Futures Industry (Fees) Regulations (Amendment) (Cth)

Statutory Rules 1987 No. 831

Futures Industry (Fees) Regulations2

(Amendment)

I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and in accordance with subsection 5 (2) of the Futures Industry (Fees) Act 1986, hereby make the following Regulations under that Act.

Dated 21 May 1987.

N. M. STEPHEN

Governor-General

By His Excellency’s Command,

Lionel Bowen

Attorney-General

Commencement

1. These Regulations shall come into operation on 1 July 1987.

Schedule

2. The Schedule to the Futures Industry (Fees) Regulations is repealed and the following Schedule substituted:

SCHEDULERegulation 3

PRESCRIBED FEES

Column 1 Item	Column 2 Matter	Column 3 Fee
$
1	Lodging an application under subsection 46 (1) for approval of a body corporate as a futures exchange...................................................................	720
2	Lodging an application under subsection 48 (1) for approval of a body corporate as a clearing house.......................................................................	720
3	Lodging an application under subsection 50 (1) for approval of a body corporate as a futures association.................................................................	720

(S.R. 72/87)—Cat. No.   16/30.3.1987

SCHEDULE—continued

Column 1	Column 2	Column 3
Item	Matter	Fee
$
4	Giving notice under subsection 54 (1) of an amendment or amendments to the business rules of a futures exchange, clearing house or futures association.........................................................................	70
5	Making an application under subsection 65 (1) by a natural person for a futures broker’s licence or futures adviser’s licence..............	70
6	Making an application under subsection 65 (1) by a body corporate for a futures broker’s licence or futures adviser’s licence..............	150
7	Making an application under subsection 65 (2) for a futures broker’s representative’s licence.......................................................	30
8	Making an application under subsection 65 (3) for a futures adviser’s representative’s licence.......................................................	30
9	Making an application under subsection 68 (1) by a futures broker’s representative or a futures adviser’s representative................	8
10	Inspecting the Register of Licence Holders under subsection 72 (4)........	4
11	Giving notification under section 73 of a change of particulars	8
12	Lodging a statement under subsection 74 (1) by a natural person who is the holder of a futures broker’s licence or a futures adviser’s licence............	36
13	Lodging a statement under subsection 74 (1) by a body corporate that is the holder of a futures broker’s licence or a futures adviser’s licence	70
14	Lodging a statement under subsection 74 (2) by the holder of a representative’s licence.......................................................	14
15	Lodging notice under subsection 92 (12) by a futures broker of the appointment of an auditor....................................................	14
16	Lodging a profit and loss account and balance sheet under subsection 95 (2)......................................................................................	14
17	Lodging any other document with the Commission...............	14

NOTES

1. Notified in the Commonwealth of Australia Gazette on 27 May 1987

2. Statutory Rules 1986 No. 151.

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