Harris v Caladine
[1990] HCATrans 204
A •!.l1,/\USTRALIA,1lt- -.,.};'.» ~$-««<'-"
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S87 of 1990 B e t w e e n -
DONNA THERESE HARRIS
Appellant
and
ALAN_ CALADINE
Respondent
and
ATTORNEY-GENERAL OF THE
COMMONWEALTH
Intervener
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
| Harris(2) | 1 | 31/8/90 |
GAUDRON J
McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON FRIDAY, 31 AUGUST 1990, AT 10.19 AM
Copyright in the High Court of Australia
| MR D.M.J. BENNETT, OC: | May it please the Court, I appear |
with my learned friend, MR R.G.L. DAVIES, for the
appellant. (instructed by Kobin & Co)
MR G. GRIFFITH, QC, Solicitor-General for the Commonwealth:
If the Court please, I understand there is to be no
appearance for the respondent. I appear with my learned friends, MR D.J. ROSE and MRS. GAGELER, if
the Court pleases, to intervene for the Attorney-
General of the Commonwealth. (instructed by
Australian Government Solicitor)
| MASON CJ: | Yes. | The Registrar has been advised by the |
respondent's solicitors that he does not intend to
be represented at the hearing of the appeal.
Yes, Mr Bennett.
| MR BENNETT: | I have handed up an outline of submissions. |
| MASON CJ: | Thank you. | Yes. |
MR BENNETT: In the judgment of Your Honour the
Chief Justice in the HCF case and, indeed, in the
judgments of the Family Court in this case,
particularly Mr Justice Fogarty, and in a number of
other cases in this area, one sees reference to the
extent to which courts are overworked and much of
modern judicial work is tedious and repetitive and
how necessary it is that some part of that burden
be assumed by masters and registrars, and usually
such statements are accompanied by warm references
to the skill and diligence with which those
officials have been conducting their duties in the
past.
What is important about this type of
consideration is that it should not blind one to
the significance of the basic constitutional
principle of judicial independence, and it should
not lead one to permit an abnegation of the
judicial function to persons who do not have the
independence that can only truly be achieved by life appointment under section 72. Now, this appeal involves provisions of the Family Law Act
which authorize the delegation of any or all
judicial functions of that court, with certain
exceptions: to registrars - registrars I should
say, for this purpose, include deputy registrars.
The Family Court has three classes of
registrars; in descending order they are: judicial
registrars, registrars and deputy registrars; andthis case involves deputy registrars, to whom, as I
have said, there is power to delegate any or all of
the judicial functions with limited exceptions.
Certainly the judicial function delegated here is
| Harris(2) | 2 | 31/8/90 |
not one of the most important of the judicial functions of the court, but nevertheless, it is one
which has clearly been held, and was held below, to
be a judicial function.
One does not need to descend to example an
illustration to point up how far one can go or
might go in delegating judicial power because the
relevant provisions of the Family Law Act in this
case provide the clearest example.
Now, Your Honours, we have put in the
submissions what I have described as the short
route and the long route, although they lead to the
same destination. The short route is a simple matter of statutory construction. One starts with section 71 of the Constitution which refers to
vesting judicial power "in such other Federal
courts as the Parliament creates".
Now, might I hand to Your Honours a bundle of relevant provisions of the Family Law Act.
I
appreciate Your Honours probably have the Act on
the bench but it may be easier to use this bundle
which has the relevant provisions in order, to
avoid going through the whole of the Act.
The starting point is on the second page of
this document, section 21 and Your Honours see
that:
21(1) A Court, to be known as the Family
Court of Australia, is created by this Act.
21(~) The Court is a superior court of record.
21(3) The Court consists of -
and then there are three categories of judge.
There is no reference there to registrars.
parts of the Act that registrars seem to be Although Your Honours will see from other officers of the court - one provision for example
which has that effect is a provision we have not
reproduced which is section 38M(l) added at the
very beginning of this year.
| MASON CJ: | You mean, it is not in these? |
MR BENNETT: It is not in these, Your Honour, no. It was
not in force at the time of the events in this
case. What is important about registrars is that
even though they seem to be officers of the courtthey are not part of the court in the sense that
judges are. The Court consists of, under section
| Harris(2) | 3 | 31/8/90 |
21(3), the judges, as one would expect to find, and
the short conclusion which I only have to justify
now by reference to distinguishing the HCF case is
that one would have thought, unaided by authority,
that section 71 simply does not confer the relevant
power. It is conferred on the court and the court is the judges.
The HCF case was, of course, concerned with
State courts and obviously Your Honours will be
hearing a great deal about the judgments in that
case during this appeal because it is the principalcase in the area and, of course, the major matter
upon which we rely is the distinction between State
and federal courts and that is what I have
described as the "long route".
But just taking the short route and ignoring
that distinction, that case involved masters and if
Your Honours go to the case, it is reported in
150 CLR 49, Your Honours will see at page 54 the
relevant provisions of the New South Wales Supreme
Court Act about masters set out. Your Honours will see that there is a reference to assignment in
subsection (2) at the top of the page.
Subsection (4) provides that:
a judgment directed to be entered or an order
made or direction given by a divisional master
in any Division shall have effect as a
judgment, or order or direction of the Court
in the Division .....
(5) A divisional master in any Division shall constitute the Court in that Division.
Then, there is a section roughly corresponding to section 21 referred to half-way down the page that:
"The Court -
this is the Supreme Court of New South Wales -
shall be composed of -
the judges and the conclusion which His Honour the
Chief Justice drew at point seven on the page
is:
The proper conclusion to be drawn from these provisions is that the master is not a -
I think that should be component rather than
competent -
component part of the court, in the sense that
a judge is, but that he constitutes the court
| Harris(2) | 4 | 31/8/90 |
for the purpose of the exercise of the powers
conferred upon him - that is, of course, notfor all purposes.
Now, even that distinction would not operate here
because a registrar does not constitute the court
when he makes an order. The provision in relation to what the registrar does appears in
section 37A(3) in the bundle I have handed to
Your Honours. Your Honours will see section 37A(3) provides that: A power delegated by Rules of Court under sub-
section (1), when exercised by a Registrar,
shall, for all purposes, be deemed to have
been exercised by the Court.
I need not take Your Honours to the authorities which show that the normal use of the word
"deemed", although not its invariable use, is to
deem something to exist which does not otherwise
exist and to create a fiction. One cannot deem something to be within the constitutional power.
One could not deem a statute concerning road
traffic to be a statute relating to lighthouses so
as to bring it within the constitutional power.
This provision does not provide, as the New
South Wales provision did, that the master
constitutes the court. It provides merely that
exercise of the power by a person who is not part
of the court is deemed to be an exercise by thecourt.
That short route, we would submit, really
produces the answer before one gets to the more
elaborate and important constitutional question of
the distinction between State and federal courts.
In relation to deeming in this context, I
should remind Your Honours briefly of what was said
by Mr Justice Gibbs as he then was, in
Kotsis v Kotsis in his dissenting judgment which was ultimately upheld in the HCF case. That is
reported in 122 CLR 69, and the passage is at
pages 103-104. Your Honours will see at the bottom of page 103 a section very similar to the present
section is referred to:
"The registrar ..... shall be deemed to be
exercising the jurisdiction and powers of the
Supreme Court."
This section did not extend the meaning
of the term "the court" to include a registrar
or deputy registrar and did not provide that a
| Harris(2) | 31/8/90 |
registrar or deputy registrar when exercising
the powers conferred upon or delegated to him
should be deemed to be the court. Indeed it
seems to have added little to the provisions
already in force. Certainly it did not make
the deputy registrar a part of the court.
So that, we would respectfully submit, is
applicable to these provisions, and if that is
right that is the end of this appeal. I am asked to read the next paragraph on page 104: But although the deputy registrar was not
part of the court he was the delegate of the
court. The powers he exercised were those of
the court and in exercising them he acted for
the court, and subject to its review. It does
not appear to have been expressly provided
that his orders should operate as orders of
the court, but it appears to be a consequenceof making him a delegate of the court that
they should operate in that way. It would not seem inappropriate to refer to a proceeding
before him as a proceeding in the court.
Clearly he was part of the organization of the
court.
That, of course, does not detract from the
central proposition which is that under section 71
the power has to be conferred upon the court, and a mere deeming his actions to be actions of the court
cannot answer that description.
Your Honour, may I turn to the major submission, which is 1.3 on page 3 of the outline.
GAUDRON J: Both these submissions, Mr Bennet, assume that
it is judicial power we are talking about?
| MR BENNETT: | Yes, Your Honour, and in relation to that |
GAUDRON J: Well, I should perhaps say that is not an
assumption I would necessarily make.
| MR BEN~ETT: | Your Honour, certainly that was held by both |
judgments in the Full Court below. It is page 40 in the judgment of Mr Justice Fogarty, and pages 96
to 97 in the judgment of the majority of the court,
and we have had no notice of contention suggesting
that the contrary would be contended and we have
rather taken the view that is not an issue. But
may I just say this about that. If Your Honour
goes to The Queen v - - -
| DAWSON J: | You mean by judicial power that that is the power |
of finally to determine rights?
| Harris(2) | 6 | 31/8/90 |
| MR BENNETT: | I am sorry, Your Honour. |
| DAWSON J: | You mean by judicial power the power finally to |
determine rights?
| MR BENNETT: | Yes, Your Honour. | I mean the judicial power of |
the Commonwealth as referred to in section 71.
DAWSON J: Yes.
| MR BENNETT: | And it was held below in the Full Court that |
the particular exercise of power in this case,
under section 75 of the Family Law Act, to make an
order by consent under that section, sorry 79 I
should say, was an exercise of judicial power. I will briefly justify that proposition because I have been asked to do so. But it is not in the outline because I had assumed, not having received
a notice of contention, that it was not in issue.
First of all, in The Queen v Davison,
90 CLR 353 - this case, Your Honours will recall,
involved the making of a sequestration order by a
registrar in bankruptcy on a debtor's petition and
most of the argument is devoted to the question of
whether it is a judicial function or not, and at
page 377, at about point 7, Mr Justice Fullagar
said, it is five lines from the end of the long
paragraph:
Nor does it, of course, make any difference
if, in a particular case, no actual
controversy between persons interested arises.
An order which would otherwise be a judicial
order does not lose that character through
being made without opposition or even by
consent.
In the same case, Mr Justice Kitto, at page 384
point 5:
These considerations lead me to conclude
that, while it may well not be correct to say of a power to bring into operation with
respect to a debtor statutory provisions suchas are contained in the Bankruptcy
Act ...•. that it is necessarily judicial in
character simply because it has that result,
yet it is certainly true that the grant to a
court of a power to produce that result by the
particular process of receiving a debtor's
petition for the sequestration of his estate,
hearing the petition in conformity with the
settled principles governing judicial
proceedings, and granting the prayer of the
petition by making a sequestration order, is agrant of judicial power.
| Harris(2) | 31/8/90 |
In other words, although one could imagine a
regime in which a sequestration Order was made on a
debtor's petition by simply handing a document over the counter and having it stamped by a clerk behind
the counter, and that would not involve judicial
power, once the power to carry out that process isconferred upon a court and there are elements of
discretion in it, it becomes a judicial power. Of course the whole of the court, except Mr Justice Webb, in that case held that the particular exercise of the power was a judicial
power, although it was without controversy, the debtor's own petition, no respondent.
GAUDRON J: That was not what I was thinking of, Mr Bennett.
| MR BENNETT: | I am sorry. |
| GAUDRON J: | What I was thinking of was that in the Family |
Law area there is not always and not invariably an
ascertainment of rights and liabilities by
application of the law. Rather there is a
determination of what their rights and liabilities
shall be as to the future within a legal framework.
MR BENNETT: Yes, well Your Honour, if one goes to
section - - -
| GAUDRON J: | And given to a court, clearly enough, it can |
aptly be called a judicial power and if delegated
further down the line, it may be something else.
MR BENNETT: Well, Your Honour, one starts with the
proposition that it is a power delegated to a
court. Secondly, the power, leaving aside the
consent for the moment, involves more than the mereexercise of discretion. It involves, to begin with
in most cases, a contested determination of facts.
The power under section 79 is one which involves a
determination of what contributions parties have
made; what their assets are and a whole host of
factors which are set out in the section, some of which involve the application of discretions, often
very wide discretions of the Mallet v Mallet type,
but the starting point is necessarily thedetermination of factual matters.
If Your Honour goes to section 79 in the
volume I have handed to Your Honours, Your Honour
will see one starts with section 79(1):In proceedings with respect to the property of the parties to a marriage or
either of them, the court may make such order
as it considers appropriate altering theinterests of the parties in the property -
| Harris(2) | 31/8/90 |
Just stopping there, one needs therefore to
determine what the property is, and that has always
been said in the Family Court to be the first step
in any section 79 case. One asked what it is, then one says, "How should one alter it?". -
including an order for a settlement of
property in substitution for any interest inthe property -
That again involves determining the property in
order to see what is to be substituted -
and including an order requiring either or
both of the parties to make, for the benefit
of either or both of the parties or a child of
the marriage, such settlement or transfer ofproperty as the court determines.
Then the provisions about death and adjournment,
then subsection(2):
The court shall not make an order under
this section unless it is satisfied that, in
all the circumstances, it is just and
equitable to make the order.
And that applies whether there is consent or not.
So the Court has to consider the appropriateness of
it. Then under subsection (4) there is a list of
the matters the Court has to take into account, all
of which involve two steps or three steps, I
suppose: first, determining the factual question
of what the financial contribution; contribution;
effect of the order and so on, is. Secondly what, as a matter of justice, that means one needs to do
and then thirdly, how that interacts in the
Mallet v Mallet sense with all the other factors to produce the correct result.
And even if it be said that, for the reason
Your Honour put to me, that ·the third step in that
process or even the second step is not an exercise
of judicial power, although I would not concede that proposition, the first step must be. And one can see that even further. If Your Honour looks at paragraph 79(4)(e), that refers to the matters
referred to in section 75(2) and that brings in, if
Your Honour goes back two pages, a whole host ofother matters, all of which involve determinations
of questions of fact, as well as questions of
appropriateness. And even where there is a consent order in the Family Court, there is a distinct
judicial function to be exercised, considering the
appropriateness of the order, and indeed, I
suppose, in the context of family law, the
| Harris(2) | 9 | 31/8/90 |
voluntaryness of the consent which was, in a sense,
one of the issues in this case.
| DAWSON J: | You would not be contending that there was no |
power to give registrars jurisdiction to make
interim orders, perhaps in relation to property,
certainly in relation to custody and that sort of
thing?
| MR BENNETT: | Your Honour, they have no powers in relation to custody. There is an express exclusion. |
| DAWSON J: | Yes, but I am putting a hypothetical question. the question of interim orders. In a sense one can |
| MR BENNETT: | Your Honour, we had not given consideration to |
see an argument which would say that interim orders
might not be exercises of judicial power, but that
is not a matter which I am really in a position to
assist Your Honour on to any great extent.
Certainly there are matters which can clearly be
administrative. When one gets down to the level of substituted service and matters of that sort, one
may get down to a level where one is beneath
judicial power, but it is my submission that in the
present case the Full Court was correct in holding
that the order made by the learned deputy registrar
in this case was an exercise of judicial power.
Section 71 of the Constitution - and I
apologize for taking Your Honours back to it but it
is necessary to look at the precise words of it -
Your Honours see that:
The judicial power of the Commonwealth shall
be vested in a Federal Supreme Court, to be
called the High Court of Australia, and in
such other courts as the Parliament creates -
and in Alexander v Waterside Workers Federation
there is a passage in the judgment of Chief Justice
Sir Samuel Griffith in which he says that
section 71 is not actually the enabling provision. It assumes the power, presumably under section 51,
to create the courts, but it certainly refers to a
constitutional power and although in 1.3.2 in my
submissions I have called this the empowering
provision, that may not be strictly accurate, but
it does not affect the argument because the federalcourts are created by virtue of constitutional
warrant and that is what is important. It goes on:
and in such other courts as it invests with
federal jurisdiction.
The basic distinction between those two categories
is that one is a category which the Constitution
| Harris(2) | 10 | 31/8/90 |
itself is authorizing the creation of; the other
assumes that there is something already there and
something set up by a polity over which the
Commonwealth and the Commonwealth Parliament has no
control.
One does not know what a State is going to
call a court. It could have all sorts of
characteristics. It may or may not have persons
described as judges. They may or may not have life
tenure. It may or may not operate on an adversary procedure, or I suppose it could operate validly on
an inquisitorial procedure. It is assumed by the
Constitution that the States will create something;
one does not know what it is going to be. There is no requirement certainly of life tenure, as in
section 72, whereas the federal courts referred to
before that are courts to be set up as provided by
the Constitution and, in particular, as provided by
section 72.
This is one of those rare cases, we would
therefore submit, where the word "courts" where it
appears in the two adjacent lines does not have
precisely the same sort of meaning, and the
clearest possible example is that a State court may
be a body that does not give life tenure. There
would be nothing invalid in a State court having
judges appointed as in some places for two year
terms and in that sense, at least, the word "court"
is used differently.
That, in our respectful submission, explains
much of the decision in the HCF case. I will show Your Honours this in a moment, but much of the
reasoning in that case - except for certain dicta
to which I will come in the judgments of
Your Honour the Chief Justice and
Mr Justice Murphy - but leaving those to one side
for the moment, most of the rest of the decision
can be explained, and indeed appears to be put
primarily on the basis that the Commonwealth is
cannot impose across to them requirements which, in because it is taking them as it finds them, one taking the State courts as it finds them, and section 72, are only appropriate to federal courts.
| DAWSON J: | Just looking at the text, Mr Bennett, section 71 |
does not require courts which are created merely to
consist of justices, does it, or judges?
| MR BENNETT: | Your Honour, in my submission that follows from |
section 72, because otherwise section 72 would have
no real effect. One could create a federal court, either without judges on one view of it, or on
another view of it, with one person who was a judge
who was given judicial power vested, and a large
| Harris(2) | 11 | 31/8/90 |
number of Commonwealth public servants, to whom all
his powers were delegated, and who could act and
make decisions and exercise judicial power in the face of section 72. It would be a very easy way of avoided the
life tenure provision, and in my respectful
submission, the juxtaposition of section 71 and
section 72 shows a clear implication that, so far
as the High Court is concerned, and so far as the
federal courts are concerned, they shall consist of
judges. And, indeed that has been picked up, both
in the High Court Act and in the Family Court
Act - - -
DAWSON J: Well that may be so.
MR BENNETT: | - - - because both Acts say, "The Court shall consist of the judges". | The court does not consist |
of the judges and its officers, even less the
judges and the functionaries of the court who arenot its officers.
Now, in the HCF case, 150 CLR 49, and the
first passage is at page 57, and Your Honours see
in the middle of the page, against the word
"nevertheless" in the left-hand margin on page 57,
His Honour, the Chief Justice says:
In Kotsis v Kotsis, Menzies J. stated the
position in a way with which I would
respectfully agree when he said that the
Parliament "can do no more than invest a State
Court, as it is or as it may become, with
federal jurisdiction."
In other words, it is an important part of the
consideration that the State court is something
over which the Commonwealth has no control and for
that reason there is a real difficulty in applying
federal standards to it. At page 58, in the long
paragraph in the middle of the page, His Honour
says that having reconsidered the question he adheres to his dissent in Kotsis:
I need not repeat what I there said, but would
add some further observations. The question
is whether "court" in s.77(iii) and "Courts"
in s.39(2) -
of the Judiciary Act -
mean the persons of whom a court is composed
(in the present case, the judges), or a court
as an institution, "an organization for the
administration of justice, consisting of
judges and with ministerial officers having
| Harris(2) | 12 | 31/8/90 |
specified functions" ..... One would expect
invested jurisdiction -
and we stress the word "invested" -
to be conferred on the court regarded as an
entity, rather than on the individual persons
who compose its membership, and some passages
in ..... Silk Bros tend to support this view.
If the investiture of State courts with federal jurisdiction which is made by ..... the Judiciary Act is understood to be an investiture of the persons who compose the
courts, the question will arise why that
jurisdiction cannot be exercised by all or any
of the members of the court, so that for
example, a single judge might exercise thejurisdiction normally exercised by the Court
of Appeal, or vice versa. The answer of course is that it is clear that the State law
must determine the organization through which
the powers and jurisdiction of the State
courts are exercised.
Pausing there - whereas federal constitutional law
such as section 72, determines how it is done in a
federal court:
But if that is so, how is it possible to
exclude officers of the court -
et cetera. So the ratio of the decision, we would respectfully submit, is that one is investing a
body and clearly one has to have a different
approach.in relation to that. Your Honour, the present chief Justice, at page 60, said in the
middle of the page:
As s.77(iii) grants power to invest jurisdiction in courts, and does not deal with
their composition, structure or organization,
it supplies in itself no reason for
restricting the content of the expression "any
court of a State" to judges or judges and other judicial officers who comprise its
membership. A more natural reading is to take
the expression in its application to the
possible recipients for federal jurisdiction
as referring to the curial institutions of the
State as they happen to be organized from time
to time.
Now, I will come to the dicta which put the other
factor later on, but at the moment I am concerned
with the ratio of the decisions in this case.
| Harris(2) | 13 | 31/8/90 |
Mr Justice Wilson, at page 71, said at about
point 6 against the word "concept" in the left-hand
margin:
There is much to be said for the distinction
which Miss Gaudron drew between the fact of
conferring jurisdiction on a court and themanner of its exercise. Jurisdiction is
vested in a court, and in that sense the word
"court" identifies an institution consisting
both of the persons who compose the court, and
the officers and procedures through which its
judicial function is performed. On this view, there is no problem in giving effect to an exercise by the Parliament of the power to
invest federal jurisdiction in a Supreme
Court. That invested jurisdiction in the absence of any qualification attached to the
investiture is intended by the Parliament to
be exercised in the same manner as the state
jurisdiction of the court.
So again, it is the investing and Your Honour
Mr Justice Brennan, at page 76 point, four lines
from the end of the page, used a phrase upon which,
with respect, strongly rely:
The Parliament, taking the court as it finds
it -
a statement almost reminiscent of the Electric
Light and Power Supply Corporation case approach
that one takes
the.court as one finds it, must be taken to
intend that the ordinary incidents of the
procedure of that court are attached to theexercise by that court of its invested
jurisdiction.
So much then for what section 71 says about State
courts. When it refers to federal courts, the creation of which is authorized by the Constitution, we submit it is referring to a body
constituted by its judges and that goes back to the
question Your Honour Justice Dawson asked me.
That goes back first to the juxtaposition of
section 72. Secondly, it goes back to some dicta
in Le Mesurier v Connor, 42 CLR 481. That case
involved the power of a registrar in bankruptcy to
issue a bankruptcy notice as part of a State court.
The ratio of the case does not really concern us
today except in the historical sense. What happened was, that jurisdiction in bankruptcy was
conferred on State courts but there was a federal
registrar who was in no way part of that court's
| Harris(2) | 14 | 31/8/90 |
structure and the question was whether he, a
complete stranger to the court, could exercise the
power of that court to issue bankruptcy notices andit was held that he could not.
Two of the Justices who dissented were
Justice Isaacs and Justice Starke and because they dissented they needed to consider a question which did not arise in relation to the majority of the
Justices and may I just show Your Honours how they
put it? Mr Justice Isaacs, first, at page 511 said
this - at the bottom of page 510 he goes back to
Blackstone and shows that courts always consisted of judges and having referred to that and to
Holdsworth, on the fifth line on page 511
His Honour says this:
A court consists, then, of the Judges, and of
them only. They are the only judicial officers of the King. This High Court, as the
Constitution declares, shall "consist of a
Chief Justice, and so many other Justices, not
less than two, as the Parliament prescribes."
That was the constitutional creation of the
High Court, its personnel and activity being
dependent on provision being made by
Parliament in conformity with the
Constitution. That is the first conception
which it is necessary to fix upon firmly.
Officers of the Court are not part of the
"Court" in the strict sense. The distinction is indicated, for instance, in Holdsworth's
History of English Law ..... which speaks of the Court's "jurisdiction over its own officials."
So closely is the term "Court" restricted to
the body of Judges constituting the Court,
that even a Judge sitting at Nisi Prius under
a commission to try the issue does not
constitute the Court, and cannot give
judgment.
It needs but little reflection to see how
Court for the purposes of section 77(III) as utterly impossible it is to regard the State including all the official staff, from the Clerk of the Court to the bailiff and
doorkeeper. If that were the case, the
"Federal jurisdiction" invested would fallupon the whole indivisible body, from Chief Justice to doorkeeper alike, for
section 77(III) makes no distinction. And once that is done, then, as will be presently seen, section 71 would vest in the whole staff, considered as one body, the judicial power of the Commonwealth with
undiscriminating completeness. There wouldcertainly remain one crowning difficulty.
| Harris(2) | 15 | 31/8/90 |
While section 79 enables the parliament to prescribe the number of Judges to exercise the
jurisdiction, nothing is said about bailiffs
and ushers and doorkeepers. Apparently they
would all have to form part of the tribunal.
But, in truth, the official staff of Courts are no more part of the Court than the parliamentary official staff are part of Parliament.
Mr Justice Starke, at page 523, said this, and this is just about point 2, just below His
Honour's name in the right-hand margin:
Now, there are many administrative and
ministerial functions incident to the exercise
of judicial power which in no wise require the
exercise of that power, and which may be performed by various officers and clerks
attached to the Court. That is, matters which are not the exercise of that
power.
It cannot be doubted, in my opinion, that
provisions relating to the staff of a Court
invested with Federal jurisdiction, and
conferring upon that staff powers and
functions that do not involve the exercise of
the judicial power, are well within the
authority of the Parliament. Such, for
instance, would be the duty of keeping and
preserving records, the issue of process, the
taking of affidavits, the examination of abankrupt, and other similar administrative and
ministerial functions and duties. So too, in my opinion, the Parliament might authorize the
appointment of Commonwealth officers for the
performance of such functions and duties. I
agree that the power of investment and the
incidental power would not warrant any
alteration in the structure of the Court, or
the investment of judicial power in such
officers. By judicial power I mean the power which can only be exerted by the tribunals named or indicated in the Constitution. Now, those matters did not arise for decision
by the other Justices in that cases because their
ratio concerned the superimposition of a federal
official on a State court and the question of power
to do that but, in my respectful submission, those
passages remain as useful as they were then.
I should also mention to the Court a statement
by Mr Justice Evatt in Dignan's case which is
conveniently set out in the appeal book; it is not
| Harris(2) | 16 | 31/8/90 |
on the list of authorities. It appears at page 65
of the appeal book and Your Honours will see at the
bottom of page 65, in Dignan's case, (1931) 46 CLR
73 at page 116, His Honour said:
tton the other hand, a catena of cases decided
by this Court has enforced the principle that
the judicial power of the Commonwealth cannot
lawfully be conferred upon organs other than -
and I ask Your Honours to note the way he describes
them -
the High Court, the Judges of the Federal
Courts created by Parliament, and the Courts
of a State."
His Honour draws a distinction between the judges
of the federal courts and the courts of a State.
ttThis principle has prevented the attempts of
the Federal Parliament either (a) to vest what
is strictly judicial power upon Commonwealth
authorities -
et cetera, and that is another judicial
recognition, we would respectfully submit, of the
distinction between the two uses of "court" in
section 71.
Now, in Reg v Davison, (1954) 90 CLR 353, the question did not arise.
What happened, and the
history is set out fairly clearly in that case, is
that after Le Mesurier v Connor, there were
amendments to the Bankruptcy Act which rather went to the other extreme and which carefully separated
the registrar from the bankruptcy court and madehim a Commonwealth public servant with no
particular connection with the court so that one
would get over the Le Mesurier problem of making
him an official of State courts. What that did was expose the problem in relation to the bankruptcy
court itself and, as a result, the decision in that case seems to have been largely on the basis that
the registrar was separated.
But the decision could have been justified on
the basis which I am putting today and, indeed, Your Honour the Chief Justice's counsel put the matter primarily in that way. If Your Honour's look, for example, at page 355, at the very
beginning of the submission:
If Your Honours look, for example, at page 355
the very beginning of the submission:
| Harris(2) | 17 | 31/8/90 |
Each of the offences with which the debtor was
charged involves the allegation he is a
bankrupt. Whether or not he is a bankrupt
depends on the order made by the Deputy
Registrar ..... whether the making of the sequestration order by the deputy registrar is
an exercise of Federal judicial power. The deputy registrar was not appointed for life.
That was the primary submission.
Accordingly, under ss. 71 and 72 of the
Constitution, there has been a purported conferring of Federal judicial power on a
person who is not a court and a person who was
not appointed for life. Waterside Workers -
and so on.
The real question ..... is whether the
making ..... of a sequestration
order ..... involves the exercise of Federal
judicial power -
and that is then discussed.
It is true that Your Honour then went on to
say, what was picked up in a number of places in
the judgments, that:
The provisions of s. 12 ands. 18 ..... which
vest jurisdiction in the court and in the
officers of the court, show that neither the
registrar nor the deputy registrar is an
officer of the court but each is a stranger to
the court.
But certainly none of the judgments suggest that
Your Honour's first argument was rejected. If
Your Honours go to Mr Justice Kitto's judgment, at
page 380 point 3, Your Honours see that in the
crucial paragraph which is the ratio of
His Honour's decision, he puts it both ways. His Honour starts by saying at point 2:
A registrar is not a court officer, for the amendments made ..... in consequence
of ..... Le Mesurier ..... succeeded in making him
"a stranger to the Court ..... Though he is under the control of the court, his duties are
those which the Attorney-General directs or
the Governor-General prescribes. He is an officer of the executive government, and that
being so it is constitutionally impossible to
invest him with any form of judicial power.
| Harris(2) | 18 | 31/8/90 |
And that, we respectfully submit, is picking up the
first part of the argument. But I cannot say that the case is, itself, authority for the first
proposition.
Now, I mentioned earlier that in the HCF case
there were dicta by Your Honour the Chief Justice
and Mr Justice Murphy, contrary to the submission Iam putting and I should take Your Honours to those.
The first passage is at page 63, 150 CLR and
Your Honours see at the bottom of page 63 point 8:
The proposition that the exercise of
Commonwealth judicial power by the High Court and other federal courts must be undertaken by
judges alone is likewise not expressed by the
Constitution. It has the support of some
•dicta - see Le Mesurier v Connor -
and Your Honour there refers to the two passages to
which I have referred in the judgments of
Mr Justice Isaacs and Mr Justice Starke -
and the decision of Long Innes J. in Re Grant;
Ex parte Edgley.
That was a case where a State court held that the
registrar did not have the relevant power. It was decided, I think, the year before Le Mesurier
v Connor.
But in Davison the Court did not decide the
question. The decision there turned on the
unique situation of the registrar and deputy
registrars in bankruptcy.
And, with respect, we accept that -
Kitto J. described them as officers of the
executive government whose duties were
prescribed by the Attorney-General or the
Governor-General. Dixon C.J. and McTiernan J.
said that they were not officers of the court but functionaries placed under its control,
having earlier stated that it "must not be
supposed" that they "are officers of the
Federal Court of Bankruptcy or form part of
the staff or organization of the court".Their Honours merely referred to the earlier
dicta and to Grant.
Section 71 vests the judicial power in
the High Court, the federal courts and ..... It
also provides that the High Court shall
consist of a Chief Justice -
et cetera.
| Harris(2) | 19 | 31/8/90 |
However, as I see it, the vesting of judicial
power in a High Court consisting of a
Chief Justice and justices should not
necessarily exclude the exercise of some
jurisdiction and powers by a master or
registrar of the Court, whether as a delegate
or otherwise, provided that the exercise issubject to review or appeal, more particularly
now that the Court is autonomous by virtue of
the High Court of Australia Act. In the case
of other courts created by Parliament, whose
membership is not confined by s.72 to judges,
there is perhaps even less reason for denying
that part of their jurisdiction and powers maybe exercised by officers who are not judges,
whether as delegates or otherwise, provided of
course that they are officers who truly form
part of the court's organization.
Well, Your Honours, that is a passage which we
respectfully ask Your Honours not to follow. It
is, of course, a dictum which was not necessary for
the purposes of that case, and the reasons we have
put forward, it is respectfully submitted, go inthe opposite direction.
Mr Justice Murphy expressed a similar view at
page 66 where, having stated the proposition for
which we contend the case is authority, at point 3
against the words "preliminary matters" in the
margin, His Honour states that part of the rule
this way:
Parliament has not stated otherwise,
investment of any State court with federal
jurisdiction should be taken as investment of
the court as it is organized from time to time
under State law, so that not only its members,but its officers and other persons under its supervision and control may exercise federal jurisdiction in the San\e way as they would
State jurisdiction.
That, as I indicated, is what other members of
the Court all said as the ratio. His Honour then
adds similar dicta to Your Honour the Chief Justice
by saying:
There is no provision express or implied
in the Constitution which would prevent
exercise of the jurisdiction of the High Court
(or other courts created by the Parliament) byofficers or others who are not justices but
act under the supervision of the justices (in
the sense that their decisions are subject to
review or appeal).
| Harris(2) | 31/8/90 |
I will say something about that in a moment.
Thus in respect of any federal court created by the Parliament, Parliament may authorize
the exercise of its jurisdiction by officers
or others who are not justices provided that
these are under the real supervision andcontrol of the justices of the court.
And again I will come to the significance of that
in a few minutes.
| DAWSON J: | When they speak of "exercise of jurisdiction" |
there do they mean exercise of judicial power?
| MR BENNETT: | Your Honour, I had assumed so in the context of |
that case.
| DAWSON J: | They carefully avoid saying so. |
MR BENNETT: Yes, that is so. That is so, although it
refers to "its jurisdiction" which one would -
DAWSON J: Most jurisdiction would include some things which
did not involve the exercise of judicial power.
| MR BENNETT: | Yes, it certainly can be read that way. |
| DAWSON J: | And what does "review" mean there? |
MR BENNETT: Well, that is something which becomes more
important in the second part of the case, and I am
going to say a little bit about it. It is my submission that judicial power is no less judicial
power because it is subject to appeal, even if the
appeal is by way of rehearing and even if it is by
way of rehearing de novo. And as Your Honours will see, the powers we are talking about in this case are subject to something less than that. Indeed, that is the second part of this appeal.
It is my respectful submission that one simply
does not avoid the consequence by imposing that requirement. What is difficult to understand about
these passages is that they refer to "persons under
its supervision and control", and there is a real
question as to what that means. Presumably the
judge of the Family Court cannot telephone the
registrar and say, "I require you to decide this
case in a particular way". It does not mean that, and indeed, as Your Honours will see when I come to
it, there are sections of the Act which suggest it
does not mean that.
What then does "supervision and control" mean? Does it mean that the judges give seminars in which
they tell the registrars in general terms how to
| Harris(2) | 21 | 31/8/90 |
administer justice? Does it mean that they are
subject to dismissal for misconduct less than
review of their decisions of one of the various judicial misconduct? Does it mean that there is a gradated scales of review which may be available in different forms of appellate process? It is very difficult to see what can be meant by it. And in my respectful submission, it is part
of the problem which arises once one admits that judicial power may be exercised in the federal sphere by a person other than a judge who has section 72 tenure. I should show Your Honours the sections that
deal with that. If Your Honours go to
section 37A(8) Your Honours see there is an attempt
to achieve almost the opposite result because what
is said is:
Notwithstanding any other provision of this
Act -
and I will take Your Honour to the other provision
in a moment -
and any provision of the Public Service Act or
of any other law, a Registrar is not subject
to the direction or control of any person or
body in relation to the manner in which he or
she exercises powers pursuant to a delegation.
So the actual exercise of the office, as one would
expect, is free of direction or control. So if it
is that sort of direction or control which is being
referred to, clearly it is not present. I will come to appellate direction or control in a moment.
I should also inform Your Honours of one passage
which unfortunately we did not have photocopied,
and I apologize for that, and that is section 37B
of the Family Law Act. Your Honours see, under the perhaps judgmental heading Independence of
Registrars, the section says: Notwithstanding any provision of this Act other than sub-section (3), and any provision
of the Public Service Act 1922 or any other
law, in the performance of a function or the
exercise of a power under this Act, under the
regulations or under the Rules of Court (other
than a power delegated by Rules of Court under
sub-section 37A(l) -(a) the Principal Registrar is subject to the direction and control of the Chief Judge and is not subject to the direction or control of any other person or body;
| Harris(2) | 22 | 31/8/90 |
(b) a Registrar is subject to the direction
and control of -
(i) the Chief Judge;
(ii) any other Judge authorized by the Chief
Judge ..... and
(iii) the Principal Registrar,
and is not subject to the direction or control
of any other person or body; and
(c) a Deputy Registrar is subject to the
direction and control of -
(i) the Chief Judge;
(ii) any other Judge authorized by the Chief
Judge to direct and control that Deputy
Registrar;
(iii) the Principal Registrar; and
(iv) the Registrars,
and is not subject to the direction or control
of any other person or body.
There were then various provisions about arrangements, and so on, but it would seem that
section 37A(8) is intended to override that because
that says:
Notwithstanding any other provision of this
Act ..... a Registrar is not subject to the
direction or control of any person or body in
relation to the manner in which he or she
exercises powers -
under a delegation. So it seems to be an attempt to have it a little bit each way, but whichever way
one has it one thing is clear, and that is that when the registrar sits the registrar is not
subject to anyone's direction or control as to what
orders he or she makes or how he or she exercises
the powers. Indeed, it is hard to see how it could ever be otherwise. It would be an impossible
situation if a person was sitting hearing some type
of proceeding and then was subject to direction or
control as to the orders made by a person not
present. Clearly that would create enormous
problems.
| BRENNAN J: | Is it right to read section 37A(8) as governing |
the exercise of delegated powers under
| Harris(2) | 23 | 31/8/90 |
section 37A(l), and the provisions that you have
read from section 37B as relating to other powers?
| MR BENNETT: | That is so, Your Honour, yes. That is clear. |
So the relevant powers we are concerned with are all delegated powers under section 37A(l). So, in a sense, one could ignore section 37B for the purposes of this case, but it is an indication of an extent to which they are under control, but it
is only under control in relation to powers not
presently relevant.
| BRENNAN J: | And how is the Public Service Act relevant? |
| MR BENNETT: | That has provisions about discipline, |
Your Honour, and about, I suppose holidays, and
tenure, matters of that sort.
| BRENNAN J: | And are these officers appointed under the |
Public Service Act?
| MR BENNETT: | Yes, Your Honour. Judicial registrars are not, and I will come to that, but we are not |
| His Honour Mr Justice Fogarty dealt with the | |
| problem by suggesting that there was a distinction | |
| which we respectfully submit does not appear in any | |
| decisions of this Court between core powers and | |
| other powers. At pages 75 to 77 of the appeal | |
| book he draws a distinction between powers which can be delegated and powers which can not, and he | |
| says at line 8 on page 75: |
The crucial matter in my view in this
case is the issue ..... on the basis that the
Court can (one way or another) delegatejudicial powers to non-judicial officers of
the Court - what powers can it delegate? Is
there any limitation, that is, is there a"core" of non-delegatable power; is it wholly
a matter of the judgment and discretion of the
Judges exercising their rule making power; can the legislature expand this power or impose limitations upon it? The judgments referred to above clearly
support the view that there are limits upon
the power and scope of delegation.
These are all references, of course, to State law
except the passages from the dicta of
Your Honour the Chief Justice and
Mr Justice Murphy.
MASON CJ: Your argument does accept, does it, that you can
have a power of delegation?
| Harris(2) | 24 | 31/8/90 |
MR BENNETT: In relation to non-judicial functions, yes,
Your Honour, but not in relation to the judicial
power of the Commonwealth.
MASON CJ: Yes, and you will be giving us some examples
later on so that we can see what is the scope and
extent of your notion of delegable power.
| MR BENNETT: | Yes, Your Honour, although, in a sense, the |
Court does not need to decide that in this case.
| MASON CJ: | No, but it is very difficult to make decisions of |
this kind in the abstract unless one can clearly
see what the consequences are.
MR BENNETT: There is no doubt, Your Honour, that the
constitutional division does create a difficult
problem because, as I said in opening, there is no
doubt that in these days of congestion in courts
and large numbers of matters which are clearlywithin the judicial power which are routine but
time consuming, there is very great pressure on
courts to delegate where they can and a clear
public interest in favour of such delegation. The question is whether it can ever be permitted and, if so, in what circumstances, and we would put it
on two bases, I suppose: the primary basis is that
the judicial power, as such, simply cannot be
delegated although there are ways one can perhapsdelegate portions of proceedings to enable a
distinction to be drawn.
| MASON CJ: | Well, that may be vitally important and you will |
be more specific about that in due course?
MR BENNETT: | Yes. Well, Your Honour, one example, while I am on that, is the practice in New South Wales for | |
| years about company winding up petitions prior to | ||
| ||
| with Kotsis, where the Commissioner of Taxation was the petitioning creditor, which was the case in a very large proportion of company winding up | ||
| ||
| petitions could not hear the matter so the practice | ||
| which developed was that whenever the Commissioner | ||
| of Taxation was the petitioner the matter went before the master; he looked at the papers; | ||
| satisfied himself after submissions, if necessary, | ||
| that the matter was in order for an order to be | ||
| made and then wrote on the file words to the | ||
| effect, "I am satisfied this is an appropriate case | ||
| for an order" and the two counsels would take the | ||
| file, go upstairs to the judge, and the judge would | ||
| make the order more or less automatically. |
Now, that is an example of, I suppose, a
delegation in practice which enables the routine
| Harris(2) | 25 | 31/8/90 |
part of the task to be exercised for all practical
purposes by a non-judicial officer while the judgeaccepts the responsibility for the making of the order and is satisfied, no doubt having seen the master's certificate, that it is an appropriate
case.
DAWSON J: This was the problem I had in mind when I was
asking about interim orders - I have not got that
particular one here - because, of course, so many
orders that are made in the Family Court are of, in
one way or another, an interim nature.
| MR BENNETT: | Yes, Your Honour. | Your Honour, it may well be |
suggested - - -
| DAWSON J: | Do not answer it now. |
| MR BENNETT: | No. | Your Honour, one can understand the |
proposition which says that an interim order is
more administrative than judicial, because it is
not concerned so much with justice between the
parties in the ultimate sense, as it is with the
practicalities of the best interim accord, of an
administrative nature in a sense, so that the court
can then exercise its judicial powers and one can
understand an argument which would say that many
interlocutory matters do not fall within the
judicial power. That is an argument which, as I
said before, I am not in a position to deal with
today and it does not arise in this case, but it
illustrates that there may well be room for a
solution to part of the practical problem by
considering in future cases the scope of judicial
power and of course there is a wealth of authorityalready.
DAWSON J: Really what you are being asked is, how far on
your argument would it be possible to delegate
functions to registrars?
| MR BENNETT: | Your Honour, the answer, which perhaps is not a |
satisfactory answer and not the answer the Court is looking for, is wherever there is an exercise, as
such, of the judicial power of the Commonwealth.
MASON CJ: That is the problem I raised with you earlier.
It seems to be most unsatisfactory if we are asked
to determine the argument that you are putting
forward in the abstract, without having a clearer
appreciation of the consequences of what is
involved.
MR BENNETT: Well Your Honour, if one looks at the actual
delegation which has taken place, if Your Honours
go to section 37A of the Family Law Act Your
Honours see a list of powers. Now many of those
| Harris(2) | 26 | 31/8/90 |
are matters which one would have thought would not
involve the exercise of judicial power:
(a) the power to dispense with the service of any process under this Act;
(b) the power to make orders in relation to substituted service;
Those matters one can well understand being
regarded as administrative.
(c) the power, ..... to make orders in relation of documents in the possession -
would be the same.
(d) the power, ..... to direct a party to the proceedings to answer particular
questions;
That of course is delegated to administrative
officials every day under both Commonwealth and
State legislation.
(e) the power to direct the parties ..... to attend conferences conducted by court
counsellors or welfare officers;
None of those would give rise to any problem. I have not checked what (f)(i) refers to. (f)(ii)
would depend upon the resolution of the question
asked of me by Justice Dawson. I do not venture a firm answer to that question, beyond saying that
there is a substantial argument to the effect that that would not involve exercise of judicial power.
(g) on the other hand clearly can do. (g) in its
application to section 79 certainly does, because
that involves determinations of factual issues and
satisfaction in the light of those factual issues
of what has occurred. There may well be some consent orders not in that category, but that is
not the case under section 79. (h), one would have thought is not judicial. (j) certainly is. (k) is
not. (m) probably is not. And then there are some express exclusions.
So one can run through that list and find very
little in section 37A which creates a problem. The preamble - - -
BRENNAN J: Is the criteria this, Mr Bennett, that where an order is made, the execution of which may require, for the protection of those who are charged with
its execution, the protection of a judicial order,
then it is a judicial power.
| Harris(2) | 27 | 31/8/90 |
| MR BENNETT: | At that point it must be. |
| BRENNAN J: | I do not know whether I have quite put it |
correctly, but there are some cases where you do
not need to have execution of an order. There are
some where you do. It would seem a curious thing if those who need the protection of a judicial
order in the execution of it were not able to say
this is a judicial order.
MR BENNETT: Well, precisely, Your Honour. That is a useful
part of the distinction which I think this Court
has referred to a number of times. The real problem, of course, in this case arises under (g),
but the real problem arises from the preamble,
because Your Honour sees that there is power to
make rules delegating all or any powers of the
court,
including, without limiting the generality of
the foregoing, all or any of the following
powers of the Court.
So, it is not as if the powers which can be
delegated are limited to (a) to (m) and the
exceptions in (2) are quite narrow. The exceptions
as to which are the powers which cannot be
delegated are:
the power to make:
(a)a decree of dissolution of marriage -
itself - power to make:
(b)a decree of nullity of marriage;
(c)a declaration as to the validity of a
marriage or the dissolution of annulment of a
marriage; or
(d)an order in relation to the custody,guardianship or welfare of, or access to, a
child -
although there, there is an exclusion which we would submit would be well within judicial power -
other than an order made in undefended
proceedings or with the consent of all the
parties to the proceedings.
A custody order made by consent, one would have
thought is a classic exercise of judicial power,
particularly in the manner in which it is
conferred.
DAWSON J: Well, what are you asking us to do? Are you
asking us to read down the first part of
| Harris(2) | 28 | 31/8/90 |
subsection(!), and if so, read it down to what
point?
MR BENNETT: Well, Your Honour, I have made a submission.
The submission is that it should be read down so
that anything falling within the judicial power of
the Commonwealth may not be delegated - anything
which is an exercise of judicial power. One then has to look at each one and say, "Is that within
it, or not?" in order to apply section lSA of the
Acts Interpretation Act.
DAWSON J: Because it would not satisfy you just to strike
out (g).
| MR BENNETT: | It would certainly satisfy me, Your Honour. | I |
appear for a client who has one interest.
DAWSON J: Yes, but it would not, because you have got the
general power which is given in the first part of
MR BENNETT: | Yes, it would (g) and so much of the preamble as would authorize - - - |
DAWSON J: That requires you to draw a line somewhere and we
would like some more specificity where the line is
to be drawn.
| MR BENNETT: | Yes. | Your Honour, the submission is it is |
wherever the actual exercise involves judicial
power. As I have indicated, a large part of these matters can be delegated and one may indeed - - -
| DAWSON J: | Does that mean wherever an issue is determined |
which would create an issue estoppel or a res
judicata because many things in the Family Court do
not do that, you know.
| MR BENNETT: | No, they do not. | It is certainly anything |
which involves the ascertainment of a factual
situation and certainly som·ething which involved
ultimately the - what I called earlier the second and third factors in relation to section 79, the
weighing process - - -
DAWSON J: It cannot be anything that requires to determine
a factual situation. A number of the things that
you have said are not within judicial power require
a determination of a factual situation.
| MR BENNETT: | Your Honour, it is a question of how it is to |
be determined. A clerk who issues a driver's
licence may have to determine a factual situation
as to age, or something else. He does not exercise judicial power, but if an Act said, "The power to
issue drivers' licences is conferred upon the
| Harris(2) | 29 | 31/8/90 |
Federal Court of Australia," assuming Commonwealth
power over drivers' licences, and "A person shall
be entitled to a licence if he demonstrates to the
court that he is a fit and proper person who candrive a car", and there is provision for it to be
opposed by representatives of the department and
for hearings, then it would be an exercise of
judicial power.
| DAWSON J: | I am not sure that that is so. |
| MR BENNETT: | Your Honour, that is certainly what seems to be |
suggested in Davison's case and in Le Mesurier's
case, certainly Davison, where what is said is that
the fact that a power is given to a court to be
exercised in a particular way may make that an
exercise of judicial power.
DAWSON J: That may be an indication but you come back to
the problem that Justice Gaudron raised: granting a
privilege in that way whilst dressed up in the form
of an exercise of judicial power may not be.
MR BENNETT: Well, Your Honour, it is my submission that it
would be, but obviously there are difficult lines
to be drawn.
DAWSON J: That is what we are asking you to say where you
draw them.
| GAUDRON J: | The problem is, is it not, that one of the |
theories in this area is that you classify, at
least in some circumstances, the power according to the nature of the person exercising it, and that it
what was being referred to by Justice Murphy in
Hegarty that he refers to at the beginning of his
judgment in HCF. It may aptly be described as judicial if it is being exercised by a court, but it may aptly be described as something else if it
is being exercised by somebody else.
MR BENNETT: Yes, but, Your Honour, one does not get into
the second category if one starts with the power being conferred on a court.
GAUDRON J: Are you talking about "confer" as distinct from
"exercise"?
MR BENNETT: Yes. If one has a power such as making a
sequestration order on a debtor's petition which
may be judicial if exercised by a court and
administrative if exercised by an adrninisterial
official, if one has such a power what one cannot
do is say, "We confer this power on the Federal
Court" - so it is at that point judicial - and then
say somewhere else in the Act that "that particular
power may be exercised by a non-judicial officer".
| Harris(2) | 30 | 31/8/90 |
| GAUDRON J: | I do not see why not. |
| MR BENNETT: | Your Honour, because the character comes from |
the initial conferral of the power - - -
GAUDRON J: But, what you find in the example you have given
is a non-exclusive conferral and perhaps that is
also what you get in section 37. It is conferred on two people, two different people, and the
character may, therefore, differ according to who
has exercised it.
| MR BENNETT: | The other difficulty, Your Honour - perhaps the |
answer to that lies in the distinction between the
conferral of the power and the manner of its
exercise. The conferral of the power is on the courts. The manner of the exercise, which is the
unauthorized part, is permitting that power whose
judicial nature is defined by the nature of its
conferral, on a ministerial official.
GAUDRON J: But, you cannot say it is conferred on a court
when you have a provision saying "it is conferred
on a court and on the registrar as the court shall
determine " .
| MR BENNETT: | The difficulty with that is, that the provision for conferral.on the registrar is general and |
| clearly judicial. For example, the section 79 power in a contested case - it could not seriously | |
| be suggested that was not a judicial power for the | |
| Commonwealth and yet that is indiscriminately with | |
| substituted service - - - |
GAUDRON J: Well, I am not sure about that either.
DAWSON J: In other words, rearranging the parties rights.
| MR BENNETT: | But determining what they are first, |
Your Honour, and determining in a contested context
what they are.
| DAWSON J: | In no binding way, though. | Would there be an |
issue as to that, an issue estoppal?
MR BENNETT: Normally yes, Your Honour - perhaps not an
issue estoppal, certainly - yes, there would be;
there might not be a res judicata but there would
be an issue estoppal because the nature of the
process under section 79 is to ask two questions:
one, what does each have; secondly, what should we
do about it? It is the first question which very
often takes a significant part of the hearing time
in this sort of application and, of course, the
consent order as to custody is another example.
| Harris(2) | 31 | 31/8/90 |
DAWSON J: But where there is a maintenance order where the
parties have no property?
| MR BENNETT: | There cannot be a maintenance order if there is |
no property, Your Honour.
| DAWSON J: | No, no pre-existing property. |
MR BENNETT: In a pre-existing - well, we would still need
to determine as a fact the income to be able to
make a maintenance order. That would arise under
section 75 - I think I have included section 75
here - no, I am sorry, section 74 which I have not
reproduced. Yes, it is a combination of section 74
and section 75. One starts with 72 that: A party to a marriage is liable to maintain
the other party, to the extent that the first-
mentioned party is reasonably able to do so,
if, and only if, that other party is unable to
support herself or himself adequately -
for certain reasons. Now, there are clear factual determinations one has to make there.
to decide to what extent one is reasonably able to
do so, to what extent the other is unable toOne has support herself or himself, and then there are all
the factors in section 75(2), many of which involvedetermination of issues of fact, issues of fact
that one would expect to be contested and, of
course, which often they are.
BRENNAN J: | Mr Bennett, could I just raise the problem about 37A(l) and the generality of the powers that | |
| ||
| the powers referred to in 37A(l) must, conformably | ||
| with Boilermakers, be either judicial powers or powers which are ancillary to judicial powers and | ||
| if that be right, then can there be a power of delegation of a power which, ex hypothesi on its | ||
| investiture, is a judicial power? |
| MR BENNETT: | As opposed to a power which is ancillary to a |
judicial power?
BRENNAN J: Ancillary to it.
| MR BENNETT: | I would submit not, Your Honour. |
BRENNAN J: That answer presumes that a power, once invested
in a court, is incapable of transformation by
delegation. Is that your proposition?
| MR BENNETT: | Yes, Your Honour. That is put, with respect, |
very much more elegantly than I put it a moment ago
in reply to Justice Gaudron, but that is the
proposition, yes, Your Honour.
| Harris(2) | 32 | 31/8/90 |
In so far as the character is determined by
the body on which it is conferred, one does not go
down to the subdelegation, if one likes, to alter
that character; the subdelegation is simply
unauthorized at that point.
| DAWSON J: | But then, you really have to ..... judicial power |
much more closely than that, do you not? .....
amount to the final resolution of the controversy
between the parties by readjustment of their rights
in a final way.
| MR BENNETT: | I would certainly be content to accept that |
limitation, but I am concerned that there may well
be decisions of which I am not presently aware
discussing the question of the extent to which
interlocutory matters do or do not fall within the
phrase "judicial power of the Commonwealth", and
that is something which I am concerned that I
cannot give you any of the assistance I would like
to give Your Honour on because I have not looked at
that.
DAWSON J: And what rights are they? Do they have to be the
rights which determine the controversy in which
case there may be ancillary rights which can be
determined in another way, for instance the
Registrar determines rights, I suppose, when he
taxes costs. No one says he is exercising judicial power there.
| MR BENNETT: | No, Your Honour - - - |
DAWSON J: But that is a merely incidental of the
determination of the controversy, the final
determination of the rights of that purpose.
MR BENNETT: | It would be more difficult, of course, if he had power to make an order for costs having looked |
| at the result of an appeal. That would be a step | |
| away from that. But certainly, Your Honour, it has always been recognized - - - | |
| DAWSON J: But he certainly determines facts. |
MR BENNETT: Yes, he does. It has always been recognized
that there are matters which, of necessity, one has
to regard as ancillary simply as a practical
matter. There are numerous examples. A judge
might delegate to his associate the power to decidewhat number would be given to a particular exhibit.
One could have all sorts - and we could conceivably
imagine a case where the parties argued about that.
Clearly, that would not be an exercise of judicial
power in any sense at all. It is an ancillary
administrative function which is necessary for
the - - -
| Harris(2) | 33 | 31/8/90 |
| DAWSON J: | We are not talking about rights here and the determination of some rights seems to involve an |
| other rights does not. | |
| MR BENNETT: | Yes. |
DAWSON J: It is a question of drawing that line.
| MR BENNETT: | There is no doubt that the drawing of the line |
is not an easy question and there are a very large
number of cases in this Court, I think the most
under which the court gave a
recent one may be the decision involving the the provisions
Federal Proceedings Costs Act, in the Victorian
certificate and the Attorney-General decided
whether or not he chose to make a payment pursuant
to that certificate were valid, and the
Attorney-General was not exercising judicial power
by deciding whether or not he would grant costs on
the court certificate.
So, in a sense, costs have always been,
perhaps traditionally and an ex necessitate,
regarded as something outside - - -
DAWSON J: Not only costs, I mean decision as to -
interlocutory decisions involve a decision as to
rights, that you can classify them as interlocutory
and, therefore, say that they do not necessarily
involve an exercise of judicial power.
| MR BENNETT: | There is not quite the same measure of fact |
determination, I suppose, in an interlocutory case in that the Court does not determine the facts, it
merely - - -
| DAWSON J: | ..... substituted services for instance. |
| MR BENNETT: | The line is not a bright line, Your Honour. |
All one can say is that there are decisions of this
Court which one must go to in relation to any individual case to see whether it is on the one
side or the other side, but in relation to this
type of decision, there is clear authority and the
decision of the Full Court is not challenged that
this type of decision does involve the exercise ofthe judicial power of the Commonwealth.
| DAWSON J: | But you are asking us to read down the section, |
so we have to draw a line, right or not.
| MR BENNETT: | The section can be read down. I appreciate |
that the Court is concerned to understand the
consequences of its action, but the section canand, in my respectful submission, should be read
| Harris(2) | 34 | 31/8/90 |
down simply by importing the constitutional phrase.
All the Court has to say is the section is read
down by saying, "One cannot delegate what is
squarely within the exercise of a judicial power of
the Commonwealth", and then say, "This case is
clearly within that because it involved a consent
order under section 79 which has the following
elements", and in that sense affirm the Full Court,and the consequences for the future, of course, are
simply that the same lines which the Court has
applied when it looks at the various industrial
courts over the years or the various powers of
registrars in bankruptcy over the years have to be
applied here, and one has to say, "Is the
particular Act which is sought to be delegated
judicial or not?"
One has that consequence, however one looks at
it, because even if one permits a power of
delegation of the type which Mr Justice Fogarty
referred to, reference to core powers, one then has
to have an appeal to this Court every time there is
an argument as to whether something is a core power
or not a core power. At some stage there is going to have to be a determination of where the line is
drawn and that will be done, no doubt, on a
case-by-case basis as has been done in the past in
relation to industrial courts and bankruptcy
powers, but the Court does not in the case which
lays down the broad principle need, except in ageneral way, to see the general effect of what it
is doing to analyse precisely which powers are
within which category.
The central question in this case is simply,
does the decision in the HCF case apply to federal
courts? If it does, then the conclusion in this case which I have submitted necessarily follows,
and the problems to which Your Honour refers are
problems for another day.
Your Honours, I should say a little bit about
the inherent power question. There is a passage
in the judgment of Your Honour Mr Justice Brennan
in the HCF case which refers to the significance ofinherent powers of the courts, and Your Honour
refers in that to a number of old English cases
where courts have been said to have inherent
powers.
Mr Justice Fogarty regarded the power to
delegate to registrars as being something which was
inherent in a court. We would simply submit that, first of all, if there is any such inherent power
it must, of course, be read subject to
constitutional limitations but, secondly, there is
a serious question as to how far that inherent
| Harris(2) | 35 | 31/8/90 |
power can go and I simply wanted to remind
Your Honours of the decision of this Court in
Commonwealth Trading Bank v Inglis, 131 CLR 311,
which I have had placed on the bench for
Your Honours.
It is a case where the Court held that it had
no inherent power to preclude a person from
commencing vexatious proceedings in the Court andthe rejection of the proposition that there was
such an inherent power was partly based on general
principle and partly on an expressio unius from the
existence of certain powers in relation to
vexatious litigants. If Your Honour sees at
page 314 in the judgment of the Court, the Court inthe long paragraph in the middle of that page and
to a lesser degree in the next paragraph firmly
rejected the proposition that inherent power
extended to that extent.
Now, we would submit that while there may well
be some scope for inherent power to delegate
totally ministerial functions in the course of
running proceedings to a registrar, it is difficult
to see how there can be an inherent power which
extends to the delegation of judicial power,
certainly to the extent that section 71 would needto be read subject to that sort of inherent power.
It would be, we would respectfully submit,
totally subversive of section 72 if the judicial
power could be exercised by any person provided he
answered the description "officer of the court" and
had matters delegated to him. It would authorize -and we have put the extreme example in 1.3.7 - the
delegation of this Court's appellate power to the
clerk or the marshal or, for that matter, a deputy
clerk or a deputy marshal, because they areofficers of the court and, of course, the
registrar, but it is a more extreme example to take
the others. They are officers of the Court and
they fit squarely within the description referred to in Davison's case but, clearly, section 71,
which confers power on this Court would not be
satisfied by a delegation to those persons of a
power to hear appeals even if there were some sort
of review or appeal to the Judges of the Court from
that decision. Similarly, deeming their decisions
to be decisions of the Court would not solve theproblem. There must be, we would submit, a clear
line once one has something squarely within the
judicial power as to who may exercise it.
Now, in relation to the question Your Honour
the Chief Justice asked me, I do not think I can do
much more than - I have gone through section 37A; I
have given an indication there of which of the
| Harris(2) | 36 | 31/8/90 |
powers expressly referred to would be powers that
could validly be delegated but ultimately the
question in relation to each one must be the
question that one has in all the judicial powercases: is this or is this not within the judicial
power and for this case, the answer is very simple.
Now, the second part of the case involves a
question of far less general importance than the
first although it is, nevertheless, a question of
considerable importance within the context of the
administration of the Family Court, and it does
have some relationship to the first because of the
question as to the extent to which the existence of
an appeal is sufficient to solve the problem.
Now, may I first show Your Honours the relevant provisions in relation to appeal and then
show how the problem arose in this case. The appeal from the decision of the registrar appears
in section 37A(9), which provides that:
A party to proceedings in which a Registrar
has exercised any of the powers of the Court
pursuant to a delegation under sub-section (1)
may, within the time prescribed -
et cetera -
apply to the Court to review that exercise of
power.
The Court may, on application under
sub-section (9) or of its own motion, review
an exercise of power ..... pursuant to a
delegation under this section and may make
such order or orders as it considers
appropriate.
So one starts with a broad general power in
the Act. What the rules have done is to define
that a little more precisely. On the very last
page of the document Your Honours have, Your Honours see Order 36A rule 7. Subrule (4)
provides:
A court reviewing an exercise of power by a
Judicial Registrar or a Registrar:
(a) shall proceed by way of a hearing de novo;
and
(b) may receive as evidence any affidavit or
exhibit tendered before the Judicial Registrar
or Registrar; and
| Harris(2) | 37 | 31/8/90 |
(c) may by leave receive further evidence;
transcripts -
and so on. And it is taken to be an appeal for the purposes of the Act.
So it is to proceed as a hearing de novo, and
it is described as a review. That, of course, does
not answer the question which arises when one has
an appeal from a consent order. And that question, of course, is whether the party who has consented
is entitled to appeal and then say to the court
before which the appeal or review is heard, "I
withdraw my consent. The matter must now proceed". That is the issue with which Your Honours are concerned in this case.
Now, the basis on which the Full Court dealt
with the matter was to characterize the power
exercised by the registrar by reference to thedelegation rather than by reference to the nature
of the power. What the court did was to say, well, one starts with section 37A(l) which says that
there can be delegated to the registrar -
(g) the power to make, in proceedings under
this Act, an order the terms of which have
been agreed -
Then, to see whether that has been done one goes to
Order 36 rule 2 which is towards the back of the
materials:
The following powers of the Court are
delegated to each Registrar -
and then (n) on the top of the next page is -
the power to make an order the terms of which
have been agreed upon by all the parties to
the proceedings.
So the Full Court says one starts with that.
What the registrar was about was making an order
the terms of which had been agreed by all parties.
That is what was before him. When there is a review of that, there is a review of the decision
to make an order the terms of which have been
agreed by all parties. And therefore there is no
question of withdrawing the consent. The proceedings without the consent were never before
the deputy registrar because what was before him,
the court says, was a consent order. And therefore
the appeal is whether he should have made a consent
order, and the only question I suppose on that is
whether there was a consent and whether, there
| Harris(2) | 38 | 31/8/90 |
being a consent, it was appropriate to make the
order.
Now, what we submit is that that reasoning is
a mischaracterization of what is before the
registrar. What is before the registrar is not an order under 36A 2(l)(n). What is before the
registrar is an application under section 79. Now, it is true that the reason he has power to deal with it is that a condition is satisfied, namely
that it is an order, the terms of which have been
agreed, and that is why he has jurisdiction. That
is why it is within his delegated power. But that
is merely a condition of the order being an
appropriate one for him to make. What he is doing is making an order under section 79. And when there is a review, there is a review of the order
under section 79.
DAWSON J: Why is that? What is the rehearing of?
| MR BENNETT: | The application under section 79 that came |
before the registrar.
| DAWSON J: | An application for a consent order? |
| MR BENNETT: | No, Your Honour, an application for an order |
and one of the reasons why he was asked to make it
is that there was a consent. That is one factor;
a very powerful factor, no doubt, in inducing him
to make it and it is the condition of his
jurisdiction.
| DAWSON J: | It depends how you look at it. | He was asked to |
make an order by consent. An order by consent is in a different category from an order which is not by consent and the way in which the application is
dealt with is - - -
MR BENNETT: Yes, I accept that, Your Honour, but that does
not alter the way in which it is dealt with is
different, but the nature of the power being exercised is the same. The power being exercised is the power of the Family Court - - -
DAWSON J: That may be so, but what you rehear is the
application, not the power.
| MR BENNETT: | It is the review under section 37A(9) that |
refers:
A party to proceedings in which a
Registrar has exercised any of the powers of the Court ..... may, within the time prescribed
by ..... apply to the Court to review that
exercise of power.
| Harris(2) | 39 | 31/8/90 |
The exercise of power was the exercise of the
court's power to make an order under section 79.
It happened to be that there was consent - - -
| DAWSON J: | An order by consent under section 79. |
MR BENNETT: Well, Your Honour, we submit that is not part
of the description. It is a characteristic of it, but it is not what the proceedings were. That, on
its own, does not mean one can withdraw the
consent. One has then to look at other factors and I will come to those in a moment but, in my
respectful submission, the starting point is that, what is before the court on the review is the same thing that was before the registrar, namely an
application under section 79, in which, as it
happens, the evidence before the registrar was,
there is a consent and the consent - - -
| TOOHEY J: | Mr Bennett, I take it there is no such thing as |
an appeal from a registrar, is there?
| MR BENNETT: | It is called a review rather than an appeal. |
TOOHEY J: Well, I am using the language deliberately.
There is no such thing as an appeal from a
registrar?
MR BENNETT: That is so, Your Honour, as I understand it.
| TOOHEY J: | I wonder why that is. | It may be that because the |
registrar is exercising the power of the court, if
there were an appeal, presumably it would have to
go to the Full Court, would it?
MR BENNETT: Unless one worded it carefully, yes,
Your Honour, that would follow.
TOOHEY J: What is it that dictates that the review of a
decision of the registrar goes to a single justice
of the court?
| MR BENNETT: | Because Your Honour, under section 37A(9) |
and (10) the review is to the court and my
recollection is that there is a section in the Act
which makes it clear that all matters which are
before the court are heard by a single judge,
except - if Your Honours would just pardon me a
moment I will find that - yes, it is section 28,
Your Honour.
The original jurisdiction of the court may be
exercised by one or more judges.
So it would normally be exercised by one, but
might, if the court so desired, be exercised by
more than one.
| Harris(2) | 40 | 31/8/90 |
TOOHEY J: Yes, thank you.
| DAWSON J: | Is there any time limit within which the court |
must review its own notion and order of the
registrar?
MR BENNETT: That is dealt with in the rule, Your Honour, it
is order 36A rule 5(2), the time prescribed is
seven days.
DAWSON J: Order 36. That is for an application that the
court can review of its motion.
| MR BENNETT: | I am sorry, yes, Your Honour, the court could |
do that at any time.
| DAWSON J: | So that whatever the registrar does remains |
contingent for ever more?
| MR BENNETT: | Yes, but that would be so in any event, |
Your Honour, because the time can always be
extended. So, if a party were to invoke it, the
party could always seek an extension of time and,
indeed, as Your Honour will see, most of the cases
involving reviews of registrar's decisions, no
doubt because of the shortness of that period, have
been applications for extension of time.
DAWSON J: But if in a subsequent proceeding the matter came
up and the court did not approve of what the
registrar had done, it could review it there and
then?
| MR BENNETT: | Assuming the parties were the same or were |
present or were given notice and an opportunity to
be heard and so on, yes, Your Honour.
I need to have a short excursus, which is
paragraph 2.3 of my submissions on page 7, because
of the way the problem actually arises in this
case.There is - - -
| McHUGH J: Before you do, do you place any reliance on |
section 37A(l0):
The Court ..... may make
such .•... orders ..... with respect to the matter with respect to which the power was exercised.
MR BENNETT: Yes, I am indebted to Your Honour, that
certainly widens it because the matter with respect
to which the power was exercised must go back to
section 79 even if the power does not. So, that
would certainly include a power to go behind the
consent.
| Harris(2) | 41 | 31/8/90 |
The problem - I want to deal by way of a very
short excursus, and I will not spend a lot of time
on this - is the problem of what is the appropriate
procedure where it is alleged that the consent is
vitiated. That, in fact, is the problem which
arises in this case although nothing in the appeal
book makes that clear.
But where the consent is alleged to have been
vitiated, if the decision of the Full Court is
right there is no real redress and the way the
matter has been sent back rather suggests that the
only issue is whether there was, in fact, a consent
and whether the order was appropriate assuming
there has been a consent.
Now, I have provided a copy of a case called
Huddersfield Banking Company v Henry Lister and
Sons. Your Honours need not go to that unless Your Honours wish to, but that lays down the
principle which has been applied, of course, for a
long time that a consent order may be challenged on
any basis on which a contract can be challenged.
So if there is mutual mistake, or if there is a right of rectification, or if there is any other
contract law right in relation to the underlying
consent, then the consent order may be set aside on
that basis. The problem is, how under the present structure can that be done?
BRENNAN J: This is in the same action this can be done, can
it?
| MR BENNETT: | Your Honour, the rule of law is it can be done |
either in the same action or in a separate action
constituted for that purposes. There is a detailed
discussion of that in a textbook which I have not
put on the list called Foskett's Law of Compromise, which discusses it in some detail and refers to the
cases, but the general view seems to be that one
may proceed in either way; either by motion in the
same action or by way of separate proceedings.
| GAUDRON J: | If it could be done in any proceedings |
separately constituted, the validity of point 2.3
falls away, does it not?
| MR BENNETT: | No, Your Honour, that is where the problem |
comes in. The problem is Order 24 rule 1(8) and if Your Honours go to the materials, it is at the
beginning of the section with the rules in it.
What happened in the present case, as Your Honours
can see from the affidavit in support of the
special leave application - and I have had copies
of that made available if Your Honours need to
refer to it - but what occurred in this case was
that there was an Order 24 conference. What is
| Harris(2) | 42 | 31/8/90 |
alleged by my client is that at the Order 24
conference before one deputy registrar, she was
told that if she gave her consent, she would have
a locus paenitentiae for whatever the period ofappeal was.
The order was then made within half an hour by
consent before another deputy registrar. The problem is that under Order 24 rule 1(8): Evidence of anything said ..... in the course of
a conference held pursuant to this rule is not
admissible in a court (whether or not
exercising Federal jurisdiction) or before a
person authorised to hear evidence by
consent -
So, there are real difficulties if she is not
entitled to withdraw her consent in proving a case
for vitiation of the consent and one of the matters
we rely on is the presence of this rule as
demonstrating that it is a reason why one must be
able on the hearing of an appeal to withdraw one's
consent and have the matter determined again.
MASON CJ: But is the rule consistent with section 37A in so
far as section 37A provides for a review?
MR BENNETT: Well, the problem is it is not before the same
deputy registrar; there is no appeal against the
Order 24 conference. What happens is one has theOrder 24 conference before one deputy registrar who
talks to the parties and endeavours, no doubt, to
bring them together and assist them in reaching
agreement; then if one does reach agreement, one
leaves that deputy registrar, goes next door and
sees another deputy registrar who exercises the
delegated power and makes the order. The problem then is, if one wants to say, "Well, because of
something which occurred at the first conference,
my consent is vitiated", one is met with the
answer, "You can't say that because of Order 24 rule 1 ( 8) ".
DEANE J: But, if the rule is valid, is the question on a
hearing de novo,"Was there a consent?" or is it,
"Is there a consent?"
MR BENNETT: Well, Your Honour, we submit that it is
neither; we submit that on the hearing de novo one
starts without the consent unless it is a
continuing consent so, if one stands up and says,"I no longer consent", there is just a hearing.
DEANE J: Then, your answer is that the question is, is
there a consent?
| Harris(2) | 43 | 31/8/90 |
| MR BENNETT: | I am sorry, yes, Your Honour, that is so. |
| DEANE J: | Well, then, that raises the question the |
Chief Justice put to you and that is, is a rule saying that the hearing will be a hearing do novo consistent with a statutory provision saying that
what will take place is a review of the decision
already made?
| MR BENNETT: | Yes. | It certainly has not been suggested |
against us that the rule is invalid and that it is
the statute which authorizes the result which was
reached. That suggestion has not been put against
us and, of course, again there is no contention to
that effect by the respondent. We simply, for this purpose, rely on the validity of the rule and in
the absence of challenge to it, we simply rely on
the rule. The question whether the rule is invalid is really a question for another day which has not
been raised in these proceedings, although
certainly, I can appreciate there may be a
question.
BRENNAN J: It raises a more fundamental problem, does it
not, coming back to your first argument, and that
is: if there be fraud inducing the giving of
consent and that fraud cannot be proved before a
judge, how is there any delegation which is
susceptible of supervision in its exercise by the
judges?
MR BENNETT: That, Your Honour, is the way in which I relate
to the two parts of the case; it is the very way in
which I relate to them, that the fact that Order 24 rule 1 ( 8 ). creates that problem and the difficulties
which arise in relation to the appeal from aconsent order show very clearly that if the test is
that there can only be a delegation of judicial
power with a total right of rehearing before a
judge, that has not been achieved.
I should, very briefly, take Your Honours
under this heading to three cases in which the
issue has been referred to. The first is Johnston v Johnston, (1986) FLC 91-710 and Your Honours will
see that there is a difference between courts as to
how this problem is to be solved. This was a
decision of the Supreme Court of Western Australia
in an appeal from the Family Court of Western
Australia. Your Honours will recall that there is a different hierarchy of family courts in that
State. The Chief Justice Mr Justice Burt at page 75,156 in the last paragraph in the second
column said this:
In my opinion, if the parties at a
conference reach agreement upon a relevant
| Harris(2) | 44 | 31/8/90 |
matter in issue between them evidence may be
given establishing in terms. The agreement reached has to that extent achieved the
purpose of the conference and it brings it to
an end. The agreement is not "anything said or any admission made, in the course of the
conference ... ". It is as a fact the end
result of it. If it were otherwise, the
parties would achieve the purpose for which
the conference is held but no one can give
evidence to establish that fact. And that
would be absurd.
So, His Honour took the view that one could at
least prove that one reached an agreement at the
conference, notwithstanding this rule.
Mr Justice Kennedy reached the result in a slightly
different way. In the second column, three-
quarters of the way down, after the reference to
rule 1(3), His Honour says:
The rule should be construed so as to avoid
absurdity. This can be done, I consider, by
regarding the words "in the course of a
conference" as not extending to the actual
formation of the agreement which the
conference itself was designed to achieve.
It is the same as the "without prejudice" discussions where you cannot have the discussions
but you can have the agreement that is reached at
the end of them.
Mr Justice Olney dealt with the matter at the
end of the report and he said, at the bottom of the
first column:
It appears that many thousands of pre-
trial conferences of the type referred to in
his Honour's reasons are held every year and
it seems quite remarkable not only that there
is no body of established judicial
opinion ..... but also that it falls for this
Court to break new ground in that area .....
The appellant's case ..... was based upon
something she claims the respondent said at
the pre-trial conference. She now says in
effect that if the respondent had not said
what she claims he said she would not have
agreed to the consent order that followed the
agreement reached at the conference. That may
well be the case but it is just that sort of
case which Order 24 rule 1(8) is designed to
avoid being litigated. If the facts had been
different, for instance, if the facts asserted
by the appellant had been that notwithstanding
| Harris(2) | 45 | 31/8/90 |
the agreement reached at the pre-trial
conference, in the period after the conclusionof the conference and before the consent order
was made, she had second thoughts and in the
end only agreed to the consent order -
because of an undertaking et cetera, then it would
be different.
So, His Honour takes the view that if
something is said at the conference which amounts
to fraud by the other party, that order forbids one
to refer to it. That was approved by
Mr Justice Kay in Marriage of Borninkhof,
(1986) 11 Fam LR 151, and His Honour there sitting
as a judge of the Family Court in Melbourne
disagreed with the Full Court of Western Australia
and rather took the view taken by Mr Justice Olney,
and at the bottom of page 156 His Honour says:With the greatest respect to the majority decision of the Supreme Court of Western
Australia, I do not agree with their approach.
What had been agreed to at the O 24
conference, if I am to admit the evidence, is
an agreement to enter into as 87 agreement.
An unapproved s 87 agreement ..... does not
have any evidentiary value which would assist
me in exercising my discretion in this case.
In my view, the exceptions set out in
0 24 r 1(9) -
and that is certain exceptions from the
confidentiality of the proceedings -
are designed to cover the field. They are much wider than their predecessors in reg 96.
They were introduced to overcome the
difficulty of making cost orders ..... The only
exception ..... was the admissibility upon trial
of a person of an offence committed at the
conference. The rule-making authority, namely the Judges of this court, have expanded
considerably the exceptions, but in my view,there is no room for suggesting that the conference has concluded the moment the agreement is reached -
et cetera. So there are now two Family Court judges on each side of that controversy. In
Marriage of Gray, (1986) 11 Fam LR 548, which is
the last of the cases dealing with it, all in the
same year - they are all 1986 - His Honour
distinguished Mr Justice Kay's decision and
approved the judgment of the other parties, and herefused the wife's application to lead evidence of
| Harris(2) | 46 | 31/8/90 |
the alleged agreement at the conference. So that is a major problem in relation to this type of
appeal.
| TOOHEY J: | Is that why the first registrar sent the matter |
to the second registrar for, as it were,
endorsement of the agreement reached by the parties
at the first conference?
| MR BENNETT: | Your Honour, one does not know, but one |
surmises that is the purpose of the practice.
| TOOHEY J: | So it is, as it were, to protect the integrity of |
what was said at the first conference?
| MR BENNETT: | Yes, even if what was said at the first |
conference would vitiate a consent, it is protected
by these provisions. Now, the problem which arises under the orders of the Full Court arises
out of an ambiguity in the way they are drawn. If
Your Honours go to page 102 of the appeal book - I
am told that what normally happens, and indeed what
happened in this case - I had not appreciated
this - is that there is in fact no appearance
before the second registrar. He simply receives the papers from the first registrar and makes the
order without the parties being there. That rather
supports both aspects of what I am putting.
Your Honours see the order made on page 102.
The ultimate order made is simply remitting the
matter but the review which is said to be remitted
is said to involve two main issues, whether the
terms of the order were agreed upon and whether the
terms were in a form appropriate to the type of
order sought.
What that leaves ambiguous is whether the
first phrase, "whether they were agreed" is
intended to extend to a party who says, "Well, yes
I went through the forms of agreement, but my
agreement was vitiated by something I had been told before which was incorrect".
| TOOHEY J: | Mr Bennett, what does the term "appropriate" mean |
in that context? Does it mean appropriate having regard to the financial position of the parties
and, as it were, all relevant considerations, or is
it to be concerned with the form of the order?
MR BENNETT: Well, the second part is the form of the order,
that is (b). The first part, I would submit is simply, was there a consent to all the orders that
were made? It is simply the factual inquiry which
the other cases suggest one cannot make.
| Harris(2) | 31/8/90 |
| TOOHEY J: | Does that imply there is no, as it were, |
overriding power by the registrar to refuse to make
a consent order?
| MR BENNETT: | Oh no, Your Honour, no. That I would assume |
is - I follow what Your Honour is putting to me -
one would assume that that is intended to be
covered by the reference to form, although it is an
unhappy way of describing it. Certainly there
should have been theoretically a third inquiry
which is whether, not withstanding the consent, it
was appropriate to make an order.
TOOHEY J: But does the Act or the rules envisage that third
type of inquiry?
| MR BENNETT: | The Act does in section 79, Your Honour, and I |
am reminded the answer to Your Honour's question is
- I am grateful to my learned friend, the
Solicitor-General - two lines further down, at
line 21:
The latter may involve a consideration whether
the terms of the order agreed upon are such as
to constitute an order all the terms of whichare enforceable.
But it may go further than that because it no doubt
ought to cover whether it is an appropriate case
under section 79 for an order at all, because, for
example, of the means of the parties, matters of
that sort. But certainly that is part of the
registrar's function, although it appears
questionable whether it was exercised in this case.
MASON CJ: But (a) seems to be limited to the existence of
consent as distinct from whether the consent was
voidable, does it not? If you look at what follows(a) and (b)?
| MR BENNETT: | Yes, and that is the way the grounds of appeal |
are, that we have asked the Court to review that
and add that one of the matters to be looked at is whether the consent is vitiated or voidable. I have dealt with that in 2.4. Now, I should briefly mention the question of
withdrawing a consent. The decision in Gardiner v Gardiner, (1978) FLC 90-440, where the Full Court
held that an order should not be made on the basis of a consent where the consent is withdrawn before
the order is made. Now that is a case where the consent was withdrawn before the primary hearing.
The hearing took place before Mr Justice Watson and
the husband had signed a consent order and then by
the time the matter was put before the judge forthe purpose of making the orders, the husband said,
| Harris(2) | 48 | 31/8/90 |
"I withdraw my consent". The judge said, "Well,
you are not entitled to do that, you have signed
the consent; I propose to make the order on the
basis of your written consent". And the Full Court held that that was an error; that one ought not to
make an order by consent unless the consent
subsists at least up to the moment of the making of
the order.
Now the corollary of that, and this relates to
the question Your Honour Justice Deane asked me
earlier about is or were in relation to the review,
but the corollary of that, we would submit, is that
where there is a hearing de novo, a withdrawal ofconsent before the hearing de novo means that there
is no consent and therefore the wife is entitles to
withdraw her consent before Justice Maxwell in the
present case, as she purported to do.
Now there are two cases which decided that and
Your Honours will see that one of those cases was,
in our respectful submission, misapplied by the
Full Court in this case. The first of those cases is a decision in Van Der Veer v Van Der Veer,
(1981) FLC 91-043. This was a case where the
primary order was made by a magistrate under the
old procedure and there was an appeal to the Family
Court and there was an attempt to withdraw consent
on the hearing of the appeal and Mr Justice Pawley
held that that consent could be withdrawn. That
appears, perhaps most clearly, at page 76,379, in
the second column about a quarter of the way down
the page, against the words "the appeal" in the
left-hand margin. His Honour was dealing with an
application for extension of time to appeal and
His Honour then said this:
Whether the issue can be said to be
substantial or not does not appear to me to be
of much concern because I am of the view that
were an appeal to be m~de it must necessarily
succeed. Such an appeal would be brought
under section 96 of the Act. This has been replaced
by the rules I have shown
Your Honours, but Your Honours will see it refers to a hearing de novo. It is almost identical, for practical purposes, to the present rules. I am of the view, therefore, that without
at all considering the merits of the appeal
the court would be obliged to uphold it and to
set aside the agreement with which I am
concerned. If the section is to be given any
meaning when applied in matters of this kind,
it must follow that the appeal court would be
asked to consider whether its approval should
| Harris(2) | 49 | 31/8/90 |
be given to the agreement concerned by way of
"a hearing de novo". At such a hearing, it
would be necessary only for the applicant to
withdraw her consent for the court to declare
that the agreement was not to have any force
or effect and, indeed, presumably was rendered nugatory from the beginning. See Gardiner and Gardiner.
Now that decision, we respectfully submit, is
correct. Section 96 is still there in relation to
appeals from magistrates and, of course, it
corresponds for present purposes with what we are
dealing with.
Now, the third case is the one which has given
rise to the problems.
DEANE J: Is there anything that says that on such an appeal
the function of the appellate court will be to
review the magistrate's decision? If there is, it
would help you in relation to the question I asked,
or that the Chief Justice asked.
| MR BENNETT: The phrase, Your Honour, is this - | it is |
section 96(4):
The Court hearing an appeal under this
section -
shall ..... proceed by way of a hearing de novo,
but may receive as evidence -
certain matters -
and may make such decrees as it considers
appropriate, including a decree affirming,
reversing or varying the decree the subject ofthe appeal -
and it has power to refer it to the Full Court.
So it is de novo with such decrees as it
considers appropriate, including affirming, reversing, et cetera. But the word used is "appeal", and the word - - -
DEANE J: It does not help you, does it, because the Act
itself distinguishes between a review and an appeal
de novo?
MR BENNETT: Well, Your Honour, my answer to that is that we
are proceeding under the rules, and the rules use
the word "de nova", and this - - -
| DEANE J: | My question was directed to the validity of the |
rule.
| Harris(2) | 50 | 31/8/90 |
| MR BENNETT: | Yes. Well, Your Honour, it is my submission |
that this Court would not act on the basis that a
rule was invalid, or consider the invalidity unless
asked by a party to do so.
| DEANE J: | I can see the force of that, but how can we do |
otherwise here when you are asking us to determine
the function and the statutory provision creatingthe function says it is a function of reviewing?
| MR BENNETT: | Your Honour, the draftsman of the rules has |
obviously taken the view that the word "review" has
a wide generic meaning rather than a narrow
technical meaning.
| DEANE J: | He has taken the view, on your submission, that |
you can say a review of what the registrar has done
can begin by disregarding what the registrar has
done and starting afresh.
MR BENNETT: Yes, Your Honour. It is, but the word "review"
is not a technical word. It is a word which one
might generally think suggests that one starts with
what one has below, rather like an appeal strictu
sensu rather than an appeal by way of rehearing.
But it is my submission that the word "review" is
not inconsistent with an appeal by way of hearing
de novo. One reviews in the sense that one looks
at the facts afresh, and if the decision one comes
to is different from the registrar's decision, one
reviews it. Review in other words can relate to
the result rather than the process.
| TOOHEY J: | What would happen, Mr Bennett, if a judge rather |
than the registrar or a registrar made an order by
consent. Are there comparable provisions which
would allow the matter to be tested before the
Full Court of the Family Court?
MR BENNETT: Probably not, Your Honour, because there one is
dealing with a different sort of appeal. The sections which deal with that type of appeal are - section 94 which provides simply that:
An appeal lies to the Full Court of the Family
Court from
(a) a decree of the Family Court.
And under section 93A(2) the court:
has power to draw inferences of fact ..... to
receive further evidence upon questions offact -
and so on, and section 94(2) provides that:
| Harris(2) | 51 | 31/8/90 |
Upon such an appeal, the Full Court may
affirm, reverse or vary ..... make such
decree ..... as ..... ought to have been made in
the first instance, or may,
if ..... appropriate, order a re-hearing.
It rather seems to suggest that it is an appeal in
the strict sense and, indeed, if anything that the
word "review" is used in section 37A in contrast to
that, which would assist the argument I have just
put to Justice Deane.
But the third and last of the cases and the
one which, we submit, was misconstructed is
Robinson v Willis, (1982) FLC 91-215. Now, what
each of the three judges in this case did was to
say, in effect, whether or not one can withdraw
one's consent on an appeal from a consent order
depends upon the nature of the appeal. And that, with respect, is clearly correct. And it is convenient to go to the judgment of Mr Justice Fogarty, although the other two judges
follow very much the same course.
His Honour, started on page 77,161, by dealing with the situation in relation to an appeal. He says, in the first column: The meaning of the term "appeal" is not uniform in English law and has a variety of
meanings ...... legion of cases -
and some of them are set out. I will not take Your Honours to any of them. It says: From a consideration of those cases and a
number of others to which they refer ..... the
following principles may be extracted:
1. The fact that an order is made by
consent does not make that order of any
different nature from an order made otherwise.
That rather harks back to my submission earlier about the nature of the jurisdiction exercised by
the deputy registrar.
The order derives its force from the
circumstances that it is a valid order made by
the court in question, not from the agreementof the parties.
And, with respect, I adopt that.
2. Amongst other conclusions which
follow from that is that such an order
may ..... be the subject of appeal in the same
| Harris(2) | 52 | 31/8/90 |
way as any other order. The important qualification is that as a consent order is
made as a consequence of the consent of the
parties to the Court making that order and not of an adjudication by the Court, the order may not be challenged by an appeal -
and we stress the word "appeal" -
which is directed to the correctness of that
order, that is, it cannot be appealed against
on the merits. However other grounds of appeal remain available as for example fraud,
mistake, fresh evidence, absence of
jurisdiction .....
3. Consequently, if the procedure under
section 96 is in reality an appeal then in my
view the order here may not be
challenged ..... because the husband seeks to challenge the correctness of that order,
something which may not be done .... . 4. The fundamental issue ..... is to
characterise the nature of the process under
section 96.
which he then does.
Now, we do not take issue with any of that,
but what His Honour then does is to consider
section 96. At page 77,163, he comes to his
conclusion on section 96 and he says in the first
column, at about point 3 after the number 8:
It appears to me that the process now
provided under section 96 is something of a
hybrid with some of the characteristics of an appeal and some of the characteristics of the exercise of original jurisdiction.
and he sets out the characteristics in each category, "it is called an "appeal", Notice of
Appeal", form of "order", "On the other hand" its
"a hearing de novo" no "grounds of appeal" arestated, and so on and then he says:
Given those rather diverse matters, it is
not easy to characterise the process so as to answer the fundamental question in this case.
However, it appears to me that, construing the
statute since the amendment in 1979, the
process is really a unique one which one
should not attempt to slot into any particular
category. In my view, it ought to be
characterised not as an appeal in any real
| Harris(2) | 53 | 31/8/90 |
sense, but as a process enabling a party to
have in effect a second hearing on the merits.
| MR BENNETT: | So, the conclusion His Honour comes to, having |
said, "If it's an appeal, one result follows and if
it's not, the other result follows", is that it is
in the other category and each of the other
justices does that. What happens in this case is
that both judgments in the Full Court pick up the
first part of that, refer to it and cite it and do
not refer to the second part at all. So, what they
say is, "Here are the passages which I read to
Your Honours from 77,161, saying that you can't
withdraw consent on an appeal" and then they stop
there and say that decides the case without
appreciating that this is a case where almost the
same words appear in the rule as appear in
section 96. If I can just very quickly showYour Honours where that occurs in the judgments.
Your Honours will see page 103 at line 10:
In this connection we consider the views
expressed by Fogarty Jin Robinson and
Willis ..... as to the nature of an appeal from
a consent order are opposite.
They then cite a passage from 77,161, the first
part we have read to Your Honours, saying:
" ... it (the order) cannot be appealed against
on the merits. However, other grounds of appeal remain available .....
Section 79A can only apply where, as
here, the order under regulation 36A(2)(n) was
an order under section 79 ..... In such a case,
the avenues for challenge ..... are not mutuallyexclusive -
and, therefore, no appeal available. The same applies to Mr Justice Fogarty's citation of his own judgment at page 85. He refers to the first bit and not to the second bit. He refers, at the top of the page, to the order and he cites two
passages, both at 77,161. Your Honours will see the two passages are both followed by the citation,
77,161. Their each passages saying, where it is an
appeal, one cannot do it and as I have submitted
this case involves a regulation almost identical to
section 96.
| McHUGH J: Why? | That is very similar to the old quarter |
sessions appeals in New South Wales. I mean, you could plead guilty before a magistrate to an
offence and then appeal to quarter sessions and
insist on the Crown proving its case from thebeginning, plead not guilty.
| Harris(2) | 31/8/90 |
| MR BENNETT: | Yes, precisely, Your Honour, | and we would |
respectfully adopt that analogy. The phrase "de novo" is, indeed, reminiscent of those provisions. That is what section 96 was held to say and that what was said here. I have referred Your Honours at the bottom of
page 8 to Smith v Smith. Your Honours need not go
to that but it is merely put there for the purpose
of showing that in that case the Full Court did
exactly what it did in this case. It referred to
that earlier decision as if it governed all typesof appeal and, of course, it does not apply, we
would submit, to a hearing de novo.
Your Honours, for those reasons, it is our submission that in this case - - -
| McHUGH J: | I am sorry, I just do not follow that last |
sentence of your submissions:
Indeed, the Full Court misunderstood the
decision in Harris in exactly the same -
| MR BENNETT: | What they did in that case was exactly what |
they did in this case, Your Honour. They said -
| McHUGH J: | Now, which case are you talking about, Harris? |
What is Harris a reference to, the present case?
| MR BENNETT: | I am sorry, Your Honour, Harris is a mistype |
for Willis. I am sorry, that is my fault. I was referring to Robinson v Willis, not to Harris.
BRENNAN J: Mr Bennett, if there were an action brought to
impeach the order that was made by consent outside
the particular proceedings in which the order was
made, what court would have jurisdiction to
entertain it?
| MR BENNETT: | Your Honour, certainly it would probably not |
decisions for fraud as to which it was held under
the old law, before the Family Law Act, that the
State supreme court at common law could set aside a
decree of the divorce division of the State supreme
court which was a consent order induced by fraud.come within the common law power to set aside a State supreme court under its general
jurisdiction would have this power in view of section 109 and the general referral of jurisdiction to the Family Court so one would have thought for that reason the answer would be either a fresh proceeding in the Family Court or a motion
in this proceeding in the Family Court.
| Harris(2) | 55 | 31/8/90 |
We would submit it could also be done on
appeal even if Your Honours are against me in
relation to the proposition about withdrawal of
consent. One could do it in proceedings of this type by saying the consent was voidable. One of the matters the Court is entitled to inquire into
on a review is whether there was a consent. If the
consent is voidable, then, subject to its being
avoided, there was no consent and, therefore, theCourt, for that reason, can deal with it on the appeal. So, the ultimate answer is in three ways,
Your Honour.
I see it is a quarter to one; I have almost
finished but I would like, perhaps, just for a
minute or two this afternoon to tie together what Ihave said about the appropriate form or orders but,
subject to that, I have completed my submissions.
| MASON CJ: | We will adjourn but, before we do so, I would ask |
the Solicitor how long he expects that his argument
will take this afternoon.
MR GRIFFITH: Less than an hour, Your Honour.
MASON CJ: Yes, very well, but would you hand in your
outline of argument so that we can have the benefit
of that before we resume? Thank you.
The Court will now adjourn until 2.15 pm.
AT 12.48 PM LUNCHEON ADJOURNMENT
UPON RESUMING AT 2.16 PM:
| MASON CJ: Yes, Mr Bennett. | |
MR BENNETT: | If Your Honour pleases. Your Honours, there are four, very brief, loose ends from this morning. |
| The first is: in answer to a question from | |
| Justice Toohey, I submitted that one possible | |
| reason for the use of two registrars was to enable | |
| the provisions of Order 24 to be invoked. I have been informed over the luncheon adjournment that, | |
| in fact, the reason for it is that some registrars | |
| have delegations which authorize them to make the | |
| particular orders and some do not. That is the |
| Harris(2) | 56 | 31/8/90 |
reason rather than the reason which I surmised this
morning.
The second matter is that in relation to that
provision there are two cases which I referred
Your Honours to which I will just mention very
briefly. The first is In the Marriage of Riley, (1980) 6 Fam LR 178, in which Mr Justice Hunt held
that the former provisions which corresponded to
Order 24 rule 1(8) did not prevent a party using something in his favour as opposed to something
against him. That was a case where the father was
criticized for discussing a matter with the child
of the marriage and the father's answer was that,
"the marriage guidance counsellor told me I should
discuss that with the child". That evidence wasobjected to by the wife on the basis of this rule
and Mr Justice Hunt said that it did not apply to
preclude that sort of use of it to explain one's
own conduct.
The opposite result was reached and that
decision was disapproved by Mr Justice Joske of the
Family Court in Marriage of Marshall, (1983) 9 Fam
LR 43. I need not take Your Honours to that except to say that on indistinguishable facts, His Honour
took the view that Mr Justice Hunt was wrong andthat in that situation one could not give the
evidence. Certainly, if Mr Justice Joske's
decision is right, and we submit it is not, we
would not be entitled to give evidence as to a
statement made which otherwise vitiated a consent.
The third of the matters I wish to refer to
was in relation to judicial power and all I want to
say is this, that probably the best discussion of
it that one finds, apart from the original
definition in Huddart-Parker, is in the judgment of
Sir Owen Dixon and Mr Justice McTiernan in Reg v
Davison - I will simply give Your Honours the
reference - 90 CLR 366-367. It is the familiar
passage beginning: Many attempts have been made to define judicial power, but it has never been found
possible to frame a definition -
and then there was some pages of discussion as to
what the phrase does mean. There is also useful
discussion of the topic as, I think, I was reminded
this morning, by the present Chief Justice in Reg v
Hegarty, 147 CLR 617, where particularly at
page 627 it is said that:
The application of prescribed criteria to
facts may be, and frequently is, an element in
| Harris(2) | 57 | 31/8/90 |
the administrative, as well as the judicial function.
There is then a passage saying it is recognized
that there are functions which can be either
depending on the tribunal on which they are put.
The final matter concerns the orders sought in the form of possible orders.
I discussed with my
learned friend, the Solicitor-General, over the
luncheon adjournment, the possible declarations
which might be made. Might I hand to Your Honour a
draft which I have prepared and then as to
declarations which might deal with the matter. Can I just hand those to Your Honours. The first is alternative to the second and third. If the first
is made, the second and third become unnecessary.
In relation to the third, my learned friend has
suggested a modification, which I gratefully and
respectfully accept, and that is that there be
added at the end of three, words to the effect:
"Which are relevant to the issue whether the
consent of the appellant was vitiated or
avoidable". May it please the Court.
| MASON CJ: | Yes, thank you, Mr Bennett. Yes, Mr Solicitor. |
| MR GRIFFITH: | If the Court pleases, we could turn to this |
question of the order in respect of this particular
evidence. One problem for my learned friend is that his ground 2(a) of appeal on page 107, in our
submission, does not reflect accurately the
judgment of the court. We would submit, Your Honours, that on page 103, it is a joint
judgment·, it would seem explicit in what is there
said that Their Honours were leaving open the
possibility that this evidence would be receivable at the hearing and it is to be remembered that the
order on page 105, which is appealed from, also
ordered that the appeal be allowed, so there is no
issue as to that, and remitted the matter for rehearing. But we would submit that the plain
reading of Their Honours' judgment on page 103 andMr Justice Fogarty at page 86, would seem to leave this issue, which my learned friend now seeks to
have determined in this Court, open.
At the same time, as we mention, we would
submit ground 2(a) does not represent a ground of appeal from the judgment so read, but having said
that, if the Court were minded to, because it is
before the Court, resolve the issue of the
receivability of this evidence which my learned
friend would asser·t would .go to vitiate or void the
consent, we have no objection to the Courtfollowing that course, but we do point out that it
does seem to be outside the grounds of appeal when
| Harris(2) | 58 | 31/8/90 |
the matters is at issue on the appeal and of course
the respondent is not here, but that is perhapsanother matter.
We would, however, submit to the Court that
the first alternative ground is not open for my
learned friend. My friend's submission in effect is that the effect of an order before the registrar
is to operate merely as a conditional order,
subject to any review which is required to be
within seven days, with the possibility of that
time being extended, or subject to the Court on its
own motion, reviewing the matter in respect of
which there is no time limit. In our submission,
that construction is not open on the reading of the
rules of the Act. If that construction were made, it would have the effect of negating any effect
whatsoever, in our submission, of the making of the
order.
We would submit that if there was no further
operative effect to an order other than it has
effect subject to being regarded as de nova on
appeal, whether an application to review or a
review on the court's own motion; in that case certainly no party before the court, applicant or
respondent, who was seeking to obtain an order
would, if they were intending to be bound by that
order and to have the opposite party bound by that
order, accept the order of the registrar because we
would submit that it would follow that the order
would be merely a conditional order subject to theother party being able to file a notice for review,
possibly apply out of time even after the time
allowed, or to induce a judge, or more than one judge, of the court to act on its own motion to review the matter, and we would submit that that
would be an absurd construction to make of the
rules.
Having made those submtssions, it is our
submission that Order 24 rule 1(8) should not be read in these circumstances as covering the
situation which my learned friend has indicated to
the Court and which was covered in the affidavit
for special leave which I think my learned friendhas said has been placed before Your Honours today. We would not seek to argue that rule 1(8) should be
construed so as to prevent my learned friend
leading such evidence on a review made within time.
On this issue of review on the grounds that
the consent should be regarded as something to be
voided or vitiated we would refer the Court to
section 79A of the Family Law Act. That is not one of the sections reproduced by my friend. That
section is a particular provision enabling
| Harris(2) | 59 | 31/8/90 |
application to be made to the court in respect of
orders made altering property interests undersection 79 on various grounds, including that under
ground (a) subsection (1):
Where ..... the court is satisfied that -
(a) there has been a miscarriage of justice by
reason of fraud, duress, suppression ofevidence, the giving of false evidence or any
other circumstance.
We would suppose that if it were the case that an
order had been made, for example, because of a
statement by a registrar as to its effect which was
misleading in a material manner, which we
understand to be the basic substance of the matter
that my learned friend seeks now to argue, we would
submit that that would seem to be something which
would constitute a miscarriage of justice within
section 79A(l) of the Act and therefore could be
made the subject-matter of a discrete separate
original application to set aside the consent
order.
For that reason, we would submit to the Court
it would seem that in this case, whatever is the
outcome of this appeal, it would be open to my
learned friend's client to make application under
the section. That being the case, we would submit
that it would seem to confirm the circumstance that
there could be no objection on the reviewproceeding which has been taken under the Act to
bring forward evidence of the same sort which
could, in any event, be brought before the Court
under a separate application under this provision.
It would seem to be that there are two routes
to the same result, but even if my learned friend
is regarded as having been shut out because of the
raise it within the grounds of appeal, none the failure to raise the matter in this appeal, and to less there would seem to be a remedy available to him.
| DAWSON J: | Mr Solicitor, just having a look at that |
declaring once and for all the parties' rights in
section, apart from the decree of dissolution or
nullity, are there any orders which the Family
relation to the matter in dispute?
MR GRIFFITH: Well, Your Honour, there is always the
possibility of reconsideration, of course, in most
of the orders.
| Harris(2) | 60 | 31/8/90 |
DAWSON J: Dissolution and nullity of - - -
MR GRIFFITH: Yes, dissolution, nullity - property orders
are intended to be final, Your Honour, but of
course, they are subject to some - - -
DAWSON J: Well, they are not, not in the sense of
determining rights.
MR GRIFFITH: It is interesting, Your Honour - I do not know
whether it is a direct answer - that
Justice Williams really referred to this issue in
the Boilermakers' case - it is not in our list of
authorities - 94 CLR 308. Justice Williams said:
Apart from the Matrimonial Causes Act 1945
there is, of course, no legislation yet
enacted under s. 51, par. (xxii.) of the
Constitution but it is clear that, if a
uniform divorce and matrimonial causes law was
enacted for the Commonwealth, a great part of
the functions which would have to be performed
to make such legislation effective, such asthe provision of alimony and maintenance, the
variation of settlements and the custody of
the children of the marriage, would be of an
administrative character and the legislationmight well include provisions for attempts to
be made to effect a reconciliation between the
spouses pending the curial proceedings for a
divorce.
And that seems very much consistent with the
question that Your Honour put with me, or the
circumstance underlying Your Honour's questionthat, indeed, many - it is difficult, Your Honour,
to think of one specific aspect other than that. I suppose an aspect of exercise of power under the Act might be in respect of contempy but that is a separate issue. But dealing with what one might
regard as matters of the absolute essence ofjudicial power, offhand, Your Honour, we cannot Your Honour has. identify anything further than those that If we could turn then to the first issue -
perhaps if we can hope to take a short route and
not have a long route - we submit that section 37A
involves no challenge to the settled doctrine that
Chapter III of the Constitution requires the
judicial power of the Commonwealth to be vested
exclusively in courts referred to in section 71.
And we say that it does not involve any challenge
to the orthodox view that membership of a federal
court is constitutionally confined to justices
holding tenure in accordance with section 72. And of course, the position in the State courts can
| Harris(2) | 61 | 31/8/90 |
vary. My learned friend referred to the position in respect of masters of the Supreme Court of New
South Wales, discussed by the judgment of
Justice Gibbs. In the case of the Victorian
masters, the Victorian Constitution 1975, section
75(2) provides that the court is constituted by the
judges and the masters, and I think that was
referred to in passing by Justice Gibbs.
Jurisdiction under the Family Court is vested
by section 31 of the Act as we have seen in the
Court which consists only of the judges,
section 21(3), and it is our submission that the
judicial power exercised by the registrars under
section 37A remains at all times vested in the
Court. Our basic contention is that jurisdiction
and powers of the Family Court do not cease to be
its jurisdiction and powers merely because they are
exercised by the registrars under the rules of the
court made in accordance with section 37A and we
submit that this is very much consistent with what
Justice Gibbs said in the HCF case, particularly
at 159 CLR 59. There, of course, His Honour the
Chief Justice was referring to the position in the
State court. This is a passage which was not read
by my learned friend, but at page 59 point 2,
His Honour the Chief Justice said:
The jurisdiction and powers of the court do
not cease to be its jurisdiction and powers
because they are exercised by an officer of
the court, under the rules of the court. In
the present case the jurisdiction and powerswhich Master Allen was called on to exercise were undoubtedly the jurisdiction and powers
of the Supreme Court. He was the officer of
the court by whom the jurisdiction and powers
of the court in the matter in question were
normally exercised, and an order made by him,
if not set aside or varied by the court, wouldtake effect as an order of the court.
Although he was not a member of the court he
was, in my respectful opinion, part of the organization through which the powers and jurisdiction of the court were exercised in matters of State jurisdiction, and through which they were to be exercised in matters of federal jurisdiction also, once the court was
invested with federal jurisdiction.
We submit that that analysis is an analysis which applies equally in respect of the exercise of the federal jurisdiction within a federal court.
| BRENNAN J: | What is the implication of that, Mr Solicitor? |
| Harris(2) | 62 | 31/8/90 |
MR GRIFFITH: Well, Your Honour, we say that it is not an
exercise, then, of federal judicial power by other
than the court.
| BRENNAN J: | So that it is open to the Parliament to vest |
federal judicial power in any particular respect in
a federal court and to ordain its exercise by non-
judges.
MR GRIFFITH: | Not to ordain, Your Honour; to vest it in the court and then to vest in that court, Your Honour, power for the court to act as the court regards as appropriate in its own unfettered discretion, |
| having regard to the administration of justice and the discharge of that court's functions in respect of the extent to which delegations may be made to | |
| officers of the court under its control. |
BRENNAN J: So, it is then open for the judges of the court
presumably - - -
MR GRIFFITH: Completely, yes, Your Honour.
| BRENNAN J: | - - - and one wonders why it should be the |
judges alone that should so ordain the persons who
are to exercise the power. Why should that power not itself be exercised by the court consisting of
judges and other officers?
MR GRIFFITH: Well, Your Honour, the Family Law court, for
example, is the judges; it is constituted by the
judges.
| BRENNAN J: | Be it so, but that is no constitutional |
imperative as I understand your argument.
MR GRIFFITH: Well, Your Honour, we say that the judicial
power is to be vested in the judges but the judges,
then, can determine the extent to which officers
within their control and subject to their direction
may be delegated powers with respect to theexercise of the judicial power vested in the court.
| BRENNAN J: But my question is, why should that power, that |
is the power to prescribe the delegation, be
regarded as a power vested in the judges?
| MR GRIFFITH: | Your Honour, because it is the judges who are |
to exercise the judicial power pursuant to
Chapter III.
BRENNAN J: That, then, takes us back to the question of, if
they are the persons who are to exercise the
judicial power pursuant to Chapter III, whence can
there be any power for delegation?
| Harris(2) | 63 | 31/8/90 |
| MR GRIFFITH: | We would say, firstly, Your Honour, that when |
one has regard to judicial power, it should be
regarded as similar as legislative power; that
there is an implied power of delegation merely by
being the recipient of the power. So, secondly,
Your Honour, in this case, there is specific statutory authorization for that delegation, in
this case by section 37A.
| BRENNAN J: | You mean, that the nature of judicial power when |
invested carries with it a power of its own
delegation?
| MR GRIFFITH: | Your Honour, that is not a question which need |
arise for decision in this case because there is a
specific legislative power, 37A, which provides for
that.
BRENNAN J: But, the legislative power itself may be in
question. The question is whether or not the power is susceptible of delegation and, if susceptible of delegation, is the delegation to be effected by the exercise of judicial power by judges or in the
exercise of legislative power by Parliament?
MR GRIFFITH: Well, Your Honour, one has a dichotomy, of
course, because one has the question of federal judicial power vested in State courts and there
we
BRENNAN J: Well, are we speaking here only of Federal
courts then?
MR GRIFFITH: Yes. Well, Your Honour, firstly, we have
regard to the context and the way in which it has
been held acceptable for federal judicial power
vested in State courts to be exercise by those
State courts, including the structure in respect of delegation of exercise of judicial power in State courts.
Now, in that context, it is our submission
that there is no implication from Chapter III of
the Constitution which prevents the court which, in
this case is comprised of the justices of the
court, being specifically authorized by statute to
make any delegations - none if they wish - such as
they regard as appropriate if they do wish in
respect of the discharge of the judicial powerwhich is vested in the court and the reference we
just made to the judgment of the Chief Justice in
HCF was to make the point, Your Honour, that that
exercise of judicial power by the delegates of the court is, in our submission, to be regarded as the exercise of judicial power by the court, not as the
exercise of judicial power by some persons instead
of the court.
| Harris(2) | 64 | 31/8/90 |
| BRENNAN J: | I understand the proposition, I think, but I |
have difficulty in understanding whence is derived
a power of delegation, that is, whether it is an
incident of judicial power or whether it is said to
be some legislative power which has to be
conferred.
MR GRIFFITH: Well, Your Honour, we would submit - perhaps
it is circular - but if there is specific
legislative power, we submit that is sufficient,Your Honour. Absent specific legislative power, we would submit that there would be power inherent in
to organize its business for the proper administration of justice and the discharge of the exercise of judicial power vested in it.
the court to delegate as is appropriate, court
DAWSON J: It must be. It has power to make rules. It can
make rules.
MR GRIFFITH: Yes, of course. I am sorry, Your Honour, I
should have been direct and said, "Yes, the court
can make rules". And our submission is just as the State supreme courts have made rules, so federal
courts may make rules.
| BRENNAN J: | It has never been doubted that the rule-making |
power is a legislative power incidental to the
judicial power.
MR GRIFFITH: Yes.
BRENNAN J: But we are talking here about a judicial power,
a power to delegate a judicial power.
MR GRIFFITH: Well, Your Honour, we submit that a delegated
judicial power in these circumstances is not an
alienation of the judicial power from the court.
We submit it is part of the exercise of the
judicial power by this Court, and that that is the
authority for it, Your Honour. The Court has this
judicial power. The question is, "How is it exercised?"
GAUDRON J: If it is itself the exercise of judicial power,
then it would seem that it cannot be dealt with
legislatively. And you have the problem that the legislature could not, for example, pass a law
saying the judicial power to convict people of an
indictable offence shall not be delegated to the
registrar.
MR GRIFFITH: Well, Your Honour, if we could approach it
from the other end, Your Honour. We would submit
that the legislative could be silent on the issue
or could pass legislation which authorizes the
| Harris(2) | 65 | 31/8/90 |
court. It is only an authority. Section 37A as it
was in its previous version purported to vest thejurisdiction directly in the officers of the court.
Now, we would acknowledge there would be
difficulties with respect to revision in those
terms. But in this case of merely authorizing the
delegation, in our submission, the legislature does
nothing more than perhaps that which would be
implicit in the first place, namely, to indicate
that the court has a free discretion to act as is
appropriate in the discharge of its duties to
exercise a judicial power to determine the extent
to which there will be participation of its
officers under its supervision.
GAUDRON J: Well, can it be 100 per cent?
MR GRIFFITH: Well, Your Honour, what we submit is that the
touchstone is for the court to do what is
appropriate. And we submit, Your Honour, that one
should not look at possibilities on the assumption
that the court will delegate all its powers and
adjourn and go and play golf. That is not the
purpose of these functions. These powers to delegate as is appropriate, in our submission, are
powers for a purpose, and they need to facilitate
the due exercise by the court of the exercise of
the judicial power which is vested in it. And it is for the judges to determine what is appropriate.
And, in our submission, Your Honour, the question
of whether or not that power has an extent so far
or no further is to be determined by regarding the
judges as the repository of common sense as to what
is the - well, not common sense, Your Honour,
perhaps I should put it more strongly than that -
to be the repository of the wisdom as to the manner
in which there should be participation to obtain
appropriate efficiency in the conduct of the
court's business having regard to the fact that it
is a judicial power being exercised in making
relevant delegations.
In this case, of course, under section 37A,
although there is a list of matters, none of them is necessarily delegated to any registrar. It
would be quite possible for the court to delegate
none. As it is Order 36A delegates a further list than those that are included in section 37A(l), for example, the power to make orders of dissolution in undefended matters is vested under the rules, and
we submit that that is a final order of the sort
that Your Honour Justice Dawson referred to but,
none the less, that is a matter of saying that the
Family Court is a repository of the power to decide whether or not it is appropriate if there is an
undefended proceeding, in the context of the number
of proceedings of the sort that Justice Fogarty
| Harris(2) | 66 | 31/8/90 |
indicated in the appeal book, I think, page 44.
Justice Fogarty indicated:
in the Family Court in 1988 just under 40,000
applications for divorce were filed and
approximately 50,000 other applications were
filed.
He says:
A process which would require that each of
those matters and each step in each of those
matters be dealt with only by a Judge of the
Court is unnecessary and undesirable.
In our submission, one should test the appropriateness of this provision by having regard
to the circumstance that it is the court to
determine what is appropriate, whether to exercise
this power of delegation at all, and if so, to what
extent. Of course, there are qualifications and they are the propositions we make in paragraph 2 of
our contentions, namely that, we would submit, it
is appropriate that this delegation be in the
context that registrars are subject to the reviewof the court and also, of course, should be
officers of the court.
We submit that the registrars are part of the
organization of the court and my learned friend, I
think, has sufficiently taken the Court to the
provisions of section 38B of the Act and also
section 37(1). The Family Court is now institutionally autonomous in much the same way as
the High Court is under the High Court of
Australia Act 1979. This has been brought about through amendments to the Family Law Act contained in the Courts and Tribunals and Administration
Amendment Act 1989, which commenced on 1 January,
1990. That is, of course, after the events which
are covered by the appeal to day, but we would
refer to those provisions, particularly the new
and in particular section 38N(3), indicating that Part lV(A) of the Act, section 38A to section 38X officers of the court, including registrars, are now appointed by the Chief Executive Officer of the court, who is himself appointed by the Governor General on the nomination of the Chief Judge. Turning to the exercise of powers by the
registrars, we would submit that it is closely
circumscribed. The powers are limited to those delegated under the rules, and they are in turn
subject to the limitations under section 37A(2), so
it is not the case that section 37A(l) authorizes
the delegation of all powers of the court, because
| Harris(2) | 67 | 31/8/90 |
that general provision is subject to the limitation
contained in particular matters in subsection 2.
| BRENNAN J: | You mean, subsection (2) is necessary to save |
the validity of subsection (l)?
| MR GRIFFITH: | Your Honour, we would submit not. |
Your Honour, we would submit that the expression
"all/or" could be deleted from the provision and it
would have exactly the same operative effect and I
was going to take the Court, and I shall, to the
comparative provisions in the State Supreme
Court Acts which, in substance, give a power just
as complete which would in theory enable complete
delegation, whilst not putting it in such a broad
expression of all or any but, in our submission,
Your Honour, the appropriate qualification is to be found not in the expression of the power to
delegate but by having regard to the competence of
the court to determine what is appropriate,
particularly considering that what is being dealt
with is not merely administrative matters but also
the exercise of judicial power. We accept Your Honour Justice Brennan's statement to my
learned friend this morning that one must regard
all these powers as being the vesting of judicial
power or that which is ancillary to it and we do
not seek to pick through the various paragraphs of
the delegation in order 36A to say this one might
be regarded as particularly administrative because,
in our submission the whole context is the context
of the court acting to discharge its function to
exercise judicial power vested in it including
matters ancillary to that which, of course, in thecase of family law include many matters which on
their own may be regarded as administrative orders,
but that is part of the vesting in a federal court
of the judicial power in respect of marriage and
matrimonial causes.
It is the case, as my learned friend,
Mr Bennett, pointed out that all cases are subject
to review by the court on the application of a party as of right under section 37A(9) or by the
court on its own motion and, of course, there may
be a problem of construction when one has regard to
order 36A rule 7 using the expression de novo
because, in our submission, the operative provision
is the Act itself rather than the rule which
provides for a review. And it is on that distinction that we would, as we have, draw some
objection from my learned friend's firstalternative form of order which provides, in
effect, that de novo hearing enables consent to be
withdrawn and the matter to proceed as if it is and
has never been a consent matter.
| Harris(2) | 68 | 31/8/90 |
We would submit that when it comes to an issue of review then it is review of the proceeding which
is before the registrar which, in this case, was a
consent proceeding, although in the special
circumstance of this case where my learned friend's
contention in effect is that there has been a
miscarriage of justice, as we have indicated to theCourt, we would accept that evidence may be brought on the review as to that matter just as it could be
brought if there was a separate proceeding for the
consent order to be set aside for reasons of amiscarriage of justice.
We point out that section 37A(4) makes it
clear that a:
delegation of a power by Rules of Court .....
does not prevent the exercise of the power by
a court or a judge.
Registrars, under subsection (11) may refer any
matter to a judge and subsection (12) authorizes a judge to "order that the power" not "be exercised"
by a registrar but "be exercised ..... by a Judge".
So, that there is this capacity of the court
to control the exercise by a registrar of the
jurisdiction although, of course, not to direct the registrar as to how to exercise his discretion in a particular matter.
We would submit, therefore, that section 37A
is valid under section 71 of the Constitution as an
incident of the power to constitute and create the
Family Court or, secondly, we would submit, that it
is valid under the incidental power,
section Sl(xxxix), incidental to the exercise of
the power vested in the Federal Court by
section 71. It is our submission that the term
"court" in sections 71, 77(i) and 77(iii) has the
same meaning, meaning a court is an institution and
not limited to the persons of whom it is comprised, and as to that we would refer to the historical position, which was discussed by Justice Gibbs in Kotsis v Kotsis, my learned friend took the Court briefly to that, 122 CLR 69, in particular if I could take the Court to the passages not read by my learned friend at pages 109 and 110. The conclusion that I have reached on
authority conforms with my own view. For many
years before Federation courts in England, and
in some at least of the Australian colonies,
had exercised part of their jurisdiction
through officers such as masters and
registrars. This system does not in any way
involve a relaxation of the safeguards of
| Harris(2) | 69 | 31/8/90 |
individual liberty which are provided by the
existence of a separate and independent
judiciary. The judges control the officers of the courts and can call their orders in
question whenever necessary. On the other
hand, the system entails the great benefit
that the judges are not obliged to perform
functions which can with equal efficiency be
performed by masters and registrars so that
the time of the judges is spared for matters
of greater importance. If the judgesthemselves are obliged to exercise all the
jurisdiction that is quite satisfactorily
exercised by masters and registrars, some of
which is of a comparatively minor and routine
character, a considerable increase in the
numbers of the judiciary will be required.
If I may pause then and refer to the numbers of
40,000 or 50,000 mentioned by Justice Fogarty in
the context of matrimonial law, it is not difficult
to form a rough estimate of the number of increased
members of the judiciary which would be required.
BRENNAN J: | Of course, the converse to that proposition is that, let the number of judges be restricted to few |
| and let the number of less expensive public servants be numbered many and the options that the | |
| Court has, in relation to the delegation of powers, | |
| is automatically restricted. |
| MR GRIFFITH: | Your Honour, we would dissent from that. | We |
would say that the court has complete discretion as
to whether to delegate and if the court regards it
as inappropriate to delegate, well then, the
delegations would not be made and we would not
suppose for a moment, Your Honour, that a court and
any of the members of the court would abrogate
their responsibilities as a member of the court in
making delegations by reason of, if one likes,
economic necessity and, Your Honour, we would cavil
at that as even a possibility. We would submit, Your Honour, that this power would only be
exercised by the court, being the justices of the
court, if the court were of the view that the power
was an appropriate one to be exercised by the
delegates of their power.
We would submit, Your Honour, that it could
not be countenance for a moment, that a court would
let itself be run down by having a reduced number
of judges so that there were insufficient judges to
exercise the judicial power which should be
exercised by judges themselves rather than by theirdelegates.
| Harris(2) | 70 |
McHUGH J: But, if you got power to delegate, does it not
mean that the federal jurisdiction of the courts
are being exercised by persons other than judges?
| MR GRIFFITH: | Your Honour, if one accepts that it is still |
the exercise of the jurisdiction by the court and
the court is constituted by the judges, that is to
adopt the approach of Justice Gibbs that I referred
the Court to.
McHUGH J: That is not what section 79 of the Constitution
says. When you read 71, 72 and 79 together, they
certainly seem to carry an implication that federal
jurisdiction is to be exercised only by judges.
| MR GRIFFITH: | Your Honour, 79, we would construe as being |
more directed to the issue of composition of State
courts and we would not regard it, Your Honour, as
having a message in respect of the relevant - - -
McHUGH J: But it must be federal, is it not? It says:
The federal jurisdiction of any court may be exercised by such number of judges as the
Parliament prescribes.
| MR GRIFFITH: | Yes, well, Your Honour, it is our submission |
that that provision is directed at the vesting of
jurisdiction in State courts which enables the
vesting of federal jurisdiction to not take the
courts as it finds them but to - because section 79
authorizes it - make specific requirements as to
the composition of the court and, we would submit,
Your Honour, section 79 has not been given any
wider operation than that but we do particularly,
Your Honour, rely upon the terms of section 71,
77(i) and 77(iii) as we say, Your Honour,
indicating a similar meaning.
If it is accepted as it is, Your Honour, that
the vesting of federal jurisdiction for the reasons
now stated in this extract from Justice Gibbs, that
I was reading to the Court, are appropriate to be exercised in the State courts, including those who
by the ordinary practice of the State court have
powers delegated to them, we submit, Your Honour,
that the same reason why that should be regarded as
appropriate should apply in federal courts and we
submit, Your Honour, that there is nothing in the
construction of section 71, 77 or other of contrary result.
Your Honour, if it is regarded as a matter
where there is a possibility of an implication
being derived from Chapter III, we would rely upon
the statements such as those of Justice Gibbs and
| Harris(2) | 71 |
the content of his remarks as indicating,
Your Honour, very strongly that the implication
should not be drawn to say that federal
jurisdiction exercised by a federal court is
different from federal jurisdiction exercised by a
State court.
| DAWSON J: | Mr Solicitor, given that legislation is not necessary, are there any limits upon the power to |
MR GRIFFITH: Your Honour, there are limits. Firstly, we
would suppose, Your Honour, that delegation should
be to those who are officers of the court.
| DAWSON J: | No, with regard to subject-matter. |
| MR GRIFFITH: | Your Honour, we would submit there is no |
requirement to draw limits because - - -
DAWSON J: Then, if one looked at section 37A(2), the
matters which are accepted there are matters in
which there could be a valid declaration; that is,
in respect of the:
decree of dissolution ..... a decree of
nullity ..... declaration as to ..... validity.
| MR GRIFFITH: | Yes. Well, Your Honour, they are the sort of, |
one might say, pure judicial power functions of the
sort that one - - -
DAWSON J: Well, what I am asking you is, on your argument,
could they be delegated as well?
| MR GRIFFITH: | Your Honour, we would suppose that it could be |
within the discretion of the court to delegate that
so long as there is a review as of course, by the
court.
Now, my learned friend had the example of the Clerk of this Court being delegated with a function
to hear appeals. Now, we would submit, Your Honour, that that should not be regarded as a
possible example because there is no possibility
whatsoever that this Court would make a rule to
authorize the Clerk or the Registrar to hear appeals. If that did happen, Your Honour, a
corollary would be that it would be an absoluteright of review before the Judges, so one would
make a circle and would be back here after a
formality which - - -
DAWSON J: What do you mean by right of review?
| Harris(2) | 72 | 31/8/90 |
MR GRIFFITH: It must mean, Your Honour, that there is a
right to come to the court to argue the matter
again.
| DAWSON J: | An appeal, in effect. |
MR GRIFFITH: Well, Your Honour, not limited merely to
appeal on a question of law. When one says "appeal", one normally means a question of law.
DAWSON J: Well, appeal on a question of facts, but
"appeal" you mean. If you like, appeal by way of
review.
MR GRIFFITH: Well, Your Honour, we would say appeal by way
of review would include the capacity to canvass the
facts.
DAWSON J: Yes, but what I am getting at is if neither of
the parties chose to do so, then the rights of the
parties would be determined by, if there are
delegation of these matters in 37A(2), the
Registrar.
| MR GRIFFITH: | Yes, Your Honour. |
DAWSON J: And they would be rights which are final.
MR GRIFFITH: Yes, and we would say, Your Honour, that would
be an order of the Court.
| DAWSON J: | You see, the draftsman seemed to have some |
different thing in mind, did he not, when he chose
those particular subjects as being subjects
which - ~ -
MR GRIFFITH: Yes. Well, Your Honour, one then is talking
about what are the possible limits and what are the
limits in the Act. One can understand why, although there was a broad power, it was
appropriate to retain those ones. They are the
sort of matters that Your Honour identified as being those most obviously judicial although, as I
pointed out, Your Honour, there is not a complete
overlap because there is under Order 36A a
delegation of the power to make orders nisi fordivorce in undefended matters vested in the
registrar. That is equally such an order.
DAWSON J: But, anyway, coming back to it, your proposition
is that a court, provided that it did itself and
there is an appeal from the decision, can delegate
all of its functions to a registrar?
MR GRIFFITH: Well, perhaps I - could I say any of its
functions, Your Honour?
| Harris(2) | 73 | 31/8/90 |
DAWSON J: Yes, well, any of its functions: any and/or.
| MR GRIFFITH: | Yes, and by "appeal", we mean a review on the |
facts as well as on the law; that one could
reagitate the facts, not just confine to appeal on
the law. In other words, run the case again.
We would submit that is the case, Your Honour, and we submit there is no difficulty about that.
In an extreme example of saying, "Oh well, that means the Clerk can hear appeals to this Court" is
one that, we submit, is not relevant. Of course, this is a court of original jurisdiction. If, for
example, the Commonwealth conducted a lottery on
the basis of how many jelly beans there are in a
bottle and a person who was the unsuccessful
entrant sued for the prize on the basis that the
beans had been miscounted, we would submit there
would be nothing objectionable for this Court
giving the Registrar or the Clerk, if one likes
that, the power to determine the issue of how many
beans there were in the bottle. It would be a question as to what was the view of the Court as to
what was appropriate to determine that issue and we
would submit that if the Court took the view that
that matter could be delegated to the Registrar or
the Clerk, it would be perfectly appropriate; the
parties could sit there and see him count thebeans. If they wished to dispute it, they could
appeal to the Full Court and the Full Court could
count the beans but, in our submission, it is a
matter of discretion where one says the repository
of the Court being the decision-maker on that issue
is the safeguard.
So that we say that one does not deal with
extreme examples and say, "Well, that means there's
a complete destruction of the concept of Chapter
III which requires the judicial power to be vested
in the court." It is the court which determines
what is appropriate to discharge its functions and
we would submit that one cannot have any a priori list of matters or core matters which are
appropriate.Twenty years ago the issue of dissolution of marriage, of course, was something which required anxious consideration by justices of the supreme
courts perhaps with the intervention of a proctor,
or something of the sort. Nowadays they are regarded as administrative matters, magistrates may
be vested with the jurisdiction and in undefended
matters registrars are, and we would submit that it
is a question of what is appropriate as determined
by the court which determines the extent to which
there is delegation, rather than being an
| Harris(2) | 74 | 31/8/90 |
implication from the provisions of Chapter III as
to the extent to which there may be delegation.
| DEANE J: | Mr Solicitor, is there any significant |
discussion of section 79 in any of the cases other
than Le Mesurier v Connor?
| MR GRIFFITH: | No, not that we know of, Your Honour. |
| DEANE J: | Thank you. |
| MR GRIFFITH: | We will let the Court know if that is a |
mistake on our - - -
| DEANE J: | I would be grateful if you would. |
| MR GRIFFITH: | I was referring to Justice Gibbs at page 110 |
at Kotsis. His Honour said:
The Constitution itself discloses no reason,
and I can think of none, why its framers, in
adopting the expedient of allowing State
courts to be vested with federal jurisdiction,
should have intended at the same time to
reject the organization through which the
State courts operated, when that organization was established in practice and useful in
operation. The exercise of federal jurisdiction is not necessarily any more
difficult, complicated or important than the
excise of State jurisdiction, and in fact, of
course, some matters which formerly fellwithin State jurisdiction are now within
federal jurisdiction; matrimonial causes and bankruptcy are obvious examples. The nature of federal jurisdiction did not require any
different kind of organization, and there was
no less need for courts exercising federal
jurisdiction to be organized so that their
officers, acting subject to confirmation or
review by the judges, might perform on behalf
of the court judicial functions where were of
which could for other reasons be safely a routine or comparatively minor character or entrusted to them. There is no reason of which I am aware why the exercise of federal jurisdiction should necessarily be less
flexible and more costly than the exercise of
State jurisdiction. When, therefore, theConstitution spoke of investing State courts with federal jurisdiction, it meant to refer to State courts with the organization and structure provided by State law, including in appropriate cases masters and registrars who
exercised some judicial power.
| Harris(2) | 75 | 31/8/90 |
The general position in England, both
historically and as a matter of contemporary
practice, is dealt with in Silberman in the article
we refer to in our contentions Masters and
Magistrates Part I: the English Model,
(1975) 50 New York Law Review 1070. I will not take the Court to that article, but if we may give
to the Court an example derived from that article
of delegation of judicial power to the court's
officers and that is the Judges Chambers (Despatch
of Business) Act Act 1867, if I could hand copies
of that to the Court.
We refer the Court to this provision because
it is an example of a general power of delegation
which we would submit is equivalent to saying any
or all and section 1 provides:
It shall be lawful for a Majority of all the Judges of the said Courts, which Majority
shall include the Two Chief Justices or One of
the Chief Justices and the chief Baron, from
Time to Time to make and publish General Rules
for the following Purposes; that is to say:
(l.)For empowering the Masters of the said
Courts, or some One or more of them, to do any
such Thing and to transact any such Business,
and to exercise any such Authority and
Jurisdiction in respect of the same, as by
virtue of any Statute or Custom, or by the
Rules and Practice of the said Courts or any
of them respectively, are now done,
transacted, or exercised by a Judge of the
said Courts sitting at Chambers, and as shall
be specified in any such Rule, except in
respect of Matters relating to the Liberty of
the Subject.
And so that is an example of the general power
given to the Court. Subsection (2) is quite
interesting because it provides that:Every Rule to be made under this Act shall be read aloud in open Court in each of
the said Courts Ten clear Days at least before
the date fixed for such Rule coming intooperation.
A practice which seems not to be practised here.
We do not base our contentions to the history
referred to by Justice Gibbs in Kotsis as is
perhaps confirmed by this 1867 Act. We would submit that even if the historical material did not
disclose such wide powers of delegation, there is
no reason why the current processes of judicial
administration in federal courts should be frozen
| Harris(2) | 76 | 31/8/90 |
to reflect either 18th or 19th century practice,
and we would refer the Court, as I indicated,
briefly to the position in the States, by handing to the Court a summary of the position in respect
of each of the States. We have a summary sheet with the legislation attached. The position in the States presently is that: The Supreme Court Act of every State
except Tasmania allows the Judges of the
Court, by Rules of Court to confer on the
Masters any jurisdiction of the Court -
and that is subject to an exception in Victoria as
we refer to. If by way of example we could take the Court to the Supreme Court Act 1970 New South
Wales, first annexed on the second page of that,
section 124(1)(h), the rule-making power enables
the rule committee to make a provision:
prescribing what powers of the Court may be
exercised by any of the masters, actingmasters, registrars and other officers of the
Court.
| TOOHEY J: | Mr Solicitor, to really assess the significance |
of that document we might need to know whether, by
terms of the relevant Act the master was a memberof the court or not.
| MR GRIFFITH: | Your Honour, the position, as we understand |
it, is that the master of the Victorian Supreme
Court is a member of the court, and I refer - - -
| TOOHEY J: | I think that is the position in Western Australia |
as a result of an amendment made in the last few
years, but I am not sure.
| MR GRIFFITH: | Your Honour, I am indebted to Your Honour for |
adding that. We do have some materials headed:
The Present Position of Masters in State Supreme Courts -
which is a compilation of the various provisions.
If I could hand that to the Court it may be of
assistance, but I must check whether we have got
the Western Australian position correctly. As we understand it, at least in New South Wales, the
position is as it was described by Justice Gibbs in
the HCF case. Your Honour is quite right, on page 5 of this summary, section 7(l)(c) of the
Western Australian Supreme Court Act provides that:
the Court includes the Masters.
So I am indebted to Your Honour.
| Harris(2) | 77 | 31/8/90 |
We would submit that the position in the
States seems to be a general position irrespective
of whether the masters are officers of the court or
not. And I think in HCF it was referred to the fact that the Victorian amendments seemed to arise
after Kotsis to perhaps deal with the apprehension
that the position was difficult if the master was
not a member of the court.
I did not intend to take the Court through
this summary other than to indicate the extent to
which the rule-making power has been exercised, and
it is substantial but with variations.
So we would submit that the reasons referred to by Justice Gibbs in Kotsis as indicating that
there were benefits to be derived from the capacity
of State courts to delegate their functions to
masters and registrars, and that there was no
reason that federal jurisdiction should be regarded
as being in a special case as not to be amenable to
being administered when vested in State courts
under the same structure. We would submit that the reasons stated by His Honour and also those stated
both by His Honour then the Chief Justice in the
HCF case, in particular in 150 CLR 57, where
His Honour then indicated that the decisions in Kotsis and Knight achieved no useful result, but led to considerable inconvenience. His Honour there and also Your Honour the present Chief
Justice as referred to by my learned friend, at
page 64, and His Honour Justice Murphy at page 65,
we would submit, made the point - and we would
adopt the approach - of indicating that federal
courts should not be regarded as being in any
different position and that federal jurisdictionshould not be regarded as having a special
characteristic when exercised by federal courts.
Of course, if it is the case that the exercise of federal jurisdiction by federal courts is to be
amenable to delegation to officers of the court, regarded as being in a particular position and not subject to the qualifications that those officers
are to be under the direction of the court, and
their decisions are to be amenable to review by thecourt, in our submission, in that circumstance the result of such a conclusion will only in the long
run lead to the erosion of the function and status
of federal courts.The first obvious problem would be if there is
not a capacity to deal with the business in a way
and using the structures which have worked
effectively before Federation and which have worked
effectively in the State courts since Federation,
it would follow, if one has regard even to
| Harris(2) | 78 | 31/8/90 |
statistics of the sort referred to by
Justice Fogarty, that it would be a very difficult
task indeed for the court to bring the necessary
capacity to bear for a judge to deal with each and
every exercise of the power by the court.The second and most obvious possibility, of
course, is that if the federal courts are not able
to organize their affairs in a way which the judges
regard as appropriate as the proper discharge of
their business, and therefore are not able to
discharge that function of administering the
federal judicial power, and there is available
structures which are capable of being adapted to
the proper discharge of the judicial power, one
would expect that in the long run, if not in the
short run, there would be an encouragement of thevesting of federal power within the State courts
and a consequent reduction of the vesting of
jurisdiction within the federal courts.
We put it like that to make the point that we
would submit there must be a strong reason
identified by this Court before it vindicates the view that sections 71, 77, and the other sections
of Chapter III of the Constitution do implicitly
confine the delegation in respect of the vesting of
the exercise of federal judicial power to that when
exercised by State courts and do not permit
delegation of exercise of those powers which might,for the reasons stated by Justice Gibbs amongst others, be appropriate for the discharge of the
exercise of the administration of the court in the
case of the Federal Court.
DEANE J: Where, in your context of within the court and a
requirement for full review, would proceedings such
as those adopted in New South Wales for referring
matters out to arbitration fit in? Would they be
outside - they are certainly outside the way youput your argument.
| MR GRIFFITH: Yes, well, Your Honour, it may well be that |
provisions such as that sort, which might be
regarded as reflective of modern techniques for
dispute resolution, one might have to consider
whether one would not require some element of
acquiescence by the parties before one adopted amandatory system of reference out. That would seem
to be another step, Your Honour. We put our submissions no higher than the court adopting a
mechanism within the court and if we may,
Your Honour, we would leave for another day the
possibility of the mandatory provisions of the sort
as I understand now the New South Wales commercial
list adopts.
| Harris(2) | 79 | 31/8/90 |
DEANE J: Except, if your submissions were just accepted, it
may be implicit in them that reference in some
circumstances to outside arbitration or
conciliation may be precluded from the exercise of
Commonwealth judicial, or federal judicial powers.
MR GRIFFITH: | Your Honour, as to that area, I would hesitate to say anything implicit because one can see, |
| Your Honour, the obvious difficulty that once one | |
| says it is outside the court, then one is out of | |
| this comfortable area where one says it is within | |
| the control of the court. |
DEANE J: Well, outside the court in that it is not to a
court officer and not subject to unqualified
review, but within the control of the court in that
the result of the reference out comes back for
action within the court which is the way the New
South Wales system works, as I follow it.
| MR GRIFFITH: | Your Honour, as I understand the New South |
Wales system, it comes back and then that really
determines the matter. The court does not have an independent discretion to review it. Now, Your Honour, at that point one can see real
difficulties in the postulation that we seek to put
today to accommodate that situation. Your Honour,
what we seek in our submissions today is to
reflect, what we say, has been the approach of this
Court to what is acceptable in the vesting of
federal jurisdiction in the State court and to
adopt the approach that for the same reasons that
that is acceptable when it is vested in the State
court, it is acceptable when vested in the federal
court.
The extension, Your Honour, to modern dispute
resolution proceedings to operate in mandatory form
without review could give rise, we would suppose,
to difficulties and we would not wish, Your Honour,
to say implicit in our submissions as embracing
that the court could, of its own motion, adopt that as a dispute resolution procedure.
| DEANE J: | What I was suggesting was, that implicit in your |
resolutions was that, that was something that could
not be incorporated in a federal court system.
MR GRIFFITH: Yes, I think I have got Your Honour's drift on
that but it is not something, Your Honour, that we
would like to say, "Well, we'll give that away"
because it is for another day. For a start,
Your Honour, one can see that the establishment of
mediation procedures in federal jurisdictions might
be appropriate but one could characterize them,
appropriately drawn, as being administrative,
perhaps voluntary, perhaps preliminary to judicial
| Harris(2) | 80 | 31/8/90 |
rights and, therefore, one could develop a
structure with the same sort of operation, but not
in the same form, as the mandatory New South Wales
Supreme Court commercial list requirement, so that
it might be a matter of structure to get to that
form of mediation, which seems to be the
fashionable trend at the moment, and if we may,
Your Honour, we would not want to cut that off but
we would say, Your Honour, we would hesitate very
much to embrace that within the structure of saying that it would be a forced part of the delegation by
the court of its judicial power vested in the
court. There might be other dispute resolution
mechanisms which could adopt it.
We do make the point that we say that the two
words "all" or "any" does not add anything to
37A(l). Perhaps it raises the emotional level a
bit but, in our submission, that provision is, in
result, exactly the same in operation as provisions
such as the New South Wales Supreme Court Act
provision I referred to which merely says for
prescribing:
what powers of the Court may be exercised by
any of the masters.
The same issue of possibility that everything might be vested in the master could arise but we submit
that that does not alter the issue as to power and
we have already made the point, we say validity is
not to be tested by an extreme example of
inappropriate exercise of the power to vest
jurisdiction. If the powers is vest in the judges,
we would submit, one can rely upon the judges to
exercise that power as is appropriate and if it is,
as we submit it is, the case that one sees that
that power has comfortably been exercised by the
State courts, both when they were colonial courts
before Federation and since, we would submit, this
Court should be slow to spell out of Chapter III
any implication that there is to be a contrary
implication in the case of vesting of federal
jurisdiction in a federal court.
We would say, generally, that there is no
occasion for this Court to find any constitutional
implication to fix the exercise of federal judicial
power by a federal court within a special rigid
inflexible structural form. We would submit, to do so would not serve any purpose other than to exert
pressure for the vesting of federal jurisdiction in
other mechanisms.
| BRENNAN J: | Why would it do that, Mr Solicitor? |
| Harris(2) | 81 | 31/8/90 |
MR GRIFFITH: Well, Your Honour, one has the requirement, we
would say, firstly, when one has regard, for added up, 90,000 applications - that does not seem
example, of family law that it is the case,to include the interlocutory applications, but just
principal applications and made each year,
Your Honour. If the court is unable to adopt
procedures, for example, to enable officers of the
court to deal with matters which judges would
regard as appropriate to be dealt with by officersof the court because of the constitutional
inhibition, Your Honour, one still has the problem
of the necessity for that judicial function to be
discharged.
Now, Your Honour, if one then has the
requirement for the judicial function to be
performed, and an incapacity in a federal body to
perform it in an efficient manner, one could see,an obvious pressure to adopt the mechanism, for
example, of vesting in State courts jurisdiction in
that matter.
BRENNAN J: So, by "efficient manner" you mean, exerc.1.s.1.ng
the function by somebody other than a judge?
| MR GRIFFITH: | Your Honour, we do emphasize "efficient" |
because what we submit is that it is not a question
of lowering of stands that is involved in thispower of delegation but a matter of the court
acting as is appropriate to deliver, in effect, the
judicial service which is vested in it and that
includes, Your Honour, retaining judicial
standards.
BRENNAN J: Could you, perhaps, explain what is meant by
"appropriate" which does not involve a lowering of
judicial standards by indicating the way in which
the exercise of the power by judges were
inefficient?
| MR GRIFFITH: | Your Honour, the problem is that as stated by |
Justice Gibbs. Perhaps if I could uplift his words
Your Honour. There are many functions,
Your Honour, in the course of dealing with, say,
applications in family law which do not require the
full attention of a judge of the court, in our
submission. They can be conveniently dealt with by
persons such as registrars. Justice Gibbs accepted
that in the case of the supreme courts operating in
ordinary jurisdiction; we submit, Your Honour, and
we refer to the differences in family law that this
is even more the case in a case of exercise of
jurisdiction in family law.
| Harris(2) | 82 | 31/8/90 |
Now, Your Honour, it is for the court to
determine what is appropriate for the allocation of
the distribution of who shall exercise function in
respect of some matters and other matters. Now, on the extreme case each and every matter must be
dealt with by the judge. We would submit, Your Honour, that there is no constitutional
requirement for that.
| McHUGH J: | Mr Solicitor, can I bring you back to section 79 |
again, because why should section 79 be read as
confined to State courts invested with federal
jurisdiction? It refers to jurisdiction of any
court.
MR GRIFFITH: Well, Your Honour, we would submit that it is
not necessary for the Constitution to deal with the
numbers of judges in federal courts, because that
can be dealt with quite directly. There is no need
to have a constitutional provision about that.
Section 79 is confined to judges and we say,
Your Honour, its purpose is, in relation to State
courts, if the Commonwealth were basing the
position of taking the State courts as it finds
them, there was a power, Your Honour, given by
section 79 to interfere with that to the extent of
making provisions as to who should exercise the
jurisdiction in the State court. Now there is no necessity for a constitutional limitation in
respect of the Federal Court, in our submission.
McHUGH J: But it talks about any court, it does not talk
about any court of a State invested with federal
jurisdiction.
MR GRIFFITH: Your Honour, we appreciate that point can be
made, Your Honour, but what we say is that one
cannot go from section 79 and go back up, as it
were, to say that this infects what otherwise has
given to the meaning of "courts" as used in
section 72; section 77(1); section 77(3).
| McHUGH J: But if you read sections 71, 72 and 79 together, |
they seem to embody a legislative scheme requiring
judicial power to be exercised by judges and no one
else.
MR GRIFFITH: | Your Honour, I have given one answer to that to say that, just as it is accepted that the |
| exercise of power by masters, who are not judges or | |
| part of the court in the State courts, as regarded | |
| as an exercise of the jurisdiction of the State | |
| court, vested with federal jurisdiction, we would | |
| submit, in the same way, Your Honour, the exercise of federal jurisdiction vested in a federal court, exercised by someone the equivalent of the master | |
| who is not part of the court, but an officer of the |
| Harris(2) | 83 | 31/8/90 |
court, should be regarded as none the less the
exercise of the jurisdiction by the court, not by
someone else. We submit, Your Honour, that it is
the same - - -
DAWSON J: That is really to ignore the problem, is it not,
because the State court is not troubled by problems
of judicial power.
| MR GRIFFITH: | No, Your Honour, but we would submit the High |
Court could have been, if it thought, Your Honour,
that the - - -
DAWSON J: But it was not. It said you take the State
courts as you find them and if that means someone
who is exercising judicial power is not a judge, so
be it. That is what the Constitution says. That
solves nothing so far as federal courts are
concerned. One of the problems with the argument is that, if you think that there may be some powers
which are delegable and some which are not, it maybe that only powers which involve judicial
functions, but not the exercise of judicial power,
then the argument simply does not assist. Do you have an alternative argument to put, that if what you say is not right and that judicial power
completely can be delegated, there are nevertheless
some functions which can be delegated and one has
to draw a line? Do you have any alternative argument?
| MR GRIFFITH: | Your Honour, can I have two responses to |
Your Honour's comment? We submit, Your Honour, that is one aspect of regarding Kotsis as
establishing one takes the State courts as theyfind them, but we submit, the other aspect,
Your Honour, is to accept the desirability of
having powers exercisable, not always by the judge,
and only by the judges and it is that - - -
DAWSON J: | It might be desirable, but that is not really the question either. |
| MR GRIFFITH: Well, Your Honour, we say that if it is a |
matter of implication from the Cnstitution, we say
it is not specific, but implication. One should have regard to the historical fact - this is a
rather long answer to the first part of
Your Honour's question, - but if we might put,
Your Honour, at 1900 this was accepted, for examplethe 1867 Act I have referred the Court to, that
this is part of the ordinary structure of the
courts. It was accepted that it was part of the structure of the State courts and we would submit,
Your Honour, there is no reason to imply into
Chapter III a repudiation of acceptance that that
was an appropriate means to organize a State court.
| Harris(2) | 31/8/90 |
So we would submit, it is not just a matter of
taking the courts as you find them. We submit, Your Honour, that this is what one would, in 1900
even, in seeking to say what is meant by a court,
regard as the court. The court is constituted by the judges; it can include officers who exercise
powers of the court delegated to them; and that is regarded as being an exercise of the judicial power
vested in that court.
DAWSON J: Well, it would be more accurate to say there may
be exceptions. They exercise functions of the court delegated to them.
| MR GRIFFITH: Yes. | Your Honour, as to Your Honour's second |
question, which was really, I think, Your Honour's
main question, if I could answer that, Your Honour.We, of course, prefer not to have any fall-back position, because we say the difficulty to define a fall-back position would tend, we submit, to
support our argument that one should leave it to
the court to act as is appropriate in determiningwhat matters should be delegated, rather than to
adopt a definition of identifying core powers or
something of that sort. I think my learned friend spelt "core". I spell it "core" too. Your Honour, if forced to make a proposition
because Your Honour invites me to do so, we would
say, Your Honour, that one could not regard such
core areas of judicial power, which cannot be
delegated by the court as - - -
| DAWSON J: | Why do you need to talk about "core" areas? | I |
mean, there are judicial functions and there is the
exercise of judicial power, as was put this
morning. Some judicial functions, when they are exercised by people other than judges, cease to be judicial functions, but when they are exercised by
judges are appropriately judicial functions. In
fact, judicial power is much more restricted than
that.
| MR GRIFFITH: Well, Your Honour, one has regard to function |
as well as power in this context; when one looks at
it; say, the situation in Hegarty, there is not all
that many things which cannot take their colour
from the - - -
DAWSON J: But we are only concerned with judicial power
here.
MR GRIFFITH: Well, Your Honour, in respect of the vesting
of judicial power in a federal court such as the
Family Court, the basic position must be that it is
judicial power which is vested in the court and
that which is ancillary to the judicial power.
| Harris(2) | 85 | 31/8/90 |
| DAWSON J: | It may be that the judicial power that is vested |
in the Family Court, important as it is, is within
a very narrow compass and that these ancillary
functions which do not involve an exercise of
judicial power really are very broad.
MR GRIFFITH: Yes. Well, Your Honour, to accept
Your Honour's invitation, if one says, "Well, what
is the essence of judicial power that should be
regarded as being within that ambit", we would
submit that in matters arising under the Family LawAct, really, the only matter which one could regard as being within that essence would be the power to deal with contempt of court.
DAWSON J: What about 37A(2)(a), (b) and (c)?
MR GRIFFITH: Well, Your Honour, we would submit that that
is a matter of change of status,if you like, but
not something which should be regarded as the
essence of judicial power such as, for example, to
find criminality, to find guilt.
DAWSON J: Well, what is your criterion of finding judicial
power in this context? I mean, I know the traditional definition is not all that helpful
here.
MR GRIFFITH: Yes. Well, Your Honour, could we refer to
what was said in Reg v Quinn, (1977) 138 CLR 1. It
is not on our list, I am afraid, Your Honour. Atpage 8, Justice Jacobs, where His Honour referred
to Justice Isaacs in Munro's case, at the top of
the page, said:
"But there are many functions which are either
inconsistent with strict judicial action, as
the arbitral functions ..... or are consistent
with either ..... If inconsistent with judicial
action, the question is at once answered. If
consistent with either strictly judicial or
executive action, the matter must be examined." "Unless, therefore, it becomes clear beyond reasonable doubt that the legislation in
question transgresses the limits laid down by
the organic law of the Constitution, it must
be allowed to stand as the true expression of
the national will."
Then, His Honour refers to the approval of these statements in the Shell Company case and then,
referring back to Isaacs, said:
" ... some matters so clearly and distinctively
appertain to one branch of government as to be
| Harris(2) | 86 | 31/8/90 |
incapable of exercise by another. An appropriation of public money, a trial for
murder, and the appointment of a Federal Judgeare instances. Other matters may be subject
to no a priori exclusive delimitation, but may
be capable of assignment by Parliament in its
discretion to more than one branch of
government. Rules of evidence, the
determination of the validity of parliamentary
elections, or claims to register trade marks
would be instances of this class. The latter
class is capable of being viewed in different
aspects, that is, as incidental to
legislation, or to administration, or to
judicial action, according to circumstances.Deny that proposition, and you seriously
affect the recognized working of
representative government."
DAWSON J: Well, now, could you add to those categories in
deciding what is the best regime in the break up of
a marriage for the family and children, with
respect to custody, maintenance, property, for the
time being?
MR GRIFFITH: Yes. Well, we referred Your Honour to
Justice Williams in Boilermakers, which seemed to indicate that.
DAWSON J: Yes, but I want to know what you say about it.
| MR GRIFFITH: | Your Honour, we say that there are many |
matters which, if one looks at them alone, they can
be regarded as purely administrative but the
structure of the Family Law Act, Your Honour, is to
vest the entire jurisdiction in the Family Court
and so vested, Your Honour, one has a vesting of
judicial power in respect of these matters and
matters ancillary to it.
DAWSON J: That is not to draw any line between functions,
which do not necessarily involve the exercise of
judicial power, and those which do.
MR GRIFFITH: Yes, well, Your Honour, in the family law
areas, we indicate the functions are very narrow
indeed. Now, Your Honour, it might be a matter of argument as to whether they include those matters
Your Honour referred to in section 37A(2), that is
a matter of degree, but we would submit,
Your Honour, it goes really not much wider than
that.
DAWSON J: Well, do you say, here the delegation is not the
delegation of judicial power but merely the
delegation of what, when it is with the Family
Court, is a judicial function?
| Harris(2) | 87 | 31/8/90 |
MR GRIFFITH: Yes, Your Honour.
DAWSON J: Well then, that is the end of the question, is it
not?
MR GRIFFITH: | As we have submitted, Your Honour, the Family Court can vest that in its officers. |
DAWSON J: Because it is not a matter of judicial power, but
a matter merely of a function which may be
exercised judicially.
| MR GRIFFITH: | Your Honour, we sought to make the point that |
so far as federal jurisdiction is vested in a State
court, there is no difficulty about following the train down to delegates and our basic proposition
is that the same position obtains in federal
courts.
DAWSON J: But, that is not the question. If you can divide off some functions which do not necessarily involve
the exercise of judicial power, which are judicial
functions when they are exercised by a judge, but
when exercised by someone else are not judicial and
if the function here is one which is the latter
category, then there is no problem, is there?
MR GRIFFITH: Yes, well, Your Honour, we submit that there
is no problem.
DAWSON J: | Do you say that that is the solution to the question? |
| MR GRIFFITH: | Your Honour, it is not our solution here |
because we submit that there is no problem about
the Family Court delegating.
| DAWSON J: | I suppose you would say if it is judicial power, |
they can delegate that too, is that what you say?
MR GRIFFITH: Yes. It is only a problem if Your Honour has
a problem on that, Your Honour.
DAWSON J: Well, I do. It may be that you cannot delegate
judicial power, but there are many functions that
you can delegate and really, when one looks at it
traditionally, it is the sort of non-judicial power
function that is delegated; the matters of
procedure, non-dispositive functions.
| MR GRIFFITH: | Your Honour, we entirely agree with you. | I |
think, where our difference is, is that we say we
leave it to the court to determine, that
Your Honour seeks to find a constitutional
demarcation point.
| DAWSON J: | Yes. | I want to know where to draw the line. |
| Harris(2) | 88 | 31/8/90 |
| MR GRIFFITH: | Your Honour, we draw the line by saying we |
leave it to the good sense of the court.
DAWSON J: That is a great deal of help to the court.
| MR GRIFFITH: | Your Honour, we would submit, the Constitution |
leaves it there. It is the court that decides the
issue as to what is appropriate.
| DAWSON J: | It may be assisted by submissions as to where it |
is appropriate to draw the line.
| MR GRIFFITH: | Your Honour, we submit, that it is for the |
Court to decide where is it appropriate to delegate
and that is something that is not capable of having
any outside input to the court. The court could, Isuppose, seek advice and ask for comments but at
the end of the day, we submit, it is a
responsibility of the court.
DAWSON J: But, if it is a question of being able to
delegate some functions which do not involve the
necessary exercise of judicial power and functionswhich do, then it is not a matter for the court, it
is a constitutional line.
MR GRIFFITH: Yes, Your Honour, but what we submit,
Your Honour, particularly by the analogy with the
States and the fact that there was such a structure - - -
DAWSON J: The States are not troubled by this problem.
| MR GRIFFITH: | No, but saying that this is how courts were |
organized in England and in Australia at
Federation, our primary submission is, Your Honour, that federal courts should not be regarded as any
different, that when one has a reference to courts
in the Constitution in Chapter III - - -
DAWSON J: But, the Constitution requires them to be
regarded as different if you say that the exercise
of judicial power cannot be delegated.
| MR GRIFFITH: | Your Honour, I was not saying that. |
Your Honour was asking that as an alternative.
| DAWSON J: | Well, that makes the situation in England and |
the situation in the State courts largely
irrelevant.
| MR GRIFFITH: | Your Honour, it is a question then of how one |
approaches the construction of Chapter III. If one
says Chapter III imposes a limitation which had not
existed in the United Kingdom or in the colonial courts in 1900, that there was a limit - one has
seen the 1876 Act, how it expresses no limit - but
| Harris(2) | 89 | 31/8/90 |
if one says, "Implicit in Chapter III there is a
limit", well of course, Your Honours, it is
necessary to seek it out and we would say the limit
is no further than the point that Your Honour makes
out.
| DAWSON J: | I understand you to say there is no limit; | that |
is your first position.
| MR GRIFFITH: | Yes. | So fall back, we say the limit is no |
further than saying that there are these essential
powers that you must identify.
GAUDRON J: | Of course, there may be a limit inherent in the very term "judicial power" which operates, albeit |
| without express direction from something like Chapter III, in other regimes besides the federal | |
| jurisdiction regime. | |
| MR GRIFFITH: | Your Honour could well be right. |
| GAUDRON J: | And it may be that the matters which, at the |
turn of the century, had been delegated at least
identify those limits in any event.
| MR GRIFFITH: | Well, Your Honour, when one looks at the |
delegation-making power such as the 1876 Act, it is
no more limited than the power under section 37A.
GAUDRON J: | But the way in which it was exercised may, in fact, signpost the limits. |
| MR GRIFFITH: | Your Honour, we would tend to cavil at that |
because we say it is the capacity rather than the
exercise which is the relevant issue, but perhaps I
should put it another way, Your Honour; if it were
the case that the Family Court delegated all powers
to the registrars so judges did nothing, they didplay golf, there may be then an issue as to the
constitutional validity as to what has been done,
but that does not arise here·. Here it is a question of particular -
| GAUDRON J: | But you would say it would not arise either if |
in the Federal Court the Federal Court judges
decided that the registrar - even without Act of should hear and determine all criminal appeals and
the registrar should exercise such of the criminal
jurisdiction as was vested in the Federal Court.
| MR GRIFFITH: | Your Honour, criminal matters must be |
regarded as particular matters.
| GAUDRON J: | Why? | On your argument you have made no |
distinction.
| Harris(2) | 90 | 31/8/90 |
MR GRIFFITH: | Your Honour, one reason, of course, we have been dealing with the family law provisions; not |
| with criminal law and, in fact, there is almost no | |
| criminal jurisdiction vested in the Federal Court. | |
| GAUDRON J: | They have appeals, I think. |
| MR GRIFFITH: | In criminal matters? |
| GAUDRON J: | From the ACT. |
| MR GRIFFITH: | From the territories, yes, they do. | Well, |
in criminal matters the situation is different,
Your Honour. Firstly, if one has the question of jury trial and appeals from that, one can see that
there is really not scope for having delegation by
the Federal Court to a registrar or something ofthe sort. It may be also that, just as perhaps one
can grant contempt of court as a power inherently
for the court and not one to be delegated, one
could regard the exercise of criminal jurisdiction,
for example,McGuinness's Case would perhaps tend to
point in that direction.
| BRENNAN J: | Mr Solicitor, you have referred to the 1867 |
Act, but that refers only to the jurisdiction of a
judge in chambers, does it not?
| MR GRIFFITH: | Yes, Your Honour. |
BRENNAN J: Well, is this not an indication that perhaps what courts used to do was to say practice and procedure can be delegated? Substantive exercise of
jurisdiction is always exercised by the judges.
MR GRIFFITH: Well, Your Honour, we have attached a summary
also of what the State courts do where, of course,
it is not so limited. The masters, whether they be officers of the court, have wide powers,
Your Honour, to act as for the court in making
orders which are final subject to whatever is
provided in respect of review or appeal.
| DAWSON J: | But that is only to say they may exercise judicial power as we recognized before. That is |
| here. | |
| MR GRIFFITH: No, Your Honour, it does not. | But we say the |
problem is solved, in our submission, by accepting
that the reasons why it is appropriate for a State
court and why the federal jurisdiction can be
properly exercised by State courts. It is not just exercised because that is taking the State courts
as you find them, but because it is appropriate for
the proper exercise of that power. We submit there
is no obvious reason either of construction or
| Harris(2) | 91 | 31/8/90 |
implication from Chapter III or from principle, to
say that the position is different in the Federal
Court. That is our basic approach.
Now, if the Court is against us on that, well
then obviously the next question is to mark out the
point of whether any, or if so any delegation may
be permitted, and if it is not a complete
prohibition, what is the point of determining what
is permitted?
Now, that gives rise to the point that
Your Honour raises with me, and we, of course, do
not find it particularly attractive because of our
principal submission to seek to mark out a point
other than saying it is as little as restrictive as
the power to delegate as may be acceptable to this
Court. It is a matter of implication from theConstitution, and I suppose once a court journeys
down that road it is for the court to determine the
point at which it finds that there is permissible
power to delegate; or if it is going the other way
where it becomes impermissible.
We would suggest then that one would adopt the
approach of looking at matters which were of their
essence. Now, even then, we submit, that it is difficult to define that because although 20 years
ago the power to make an order nisi for divorce
would be regarded as of the essence. We would submit nowadays in the case of uncontested divorce
matters which are really procedural, suggestions even that they can be obtained by post without a hearing, would be differently characterized.
DAWSON J: Well, one test is, does the decision finally
dispose of the matter? Is that a valid test?
MR GRIFFITH: Well, it may be, sir. The family law is
difficult - - -
| DAWSON J: | And a decree absolute does. |
| MR GRIFFITH: | A decree nisi does not. |
| DAWSON J: | No. |
| MR GRIFFITH: | So that it means in family law there is not |
all that many matters that one would identify, and
that is the difficulty we have.
McHUGH J: But you have to contend that the power of
delegation extends only to the case where the
judges can substitute their verdict or decisions
for that of the registrar, or the delegate. That
is why you cannot argue that there could be a
delegation of criminal jurisdiction.
| Harris(2) | 92 | 31/8/90 |
| MR GRIFFITH: | Yes. |
McHUGH J: And until comparatively recently in the history
of this nation, I mean even divorce cases were
tried by juries. If there had been a federal
divorce law in 1920 you would have probably had
juries. You could not have delegated to registrars
that, could you?
| MR GRIFFITH: | No. | I think it is one of our problems in |
saying, "Well if we fix this by reference to 1900
it is by a false standard because one does not
characterize this really according to not just the
law, but the issues as it now stands.
| BRENNAN J: | The legislature perhaps can do it by post, if |
they wish. So long as there are issue of fact which determine whether or not a party is entitled
to a decree nisi, and the decree nisi, I think,
still changes status, perhaps it does not, but I
thought it still did, then why is that not judicial
power par excellence?
MR GRIFFITH: Well, Your Honour, once one gets to those
questions, you have to pick over -
| BRENNAN J: | I said "judgment nisi", I meant "judgment |
absolute" of course.
| MR GRIFFITH: | I am sorry, yes. Absolute, Your Honour is |
different, but that is more or less automatic
unless there is some reason why - I mean, there are
ways in which status can change other than by
judicial-order, Your Honour. Under the Immigration Act, that is done by just procedural
order and that, of course, is not judicial. So that it is difficult to use just status as a touchstone. The problem we suggest to the Court is the problems in this area. If one looks at all the matters, for example, listed in Order 36A as being
delegated to the registrars, are to come to some point where one vindicates this constitutional
implication that is found in a rational way that
makes a line where one says, "Well this is the
implication of the Constitution and these matters
must be exercised by a judge, and, in our
submission, it is a very difficult, if not
impossible, task to be done.
Of course, that does not inhibit the Court
from finding there is such a principle and has to be worked through on a case by case basis if that
is the constitutional requirement, but it does lead
us back to our basic proposition that the
expression of the implication, we would submit, is
very difficult and these lists of matters in
| Harris(2) | 93 | 31/8/90 |
Order 36A really confirm that problem, and we would submit that if, at the end of the day, the Court merely regards the order absolute and its
equivalent under the Family Law Act as being that
which vindicates this principle, we would submit
that if one got to that situation it would be
appropriate to consider whether or not it can be
the case that a constitutional implication which is
intended to be there for a purpose to vindicate the
proper administration of federal jurisdiction byfederal courts in jurisdiction vested under
Chapter III, is in fact something which is to be
implied from the Constitution, if that is all it
does.
I appreciate that is a bit circular, but
Your Honour Justice Dawson asked me to identify
fall-back positions and we thought about it but we
had great difficulty. We can start with section 36A(2), but that does not provide it. We
would say it is no broader than that, probably a
bit less, but it is difficult to mark out functions
and certainly we would tend to disagree with my
learned friend Mr Bennett's approach of going
through tick, cross, tick, cross.
GAUDRON J: Could one have a law which said, "The parties to
a marriage shall be dissolved is the wife says,
'Please leave'", rudely or unrudely. The point is,it is only part of our culture, is it not, that has
it dealt with by judges? In other areas it is a
matter which can be dealt with wholly consensually.
So there may be nothing at all in it that brings in
the essence of judicial power in the same way as
would be 'brought in, for example, in terms of guilt
of an offence.
MR GRIFFITH: With respect, we would agree with Your Honour,
"I divorce thee, I divorce thee, I divorce thee",
could be the Australian law, if it was so
prescribed by statute.
| GAUDRON J: | And if it were there would be absolutely no |
requirement at all for the exercise of judicial
power, one presumes - no necessity for it. There
might be - - -
| MR GRIFFITH: | We refer to the remarks of Justice Williams in |
Boilermakers at 308, and that is why I made the
suggestion earlier, "Well perhaps it is only the
power of contempt in the Family Law Act."
McHUGH J: Well, there is at least one decision, I think, of
Victorian Supreme Court judges which holds that you
could issue estoppels under these settlement
provisions of the Family Law Act.
| Harris(2) | 94 | 31/8/90 |
MR GRIFFITH: Well, with respect to Your Honour, there
should be no difficulty about that.
McHUGH J: Because you have to determine what the property
is before you start making alterations.
MR GRIFFITH: But, Your Honour, if there is no review sought
by the parties, for example, they make an agreement
and they agree to be bound by it; they seek no
review; the time for review has gone by; they do
not seek to set it aside because of any miscarriage of justice, we would submit, that that order should
be regarded as the order of the court, so there is
no difficulty about estoppel arising. We would submit, there is no problem about accepting that
should be the position consistently with the
vesting of jurisdiction under Chapter III.
| DEANE J: | May it not be that the delegation is permissible, |
except to the extent that it would bring about a
situation in which you could not say that the court
was relevantly constituted by judges?
MR GRIFFITH: Yes, Your Honour, perhaps if it was expressed
in that form it would be an expressions to
vindicate Chapter III, but would not impinge upon
the processes such as are exemplified by
section 37A. I suppose our answer is to say, "We have confidence in the court", but one could
accept, Your Honour, that it could become a point
where if one got to a point that there was only one
judge and he could not do the 40,000 matters and
refused to delegate, or the whole bench went and
played golf, that that would then constitute
unconstitutional structure.
We would accept that as a possibility,
Your Honour, but we say that is not the issue
before the Court here. Here, the particular issue
is a consent order which we say is a most obvious
one to be regarded as appropriate to be delegated
to a functionary of the court, subject to the supervision of the court with a power to review.
MASON CJ: Mr Solicitor, do you have any other submission
about section 79 of the Constitution, apart from
the one you have already made that it is directed
to federal jurisdiction exercise by State courts?
The reason why I ask the question is that brief
reference to the convention debates indicates that
the submission may run aground at that point?
| MR GRIFFITH: | Your Honour has the advantage of me. |
MASON CJ: Well, that is the reason why I ask you, "Have you
an alternative submission?". The convention debates rather suggest on the brief look we have
| Harris(2) | 95 | 31/8/90 |
had of them, that the primary focus may have been
upon the exercise of federal jurisdiction by
federal courts.
| MR GRIFFITH: | Your Honour, I think I also made the |
submission, Your Honour, that we say that
section 79 should not infect the way in which
sections 72 and 77 should be construed. I think that was the point really made by Justice McHugh.
In effect, that is our primary submission,
Your Honour, that we say it is a question of, if
"courts" means one thing when one is dealing with
the vesting of federal jurisdiction in State
courts, it does not mean a different thing when one
is vesting it in a federal court. So that, inasmuch as Your Honour says section 79, our
submission is, that section 79 does not determine
this issue; this issue is concerned more with
section 72 and section 77.
DEANE J: But, the real problem with 79 is that, if you
construe it literally, it can be read as saying,
"Unless the Parliaments prescribed a number ofjudges, federal jurisdiction can't be exercised at
all". Now, that would have an extremely drastic effect. Presumably, you would read it as
indicating, in the absence of prescription, the
section does not have any operative effect.
MR GRIFFITH: Yes, we would, Your Honour, and we would also
say in the absence of prescription there is no
constitutional inhibition upon federal jurisdiction
being exercised if it is vested in a State court in
the manner which has been accepted in HCF and, we
submit, there is no reason why it should be
separately regarded for a federal court.
DEANE J: In other words, section 79, you would submit, is a
purely enabling section in terms of legislative
power?
| MR GRIFFITH: | We would also submit that, Your Honour. | I did |
refer to the form of the order which we would
suggest at the start of my submissions. I do not
think there is any need to go back to that and we
do submit that my friend has his procedural
difficulties because of the way in which his notice
of appeal and grounds of appeal have been drafted,
but inasmuch as he did flag on his affidavit for
special leave - a point that he wished to contend -
as we have indicated, we have no objection to an
order being made which enables him to establish the
admissibility.
As to Your Honour the Chief Justice's
invitation, may I hand to the Court copies of the
annotation of the Australian Constitution on
| Harris(2) | 96 | 31/8/90 |
section 79 which we would accept, Your Honour, but
I do not think it takes it really much further. If the Court pleases.
MASON CJ: Yes, thank you, Mr Solicitor. Yes, Mr Bennett?
| MR BENNETT: | If the Court pleases. Your Honours, in |
relation to the notice of appeal, we simply remind
the Court that it was always clear that there wasan issue of this nature and that is, in particular,
the affidavit in support of the special leave
application. The respondent did appear on the special leave application and, of course, was
served with that affidavit.
In relation to my friend's submission that a
consent order by a registrar would be useless if we
were correct, we simply point out this: first,
that any order of a court may be appealed out of
time if the court grants leave to appeal it out of
time and, in relation to the provision for reviewby the court of its own motion at any time, that is something which is hardly likely to be exercised in
any but the most extreme of circumstances and if it
is exercised, no doubt, there would be good reason
for it, but it hardly has the effect of making aconsent order useless from the practical point of
view.
On Order 24 rule 1(8), my learned friend has supported my application.
I simply make this
submission that if Your Honours feel it is
inappropriate to make a declaration, the same
purpose would be served if something in the
judgment were to make it clear that it was open to
us to call evidence of that type, notwithstanding
that Order, otherwise it does seem undesirable that
the matter should go back with that left open,particularly the view of the unsatisfactory state
of authority in the Family Court.
Finally on that aspect of the case, my learned
friend referred to section 79A of the
Family Law Act, but there are two things that must
be borne in mind about that section: first, it is discretionary, where as if consent is vitiated, of
course, that would be mandatory; and secondly,
that section 79A, unless the court makes a
declaration or indication, runs into the same
problems in relation to Order 24 ru~e 1(8), in
fact, greater problems, because the proceedings
under 79A are rather more removed from the
proceedings before the registrar than a challenge
to that decision.
Turning to the constitutional question, my
learned friend made a number of submissions in
| Harris(2) | 97 | 31/8/90 |
relation to the nature of delegation and he
submitted that a delegation to a non-judicial
officer of judicial power is permissible if done by
judicial officers. There is, in my respectful
submission, simply no warrant for that distinction.
It is interesting to note that in the material he
handed up - the material in relation to the power
of each State to delegate jurisdiction - if
Your Honours go to the New South Wales material,
the second page of that document, Your Honours will
see that the rule committee of the New South Wales
Supreme Court includes amongst its membership one barrister and one solicitor and if one follows
through the permutations of quorums and chairman
and voting, it is possible for a quorum of the rule
committee to consist of two judges; the barrister
and the solicitor, and if one of the latter is
elected chairman by the meeting, he has a casting
vote, so that the barrister and solicitor could in
certain circumstances overrule the judges in
relation to the rules.
I simply refer to that to indicate that the
assumption that rules of court are made by judges
alone is not one which has had universal operation
in Australia, but more importantly, there is simply
no reason why one should assume that judicial power
may be delegated without limit, so long as those
deciding on the scope of the delegation are
themselves judicial. There is simply no warrant
for that assumption.
My learned friend referred to the example of the beans; there are a number of things one can say
about that example. One could hardly imagine a clearer case for remittal to an appropriate State
or territory court in the first instance, and in
the second instance, one would have thought in any
event it was a case where there would probably belittle issue about the number of beans in the jar;
that is a matter which can almost be determined as
a matter of observation but the trial of trivial issues of fact which are in issue is a very
controversial aspect of the delegation of powers.
Your Honours will appreciate that there was
the controversy in New South Wales some years ago
about the powers of the - whether rules of the
Supreme Court should be enacted which enabled the
commercial court to require a matter to be referred
to arbitration against the wishes of the parties
and there was a great deal of dispute about thesubject.
It is certainly not clear beyond doubt that it
is necessarily regarded as a normal part of the
| Harris(2) | 98 | 31/8/90 |
judicial process to delegate fact finding, even
tedious fact finding, to a non-judicial tribunal.
In relation to the 1867 Act, we respectfully
remind the Court of what Your Honour
Justice Brennan asked my learned friend and that is
the reference to the chamber jurisdiction. The chamber jurisdiction was, no doubt, quite narrow
and the Act falls a long way short of providing a
general power of delegation.
Your Honour Justice Dawson put to my friend a number of matters in relation to judicial power.
we submit that whatever one says about what is and
what is not judicial power, it is reasonably clearthat section 79 of the Family Law Act involves an
exercise of judicial power. There is a lease inter
partes; there is, in the normal situation, a
dispute to be determined about who owns what and,
having determined that, how it should be allocated
and, in my respectful submission, certainly that
power is one which must be regarded as judicial.
In relation to divorce itself, the divorce
20 years ago would certainly, again, have been
regarded as a judicial power. It is true that one
could have a provision under which divorce was
something which took effect by operation of law on
some event occurring such as in Islamic law but
where there is a provision enabling that to be
determined by a court, enabling a dispute to be
resolved and requiring other considerations to be
taken into account, the matter then, we
respectfully submit, falls on the other side of the
line and becomes something which cannot be
delegated.
My friend referred to section 79 of the
Constitution and in relation to that I simply
remind Your Honours of one matter: that section 23
of the Judiciary Act certainly appears to have been
enacted on the assumption that section 79 applies
to federal courts, including this Court. That is the provision which says that a constitutional case
must be determined by all the justices of the court
unless at least three are in agreement.
Now, that is a provision clearly enacted pursuant to section 79 and clearly assuming that it
applies to federal courts. We would respectfully submit, in accordance with the convention debates,
that section 79 does apply to federal courts and is
a strong indication that their jurisdiction is
exercised by judges alone. May it please the Court.
| Harris(2) | 99 | 31/8/90 |
MASON CJ: Yes, thank you, Mr Bennett. The Court will
consider its decision in this matter.
AT 4.08 PM THE MATTER WAS ADJOURNED SINE DIE
| Harris | 100 | 31/8/90 |
Key Legal Topics
Areas of Law
-
Constitutional Law
-
Family Law
-
Statutory Interpretation
Legal Concepts
-
Judicial Review
-
Jurisdiction
-
Statutory Construction
-
Appeal
-
Procedural Fairness
9
3
0