Futures Industry (Fees) Regulations (Amendment) (Cth)

Statutory Rules 1990 No. 1601

Futures Industry (Fees) Regulations2

(Amendment)

I, THE GOVERNOR-GENERAL of the Commonwealth of Australia, acting with the advice of the Federal Executive Council and in accordance with subsection 5 (2) of the Futures Industry (Fees) Act 1986,hereby make the following Regulations under that Act.

Dated 26 June 1990.

BILL HAYDEN

Governor-General

By His Excellency’s Command,

Michael Duffy

Attorney-General

Commencement

1. These Regulations commence on 1 July 1990.

Schedule

2. The Schedule to the Futures Industry (Fees) Regulations is repealed and the following Schedule substituted:

SCHEDULERegulation 3

PRESCRIBED FEES

Column 1	Column 2	Column 3
Item	Matter	Fee
$
1	Submitting an application for a declaration under subsection 45 (2) by the Ministerial Council that a specified futures market, or a futures market included in a specified class of futures markets, is an exempt futures market.............. ...		890
2	Lodging an application under subsection 46 (1) for approval of a body corporate as a futures exchange.................................................................................................................	890

(S.R. 171/90)—Cat. No. 14/15.6.1990

SCHEDULE— continued

Column 1	Column 2	Column 3
Item	Matter	Fee
$
3	Lodging an application under subsection 48 (1) for approval of a body corporate as a clearing house....................................................................................	890
4	Lodging an application under subsection 50 (1) for approval of a body corporate as a futures association..............................................................................	890
5	Giving notice under subsection 54 (1) of an amendment or amendments to the business rules of a futures exchange, clearing house or futures association ...	85
6	Making an application under subsection 65 (1) by a natural person for a futures broker’s licence or futures adviser’s licence ...............................................	85
7	Making an application under subsection 65 (1) by a body corporate for a futures broker’s licence or a futures adviser’s licence ............................................	185
8	Inspecting the Register of Licence Holders under subsection 72 (4).............	4
9	Lodging a notice under section 73 of a change of particulars	11
10	Lodging a statement under subsection 74 (1) by a natural person who is the holder of a futures broker’s licence or a futures adviser’s licence.................	45
11	Lodging a statement under subsection 74 (1) by a body corporate that is the holder of a futures broker’s licence or a futures adviser’s licence.................	85
12	Lodging a notice under subsection 92 (12) by a futures broker of the appointment of an auditor..........................................................................	17
13	Lodging a profit and loss account and balance sheet under subsection 95 (2)	17
14	Lodging any other document with the Commission.....................................	17

NOTES

1. Notified in the Commonwealth of Australia Gazette on 29 June 1990.

2. Statutory Rules 1986 No. 151 as amended by 1987 Nos. 83 and 203: 1988 No. 105: 1989 No. 128.

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