honours will have noticed from the
judgments that Mr Justice Mackenzie, in the Court
of Criminal Appeal, paid considerable attention to
the common law cases. Now, we submit that the common law cases have no useful bearing upon this
problem because if one consults the older
authorities - and I have got some extracts fromCoke and other authors here - the common law
offence of bribery reached acts that were done
under colour of office; using a pretended
authority.
This is what we say the Minister did here. pretended an authority that he did not have.
He
He
pretended an authority that neither the prerogative
nor any statute conferred upon him.
BRENNAN J: | Can I just interrupt you for a moment because I am not sure that I followed exactly your earlier | |
| ||
| which was to be exercised in order to achieve an | ||
| improved access to the shopping centre? | ||
| MR HUGHES: | I am obliged to Your Honour for raising that |
because I should have referred to it before I
passed. If Your Honours would be good enough to go to the Town Planning Act, the relevant provisions
are these. Can I just give a summary first: If conditions are attached by the local authority,
including the Brisbane Council, to town planningapprovals which are not acceptable to the
applicant, there is an appeal within prescribed time limits to the local government court. That
remedy was not invoked here.
If that route is not taken, section 22AA at
page 55 of the print operates. It is page 49 as
numbered at the bottom right-hand corner. Subsection (l)(a) of that provision says:
Subject to subsections (2) and (3) where under the plan or a superseded town plan within the
meaning of section 22B an application for
consent in respect of the erection or use of a building or other structure on land or the use of land or an application for approval ..... has
been approved by the Council or its delegate,
| Herscu(2) | 9 | 3/9/91 |
with or without conditions, the Council or its
delegate may, upon the application of the
person in whom the benefit of the approval for
the time being vests, modify the approval
granted or any condition applicable to theapproval provided the Council or its delegate
is of the opinion that -
(i) the modification is of a minor nature;
and
(ii) the modification would not adversely
affect any person.
Then paragraph (b) says that the applicant for such
a modification must apply to the Council and -
shall set forth full particulars.
(c) The Council or its delegate shall decide the application within 30 days from the date of receipt by the Council of the application.
Then subsection (2) subject to which the general
provision is made expressly subject says:
(2) For the purposes of this section a
proposed modification shall be taken to be not
of minor nature if -
certain factual conditions are applicable. And then there is a proviso to that - I will not read
it all. I hope that all Your Honours need to know is the availability of prescribed statutory
procedures to seek a change in planning approval
conditions.
DAWSON J: But the approval of the Commissioner of Main
Roads is one step in establishing in the proviso
that the modification is of a minor nature.
| MR HUGHES: | Yes, that is in relation to main roads. |
Your Honour, with respect, is perfectly correct.
Neither of the roads in question here was a main
road.
DAWSON J: Although it is called Main Road?
MR HUGHES: Although confusingly it is called Mains Road,
yes. A rather odd twist in the situation is that
the Minister here on the evidence did not ask one
of the officers of the local government department
to write a letter to the council seeking
reconsideration of the conditions. He got the Commissioner for Main Roads to write the letter.
| Herscu(2) | 10 | 3/9/91 |
The only other provision to which I would
refer Your Honours in this connection is
section 22AB on page 56:
An applicant who is dissatisfied with the
decision of the Council or its delegate on an
application -
inter alia, pursuant to subsection (l)(b) -
may apply to the Court for a review.
Those are the prescribed modes of seeking
alteration of conditions such as access conditions
to land which is developed pursuant to a consent
under a town plan.
We do put in the forefront of our argument
this consideration, Your Honours, that given the
emphasis on autonomy in section 30, given the
absence of any - and this is conceded
below - express statutory authority for the
Minister to lean, as it were, on the council, that
which the Minister did, quite contrary to being in
the discharge of any duty of his office, was
contrary to his duty. That may mean that the
section does not pick up a lot of activities which,
if not picked up by the secret commissions
provisions of the Queensland Criminal Code, arecontrary to the standards of right thinking people.
I have to live with that. But after all, this is a
criminal statute. The ordinary meaning of "duty" in a statute is a legal duty, and our argument can
accommodate, as we have endeavoured to explain in
our outline, to the situation that the Minister or
public official may accept a bribe as an inducement
to give a perverse voidable decision, but adecision of a kind which, if untainted by the
bribe, would be a discharge of the duties of his
office.
Our argument can accommodate to that and if it
can, as I suggest, do so ~t takes a lot of the
sting out of the thoughts which, with respect, were
obviously at the forefront of Their Honours' minds
in dealing with this matter in the Court of
Criminal Appeal; that if one does not yield to the
temptation, as it were, of writing the legal
meaning of the word "duty" and "discharge" out of
the section, a Pandora's box opens up.
We have pointed out that in Western Australia,
following two cases which are in the case book and
which are referred to in the judgments, Pense v
Hemy, and Hyman v French, the legislature grappled
with this problem and amended the provisions of the
Western Australian Criminal Code by removing from
| Herscu(2) | 11 | 3/9/91 |
the hitherto corresponding section the concept or
ingredient of the act or omission having to be done
in the discharge of the duties of the office.
| TOOHEY J: | Mr Hughes, the relationship between |
subsections (1) and (2) of section 87 is not an
entirely easy one, but I take it that the
justification for importing the notion of discharge
of duties of office into subsection (2) is areference to "such act or omission".
| MR HUGHES: | Yes, Your Honour. |
TOOHEY J: Although subsection (1) does not in express terms
use the word "act" or "omission". It certainly
speaks of things "omitted to be done" and things
done, but I take it that is the justification for
the - - -
| MR HUGHES: | The key word is "such". | One asks what the word |
"such" refers back to and it can only be, we
venture to suggest, Your Honour, that it is a
reference back to a -
thing already done or omitted to be done, or
to be afterwards done or omitted to be done.
TOOHEY J: Well, it is rather curious to describe a thing
that is afterwards to be done as an act.
MR HUGHES: Well, it is proleptically an act.
| TOOHEY J: | I agree that if it does not mean that it is very |
hard to see what "such" does refer to.
| MR HUGHES: | Indeed, and it produces a total disconformity or lack of reciprocity between the two subsections. |
| |
| submit the Court ought to approach the section. |
Now, I did not mention section 5 of the City
of Brisbane Town Planning Act, and I give a very
brief reference to it. It says that -
the Brisbane City Council is hereby charged
with the administration, implementation and
enforcement of the plan.
That emphasizes the concept of local government
autonomy, subject only to express exceptions.
Now, Your Honours, while I have no desire to
skimp the argument, most of what we want to say is
| Herscu(2) | 12 | 3/9/91 |
in that rather expanded outline. I should mention, however, one or two more points and perhaps
endeavour respectfully to criticize specific
aspects of the judgments under appeal.
MASON CJ: Before you do so, could we just come back to
section 87. Normally, when one looks at the
expression "duty", particularly in the context of a
duty by virtue of an office, one primarily thinks
of functions, does one not, rather than a positive
legal obligation to do something, because
generally, the holding of an office, per se, does
not impose such a legal obligation? Such an
obligation may be imposed by statute, but it is not
imposed by the holding of the office.
| MR HUGHES: | In the case of the Minister for Local |
Government, certain duties, we would say, are imposed on him by statute but they are not
relevant. Your Honour no doubt has in mind the decision of this Court in Canadian Pacific Tobacco
v Stapleton.
MASON CJ: Yes, I have that in mind, but that was not
immediately prompting my question to you, because
that may have a context of its own in any event.
| MR HUGHES: | Your Honour, if "duty" or "duties" in this |
section are to be equated as a matter of
Minister may properly do in his activities as a
construction with functions, things that the can be no part of the proper function of a Minister
to lean on a local council to make it conform to his wishes in a matter which is entrusted by the legislature peculiarly to them, subject only to prescribed avenues of redress by way of appeal.
BRENNAN J: It is a very broad proposition, Mr Hughes. For
example, if there should be a planning decision to
be made by council which has some budgetary
implications, one would have thought that the Minister who may have to respond to the budgetary
requirements would have every reason to seek to
have the decision made which is conformable to theinterests of the State.
MR HUGHES: It is difficult, with respect, however, to deal
with these matters in the abstract.
BRENNAN J: But if one puts the notion of duty as the duty
owed to the community at large, do the problems not
then disappear?
| MR HUGHES: | The problem does not disappear unless one - and |
I submit this would not be legitimate as a matter
of construction - writes out of the Act the word
| Herscu(2) | 13 | 3/9/91 |
"duty", replaces it with some other expression that
is not there, and confuses - this is the third
step - duty with capacity.
Now, I should refer in this context to the one
case to which I shall refer, that is, a decision of
the Privy Council. The name of the case is Attorney-General of Hong Kong v Ip Chiu,
(1980) AC 663.
| MASON CJ: | It is on page 27 of our book of authorities, |
Mr Hughes.
| MR HUGHES: | I am obliged to Your Honour. | I can invite |
Your Honours to read the headnote to get the
context in which the case was decided.
The respondents, a police sergeant and a
constable, approached CK and accused him of
selling heroin. He admitted that he had done so two months previously. After
unsuccessfully searching CK, the respondents
indicated that they wished to take him to a
police station. In order to avoid being
beaten up, the planting of evidence on him orpossible future harassment by the respondents,
CK then gave them $2000. The respondents were
charged under section 4(2)(a) of the
Prevention of Bribery Ordinance that being
public servants they had accepted an
advantage, namely $2000, on account of their
abstaining from performing an act in their
capacity as public servants, namely taking
police action in respect of an alleged
dangerous drugs offence. The magistrate ruled that the payment was made on account of the
respondents' abstaining from taking anyfurther action against CK and they were
convicted. The Court of Appeal of Hong Kong allowed their appeal holding that since the
payment did not relate to the offence
of a possible future allegation of an offence previously committed, but was made in respect which would be proved by planted evidence and as the fabrication of evidence was no part of a police officer's duty, the respondents had not acted in their capacity as public servants.
Their Lordships held -
"duty"; that the true test of
that "capacity" in section 4(2)(a) of the equivalent of
whether an advantage had been solicited or
accepted by a person in the capacity of a
public servant was whether the gift would have
| Herscu(2) | 14 | 3/9/91 |
been given or could have been effectively
solicited if the person in question were not
the kind of public servant that he in fact
was; if the answer to that question were in
the negative, then the person had taken the
gift in his capacity as a public servant,provided that the embarrassment sought to be avoided by the gift could not equally easily
have been caused by any person not holding
that office.
The relevant passage in the opinion of the Privy
Council, Your Honours, is at page 671, where Lord
Edmund Davies for Their Lordships said:
It has to be said respectfully that the Court
of Appeal never really dealt with Leonard J's
test.
That was the test adopted by the Privy Council. Indeed, however, unwittingly, they in effect
discarded it, for more than once they equated a public servant's "capacity" with his "duty"
and thus considerably narrowed the former
word, which is the only one contained in
section 4 ( 2 ) (a) .
Here, in one sense it can be readily enough said
that what the Minister did was done in his
"capacity" as a Minister in the sense that were he
not the Minister he could not have made the attemptto influence the council with any prospect of
success. But that particular activity was neither
a performance of a legal duty, indeed it was the
negation of it, and it was the negation of the
performance, it was the opposite of performing any
function that the Minister was entitled to
undertake. That is the way in which we would seek
to answer the problem put to me by Your Honour
the Chief Justice.
| MASON CJ: At the moment I do not see it as a complete |
answer to the problem because if you take the view
that it is function, not duty in the narrow sense
for which you contend, why is it then not possible
to take the view that his functions include the
administration of local government responsibility,
and that where he sees something that arises in a
particular town plan it is part of his function, if
he is so minded, to say to the local authority,
"Here is a situation that requires remedy. Would you give it consideration?"
| MR HUGHES: | First of all, there is nothing in the Act which |
says he can do that, or should do that.
| Herscu(2) | 15 | 3/9/91 |
MASON CJ: | No, but one has to spell out the boundaries of the functions of the office by reference to a whole |
| series of instruments. |
MR HUGHES: Well, including the administrative arrangements
order.
MASON CJ: Yes.
MR HUGHES: | And including, so far as it be relevant, his oath of office. |
MASON CJ: Yes.
| MR HUGHES: | The latter does not throw any light on the range |
of his duties or functions. Indeed, it says he will faithfully perform his duties and functions
and authorities according to the law, so that it
throws one back always to what his proper functions
are.
The principal argument in favour of importing
into the section, or reading the plain words of the
section, as importing a reference to duties that
are legally binding, is the word "discharged" and
the word "charged" in subsection (1).
MASON CJ: Yes, but I would have thought that that is
equally susceptible of the interpretation of
discharge of the functions of the office, dischargeof the responsibilities of the office.
MR HUGHES: Well, if that was what was intended, it would
have been very easy to replace the word "duty" with
another word.
MASON CJ: Yes, but, of course, it would be easy to solve
all questions of interpretation with that answer.
| MR HUGHES: | Yes, but it is not the word chosen. | The |
administrative order which is set out in two of the
judgments says that the Minister is responsible for - I think I can get the exact terms easily
enough - the oath of office is at page 384. The Minister swore to - honestly, zealously, and impartially discharge
and exercise the duties, powers and
authorities appertaining -
to the office. And then the notification of administrative arrangements, he is -
charged with the business connected
with ..... local government matters.
| Herscu(2) | 16 | 3/9/91 |
But that throws one back, with respect, to what
that business is, so it is not very helpful. That
would allocate to the Minister the duty of
answering questions in the House, if he chose to
answer them.
| MASON CJ: | I can only say, Mr Hughes, on your view of the |
means or mode of ascertainment of a Minister's
authority, if you decided to resuscitate your
political career I can see you would not be
particularly hard-pressed.
| MR HUGHES: | Your Honour, that might not be entirely so |
because the Attorney-General -
MASON CJ: In other words, one would be looking to
particular statutory provisions in order to
ascertain whether a minister had a positive duty to
do something.
| MR HUGHES: | Or an authority, and let me concede for the |
purposes of argument a legitimate function to do a
particular matter. If one equates duty withfunction, one still has to grapple with the import
of the word "discharge" and "charged". It is a
highly contentious question, Your Honour. No doubt if one went back one could find things to do which
would be legitimate exercises of authority.
MASON CJ: It might be hard to find them.
| MR HUGHES: | One could look at statutes, and one could look |
at the administrative order in relation to
Commonwealth departments which, in my dim
recollection, is much more specific than that which
is - - -
| MASON CJ: | I think that is true. | I think it is more |
specific than - - -
| MR HUGHES: | - - - because as I recall it, for example, the |
Attorney-General is given responsibility for the administration of listed Acts - - -
MASON CJ: Particular statutes, that is right.
| MR HUGHES: | - - - as well as the administration of the |
department, as is any minister. And it is readily to be conceded that the Minister for Local
Governrnnent in Queensland would have authority to
attend to and intervene in the administration of
his own department in such matters as staffing, the decision-making process within the department. All
that would be embraced within the utterly general
words of the administrative order here, and also
embraced within the ministerial order here would be
the parliamentary responsibility for answering
| Herscu(2) | 17 | 3/9/91 |
questions about local government matters. But all that said, it still is difficult, in our respectful
submission, to assign what the Minister did here to
the performance of any function that would have
been legitimate had it been untainted by the bribe.
That is the ultimate point I seek to make. It has
to be a function that would have been a legitimate
function, a lawful function, if untainted by the
bribe.
MASON CJ: Yes, but you are always looking for a specific
function, whereas the argument against you, I
imagine, is that the Minister's area of functions
includes the total administration of the various
statutes that fall within the area of his political
portfolio.
MR HUGHES: Well, I can live with that because the word
"total administration" is itself one that requires
further definition in the light of what the
statutes say local authorities may do and what he
may do. This activity on the part of the Minister
was a rank intrusion upon the local authority's
turf in a matter where they should be left to
exercise autonomy without ministerial interference.That is the way we would put it, descending to the
particular.
BRENNAN J: Put it to the test. If the decision had been
made in accordance with the ministerial
representation, in this case, by the localauthority, would that decision have been open to
challenge by an objection through a ratepayer on
the grounds that the council had been affected bytaking into account a consideration which was
illigitimate to be taken into consideration?
| MR HUGHES: | The answer to that question must be yes, |
subject, Your Honour, to any statutory provisions
which would preclude a challenge by way of
mandamus. If the council bowed to the entreaties
of the Minister, and if that was a significant factor in their decision to alter the terms of the
conditions of approval, then mandamus would lie,
because the council would not have determined the
matter according to law.
| BRENNAN J: | I was not suggesting that they had bowed to it |
but that these roads giving on to the Pacific
Highway, the Minister for Main Roads makes the
representation, it seems to me that it is something
that the council would be likely to take into
account.
| MR HUGHES: | Yes, indeed, and that I can use in aid of my |
argument, because it was such an egregious and
unauthorized thing for the Minister to do because
| Herscu(2) | 18 | 3/9/91 |
of his capacity for influence in the pretended
exercise of his office. This was something done
under colour of his office, not in discharge of any
function.
| DAWSON J: | Why do you say that, Mr Hughes? Would it not be |
the duty of the Minister to bring his influence to bear on those who function under the Act to ensure that they perform their functions properly?
MR HUGHES: | No, Your Honour, not in the light of section 30, which says that the local government authority is |
| charged with the government of the area. |
DAWSON J: That is right, but it is not beyond the influence
of the Minister, and it would be right for the achieved by bringing influence to bear, to bring his influence to bear.
MR HUGHES: Well, Your Honour, that, with respect, ignores
the force of section 30.
DAWSON J: It does not remove the autonomy of the local
authority, the fact that the Minister attempts to
influence its decision, does it? Many people attempt to influence its decision.
MR HUGHES: It trenches upon it, Your Honour.
| DAWSON J: | No, it does not. | He may not be successful, but |
he is likely to be more successful than an ordinary
citizen.
| MR HUGHES: | Because he exercises a pretended authority. |
DAWSON J: Because he is acting in his capacity as Minister.
MR HUGHES: Well, if that, Your Honour, is the criterion of
liability -
| DAWSON J: | No, it is not. | He has a duty to act in his |
capacity as Minister, to bring about results which he sees as desirable, in ways which are available
to him under the Act.
MR HUGHES: | He has a duty, Your Honour, to act in the proper exercise of his capacity as a Minister. |
| DAWSON J: | Now, that is a different thing, Mr Hughes. | I |
thought you conceded that if the Minister had a
duty to do something properly, but did it
improperly, that may still fall within the section.
| MR HUGHES: | If the act is of a kind that the Minister may |
lawfully discharge under a lawful authority, but he
| Herscu(2) | 19 | 3/9/91 |
yields to corruption, that would still be the
discharge of the duties of the office.
DAWSON J: Yes.
| MR HUGHES: | But the centrepoint of the whole problem is: |
what is embraced within the concept of the
discharge of the duties of the office.
DAWSON J: Exactly, and what you are trying to say about a
Minister of the Crown is that either he has
specific duties to which you can point in an Act of
Parliament, or he has none.
| MR HUGHES: | No, Your Honour - - - |
| DAWSON J: | A Minister has duties which you will not find, |
except in the most general sense, in an Act of
Parliament, that are none the less duties of his
office.
| MR HUGHES: | I do not say - Your Honour, the way the case was |
argued below may correctly be summarized by what
Your Honour has just said. I have never said - I do not intend to say as part of my argument in this
Court that the Minister's duty can only be found in
an Act of Parliament. That would be going too far.
For instance, the Minister may have duties under
the prerogative which could include, by way of one
suggestion, the appointment of senior officers in
his department. That may not depend on any
statute. I disclaim, if I may, any intention of tying my argument to statutory duties. But I still say that you have to find a duty.
DAWSON J: But can you not say there is a general duty which
is imposed upon a Minister of the Crown to ensure
that the departments, agencies, authorities who are
under his general administration perform their
functions in a proper manner.
| MR HUGHES: | that are marked out to autonomous local councils. Your Honour, no, in relation to those functions |
| There one looks at the statute and sees that there is a distinct line of demarcation between what the | |
| Minister may do and what the council may do, and for the Minister to try to intervene in a matter in | |
| which the council has legal autonomy, to bring the | |
| force of his office to bear in a pretended exercise of his office, is not within section 87. |
| DAWSON J: | Can you test it this way? | If the Minister |
genuinely believed, not with the aid of a bribe,
that it was desirable that there be alterations
made to this plan with respect to the means of
egress or ingress of pedestrians and vehicles, thathe would be acting outside the duties of his office
| Herscu(2) | 20 | 3/9/91 |
if he attempted to bring his influence to bear upon
the council to make the necessary alterations?
| MR HUGHES: | Yes, Your Honour. | Even an honest exercise of |
that judgment would be outside the duties of his
office because the legislature in this case says
the council shall be autonomous.
DAWSON J: If he believed that the council was doing this
quite wrongly?
| MR HUGHES: | Yes. |
| DAWSON J: | And that, for instance, to take an extreme case, |
if they did it it would warrant - I assume there
are powers to sack the council and put in anadministrator or something of that sort.
| MR HUGHES: | There are, exercisable by the Governor in |
Council.
| DAWSON J: | And that he believed that, if they did it, it |
would warrant the exercise of that power, it would
be his duty to attempt to dissuade them, would it
not?
| MR HUGHES: | No, Your Honour. |
DAWSON J: Well, that is odd.
| MR HUGHES: | No, it would not. | The council is autonomous. |
If the view taken by the council is disagreed with
by the Minister - - -
DAWSON J: Being autonomous does not mean being beyond
influence or argument.
MR HUGHES: Well, it should be beyond argument deployed by a
person who has de facto influence in a matter in
which the duties or functions of his office are not
involved. And one other point I should make is
office. It is very difficult, in our respectful this: the section, Your Honours, strikes at acts and omissions in discharge of the duties of the submission, to attach any meaningful significance to the part of the section or parts of the section
which prohibit omissions made in the discharge ofthe duties of an office if, as the Court of Criminal Appeal concluded, the concept of dischargi~g the duties of an office applies to
things done or omissions made, particularly the
latter, when they are acts without authority or
legal sanction. All the judges below held that
there was no legal power or duty in the Minister to
require the council to do what he sought to getthem to do.
| Herscu(2) | 21 | 3/9/91 |
TOOHEY J: But that argument, Mr Hughes, I think, tends to
overlook the fact that section 87(1), or the
conduct referred to there is qualified by
"corruptly".
| MR HUGHES: | Yes. |
TOOHEY J: In other words, the failure to do something
cannot lead to a successful prosecution under
section 87(1) unless the omission is accompanied by
some form of corruption.
| MR HUGHES: | Yes, but the point I would seek to make, |
Your Honour, is a rather different one, and that is
that it is difficult to see how a public official
can omit, within the meaning of the section, to do
something in the discharge of the duties of his
office, if he has neither legal duty nor legalpower to do the relevant act or make the relevant
omission.
That was a point that developed in the course
of discussion on the special leave application when
Mr Justice McHugh raised it. And when one comes to
think of it, it is difficult to conceive how an
omission can be made in the discharge of the duties
of the office - whatever meaning one gives to
duties - if an omission can relate to something in
respect of which there is neither legal duty nor
legal power.
And if that difficulty is applicable to
omission, the omission part of the subsections, it does, in our respectful submission, throw light on
the meaning of "in the discharge of the duties of
the office in relation to acts".
BRENNAN J: That is really only the obverse of the argument
about function, though, is it not?
MR HUGHES: Well, maybe.
| BRENNAN J: If there is no legal duty, no legal power, but |
there is legal freedom to do something in the
course of discharging the functions of an office,
then there is no problem about omissions there.
| MR HUGHES: | Yes, there is, Your Honour, because a function |
must be something that the Minister - if one is
going to write down the word "duty" to mean
function, that function must be something that the
Minister has to discharge, and that connotes a
legal obligation to perform the function. How can there be, one asks, a legal obligation to perform a
particular function where an omission is involved,
if acts and omissions in the discharge of the duty
| Herscu(2) | 22 | 3/9/91 |
of the office can be things done or omitted where
there is no duty, power or authority.
| BRENNAN J: | But if one defined his function as keeping an |
eye on local authorities and their performance of
their duties?
MR HUGHES: | Your Honour, yes, but not to the point of intruding one's ministerial weight in a matter |
| which is outside the proper bounds of his | |
| authority. But I suppose I can go on saying what I | |
| am trying to say in various different ways at | |
| increasing length, and I - - - | |
MASON CJ: | I think you have made the argument perfectly clear, Mr Hughes. |
MR HUGHES: Well, in that case, I now complete my submission
to the Court.
MASON CJ: Thank you. Yes, Mr Mulholland. Now, you will
have divined from the course of argument and the
exchanges that have taken place so far that it is
the concept and content of the argument presented
on duty that is critical.
| MR MULHOLLAND: | Yes, Your Honour. | Could we hand up to the |
Court our outline?
MASON CJ: Yes.
| MR MULHOLLAND: | Your Honours, in relation to the first |
matter raised in the outline, that is to say the
language of the section, we would submit that
section 87 is in very wide terms. It uses phrases such as "any person employed in the public
service -
being charged with the performance of any
duty -
and then, in relation to the receipt - this is taking subsection (1) - of the reward:
corruptly asks, receives, or obtains, or
agrees or attempts to receive or obtain, any
property or benefit of any kind for himself or
any other person -
that is to say, it does not need to go to the
official himself -
on account of any thing already done or
omitted to be done, or to be afterwards done
or omitted to be done -
| Herscu(2) | 23 | 3/9/91 |
that is to say, extending the offence beyond the
common law, which only referred to rewards to
influence future behaviour, but here extending it
to rewards as well for past behaviour.
The phrase "such duties" in subsection (2)
picks up, in our submission, from the words:
on account of any thing ..... done -
in subsection (1), to the end of that subsection.
And the use of the phrases:
and being charged with the performance of any
duty by virtue of such employment or office -
and -
in the discharge of the duties of his office
the way in which those phrases relate are, in our
submission, important because they do not, in our
submission, refer one to the other. If they did,
it could be expected that the second phrase would
refer to "such duties of the office", and this is
one indication, we would submit, that they are two
expressions emphasizing that the conduct must occur
while the official is acting in the official
capacity of his office.
One must, therefore, we would submit, find
what the duties of the office are - and they can be
express or implied, by statute or otherwise, in our
submission - and then the second phrase:
in the discharge of the duties of his office -
we would submit, indicates that the phrase is
referring to the functions of his office or whilst
discharging official responsibilities.
That is to say, our submission is,
Your Honours, that the word "duty" is not used in a
technical sense but in its ordinary or popular
meaning, and including functions, not limited to a
legally binding obligation.
DAWSON J: Who has to find this - I neglected to raise this
with Mr Hughes - the jury?
| MR MULHOLLAND: | Your Honour, we would submit that in the |
first place it would be a question of law for the
judge as to whether the act did come within theduties of the office of the relevant officer.
| DAWSON J: | Or could come? |
| Herscu(2) | 3/9/91 |
| MR MULHOLLAND: | Or could come, yes, was capable of being |
within it; and then for the jury to say whether
they were satisfied beyond reasonable doubt. And that is what occurred in the present case. It was left to the jury to make that determination.
| DAWSON J: | So that we are really confined here to the |
argument that on no proper view could - and this is
Mr Hughes's submission - it be said that what the
Minister did here was within the duties of his
office.
| MR MULHOLLAND: | Yes, as we understand it, Your Honour, as we |
apprehend the argument, it is that here it was
incapable of falling within the duties of the
office of the Minister. The words -
DAWSON J: But the jury were entitled to find in this case
that it in fact did not fall within his duties, but
they found the opposite.
| MR MULHOLLAND: | Yes, Your Honour. | The word "charged", we |
would submit, simply means entrusted with certain
responsibilities, and here it was the general
supervision of local authorities, and that also was
a question which was left to the jury. The other important matter is that if the argument be
accepted, on the part of our learned friends, it
would mean, we would submit, that a wide range of
misconduct would be beyond the reach of the
section: a minister, for example, who accepted a
bribe to procure legislation, benefiting the giver
of the bribe, or omitted to bring to Cabinet
recommended legislation on the basis of having
received some reward from a person who would be
disadvantaged by that legislation; a minister who
was directed by Cabinet to investigate and then
make a recommendation to Cabinet as to what action
should be taken, who accepted a bribe for making
that recommendation or who, having decided upon the
proper course of action, omitted to make a
which he had received; various exercises of the recommendation to Cabinet because of the reward prerogative would not fall within the section. The pardoning of offenders, which is expressly
preserved by section 672A of the Criminal Code; the
conferring of honours; and perhaps, in our
submission, no better example can really be given
than the present case.
Ministers could, if the argument be correct,
be bribed with impunity to influence decisions
within their area of responsibility provided that
one was not able to find a duty written down
somewhere. We have, in our outline and in the cases referred to, a number of common law
decisions. We would not propose to go to those
| Herscu(2) | 25 | 3/9/91 |
decisions - we have given Your Honours the relevant
references in them - perhaps with the exception of
Gill v R, which was referred to in the Privy
Council decision of Ip Chiu. That is 1948 Indian
Law Reports 542.
That was a decision, Your Honours, in which
official sanction, the sanction of the Governor-
General, was required as a procedural safeguard
before a prosecution brought against the public
servant in that case, and this was referred to by
Lord Edmund Davies, speaking for the Judicial
Committee, in Ip Chiu, but when one goes to the
decision it can be seen that even the phrase that
was referred to there, that is to say which appears
at page 550:
"in respect of any act "done or purporting to
be done in the execution of his duty as a
"servant of the Crown" -
that is at the foot of that page, Your Honours -
that it was interpreted widely. Lord Simonds said,at page 551 point 3:
A public servant can only be said -
and this was in relation, can I say, Your Honours,
to the charge of conspiracy; the conviction on the
bribery offence had been overturned -A public servant can only be said to act or to purport to act in the discharge of his
official duty, if his act is such as to lie
within the scope of his official duty. Thus,
a Judge neither acts nor purports to act as a
judge in receiving a bribe, though the
judgment which he delivers may be such an act:
nor does a Government medical officer act or
purport to act as a public servant in picking the pocket of a patient whom he is examining,
though the examination itself may be such an
act. The test may well be whether the public servant, if challenged, can reasonably claim
that, what he does, he does in virtue of his
office.
And that - although it is appreciated that the
words "purporting to be done" clearly extend the
phrase - that test, we would submit, is applicable
to each of the alternatives. And if that test were to be applied in the present case, we would submit
that clearly it could be said that the Minister was
acting by virtue of his office; that is to say,
acting by virtue of being charged with the
administration of local authorities, including the
Brisbane City Council.
| Herscu(2) | 26 | 3/9/91 |
The activities of local authorities under the relevant legislation were closely monitored and
regulated by ministerial supervision. The Minister here was responsible for administering the three
Acts - the City of Brisbane Act; the LocalGovernment Act, which has now been repealed and replaced by the Planning and Environment Act; and
the City of Brisbane Town Planning Act.
Under the 1975 administrative arrangements he
was charged with the business connected with local
government matters and responsible for the
supervision and control of the local government
department and main roads department. And when one
goes to the provisions of these statutes, it can be
seen that it was a very limited autonomy that the
Brisbane City Council had. Under the Local Government Act there was power for the Minister to
direct the director of local government to make
inspections, investigations and inquiries;
section 4A(3).The Governor in Council was able to suspend or rescind any resolution or order of a local
authority under section 4(5)(i)(a), and that had
some importance in the present case where the
decision had been made by a board which had
delegated to it the relevant power. And that was
under section 39B(l) of the City of Brisbane Act,
which empowered the council by resolution to
delegate any of its powers, functions or duties to
a board consisting of officers of the council and,
under subsection (4), when so acting the board is
deemed to be the council. The fact that it is
clear that that occurred - it is made clear by
Mr Alexander's evidence who was a relevant officer
in the Brisbane City Council, which appears in
volume 1 of the record at pages 101 and 103.
That, we submit, has the result that the
Governor in Council could have overturned the
decision made by the board in this particular case. And the person with the primary responsibility in
relation to making a recommendation to the
executive council was the Minister who received the
payment.
| MASON CJ: | Mr Mulholland, we will adjourn now until 2.15. |
| MR MULHOLLAND: | May it please Your Honour. |
AT 12.49 PM LUNCHEON ADJOURNMENT
| Herscu(2) | 27 | 3/9/91 |
| UPON RESUMING AT 2.15 PM: |
MASON CJ: Yes, Mr Mulholland.
| MR MULHOLLAND: | Thank you, Your Honour. | Your Honours, I was |
referring to a number of the provisions of the
relevant legislation. Our learned friends referred to section 36 of the City of Brisbane Act and, in
particular, the ordinance making power in that
section, subsection (2), in which:
The Council shall have full power and duty to
make ordinances.
It is important, we submit, to note that in relation to the ordinances, again that is subject
to the approval of the Governor in Council. In
section 38 of the Act, subsection (2) provides:
Every resolution making an ordinance shall be
passed at a special meeting of the Council
called for that purpose.
Subsection (4), the Council is required to
advertise; subsection (8):
A person may object -
And then subsection (9):
After the Council has ..... considered every objection ..... and resolves to proceed with
steps for its implementation, it shall submit
the ordinance for the approval of the Governor
in Council.
Subsection (11):
The Governor in Council shall consider every
ordinance ..... and may reject the ordinance or may approve of the ordinance wholly or in
part.
And then it goes on to say that there is:
power to make all such amendments -
as are necessary. And following that, there is a publication in the Gazette. Section 39 allows for
the repeal by the Governor in Council.
In this way, it is the same situation with
by-laws of local authorities so far as the Local
Government Act is concerned. Under section 4(8) of
the Local Government Act the Governor in Council
| Herscu(2) | 3/9/91 |
may repeal any by-law and section 4(9) allows the
council to be dissolved by the Governor in Council.
There is a wide range of things that the Minister may do.
The Minister may appoint an
auditor to investigate the accounts of a local
authority, under section 29(10); there is the poweralso, under section 4(5), for the Governor in
Council to intervene in relation to extravagant
expenditure of the council and so on.
What, we submit, is very important to this is
the fact that it is the Minister who has the
responsibility for making recommendations to the
Cabinet concerning these matters. He is the person charged with administering the relevant Acts.
We have referred in our list to FAI Insurances
Limited, that case, and the relevant references.
What it comes down to, in our submission, Your
Honours, is this: that in the provisions that we
have referred to, giving powers to the Governor in
Council, the Governor in Council is the body which
gives legal operation to decisions made by the
local government Minister who has the
responsibility for making recommendations to
Cabinet.
When it was said, in the present case, that
there was a general duty to supervise, it was, we
submit, the same thing as saying that there was a
general duty in the Minister to administer the Act
and that included responsibilities in relation to
local authorities and particularly the Brisbane
City Council.
There is one of the common law cases on our
list to which we would briefly like to take
Your Honours to, and that is Patel. I do not think
that Your Honours would have a copy of that. Could
I pass it up and perhaps at the same time could I
also pass up copies of the administrative arrangements which are referred to in the judgments
of the Court of Criminal Appeal?
Patel's case, Your Honours, was concerned with
the accused having offered money to a detective in
order to influence the police prosecutor towithdraw a charge, and it was held to fall within
the definition of common law bribery. The judgment of Mr Justice Feetham, with whom the other members
of the South African Supreme Court agreed, is at
page 519, where His Honour said:
A detective, when discussing with a public
prosecutor the evidence which is available, or
which may be required for the purpose of
| Herscu(2) | 29 | 3/9/91 |
supporting a prosecution in any given case,
may naturally and properly indicate his view
as to the value of any evidence obtained or
likely to be obtained, and the prospect of
success in proving a charge by means of such
evidence; in so doing he is exercising, or
seeking to exercise, influence which his
official position gives him a legitimate
opportunity of exercising, and is thus
performing an act in his official capacity and
in the exercise of his official functions,
though he may not be discharging any duty
specially imposed upon him by law, or obeying
any direction expressly given to him by his
superiors in respect of the execution of his
office.
And later His Honour discusses the Transvaal
statute - this is at page 521 at the foot of the
page - where the words are used:
in his official capacity".
And after approving a passage from a judgment
referring to discretionary duties, at page 522,
goes on to say, at the foot of the page and on to
the next page that:
the common law offence of bribing a public
official, should be given the same meaning -
as the meaning to be given to the words in that
Transvaal statute.
We would submit that "duties" in section 87
has the meaning of functions and refers to acts in
the discharge of the functions of the office held
by the public officer. Here, we would submit, Your
Honours, that it was within the scope of the
responsibilities of the office of the Minister to
seek a review of a council decision on a planning
consent matter. In the particular case it was the developer who had made the representations, through
the Minister, to the council but it might just as
easily have been, in our submission, ratepayers
calling upon the Minister to intervene in relation
to a town planning matter with which they found
objection. And indeed, in that case, we would submit, if the Minister, having been called upon by
ratepayers to act in relation to the council, did
not do so, bearing in mind his responsibilities
under the legislation, he would be omitting tofulfill the duties of his office.
Our submission then is, Your Honours, that the
duties of his office, in section 87, concerns
conduct of the office holder within the general
| Herscu(2) | 3/9/91 |
scope of his official responsibilities as opposed
to conduct within some private capacity. Those are
our submissions.
MASON CJ: Yes, thank you, Mr Mulholland. Mr Hughes?
| MR HUGHES: | I shall be very brief in reply, Your Honours. |
The question really is this: in a criminal statute should the word "duties", when used in collocation
with the expression "in the discharge of those
duties", be read down to embrace duties that are
not legal duties and to embrace some wider or
so-called popular meaning of that word?
There is, Your Honours, a presumption, but it
is certainly not a strong one but it is a
presumption I suggest, that where one finds in a
statute the same word used several times, the
legislative intent is that it be understood in the
various places in which it is used in the same
meaning and if one goes to various - not numerous -
but various other provisions of the Code which
seize on the concept of duty, they would provide, Isuggest, some guidance to what "duties" means in
section 87. And may I just illustrate, briefly,
section 84 of the Code:
Any person who, being employed in the Public
Service, communicates to any person otherwise than in the course of his official duty any plans, documents ..... is guilty of a
misdemeanour.
Duty there, I suggest, means legal duty.
Section 86 - the "Disclosure of other Official
Secrets" section - interestingly enough embraces
the very phrase that my learned friend wishes to
translate by substitution into section 87:
Any person who, being employed in the Public
Service, publishes or communicates any fact
which comes to his knowledge by virtue of his office and which it is his duty to keep
secret -
there again it would be a legal duty. Section 88:
Extortion ..... Any person who, being employed
in the Public Service, takes or accepts from
any person, for the performance of his duty as
such officer, any reward ..... guilty of -
an offence. Section 93:
Corruption of Surveyor and Valuator. Any person who, being duly appointed under any
Statute to be a valuator for determining the
| Herscu(2) | 31 | 3/9/91 |
compensation to be paid to any person for land
compulsorily taken from him under the
authority of any Statute ..... Acts as such
valuator while he has, to his knowledge, an
interest in the land ..... is guilty of a
misdemeanour.
There again, the concept is one of legal duty appointed under a statute. Then, finally, sections
199 and 200. Section 199 relating to:
Resisting Public Officers. Any person who in any manner obstructs or resists any public
officer while engaged in the discharge or
attempted discharge of the duties of his
office.
Section 200:
Refusal by Public Officer to Perform Duty.
Any person who, being employed in the Public
Service, or as an officer of any court or tribunal, perversely and without lawful excuse
omits or refuses to do any act which it is his
duty to do by virtue of his employment isguilty of a misdemeanour.
All those references, I suggest, connote legal
duty. So that there is strong reason for not watering down the concept of discharging the duties
of the office in section 87.
A brief reference was made to Stapleton's
case. Of course that was a very different sort of statute. Your Honours will recall that in Stapleton's case, 86 CLR 1, at page 12. The words "in the execution of the duties of his office"
appeared by way of exception to a general liability
to keep information secret, so that they have been
words of exception to the creation of criminal
liability, there was some good reason for
construing the word "duties" broadly. Here, the situation is obviously different because one is
dealing with a statute which imposes the criminal
liability by reference to the expression "thedischarge of the duties of the office".
| BRENNAN J: | Was this section in the original Code, do you |
know, Mr Hughes?
| MR HUGHES: | As I understand it, yes, Your Honour. |
BRENNAN J: In its present form or substantially in its
present form?
| Herscu(2) | 32 | 3/9/91 |
| MR HUGHES: | Yes, in its present form. | I think amongst the |
documents in the case book Your Honours have at
pages 2 and 3 the original print - - -
| BRENNAN J: | The draft Code, yes. |
| MR HUGHES: | - - - of the Code with Sir Samuel Griffiths' |
comments on the side and the wording is exactly the
same, and the side note is:
Misdemeanour at Common Law.
I am sorry, it is not exactly the same:
Being employed in the Public Service -
the draft says -
and being charged with the performance of any
duty by virtue of such employment.
So, it leaves out a reference to public office, I
was wrong, I am obliged to my learned friend. But the concept of the discharge of the duties of the
office is expressed in the original draft.
My learned friend, and this is the last thing
I want to say, has invoked common law cases. That
is not an appropriate approach to the
interpretation of the Code. One approaches the interpretation of the Code without preconceptions
based on the common law. It is clear that what was done in this case would have been an offence at
common law, the question is whether the Code with
its narrower language catches it, and we say it
does not. If the Court pleases.
| MASON CJ: | Thank you, Mr Hughes. | The Court will consider |
its decision in this matter.
| AT 2.32 PM THE MATTER WAS ADJOURNED SINE DIE |
| Herscu(2) | 33 | 3/9/91 |
Key Legal Topics
Areas of Law
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Criminal Law
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Statutory Interpretation
Legal Concepts
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Charge
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Statutory Construction
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Appeal
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Jurisdiction
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