Futures Industry (Fees) Regulations (Amendment) (Cth)

Statutory Rules 1988 No. 1051

Futures Industry (Fees) Regulations2

(Amendment)

I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and in accordance with subsection 5 (2) of the Futures Industry (Fees) Act 1986, hereby make the following Regulations under that Act.

Dated 25 May 1988.

N. M. STEPHEN

Governor-General

By His Excellency’s Command,

Lionel Bowen

Attorney-General

Commencement

1. These Regulations commence on 1 July 1988.

Schedule

2. The Schedule to the Futures Industry (Fees) Regulations is repealed and the following Schedule substituted:

SCHEDULERegulation 3

PRESCRIBED FEES

Column 1	Column 2	Column 3
Item	Matter	Fee
$
1	Receiving an application for a declaration under subsection 45 (2) by the Ministerial Council that a specified futures market, or a futures market included in a specified class of futures markets is an exempt futures market ..................	770
2	Lodging an application under subsection 46 (1) for approval of a body corporate as a futures exchange.................................................................................	770

(S.R. 103/88).—Cat. No. 16/26.4.1988

SCHEDULE—continued Regulation 3

Column 1	Column 2	Column 3
Item	Matter	Fee
$
3	Lodging an application under subsection 48 (1) for approval of a body corporate as a clearing house............................................................................................	770
4	Lodging an application under subsection 50 (1) for approval of a body corporate as a futures association.....................................................................................	770
5	Giving notice under subsection 54 (1) of an amendment or amendments to the business rules of a futures exchange, clearing house or futures association ......	75
6	Making an application under subsection 65 (1) by a natural person for a futures broker’s licence or futures adviser’s licence	75
7	Making an application under subsection 65 (1) by a body corporate for a futures broker’s licence or futures adviser’s licence	160
8	Making an application under subsection 65 (2) for a futures broker’s representative’s licence.................................................................................	32
9	Making an application under subsection 65 (3) for a futures adviser’s representative’s licence.................................................................................	32
10	Making an application under subsection 68 (1) by a futures broker’s representative or a futures adviser’s representative...............................................................	9
11	Inspecting the Register of Licence Holders under subsection 72 (4).................	4
12	Giving notification under section 73 of change of particulars ..	9
13	Lodging a statement under subsection 74 (1) by a natural person who is the holder of a futures broker’s licence or a futures adviser’s licence ..............................	39
14	Lodging a statement under subsection 74 (1) by a body corporate that is the holder of a futures broker’s licence or a futures adviser’s licence ..............................	75
15	Lodging a statement under subsection 74 (2) by the holder of a representative’s licence.........................................................................................................	15
16	Lodging a notice under subsection 92 (12) by a futures broker of the appointment of an auditor.................................................................................................	15
17	Lodging a profit and loss account and balance sheet under subsection 95 (2)....	15
18	Lodging any other document with the Commission.........................................	15

NOTES

1. Notified in the Commonwealth of Australia Gazette on 1 June 1988

2. Statutory Rules 1986 No. 151 as amended by 1987 Nos. 83 and 203.

            

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