Futures Industry (Fees) Regulations (Amendment) (Cth)

Statutory Rules 1989 No. 1281

Futures Industry (Fees) Regulations2

(Amendment)

I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and in accordance with subsection 5 (2) of the Futures Industry (Fees) Act 1986, hereby make the following Regulations under that Act.

Dated 14 June 1989.

BILL HAYDEN

Governor-General

By His Excellency’s Command,

LIONEL BOWEN

Attorney-General

Commencement

1. These Regulations commence on 1 July 1989.

Schedule

2. The Schedule to the Futures Industry (Fees) Regulations is repealed and the following Schedule substituted:

SCHEDULERegulation 3

PRESCRIBED FEES

Column 1	Column 2	Column 3
Item	Matter	Fee
$
1	Receiving an application for a declaration under subsection 45 (2) by the Ministerial Council that a specified futures market, or a futures market included in a specified class of futures markets, is an exempt futures market............................................................................................................	830
2	Lodging an application under subsection 46 (1) for approval of a body corporate as a futures exchange.............................................................	830

(S.R. 110/89)—Cat. No. 14/2.5.1989

SCHEDULE—continued

Column 1	Column 2	Column 3
Item	Matter	Fee
$
3	Lodging an application under subsection 48 (1) for approval of a body corporate as a clearing house...................................................................	830
4	Lodging an application under subsection 50 (1) for approval of a body corporate as a futures association.............................................................	830
5	Giving notice under subsection 54 (1) of an amendment or amendments to the business rules of a futures exchange, clearing house or futures association	80
6	Making an application under subsection 65 (1) by a natural person for a futures broker’s licence or futures adviser’s licence	80
7	Making an application under subsection 65 (1) by a body corporate for a futures broker’s licence or futures adviser’s licence	170
8	Making an application under subsection 65 (2) for a futures broker’s representative’s licence...........................................................................	34
9	Making an application under subsection 65 (3) for a futures adviser’s representative’s licence ...........................................................................	34
10	Making an application under subsection 68 (1) by a futures broker’s representative or a futures adviser’s representative....................................	10
11	Inspecting the Register of Licence Holders under subsection 72 (4)............	4
12	Giving notification under section 73 of change of particulars.....................	10
13	Lodging a statement under subsection 74 (1) by a natural person who is the holder of a futures broker’s licence or a futures adviser’s licence...............	42
14	Lodging a statement under subsection 74 (1) by a body corporate that is the holder of a futures broker’s licence or a futures adviser’s licence...............	80
15	Lodging a statement under subsection 74 (2) by the holder of a representative’s licence....................................................................................................	16
16	Lodging a notice under subsection 92 (12) by a futures broker of the appointment of an auditor........................................................................	16
17	Lodging a profit and loss account and balance sheet under subsection 95 (2)...............................................................................................................	16
18	Lodging any other document with the Commission...................................	16

NOTES

1. Notified in the Commonwealth of Australia Gazette on 21 June 1989.

2. Statutory Rules 1986 No. 151 as amended by 1987 Nos. 83 and 203: 1988 No. 105.

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