Futures Industry (Fees) Regulations (Cth)

Futures Industry (Fees) Regulations

Statutory Rules 1986 No. 151 as amended

made under the

Futures Industry (Fees) Act 1986

This compilation was prepared on 23 October 2000

taking into account amendments up to SR 1990 No. 160

[Note:

The enabling legislation of this Statutory Rule was repealed by Act No. 118 of 1999]

Prepared by the Office of Legislative Drafting,

Attorney-General’s Department, Canberra

Contents

Page

    1Citation [see Note 1]

 These Regulations may be cited as the Futures Industry (Fees) Regulations.

2Interpretation of the Schedule

 In the Schedule, unless the contrary intention appears, a reference to a section or subsection without a reference to an enactment is a reference to that section or subsection, as the case may be, of the Futures Industry Act 1986.

3Prescribed fees

For the purposes of subsection 4 (1) of the Futures Industry (Fees) Act 1986, the fees specified in the Schedule are prescribed.

SchedulePrescribed fees

(regulation 3)

  

Column 1	Column 2	Column 3
Item	Matter	Fee
$
1	Submitting an application for a declaration under subsection 45 (2) by the Ministerial Council that a specified futures market, or a futures market included in a specified class of futures markets, is an exempt futures market ................................	890
2	Lodging an application under subsection 46 (1) for approval of a body corporate as a futures exchange .......................................................	890
3	Lodging an application under subsection 48 (1) for approval of a body corporate as a clearing house .............................................................	890
4	Lodging an application under subsection 50 (1) for approval of a body corporate as a futures association .....................................................	890
5	Giving notice under subsection 54 (1) of an amendment or amendments to the business rules of a futures exchange, clearing house or futures association .....................................................	85
6	Making an application under subsection 65 (1) by a natural person for a futures broker’s licence or futures adviser’s licence .................................	85
7	Making an application under subsection 65 (1) by a body corporate for a futures broker’s licence or a futures adviser’s licence ...............................	185
8	Inspecting the Register of Licence Holders under subsection 72 (4) ............................................	4
9	Lodging a notice under section 73 of a change of particulars ......................................................	11
10	Lodging a statement under subsection 74 (1) by a natural person who is the holder of a futures broker’s licence or a futures adviser’s licence ..	45
11	Lodging a statement under subsection 74 (1) by a body corporate that is the holder of a futures broker’s licence or a futures adviser’s licence ..	85
12	Lodging a notice under subsection 92 (12) by a futures broker of the appointment of an auditor	17
13	Lodging a profit and loss account and balance sheet under subsection 95 (2) ..........................	17
14	Lodging any other document with the Commission ...................................................	17

Notes to the Futures Industry (Fees) Regulations

Note 1

The Futures Industry (Fees) Regulations (in force under the Futures Industry (Fees) Act 1986) as shown in this compilation comprise Statutory Rules 1986 No. 151 amended as indicated in the Tables below.

Table of Statutory Rules

Year and number	Date of notification in Gazette	Date of commencement	Application, saving or transitional provisions
1986 No. 151	30 June 1986	1 July 1986 (see Gazette 1986, No. S306)
1987 No.83	27 May 1987	1 July 1987	—
1987 No 203	24 Sept 1987	1 Oct 1987	—
1988 No.105	1 June 1988	1 July 1988	—
1989 No.128	21 June 1989	1 July 1989	—
1990 No.160	29 June 1990	1 July 1990	—

Table of Amendments

ad. = added or inserted  am. = amended rep. = repealed rs. = repealed and substituted
Provision affected	How affected
Schedule.................................	rs. 1987 Nos. 83 and 203; 1988 No. 105; 1989 No. 128; 1990 No. 160