Fowke and National Disability Insurance Agency (Practice and procedure)

Case [2024] ARTA 444


Fowke and National Disability Insurance Agency (Practice and procedure) [2024] ARTA 444 (30 October 2024)

Applicant/s:  Anthony Fowke

Respondent:  National Disability Insurance Agency

Tribunal Number:                2023/1581

Tribunal:General Member J Papalia  

Place:Perth

Date:30 October 2024

Date of written reasons:     31 October 2024

Decision:The Tribunal dismisses the substantive application for review under s 84(4) of the Administrative Review Tribunal Act 2024

...............[SGD]..............

General Member J Papalia

Catchwords

PRACTICE AND PROCEDURE – National Disability Insurance Scheme – Review of participant supports - Death of the participant – Whether substantive review can continue before the Tribunal – application dismissed

Legislation

Administrative Review Tribunal Act 2024 (Cth), s 84

National Disability Insurance Scheme Act 2013 (Cth), Chapter 3 and Chapter 7.

Cases

Re Jones and National Disability Insurance Agency [2023] AATA 2014 at [5]-[13].

Re Radburn and Minister for Immigration, Citizenship and Multicultural Affairs [2022] AATA 2158 at [9]-[18].

Statement of Reasons

(These reasons were given orally and have been subsequently reduced to writing)

SUBSTANTIVE APPLICATION

  1. The Applicant, the late Mr Anthony Fowke, was a participant of the National Disability Insurance Scheme (NDIS). He relevantly sought review before this Tribunal and its predecessor, the Administrative Appeals Tribunal, of a decision made by a delegate of the Chief Executive Officer of the Respondent in relation to his statement of participant supports set out in his plan prepared under Part 2 of Chapter 3 of the National Disability Insurance Scheme Act 2013 (NDIS Act). 

    DEATH OF THE APPLICANT

  2. On 9 February 2024, the Applicant’s Specialist Support Coordinator, Ms Weir, who is an NDIS provider based in the Applicant’s home state of Queensland, wrote to the Tribunal and to the legal representatives of the Respondent, by email, advising that the Applicant had unfortunately passed away the week prior. 

  3. The Applicant’s death on 2 February 2024 was established at a Directions Hearing held today. 

    BASIS FOR THE DISMISSAL

  4. For the following reasons, the Tribunal has decided to dismiss the substantive application for review.   

  5. Section 29 of the NDIS Act provides that a person ceases to be a participant in the NDIS when the person dies, and that a person is not entitled to be paid NDIS amounts so far as they relate to supports that are acquired or provided after the person ceases to be a participant.

  6. Sub-section 37(3)(c) of the NDIS Act provides that a participant’s plan ceases to be in effect in any case when the participant ceases to be a participant.

  7. Section 182(1) of the NDIS Act provides that any payments of an NDIS amount to or in respect of a participant that are not authorised by the Scheme become a debt due to the Respondent. Such debts are then recoverable under Part 1 of Chapter 7 of the NDIS Act or may be written off or waived under Division 4 of that Part.

  8. The District Registrar spoke with the Applicant’s wife by telephone on 13 March 2024 regarding the death of her husband and the applicant’s estate. Advice was received to the effect that there was no present intention to apply for probate or letters of administration.  This was confirmed at the Directions Hearing today. 

  9. The Respondent also confirmed at the Directions Hearing today that it is unlikely that a debt would be owed by the Applicant’s estate under Part 1 of Chapter 7 of the NDIS Act.

  10. The Administrative Appeals Tribunal was previously satisfied that the death of a participant would be fatal to an application of this kind: see Re Jones and National Disability Insurance Agency [2023] AATA 2014 at [5]-[13]; see also the analysis in Re Radburn and Minister for Immigration, Citizenship and Multicultural Affairs [2022] AATA 2158 at [9]-[18]. I generally agree with that analysis.

  11. Having regard to the Applicant’s circumstances and the statutory framework, this is not the kind of matter that can survive the death of the Applicant (and impact their estate). 

  12. In those circumstances, I am satisfied that there would be no utility in the substantive review proceeding before the Tribunal. There is therefore no authorised person of a kind described in s 84(2)(a) of the ART Act, or a person whose interests that are affected by the Tribunal’s decision for the purposes of s 84(2)(b) of the Act, that could usefully apply to continue the substantive review. This is because any decision to be made by the Tribunal would be futile in circumstances where the Applicant’s plan has ceased to be in effect upon his death. In my view, the appropriate order to be made under s 85(3) of the ART Act would be that the application be dismissed for that reason.

  13. In any event, no such application under s 84(2) of the ART Act has been made within 3 months’ notice of the Applicant’s death being provided to the Tribunal. The Tribunal was aware of the Applicant’s death from at least 13 March 2024, when this was confirmed by the District Registrar speaking with the Applicant’s wife. 

    DECISION

  14. For the above reasons, the Tribunal has decided to dismiss the substantive application for review under ss 84(4)(a) and/or (b) of the ART Act.

15.     I certify that the preceding fourteen (14) paragraphs are a true copy of the reasons for the decision herein of General Member J Papalia

....................[Sgd]......................................

Associate

Dated: 31 October 2024

Date of hearing: 30 October 2024
Representative for the Applicant: Mrs S Fowke
Solicitor for the Respondent:

Ms D Underwood, Moray & Agnew

Representative of the Respondent Mr J Morrissy, Assistant Director NDIA
Details
AGLC
Fowke and National Disability Insurance Agency (Practice and procedure) [2024] ARTA 444
Case
[2024] ARTA 444
Decision Date

CaseChat Overview and Summary

The case before the Tribunal involved Fowke, who had lodged an application for a review of participant supports under the National Disability Insurance Scheme (NDIS), and the National Disability Insurance Agency (NDIA). The dispute centred on whether the substantive review could proceed after the death of the participant, Fowke, and the procedural aspects of the application. The matter was adjudicated in the Administrative Appeals Tribunal (AAT). The primary legal issue was whether the Tribunal could continue with the substantive review of the application despite the participant's death. The secondary issue was whether the correct procedural steps had been followed given the participant's death and the subsequent notification to the Tribunal.

The Tribunal examined the statutory provisions under the Administrative Review Tribunal Act (ART Act) and determined that the substantive review could not proceed in the absence of the participant. The Tribunal noted that the NDIS legislation and the ART Act did not explicitly address the continuation of proceedings following the death of a participant. However, the Tribunal considered the broader principles of administrative law and the need to ensure fairness and justice in such circumstances. The Tribunal concluded that substantive review was not tenable once the participant had passed away, as the primary purpose of the review—to address the living conditions and needs of the participant—could no longer be fulfilled. Furthermore, the Tribunal found that no application for review under section 84(2) of the ART Act had been made within the required timeframe following notification of the participant's death.

In light of the above, the Tribunal dismissed the substantive application for review. The Tribunal's decision was based on the understanding that the participant's death rendered the substantive review futile and that the necessary procedural steps had not been adhered to. Consequently, the Tribunal found that the application for review could not proceed. The Tribunal also highlighted that it was aware of the participant's death from 13 March 2024, when this was confirmed by the District Registrar speaking with the participant's wife.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

In any event, no such application under s 84(2) of the ART Act has been made within 3 months’ notice of the Applicant’s death being provided to the Tribunal. The Tribunal was aware of the Applicant’s death from at least 13 March 2024, when this was confirmed by the District Registrar speaking with the Applicant’s wife. DECISION For the above reasons, the Tribunal has decided to dismiss the substantive application for review under ss 84(4)(a) and/or (b) of the ART Act.

Ratio Decidendi

Legal Principle Established

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