Foster v The Queen
[1992] HCATrans 348
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No Sl0l of 1992 B e t w e e n -
STEPHEN EDWARD FOSTER
Appellant
and
THE QUEEN
Respondent
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
MCHUGH J
| Foster(2) | 1 | 2/12/92 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON WEDNESDAY, 2 DECEMBER 1992, AT 11.35 AM
Copyright in the High Court of Australia
| MR G.R. JAMES, QC: | May it please the Court in that matter I |
appear for the appellant with my learned friend,
MR S.J. ODGERS. (instructed by Craddock Murray & Neumann)
MR K. MASON, QC, Solicitor-General for the State of New
South Wales: I appear for the respondent with my learned friend, MR G. D. BARR, QC, who, as from
yesterday, became one of Her Majesty's counsel.
(instructed by R.O. Blanch, QC, Director of Public
Prosecutions (New South Wales)
MASON CJ: Yes, Mr Solicitor. Mr James.
| MR JAMES: | May it please the Court. In the present appeal |
there have been extensive written submission filed
on behalf of the appellant. They contain some errors to which I should take the Court, and there
are certain minor additional mattern to which I
should take the Court.
The first of those errors is a purely typing
error at page 12, paragraph 21, line 2, the third
word should be 'Magna'
MASON CJ: Are the other alterations as important as that?
| MR JAMES: | Only in one sense, Your Honour, that at page 40, |
paragraph 77, what is expressed by reason of the
use of the inverted commas is the text of the
document, the material in inverted commas is notthe text of the document, it is the expression of
its effect in 38 and 39 in the statute.
| MASON CJ: | Mr James, before you leave that written |
submission, I should say I find the style of it
unacceptable. It refers to judges by surname, it
refers to an approach just using the judges surname
particular judge expTessed a view or came to a and it makes remarks like "It is surprising that" a
particular decision. Now, that is not acceptable in terms of submissions that are lodged in the Court.
| MR JAMES: | I accept what Your Honour says. |
MASON CJ: It may be acceptable for an academic article, and
I express no view about that, but it is not acceptable here.
MR JAMES: We accept what Your Honour says. Your Honour, leaving aside the style of the submission, as to
its content, what we had sought to do by the
submission is to furnish to the Court the maximum
assistance we could in relation to the concepts of
voluntariness, the fairness discretion and the
Foster(2) 2 2/12/92 public policy discretion, not only as they were
employed in the present case, but as to how they
have been employed and reviewed both in Australia,
in the United Kingdom and in the United States.
In that sense, what we have sought to do is to
afford to the Court the maximum assistance we
could, not only in relation to the traditional
views of those concepts in Australia, but also as
to the problems that have been seen with them
elsewhere from the point of view of rejection.
Your Honours, we should add to what appears in the submission concerning the decisions of the
trial judge and the Court of Criminal Appeal, the
matter that was adverted to by His Honour
Mr Justice Deane on the application for special
leave where he raised the question of whether or
not the Court of Criminal Appeal had misunderstood
what the learned trial judge had said in his
conclusion:
"If I am wrong I would nonetheless, in the
absence of other factors, exercise my
discretion to admit the evidence (the
confessional material)."
That appears, Your Honours, in the judgment of the
trial judge at page 11 in the passage which
commences at line 9:
In this case I am not of the view that the
accused Stephen Foster was arrested merely for
the purpose of questioning him. And it appears to me that it was not unreasonable
that in the interval, between arrest and being
charged before a Magistrate, he should be
questioned -
and His Honour goes on to question the timing:
On the day in question the accused Stephen Foster was arrested at about 12.30 pm and he was charged with the present offence at the Narooma Police Station at about 2.20 pm. The interrogation as I understand it continued for about an hour, up to the time of the
accused being charged. I take the view that the interrogation of the accused was not
unlawful, having regard to these authorities,which I have just mentioned -
they being, Your Honour, Hough and Ah Sam and
Williams v Reg.
If I am wrong in taking that view I would
nonetheless in the absence of other factors
| Foster(2) | 3 | 2/12/92 |
exercise my discretion to admit the evidence.
Now there were other matters upon which
Mr Terry relied.
The Court of Criminal Appeal in the passage
that commences at page 596 line 10, reviewed the
was - finding of the learned trial judge that the accused not arrested merely for the purposes of
questioning -
and then turned at the bottom of that page in the
last paragraph there appearing to further evidence
which had not been referred to by the trial judge,
to conclude at line 9 on page 597, that:
His Honour's stated view was therefore
incorrect and the arrest was unlawful -
and referred to Iorlano and Williams.
Their Honours continued by saying:
In addition to saying that in his view the
arrest was not merely for the purpose of
questioning his Honour also said this
however:-
"If I am wrong I would nonetheless, in the
absence of other factors, exercise my
discretion to admit the evidence (the
confessional material)."
As later appeared the other factors to which
he was referring were factors of public policy
and whether the confession could be said to
have been vo~untary, that is made freely.
And it does appear, and on an examination of it,
that what His Honour had said dealt with two things: that the arrest was not for the purpose of
questioning and, secondly, I also hold that the
questioning was not unlawful because he had not
been taken before a Magistrate. If I am wrong onthe second point and the Court of Appeal had
attributed to him being wrong on the first point,
which was pointed out to us by Mr Justice Deane, he
had never said and that dissection played no part
in the Court of Criminal Appeal's decision. In
effect, the Court of Criminal Appeal had taken the
view that His Honour had reached the conclusion
that, if he was wrong on the question of arrest for
the purpose of questioning, it in effect did not matter because His Honour had formed the view in
relation to all other factors, ie, public policy
and voluntariness.
| Foster(2) | 4 | 2/12/92 |
BRENNAN J: That view expressed by His Honour was expressed
on the evidence that was then before him?
| MR JAMES: | Yes, that is so, Your Honour. |
| BRENNAN J: | And the evidence to which the Court of Criminal |
Appeal refers is evidence given subsequently in the
trial?
| MR JAMES: | Your Honour, the proceedings took a somewhat |
unusual course. There was a voir dire at the
outset of the trial on the question of the exerciseof discretion based on the committal depositions.
Subsequent to that voir dire there was another voir
dire at the commencement of the trial on evidence
dealing with voluntariness and, to a certainextent, with discretion. The Court of Criminal Appeal dealt with the two, as it were, globally when they came to deal with their conclusions and,
of course, that may well be the explanation for the
trial judge having confined his remarks as he did,
but, in our submission, the Court of Criminal
Appeal was clearly in error in attaching to that
statement the significance that the trial judge
had, as it were, at that time or indeed overall,
rejected the totality of matters that he had to
consider.
| BRENNAN J: | I appreciate that. All I want to be clear about |
was that the evidence to which the Court of
Criminal Appeal referred was evidence which was given at the trial after the confession had been
ruled admissible.
| MR JAMES: | No, Your Honour. | They refer to evidence given on |
the first voir dire - - -
| BRENNAN J: | On the first voir dire? |
| MR JAMES: |
- - - by way of committal depositions, and evidence given on the second voir dire given
orally, and evidence later given at the trial
including the dock statement of the accused.
BRENNAN J: Just answer this question for me, if you could.
The words that appear at the top of 597 lines 1 to
7, where does one find those in the transcript?
| MR JAMES: | Yes, I think I can, Your Honour. |
BRENNAN J: Perhaps your junior can look it up?
| MR JAMES: | This may make some matters of reference to fact a |
little of assistance·. We have provided to the Court a schedule setting out whereabouts the various passages came from. That schedule did not
include a correct reference to the appeal book
| Foster(2) | 2/12/92 |
numbers but only to the committal numbers because
at that stage the committal depositions had not
been included in an appeal book. They have now
been included in a supplementary appeal book, andmight we therefore hand to Your Honours nine copies
of that schedule, which sets out the various
passages complete with a code that appears at the
bottom, explaining the nature of the references and
from which each passage comes.
| BRENNAN J: | By reference to this, can you answer my |
question?
MR JAMES: | Yes, page 38 of the appeal book, Your Honour, which is the oral evidence on the second voir dire, |
| commencing at line 10 through to line 23. | |
| BRENNAN J: | Thank you. |
| MR JAMES: | Your Honours, it is the skeleton of our submission that in this case the oral statements |
| offence, the document that was thereafter brought into existence and signed by him, the signature to | |
| that document, and the answers to the questions | |
| thereafter recorded by him, should have been | |
| rejected; whether on the basis of voluntariness or | |
| on the basis of a proper exercise of the | |
| discretion, whether based on the fairness principle | |
| or the public policy principle, may be a matter of | |
| some debate in terms of the definition of those | |
| principles, but that in the upshot, no matter which route was taken, there should have been an exclusion. |
As far as the trial judge was concerned and as
far as the Court of Criminal Appeal was concerned,
at both points, that is in the first voir dire and
the second voir dire, what appears to have been
looked at was the simple lawfulness of the showing
to the appellant of the confessions of the co-accused - and they appear in the appeal book at
the commencement of volume I, immediately following the confession of the accused - and the question so
tended to narrow, when both the trial judge and the
Court of Criminal Appeal came to examine ' voluntariness and the exercise of discretion, that the lawfulness of that showing seems to overshadow the relevance to the other concepts; that is,
voluntariness, fairness and that public policy
discretion.
Of all the other facts that were involved in
the unlawful arrest: -the taking away from Wallaga
Lake; the taking away from support and access to
assistance and advice; the taking to the police
station and the detention there at; the
| Foster(2) | 6 | 2/12/92 |
interrogation at the police station; the refusal to
accept the denials and what amounted to a course of
cross-examination of sustained importunity, we
would submit - albeit it was not sustained for much
longer than an hour, it none the less was sustained importunity casting his denials, in effect, back in his face; and that thereby what occurred was a
compartmentalization of the functions of the trial
judge and a compartmentalization of the functions
of the Court of Criminal Appeal which led to a
concentration on one aspect. In the trial judge'sdecisions, that being, in effect, a last operating
cause taken out of context; and in the Court of
Criminal Appeal's decision an, as it were,
all-embracing finding, being that finding to which
had found against those other matters of discretion I had taken the Court at 597 that the trial judge and voluntariness. Coupled with that, in relation to the question of voluntariness, the Court of Criminal Appeal, at
597 to 598, fell into two substantive errors, in our submission. Firstly, voluntariness was equated entirely with overbearingness. At 597, line 21: In relation to the question of voluntariness
he considered whether as he claimed the
appellant was overborne by the manner of
questioning and the threats and said that he
did not accept that he was overborne. His
Honour decided on the balance of probabilities
that it was the production of the confessional
statements of Keiron McLeod and Timothy
Parsons not threats or inducements that brought the accused's confessional statement
into existence. He found that the confession was made voluntarily.
And the second error, in our submission, appears at
598, line 1, where the court followed its previous decisions in Kyriakou and Merritt and Roso and
held:
Whether the statement was voluntary was
peculiarly a matter for the trial judge. His
Honour considered the evidence and found that it was. There were facts that entitled him so
to find and there was no error in principle in
relation his approach to the problem. This
Court is not a fact finding tribunal and it is
not for this Court to consider whether it
would have found differently on the same
facts.
Your Honours, if one might turn to the decisions of the trial judge, the first being in
the appeal book at page 9 - and this, Your Honours,
| Foster(2) | 7 | 2/12/92 |
concerned the application in respect of discretion.
For the purposes of the exercise of discretion, at
line 20, His Honour says:
For the purpose of the argument only it was
conceded that I should treat the alleged
confession of Stephen Foster as being a
voluntary statement by him and the argument
was confined then to the subject of the
exercise of my discretion to exclude that
confessional statement.
And thereafter appears His Honour's review of the
facts and His Honour turns to Hussein v Chong and
Williams, and Bales v Parmeter and Rogerson and, in
due course, Hough and Ah Sam, and then His Honour
turns, at page 11, to the conclusion which appears
in lines 9 and 10:
In this case I am not of the view that the
accused Stephen Foster was arrested merely for
the purpose of questioning him.
And that was the conclusion that the Court of
Criminal Appeal did not uphold.
And it appears to me that it was not
unreasonable that in the interval between
arrest and being charged before a Magistrate,
he should be questioned. On the day in
question the accused Stephen Foster was
arrested -
and His Honour then goes on to reach a conclusion
that the interrogation was not unlawful, having
regard to Hough and Ah Sam and Williams, and then
follows that passage to which I have already taken
the Court. Then His Honour continues:
Now there were other matters upon which
| <4 | Mr Terry relied, and upon which he relied to |
| request me to exercise my discretion to | |
| exclude the confession - |
and there is a combination of factors referred to
and an argument concerning unfairness to the
accused and, in particular, Clelland. At line 34:
Mr Terry submits that when one has regard to a
series of factors and accumulation of factors
which must properly be taken into account theytaken together would justify the exercise of
my discretion to exclude the alleged
confessional st~tement of the accused.
The factors are thereafter se.t out, from line 39
onwards - his age:
| Foster(2) | 2/12/92 |
a young man of twenty one, was removed from
his residence ..... taken to Narooma Police
Station where he lacked the support of friends
and relatives ..... lacked also legal
advice ..... the interrogating of the
investigating police officers relied upon an
informant who has remained
anonymous ..... improper ..... to continue to
interrogate the accused Stephen Foster after
his initial denials ..... misleadingstatements -
which were put as part of the matter going to
general discretion. The question of the inaccuracy or not of those statements did not loom large and,
indeed, His Honour the trial judge was of the view
that the inaccuracy was disposed of by the handing
to him and the reading by him, at least prior to
the ultimate admission, of the statements of the
co-accuseds, and His Honour sets out, at page 12,
the reference to that reading. At line 22, he
says:
What may well have been unfair if it had been
left merely at the statement as to "both
Keiron McLeod and Tim Parsons", was in my view
sufficiently cleared up when the accused
Stephen Foster was shown both of those
statements and could satisfy himself to what
extent he had been named as a person involved
in the commission of the alleged offence. It
has also been put to me that the questioning
by Detective Sergeant Liversidge was in somerespects overbearing and amounted to cross
examination. I don't accept that submission and I do not regard those matters whether
taken in conjunction or taken separately with
other matters put to me by Mr Terry warrant
the exercise of my discretion to exclude thealleged confessional statement -
and His Honour declined to exercise his discretion. There is very little there by way of fact finding
as to what, in fact, did occur. When His Honour
turns to the question of the voluntariness of the
confessions - the judgment appears at page 62 -
His Honour, at line 22, confines himself for the
moment to the interrogation that occurred.
His Honour confines those matters to what occurred
at the Narooma Police Station and the course of the
interview itself.
TOOHEY J: Mr James, just before you go on, what had
happened between the decision on the voir dire
based on unfairness ~nd the decision on the voir
dire based on voluntariness? There had been
evidence adduced in the meantime?
| Foster(2) | 9 | 2/12/92 |
| MR JAMES: | Yes, Your Honour, evidence had been called and |
the submissions are not recorded but, at page 13,
Mr Terry, in line 36 and onwards, asked His Honour
to hear evidence on the question of voluntariness.
There appears a cryptic reference at page 14:
That's a matter for you, do you wish to
cross-examine the police officers again?
MR TERRY: I don't wish to your Honour, I've
put all that I require to put, there is this
however your Honour, it's this issue requires
your Honour to make decisions of fact.
HIS HONOUR: Yes.
And the question of demeanour. And what ends up as the position is it appears that what has occurred
previously is tendered and supplemented by the oral
evidence thereafter given and the tender of
statements prepared by the police officers for the
committal depositio~s.
TOOHEY J: Should I take it that for the purpose of the
attack based on unfairness there was no evidence
from the accused?
| MR JAMES: | No, Your Honour, that is right. |
TOOHEY J: That only came into being as part of the attack
on the confession based upon voluntariness?
MR JAMES: | In so far as the issue was closed at the time of the first judgment, yes, Your Honour, the accused |
| had not given evidence at that stage but, on one | |
| view of it, the issue was certainly not closed and | |
| never would be closed throughout the trial. If it appeared to the trial judge that the admission of | |
| the statements would be unfair, the objection | |
| having been taken and there being additional | |
| |
| judge on the totality of the material that in balancing the public policy considerations the material should be rejected, on the evidence that | |
| has come before him during the trial, it is clear | |
| enough, in our submission, that he should have, in | |
| fact, rejected it. The issues were never closed | |
| off by the defence, they were always open and | |
| continuing. |
TOOHEY J: But for'the purposes of the second voir dire, was
argument renewed based upon unfairness or upon any
consideration other than voluntariness?
| MR JAMES: | Yes, Your Honour. | One of the most important |
points, in our submission, in this appeal, is that
both amongst the trial courts and the Court of
Foster(2) 10 2/12/92 Criminal Appeal in New South Wales and its counsel,
the lines between voluntariness, unfairness and
public policy discretion have become entirely
blurred, that voluntariness in the traditionalsense referred to by Chief Justice Dixon in
McDermott has become narrowed on the basis that
matters which are thought to go to either the
fairness or the public policy discretion, such as
unlawful arrest, unlawful interrogation, unlawful
detention, are seen somewhat myopically as applying
only to the exercise of the discretion.
So that these questions come to be raised in
ways that makes it very difficult to give Your
Honour a precise and direct answer, yes or no, in
accordance with the legal principles as we see
them.
MASON CJ: Are you going to demonstrate that there has been
this narrowing of voluntariness?
| MR JAMES: | I am going to seek to, Your Honour. | We do not |
accept that it is a narrowing, Your Honour, we
accept that - it is our submission thatvoluntariness is wide and that what has happened is
that certain factual considerations which may
exemplify matters that go to the discretion have
been, as it were taken out of the calculus. And
indeed, in this case the matters raised in the very
first voir dire judgment which are not seen as
relevant to voluntariness in the second judgment, are themselves matters which classically would go
to voluntariness. I should add - - -
TOOHEY J: Are we to infer from what you have said,
Mr James, that the purpose of the argument on the
second voir dire, the issue of unfairness and
issues other than voluntariness, were not expressly
canvassed before the trial judge?
MR JAMES: | Your Honour, it is canvassed in the reasons, but only under the rubric of voluntariness. |
| DAWSON J: | Mr James, I do not understand how the Court went |
about it in this way, because once some question is
raised regarding the confession, then the Crown
have to prove that it was made voluntarily in order
for it to be admissible. And then the natural
progression is to go on to unfairness and, if
necessary, public policy. But if you start with
unfairness, you are starting with the wrongquestion first.
| MR JAMES: | And indeed, Your Honour, if you start with public policy, it may be that the other matters never have |
| Foster(2) | 11 | 2/12/92 |
DAWSON J: But how did it happen that this came about?
| MR JAMES: | Because of that confusion, Your Honour, |
concerning the delimitation between the
proposition. If one turns to the Court of Criminal
Appeal's judgment, one can see that in this case
these very questions tend to merge.
BRENNAN J: But if it is all a porridge, you would think it
is strange that it is divided into two meals. I mean, why was it not all dealt with at once so that
whichever basis of exclusion was sought to be
relied on could be relied on.
| MR JAMES: | I am only able to say to Your Honour that in the |
supplementary appeal book at page 1, it records the
agreement of the Crown prosecutor and counsel that because of the exigencies of the trial as it were,
the lengthy transcript of the committal proceedings
would be tendered and then if any further witnesses
are required, that can be arranged. And apparently
under the heading "Discussion as to Voir Dire
Material", some form of agrGement was reached that
the matter was to proceed in that way, by all
parties.
Now I accept that it is not satisfactory and
there are cases that say that it is not
satisfactory for a trial judge to determine
voir dire on depositions, at least as a general
proposition. There are, however, questions of
common fact or accepted fact which can conveniently
by circuit courts be dealt with that way, and they
customarily are. In this case, it seems that what
happened was the initial submission was one
relating to the unlawfulness of the arrest and
detention, and it appears to have been thought that
that bespoke the exercise of the discretion, and
the exercise of t.he discretion only.
| TOOHEY J: But it rather looks as if, from the accused's |
point of view, it might have been hoped to get a
ruling favourable on the voir dire without the
accused having to give evidence on that aspect.
| MR JAMES: | That would be a bizarre thought to have, |
Your Honour, because - - -
TOOHEY J: Maybe. MR JAMES: - - - the one thing that does seem to be clear, is that,on an exercise of discretion, whether on
fairness grounds or on public policy grounds, it is
for the accused to bear the onus and indeed the
question of onus on the public policy is really topoint to such an overweeing matter of public policy
Foster(2) 12 2/12/92
which was reliable. as would require the rejection of a confession
TOOHEY J: And yet you tell us that the accused gave no
evidence on the first voir dire, but gave evidence
on the second voir dire.
MR JAMES: | What seems to have been the case is that the depositions were tendered on the basis that |
| His Honour might be minded to dispose of the whole | |
| issue there and then, and it was only necessary to | |
| go to voluntariness if His Honour was not of that | |
| view. |
McHUGH J: But that was because counsel who appeared for the
accused said there were no disputed facts on the
discretionary issues. That appears at page 6, does
it not, at line 15?
| MR JAMES: | Yes, he does say: |
Your Honour, given that the question that I
first asked Your Honour to decide involves no
dispute as to facts -
but I think by that what he is saying, in effect,
is the evidence for both sides is in the committal
depositions, not that there is no dispute as to thefacts amongst the committal depositions, because
when one looks at that there are differences
between the two police officers. But what he does
appear to be saying is that he shoulders the onus
as to why the discretion should be exercised, and
that there appears to be at least common ground
that he is arrested for the purposes of
interrogation.Of course, His Honour decides a disputed question of fact in his judgment when he holds that
he was not arrested for the purposes of interrogation. I cannot, Your Honours, claim that this is the most polished procedurally ept
exercise, but often trials on circuit and at that
level of the judicial hierarchy are not. It can be seen - - -
McHUGH J: But it may indicate that this is not really a
suitable vehicle to decide these cases. The whole question is now academic, is it not?
| MR JAMES: | No, Your Honour, not at all. |
McHUGH J: Well, has not the accused served his sentence?
| MR JAMES: | He has been wrongfully convicted, Your Honour, in |
his assertion, and that is a most material matter.
He has served his sentence certainly, but it is
| Foster(2) | 13 | 2/12/92 |
cases of confusion, at least initially, from which
principles can properly be extracted. Those that
are run perfectly according to the dictates of the
time present nothing new that enables the court to
extract a proper principle.
Indeed, in one sense this is nothing new
because since Williams and Carr the same things
have been occurring. Indeed, I have been assisted
by the Crown supplying me with a set of examples of
exercise of the discretion in New South Wales inthe years 1988 and 1989 to support the proposition
that the discretion is alive and well in New South
Wales. But when one looks at those examples, and
in particular looks at the last of those examples,
being the judgment of His Honour Justice Ducker, on
14 November 1988, exactly the same problems seem to arise. Would it be of assistance if I handed these
to Your Honours, since the question of suitable
vehicle has been raised?
Judge Ducker's decision is the last decision
in that volume, and there the judgment commences
with a plea to the legislature to give the police
more precise guidelines in the light of the
decision in Williams' case, refers to Blundell's
case which permitted the admission of material
whilst the police were ignorant - - -
MASON CJ: What page is this?
| MR JAMES: | It is the last judgment, Your Honour, page 41. |
MASON CJ: What, is this designed to enrage us?
| MR JAMES: | No, Your Honour, it improves. But at the bottom |
of the page there is reference to the absence of rejection in cases of ignorance of the effect of
Willia.ms' case, and the consideration·that -
in the public interest cogent evidence relating to the commission of a serious
offence should not be withheld from the juryand that this over-rode the public interest in ensuring that police officers do not themselves break the law -
where the breach is u~witting. But His Honour goes
on to point out - the ~olice officers are giving
evidence -
that in order to justify his official raison
,.::_ d'etre - or his police duty -
he must break the law.
| Foster(2) | 14 | 2/12/92 |
His Honour contends that is an intolerable
situation because otherwise the police officer -
will be pilloried for failure to carry out his
duties effectively. On the other hand, if he does those things, he is breaking the law as
it stands -
and he reaches the view that that is unfair to
police officers.
His Honour, at page 43, says that, in effect,
unless guidelines are produced, society is going to
suffer; criminal cases will not be properly
investigated; people will not be able to be
interviewed; evidence will not be obtained and
criminals will know that they are encouraged tocommit breaches in the knowledge the law will
protect them with extraordinary solicitude. Then
His Honour concludes that he is bound to hold, in
the light of Williams, that the detention was
unlawful and that he:
must take into account that these officers, in
common with all other detectives in New SouthWales, were aware it was unlawful to hold persons for longer that reasonably
practicable, to take them before a Justice,
and that they held the accused for a longerperiod than -
was reasonably practicable. All of this,
Your Honours, is in relation to the exercise of the
discretion and His Honour continues to weigh, on
the one hand, the community's interest in seeking
the police officers themselves obey the law, andthe interest in seeing that offenders are
apprehended, prosecuted, convicted and sentenced.
Neither here, nor in the trial judge in the present case, is there reference to the possibility of the
effect being to create unreliability, the effect on
the mind of the confessionalist as to the making of
the statement or its contents, or as to the
countervailing presumption that care must be taken
with evidence that, in effect, is indirect
testimonial evidence from the accused in its
devastating effect on a trial, to ensure that thetraditional protections against the right to self-incrimination, are achieved having in mind its
underlying rationale which is that the innocentshould not be unjustly convicted, or that a person should not be unjustly convicted by a trial which is rendered unfair by evidence which is, of its nature, potentially ~nreliable such that there might be a real and substantial chance of an untrue verdict.
| Foster(2) | 15 | 2/12/92 |
His Honour goes on to hold that he should
reject the confession so that the court's stamp of
approval would not be placed upon police officers
knowingly breaking the law. There is evidence in
the present case also that the police officers knew
of Williams' case, but confined the question,
adverted to by this Court and by other courts and
exemplified in Williams' case, of whether they
should simply take people to justices quickly or
slowly, without considering the effect of the detention on the mind of the confessionalist.
His Honour goes on, after dealing with that
question, albeit he does so referring to freedom
from arbitrary arrest and detention, all in
relation to questions of public policy rather than effect on the confession, to turn to voluntariness
right at the end of His Honour's judgment and, on a
balancing, has regard to the accused's version and
then the police version, and the accused alleged,
in effect, an inducement which had effect on him
because he was in custody, and the police, in
effect, rebutted that.
His Honour was of the view that he was in
doubt as to whether the confessions were voluntary,
but did hold that quite frankly by a relatively
narrow margin on the probabilities this record of
interview was voluntary. The custody, the detention, the unlawfulness do not figure in the
voluntariness calculus here either, as they did not
figure in the present case. I might point out that
as to the matters going to discretion on the first
judgment in the voir dire, the matters that were
eventually successful in the Court of Criminal
Appeal, it was not necessary to call the accused on
those questions because the police officers - the
matters peculiarly related to the actions of thepolice officers and their own state of mind and
that evidence itself had been given. Now, Your Honours, I raised that because it was put that this may not be a suitable vehicle.
There are cases, and the Crown has generously supplied us with them, in which for public policy
or fairness reasons, and sometimes it is a little
hard to work out what is being talked about,
confessions have been excluded on occasions by
trial courts in New South Wales. But those
occasions, as can be gathered from the volume to
which my friend has referred and the dates, are notof frequent occurrence, notwithstanding that there
[email protected] seem to be a view held by some police
officers, and a substantial number of police
officers, according to those cases, that Williams'
case is confined in its operation and is continuing
to be so confined by police officers.
Foster(2) 16 2/12/92
DAWSON J: Sorry, I do not understand that: Williams is
confined in its operation?
MR JAMES: | That is to say, that the function of Williams' case is really directing the police officer to take |
| someone before a justice as soon as reasonably | |
| practicable, not to have regard to the question of | |
| what is to happen in the interim period, because it | |
| is the detention - the arrest, the interrogation, the detention which has the traditional effect of sapping the will of the confessionalist. |
Your Honours, there is an example of this,
even under the recent English ..... legislation, in
the decision in Smith v Director of Serious Fraud
Office, (1992) 3 All ER 456 which appears on my
learned friend's list of authorities. That
decision deals with the so-called right to silence
and examines its manifestations or, more correctly,
seeks to define what it is in terms of, in effect,
almost Hohfeldian analysis and reminiscent of what
has been put in this Court in Jago by Your Honour
Mr Justice Deane, and in Dietrich recently as to
whether one is dealing with rights or immunities.
It does so in the speech of Lord Mustill. The short facts were that there was a right for the
Serious Fraud Office to compulsorily interrogate
persons; the question arose as to whether that
right could be exercised after charge and whether a
caution was required or not. Without going to
those aspects of fact, could I point out that the
answers to the questions at the compulsory
interrogation were inadmissible at the accused's
subsequent trial as evidence. That did not mean,
of course, that the intelligence thereby gained
could not be used.The provisions are set out in the judgment and
at the bottom of page 460, just below J, appears
the Police and Criminal Evidence Act relevant
passages, and the code, code C - - -
DAWSON J: What page is that, Mr James?
MR JAMES: Sorry, Your Honour.
| DAWSON J: | We have the Weekly Law Reports, I am afraid, can |
you identify the passage?
| MR JAMES: | I am sorry, Your Honour. | Your Honours will see |
the heading "Codes of practice", which appears at
71 just above D of the Weekly Law Reports. The statute follows thereafter; then appears the code
commencing on 72B, and at 74 under the heading "The
right of silence" appears the passage which
continues through to 76 point 5 immediately above
"A v HM Treasury" and B v HM Treasury.
| Foster(2) | 17 | 2/12/92 |
In the passage commencing under the heading
"The right of silence", Lord Mustill expresses the
proposition that that is not so much a right:
single right, but rather ..... a disparate group
of immunities, which differ in nature, origin,
incidence and importance, and also ..... they
have already been encroached upon by statute.
His Honour says:
Amongst these may be identified:
(1) A general immunity, possessed by all
persons and bodies, from being compelled onpain of punishment to answer questions posed
by other persons or bodies.
And, of course, to continue to detain someone for the purpose of interrogation is a form of breach of
that right or immunity.
(2) A general immunity, possessed by all
persons and bodies, from being compelled
on pain of punishment to answer questions
the answers to which may incriminate them.
And similarly, to arrest, unlawfully carry off,
detain and continue to interrogate, they will
breach that specific immunity.
(3) A specific immunity possessed by all persons under suspicion of criminal responsibility whilst being interviewed by police officers or others in similar positions of authority, from being
compelled on pain of punishment to answer questions of any kind.
Which appears to be the traditional free choice to
| ... | speak or remain silent, as referred to by |
| Sir Owen Dixon in McDermott at, I think, page 551. |
(4) A specific immunity, possessed by accused persons undergoing trial, from being compelled to give evidence, and from
being compelled to answer questions putto them in the dock. ( 5) A specific immunity, possessed by persons who have been charged with a criminal offence, from having questions material to the offence addressed to them by
police officers or persons in a similar
position of authority.
| Foster(2) | 18 | 2/12/92 |
Australian law has not, so far, gone so far as
to suggest that it is unlawful to question a person
after they have been charged at all, and in all
circumstances.
| DAWSON J: | The position in England was that the judges' |
rules cautioned against questioning people in
custody.
| MR JAM.ES: | Yes. | And His Honour comes to that precisely, |
Your Honour.
| DAWSON J: | The contrary was the case here: | Hough and other |
cases.
MR JAMES: Precisely. And:
(6) A specific immunity (at least in certain circumstances, which it is unnecessary to explore), possessed by accused persons
undergoing trial, from having adversecomment made on any failure (a) to answer questions before the trial, or (b) to give evidence at the trial. That immunity was in fact considered by this Court in McKinney v Judge. His Honour goes on to
say:
Each of these immunities is of great importance, but the fact that they are all
important and that they are all concerned with
the protection of citizens against the abuse
of powers by those investigating crimes makes
it easy to assume that they are all different
ways of expressing the same principle, whereas
in fact they are not. In particular it is
necessary to keep distinct the motives which
have caused them to become embedded in English
law; otherwise objections to the curtailment
of one immunity may draw a spurious reinforcement from association with other, and different, immunities commonly grouped under the title of a "right to silence". Thus, for example, it is clear that the fourth and sixth of the "rights of silence" -
that is, the right not to give testimony and the
right to avoid adverse comment -
which are the subject of much current
controversy, are wholly unconnected with the
present·appeal.
We must look briefly at these various
motives. The first is a simple reflection of
the common view that one person should so far
| Foster(2) | 19 | 2/12/92 |
as possible be entitled to tell another person
to mind his own business. All civilized
states recognize this assertion of personal
liberty and privacy. Equally, although there
may be pronounced disagreements between
states, and between individual citizens within
states, about where the line should be drawn,few would dispute that some curtailment of the
liberty is indispensable to the stability of
society; and indeed in the United Kingdom
today our lives are permeated by enforceable
duties to provide information on demand,
created by Parliament and tolerated by the
majority, albeit in some cases with
reluctance.
His Honour then turns to reviewing the history, and
in particular the history of those tribunals which
required persons to take an oath and to testify before them, on oath, as to matters which might tend to incriminate. In that regard, of course,
part of the United States' traditional objection tothe admission of incriminating statements was
founded on that very history concerning the
tenderness with which both the oath was viewed and
also the necessity that the accused incriminate
himself or commit perjury if he was guilty.The immunity against judicial interrogation of
course has been considerably whittled down by
statute and His Honour points that out and points
out further that the abolition by the Criminal
Evidence Act 1898 of the incompetence of the
accused to give evidence none the less has carried
with it a right to cross-examine him. But
His Honour goes on to say that following his
discussion of the history and in the paragraph
dealing with fair play that:
Finally there is the desire to minimize the
risk that an accused will be convicted on the strength of an untrue extra-judicial confession, to which the law gives effect by
refusing to admit confessions in evidence
except upon proof that they are "voluntary".This motive, which became prominent when inquisitorial methods waned and extra-judicial confessions became an important, and in many
instances by far the most important, weapon in
the prosecution's armoury, was particularlyweighty at a time when the accused could not rebut or explain away the confession by giving
evidence on his own behalf. Even now, nearly 100 years after that disability has been removed, the imprint.of the old law is still clearly to be seen.
Foster(2) 20 2/12/92 Pausing there, the discussion by His Honour
appears to recognize the proposition that, of course, the right not to be compelled to give testimony is not much of a right if one can be
compelled prior to trial to provide an unsworn account which is then introduced into evidence
against one.
His Honour goes on to say that it is necessary
to examine the particular statutes which might
abrogate the right to see what particular effect is
required and he concludes, in the passage - before
turning to the instant case - that appears at
page 81 in the last paragraph on that page:
Before examining these propositions I
must make good the comment that the
concentration on the moment of charging has
tended to lead the inquiry in the wrong
direction. I say this because, of the several versions of the "right of silence" contained in the list previously given, only the fifth
hinges upon the fact of the suspect having
been charged; and that is an immunity against
being asked questions of any kind. Yet thisappears of no practical importance here, for
there is no reason to suppose that the
applicant has the least objection to the
Director asking him questions so long as (in
line with the cautions already administered)
he does not have to answer. The immunities which he does say the Director is wrongfully seeking to infringe are the second and third
in the list, which protect the citizen from
being compelled to answer questions on pain of
punishment; and these are not -
dependent, His Honour says, on the accused being
charged.
And lastly, I would take Your Honours to the
passages that commence on the last two pages of
that judgment, commencing with the words
"Secondly", at page 85 in the paragraph commencing
on that page. His Honour is dealing with the
question of charging:
Secondly, this particular immunity is
much less ancient than others grouped under
the rubric of the right of silence. It
appears to reflect a course of practice,
developed during the latter part of the 19th
century, to abstain from questioning, not
after charge, but after the suspect had been
taken into custody; and it appears that in
general any evidence obtained from such
questioning was regarded as inadmissible -
| Foster(2) | 21 | 2/12/92 |
and His Honour refers to Archbold, 28th edition.
The practice does not, however, appear to have
been universal, as witness the embarrassing
conflict of judicial opinion recorded in the
brief history of the Judges' Rules which forms
the introduction to the 1964 revision of the
rules -
and His Honour refers to the practice note.
Moreover, although the Rules sprang from this
conflict, they did not in terms go further
than saying that persons in custody should not
be questioned without first being cautioned. the controversy, as witness the account given in 1929 in the-Report of the Royal Commission
on Police Powers and Procedure.
As already noticed, the debate on this
issue seems to have been concentrated on the
position of the person in custody, and
successive editions of Archbold continued
until as late as 1959 (34th ed) to express the
inhibition against questioning· in terms of
such a person.
So also did Reg v Brown and Reg v Bruce.
The Royal Commission did, however, recognise
that custody and charge would not necessarily
coincide, and that there might be intervals of
time whilst the suspect was under arrest but
not yet charged, and whilst he was on bail
after being charged; and the recommendation
was made that the prohibition of questioning
should also apply to these periods.
And His Honour points out that the rules were revised in 1964 and now Code Chas come into effect
and that the official circular from the
Home Office, which is referred to in the next paragraph, is an intent to,apparently relate the inhibition from asking questions, save for the
purpose of clarification, neither to charging, nor
to the time when he is in custody, but to the
moment when he is cautioned which, Your Honours, in
passing, seems to echo the position in the United
States in Miranda.
His Honour sketches those matters because, as
he says, Code C:
paragraph 16.5 of Code c ..... is not directly
linked to the ancient and deep-rooted
privilege against self-incrimination. That
| Foster(2) | 22 | 2/12/92 |
privilege aims to protect all citizens against
being compelled to condemn themselves. But the law has never set out to protect a subject
who condemns himself whilst acting of his own
free will. Its only concern has been to
ensure that he really does so act, by the
general rule which excludes from evidence any
confession which is not proved to have been
voluntary.
And he refers to the Home Office circular -
that it is in order to secure this aim, and in
recognition of the fact that a person in
custody is in a specially vulnerable position,
and hence particularly at a disadvantage in
responding to questions in a balanced and
measured way, that it has been thought safer
both to prohibit questioning after a certain
point, and to exclude from evidence answers
given to such questioning. Thus, although the
rule is now expressed in terms of a
prohibition directed towards investigating
police officers, it is in essence a
development of the law relating to the
admissibility of confessions.
His Honour later turns to the question of fairness in the conduct of the trial at the conclusion of the second paragraph thereafter by invoking the
power of the trial judge, in a peremptory manner,
to ensure that the conduct of the trial is fair and
invoking, as it were, the fairness discretion known
in Australia.
We would add those citations, Your Honours, to
what we have said in the written submissions,
though it seems to us that, really, on the
questions of principle, if one looks at the
traditional cases, Cornelius, McDermott and Lee and
the ambit of the voluntariness rule, there is no reason why one should not take into account on the question of voluntariness all the circumstances in which an accused person is placed in order to
decide whether what was said was said in the
exercise of a free choice to speak or be silent.
DAWSON J: Stopping there, we are concerned here with
answers given while a person is in custody?
| MR JAMES: | Yes, Your Honour. | ||
| DAWSON J: |
|
make any difference if custody is illegal?
| MR JAMES: | Yes, Your Honour. |
| Foster(2) | 23 | 2/12/92 |
| DAWSON J: | I understand your proposition to be that the |
person in custody - you adopt what is said by
Lord Mustill - is in a position of special
vulnerability. Then it should not matter that the detention is illegal.
MR JAMES: It may not matter in some cases. In some cases
it clearly would.
DAWSON J: Rather it is a question of the length of
detention, perhaps?
| MR JAMES: | Not just the length of detention either, |
Your Honour, the circumstances of it. This man was
taken from the support at Wallaga Lake in
circumstances in which there was a protest about
the fact of the arrest and an acceptance by the
police officers that they were taking him for the
very purpose of producing evidence, in effect, totender at his trial and that was, in effect, made
known.
| DAWSON J: | I know that Williams' case says that you cannot |
do that and the common law says that you cannot do
that, but, of course, that has been found in many
places to be quite impracticable, has it net?
| MR JAY.ES: | Your Honour, it depends upon - - - |
DAWSON J: And in many places, now, by legislation the
police are given a period of time during which they
can question a person whilst in custody.
| MR JAMES: | Yes, Your Honour, but I am not aware that they |
have been given the right to arrest for the purpose
of producing eviaence at the trial. They have been given the right, once they have a basis for arrest, to question and, using the terminology of the old
cases, to dispel doubt or prove the case or
ascertain whether there is exculpatory material, all of that, but arrest for the purpose of
interrogation - - -
DAWSON J:· That goes to the right to freedo~, rather than
the right to silence because if, in fact, it is
acceptable that questions asked whilst a person is
in custody and the answers given should be
admissible in evidence, it really cannot go to
voluntariness, except for other circumstances.
MR JAMES: Well, if you are aware that your right to freedom
is circumscribed, it is a matter that may well
operate upon your mind when you realize you are in
the hands of those who have the ability to
circumscribe your freedom to come and go when it
comes to that question of making answer or
remaining silent. In this case there was actual
Foster(2) 24 2/12/92 evidence that the police officers were minded to
interrogate; one at least giving evidence that he
intended to interrogate until he got at the truth,
as, in effect, he saw it; that he was able - he
prided himself on his ability to break down a
confessionalist to tell the truth and that the
process that was conducted was not simply to get
the accused's account, but was then to deny that
account; put to him it was incorrect, to
cross-examine him about it and the very showing of
the statements and the detention were all part and
parcel of a procedure designed to weaken his
ability to -
DAWSON J: But what I am putting to you is the mere fact
that a person - this is just a proposition - is
questioned while in custody cannot be accepted in
Australia as going to the question of voluntariness
in any event.
| MR JAMES: | On its own we accept that, Your Honour. |
DAWSON J: But in England the contrary was the
position - - -
| MR JAMES: | Yes, Your Honour. |
| DAWSON J: | - - - we have seen, on one view. |
| MR JAMES: | Unless Hough v Ah Sam is to be overruled, we |
accept what Your Honour says, as to the mere fact
of custody. But the very thrust of this appeal is
not that there was merely custody or merely
unlawful custody. The thrust of this appeal is that the opportunity was taken of a deliberately
created unlawful custody to do that which should
not have been done, which must have impacted upon
the mind of the confessionalist. Putting aside,
for the moment, what he said about the threats that
were made to him which were not, in our submission,
rejected by the trial judge at all, there was simply a concentration on the last operating cause
being - - -
| DAWSON J: | It follows from what you are saying that the mere |
fact that he was arrested for the purposes of
questioning does not go to voluntariness.
| MR JAMES: | No, Your Honour, with respect, because the way in |
which the arrest was carried out in this case -
perhaps I am only debating the meaning of the word
"mere" with Your Honour, but what happened in this
case was an arrest, a removal from family andsupporters and access to advice and assistance, a
carrying away which, ·if it was for advantage in
New South Wales would amount to the statutory crime
of kidnapping which is a rather serious crime, and
| Foster(2) | 25 | 2/12/92 |
carrying away or detaining for advantage. And the taking to the police station, the isolation in the police station.
| DAWSON J: | Let me be clear of what you are saying. | You are |
saying the arrest here was illegal?
| MR JAMES: | Yes, Your Honour. |
DAWSON J: There was no basis on which the arrest could be
made?
| MR JAMES: | No. There was a basis. | They had a reasonable |
suspicion but that reasonable suspicion merely gave
the entitlement to arrest.
DAWSON J: And they did arrest him.
| MR JAMES: | But the purpose for which they wished to arrest |
was a purpose that they knew was a foreign purpose,
or at least was declared in law to be a foreign
purpose to the arrest.
| DAWSON J: That confuses at least me. | If they are entitled |
to arrest, and did arrest, then they arrested.
MR JAMES: Yes, Your Honour, but it -
| DAWSON J: | But you say they were not then entitled to ask |
questions whilst he was under arrest, do you?
| MR JAMES: | If one has an entitlement, but you are using it |
for a purpose other than the purpose for which it
is conferred, and you are determined to arrest for
the purpose of interrogation, even if you have the-
entitlement, the arrest is unlawful, as the
Court of Criminal Appeal correctly held. And my point about that is when one comes to take the
facts of the arrest and what happened to him, all
those facts relate to sapping his will to speak.
And to seize upon the very last matter and say that that is lawful -
| DAWSON J: | I know you say that, and we will come to that, no |
doubt, in due course, but why is not a pol_ceman
able to say, "Look, I want to question this person.
Can I get him in for questioning? Well, there is
sufficient grounds on which to arrest him so I will
arrest him and we will take him in for
questioning" .
MR JAMES: Right. Firstly, because it has been held often
that an arrest for the purpose of interrogation is
not a valid arrest, or a lawful arrest, and if one
has an entitlement to arrest because one reasonablysuspects that the person has committed the offence,
then there is nothing, of course, to prevent the
Foster(2) 26 2/12/92 policeman arresting him, and during such periods as may be necessary embarking on such inquiries as may
be necessary to dispel or prove guilt, or assist in
the proof of guilt, or even asking questions,
Hough v Ah Sam. But it is only where that is done with the purpose of making up one's mind whether to
charge or not charge. But, if one starts with the
proposition, I am going to charge this man, I do
not have the evidence for it, I only have a
reasonable suspicion, I will arrest him andinterrogate him until he gives me the answers that
in effect I want, and thereafter charge him.
The whole process becomes permeated by that
improper purpose. It is really a sort of a fraud
on the power argument I am putting to Your Honour.
DAWSON J: Yes, I appreciate that.
BRENNAN J: | Mr James, could I just understand the basis on which we are to approach this case? There was the | |
| deposition evidence, followed ultimately by some | ||
| voir dire evidence, and then there was a second | ||
| ruling by the trial judge and that was directed to | ||
| ||
| material before him on which the finding of voluntariness is to turn. That is all the evidence | ||
| we need to look at? | ||
| MR JAMES: | The Court of Criminal Appeal went further, |
Your Honour.
BRENNAN J: Well, do you say that we have to look at other
evidence apart from the depositions plus the voir
dire evidence?
| MR JAMES: | No, Your Honour. |
BRENNAN J: Well now, are there findings of fact that are
being challenged in respect of a voluntariness
finding?
| MR JAMES: | Yes, Your Honour. | The finding of fact as to that |
is really - in a sense no, Your Honour. There is
really an ultimate finding.
BRENNAN J: Ultimate finding, the complexion that is to be
put upon the facts?
| MR JAMES: | Yes. | Now, as to findings of fact to be |
challenged, what His Honour does is fail to make a
number of findings, fail to refer to a number of
passages of evidence that are unchallenged, in
particular the police officers' evidence, and fails
to make a finding that the threats were not made.
| Foster(2) | 27 | 2/12/92 |
BRENNAN J: I can understand all of that. Now, once we have the findings made by the trial judge plus the
uncontested evidence, the question then is: on those facts was the confession voluntary or not?
MR JAMES: No, Your Honour. The question was: had the Crown on that material shown that the confession was involuntary? So that the question becomes on
appeal: was it open to the trial judge to hold
that the Crown had satisfied him that the
confession was voluntary upon that material? Did
he have regard to all relevant material? Did he so
narrow his view·as to have erred in principle in
that he had regard to the last operating cause outof context, such as improperly to have weighed the
facts in the evidence?
BRENNAN J: I understand that argument. Now, if that should go against you, you then wish to raise the question
of the discretion.
MR JAMES: Yes, Your Honour. BRENNAN J: Now has the trial judge ever exercised his discretion upon the material that is relevant to be
taken into account in exercising a discretion?
MR JAMES: I appreciate what Your Honour says. Such material as he has exercised his discretion on
seems to have been his finding that the arrest was
lawful and the Court of Criminal Appeal seems to
have been of the view that there were other matters
that he had taken into account, although on a
proper analysis of that cryptic passage with which
I opened my submissions to the Court, that does not
seem to be the case .
So, on what Your Honours put to me, the answer would be that the exercise of discretion has
entirely miscarried but.His Honour has not had
| ... | regard to relevant material or has erred in |
| principle. |
BRENNAN J: Well now, that also I understand, but it makes
me wonder whether the case, so far as it relates to
the discretion, is a suitable"'vehicle, or whether
your argument is basically that the discretion has
never been considered; the trial has miscarried and
there should be a retrial on that account
simpliciter.
MR JAMES: Your Honour, it is a suitable vehicle because the
reason why the discretion appears to have
miscarried is because the matters relevant todiscretion, voluntariness - or the discretion as split into unfairness, public policy and voluntariness, have become so confused that it is
Foster(2) 28 2/12/92 difficult for trial judges to put them in proper
context. Thus, for instance, the finding that the
arrest was lawful seems to have been treated as
though that were the end of it for the purposes of
discretion and that the rest of the context did not
matter.
BRENNAN J: Well, I appreciate that, but what does this
Court do at the end of the day? Do we look at the material that the trial judge looked at and say yea or nay to the exercise of the discretion, or are we to re-examine for ourselves the whole of the
material that is relevant and say whether or not
the trial judge's exercise of discretionmiscarried?
MR JAMES: If the trial judge's discretion miscarried, this
Court should say so in statements of principle
which, in our submission, would be such as to
assist the trial judges to carry out their
function.
BRENNAN J: But on what facts?
| MR JAMES: | Your Honour, one does have the facts that were |
uncontested; that is the arrest, the place of
arrest, the arrest on reasonable suspicion, the
taking to Narooma from Wallaga Lake, the removal
from access of assistance, the detention at Wallaga
Lake and the manner of the interrogation.
| BRENNAN J: | You also add, I take it, the sole improper purpose of the arrest? That is the key to your |
| MR JAMES: | Yes, Your Honour. |
BRENNAN J: Here we have the trial judge making a finding in
the exercise of his discretion which is
inconsistent with the evidence subsequently given
on the voir dire.
MR JAMES: | Yes, and not just subsequently given but was, in fact, contained or referred to in the committal |
| material, in any event. There seems to have been a | |
| failure on the trial judge's part properly to | |
| appreciate the effect of the totality of the police | |
| evidence. |
BRENNAN J: Did anybody ever ask the judge to re-exercise
his discretion after making the finding on
voluntariness?
| MR JAMES: | No, I cannot say they did, Your Honour. |
DEANE J: Is that quite accurate? Was he not effectively
asked to re-examine his exercise of that discretion
| Foster(2) | 29 | 2/12/92 |
in the light of the evidence given as to the
purpose of the arrest?
| MR JAMES: | He was, Your Honour, but I cannot take consolation from the proposition that it was |
| His Honour has put it to me. | |
| DEANE J: | I thought what you referred us to earlier was |
clear enough.
MR JAMES: That is Mr Terry's argument, Your Honours, at
pages 13 to 16.
| DEANE J: | I thought at page 13. |
| MR JAMES: | And indeed, what Mr Terry says is that he is |
calling the accused on the issue of voluntariness
because that is the one matter on which he can giveevidence of any real significance to the question
of rejection. And the police officer's evidence goes in again. Indeed, the very question of importunity, as
is raised, raises both matters. The very matters raised at pages 62 and onwards, that is the
judgment on the voir dire, as relevant to
voluntariness also go as relevant to police
conduct, putting aside the very question of the
threats. And, of course, the trial judge fell into error, in our submission, in failing to make a
decision on the matter as important as whether the
threats did or did not occur. He did decide that the threats were not the causative or the last
operating cause of the confession. That is not
inconsistent - the existence of the threats is not
inconsistent with that fact, yet if the threats had
occurred then it is inconceivable that, without
error of law, a finding of voluntariness could have
been made or, if so, then the question of the
discretion was squarely raised. The Court of Criminal Appeal, in its examination of the trial judge's function, also
embarked on this more or less compartm~ntalized
exercise and also, in our submission, fell into
error in holding that, in effect, the trial judge's
conclusion was unreviewable-in that court.
That is the matter that had been argued before
this Court in Kyriakou in which the Court refused
special leave on the basis that it appeared, from
that trial judge's reasons, that the effect of the
blow to the jaw had been dissipated and thus the
New South Wales
proviso to section 410 of the confession.
| Foster(2) | 30 | 2/12/92 |
But, in our submission, Kyriakou, Merritt and Roso and the subsequent cases which concern the
unreviewability of a trial judge's findings of fact, or findings of mixed fact and law, as to
support admissibility of evidence, are not correct,
and that there is nothing in the Criminal Appeal
Act which would justify the proposition that the question of whether the trial judge fell into error of law, or whether his conclusions of fact are supportable with regard to the evidence, should be
treated in any different way to any other factual
conclusion of a judge, though the New South Wales
Court of Criminal Appeal has developed a practiceof doing exactly that, which is why that court has
not gone into this function, and, in a sense, why
we are placed here in the position that Your Honour
Mr Justice Brennan had adverted to, in so far as we are.
Now, in those circumstances, in our
submission, that it is only in this Court that
these matters can be dealt with in such a way as to
produce a decision which will define principle as
to how the appellate court is to perform its
function, and at least provide guidance to trial
judges and police officers as to how they are to
perform or not to perform certain functions, and to
define or redefine what is voluntariness so that
the problem with the discretions which are
predicated on there being a voluntary confession,and thus have, in effect, come to overtake the
field on certain factual matters, since unlawful
arrest and so forth goes to discretion, it cannot
be seen as ever relevant to voluntariness, that
sort of line of thinking has meant that the
discretions are continuing to encroach on the
original concept of voluntariness, perhaps becausethe concept of voluntariness is ill-understood, and
it is because of that reason that we have set out
in our written submissions the proposition that
voluntariness is not limited to an accused's will being overborne totally or overborne, voluntariness
relates to the sapping of that will, the depriving
of the free choice.Your Honours, the free choice question has
been examined in the New South Wales Court of
Criminal Appeal in Azar's case, and free choice
there seems to be the sort of free choice
Lord Mustill was speaking about, that is to say, a choice made in the absence or an election made in
the absence of compulsion, whether one knows or not
of one's legal right. That passage does seem to
have limited again in New South Wales the
proposition. Now, we do not quarrel with Azar directly in this case; we do not quarrel with
Connors, which limits the effect of section 410;
| Foster(2) | 31 | 2/12/92 |
but the combined effect of those decisions, of this
manner of approach, has meant that the
voluntariness criterion in New South Wales is being
very narrowed and the discretionary criterion is,in effect, so ill-specified as to make it very
difficult for the trial judges. Would now be a convenient time?
| MASON CJ: | Yes, Mr James. | How long will the balance of your |
case take?
MR JAMES: | Your Honour, we have put almost all our submissions in the written document, including as | |
| to fact, and really that speaks for itself in | ||
| ||
| to which Your Honour had drawn attention. |
MASON CJ: Yes, but I should myself, I think, qualify what I
said in the first instance, and that is - there are
two things that I noticed, that is, the reference
to my approach stated in a way that did not excite
my approbation; and the other was the reference to
the surprising conclusion reached by a judge. Now,I think with those exceptions there is nothing else
that would merit any kind of criticism. That is my
impression. Therefore, they are the two things
that I had in mind and I would not want my remark
to be, as it were, taken as too strong a reflectionof criticism of the document:
| MR JAMES: | Your Honours, I should perhaps add to it some |
short general observations, one of them being that
Lord Hailsham, for instance, in Wong Kam-Ming,
talks about conduct to be reprobated under the
rubric of voluntariness. Van der Meer, in this Court, represents a dramatic division of opinion on
questions which go to the very substance of the
voluntariness and fairness and public policyquestions.
As.a result one finds the position to be that
the trial judges and counsel are in some
considerable doubt about what is meant by fairness,
what is meant by public policy and the suggestionseems to be as His Honour Judge Ducker suggested,
and as the present trial judge suggested in
guilty, so that if the trial judge thinks that the confession was made and is
referring to the words of Chief Justice Stephen in conviction of the
likely to be correct, he usurps th~ position of the
jury, in effect, by letting it in.
Now, they are flamboyant words I have just
used, but the trial does tend to proceed in that
fashion.
| Foster(2) | 32 | 2/12/92 |
| MASON CJ: | I take it you are not going to be very long. |
| MR JAMES: | No, Your Honour. |
| MASON CJ: | We will adjourn until 2.15 pm. |
AT 1.00 PM LUNCHEON ADJOURNMENT
UPON RESUMING AT 2.19 PM:
MASON CJ: Yes, Mr James.
| MR JAMES: | Might I take the Court to page 66 of the appeal |
book. The trial judge apparently considered, as appears from page 66 lines 21 to 23 inclusive, that
what he had dealt with was one application on the
voir dire for the exclusion of the confession.
His Honour seems to have set that out in the
context of his judgment in relation to the
applications by the co-accused.His Honour had said during his examination of the admissibility of Stephen Foster's statement,
that is the present appellant, at page 63 lines 50
to 57, that he would have excluded the confession
of Stephen Foster if he had excluded the
confessions of Keiron McLeod and Timothy Parsonsbecause -
there would remain no basis whatsoever for the
admission of the confessional statement ofStephen Foster.
This appears to have been linked to His Honour's
view concerning the showing of the two statements, and perhaps to a view that if those statements were
inadmissible in the trial as against McLeod and
Parsons they would have been inadmissible in the
voir dire as against Foster.
But for whatever reason His Honour did it, it
does seem that His Honour had reached a sort of shorthand and compendious view that what he had
heard had not been two separate voir dires with
precisely delimited questions but an application to
reject the confession which had been dealt with by
reasons of convenience in evidentiary compartments,
that is, simply dealt with that way in order that
the evidence might be considered as it came
forward.
| Foster(2) | 33 | 2/12/92 |
That, Your Honours, is all that we have been
able to find to suggest that the admissibility of
the confession or to shed any light on the questionof whether the admissibility of the confession
remained a live issue through the trial; though
there is not the slightest doubt that even as late
as the summing up His Honour was concerned with
questions of reliability and voluntariness in so
far as the jury were concerned with them on the Basto test. So that the factual issues remained live as to
discretion and voluntariness. Indeed, His Honour
even directed the jury concerning the taint that
might apply to the confession arising by reason ofthe police having used what the jury might have considered improper method as a matter for them
when they came to consider the question of the
truth of the confession.
So that the matter remained alive, at least in
a factual context, continuously, throughout the
trial and all the evidence on the voir dire appears
to have been at least as at the time of the
judgment concerning the statements of the
co-accused to His Honour's mind, albeit that mind,
as it applied to the matters, had been
compartmentalized by looking at the specific
criteria of voluntariness and fairne&s and public
policy.
| TOOHEY J: | Mr James, I am not clear from something you said |
this morning whether there is a practice in New
South Wales of splitting the voir dire as between
voluntariness and fairness and other considerations
or whether in that respect this was an unusual
procedure.
| MR JAMES: | Your Honour, to call it a practice would be |
putting it too high. Because of the difference in
onus and the perceived difference of effect that the difference in onus would have, there are
occasions in which customarily voluntariness isdealt with first and then discretion dealt with
second, which is logical at least.
TOOHEY J: Yes.
| MR JAMES: | The practice, more generally, appears to be that |
of an examination of the admissibility of the
confession, raising voluntariness and all m~ttersof discretion on the evidentiary material provided
at the one pretrial voir dire. I must concede that I have never previou~ly seen voluntariness dealt
with after discretion, that is chronologically
after, as is the case here.
| Foster(2) | 34 | 2/12/92 |
TOOHEY J: | And is it the practice to deal with questions of fairness by reference only to the material tendered |
| at committal? | |
| MR JAMES: | No, Your Honour, and in fact the committal |
material is sometimes resorted to for the shorthand
purpose of the voir dire and supplemented by oral
testimony; sometimes the whole voir dire is
conducted orally together with the tender of
exhibits, but the more usual practice, in recent
times, seems to have been to utilize as much of the
committal material as is available, subject to theconsent of the parties, in order to shorten the
time burden on judges particularly on circuit.
TOOHEY J: Yes, thank you.
| MR JAMES: | Your Honours, when one looks at the totality of the material concerning discretion and |
| Appeal was there any tactical or lawful advantage | |
| sought to be gained by the trial counsel from | |
| dealing with the matter that way. |
I raise that because in so far as it was put
to me to start by an attack on discretion, or an
attack leading to an exercise of discretion may
well lead to the accused, in effect, not giving
evidence, yet on voluntariness he would have to.
In fact, bearing in mind the provisions of
section 410 of the New South Wales Crimes Act, it
would appear in contrast to the Victorian Evidence
Act provision section, I think 141, it is the other
way around, the onus being on the accused on
discretion and the necessity for the Crown to
satisfy on balance of probabilities of
voluntariness creating the onus on the Crown on
that aspect.
So that, in our submission, if there are
errors of principle, there is nothing that should
disqualify this appeal from being a suitable
vehicle to decide those matters. And further, of
course, on any question of the inadequacy of the
findings of fact by the trial judge onvoluntariness, in our submission, there is
sufficient there so that one can say that an
absence of findings redounds to the advantage of
the accused, it being necessary that the Court be
affirmatively satisfied by the Crown, and as to the
matters of discretion, on the Police accounts
alone, putting aside the accounts of the accused,
there are such matte+s and of such weight as wewould say, if the trial judge had correctly applied
principle and applied correct principle, he would
have been required to reject in line with the
| Foster(2) | 35 | 2/12/92 |
decisions of this Court, unless there was some
other matter that he found.
The closest we get to that some other matter
being found, is that same passage, that is to say,
the passage that appears at page 11, line 21:
If I am wrong in taking that view I would
nonetheless in the absence of other factors
exercise my discretion to admit the evidence.
His Honour does find other factors and the
Court of Criminal Appeal takes the view that he is
in error of that view. In so far as that goes we
would say that is a finding in our favour and, in
any event, the Court of Criminal Appeal has not
performed the function that it should have, in our
submission, to review the decision of the trialjudge properly, so as to enable a dissection of
findings of fact, a dissection of matters of law
and an examination of whether there has been errors
in principle. But that should. not stand in the way
of this appeal, particularly in the light of the
observation that if it were to, in effect, alicence to continue the line of authority which
would prevent such proper examination as would
found a successful appeal for this Court would be
continued.
Now, Your Honours, except for the matters
contained in our written submissions which I would
not seek to supplement at all in chief, the matters
contained in my friend's submissions about which
there is little comment we would make where at
issue on those matters directly in the written
submissions and one observation that we would make
in relation to the fairness discretion that the
test seems to be, particularly in the light of what
has fallen from this Court in Dietrich, that if a
mode of interrogation or a mode of procuring a
confession is used, which mode is in itself some such thing as would attack the reliability of the confession, then the admitting of that confession in the light of that mode of interrogation or the
way in which the confession is brought into
existence, would create a real and substantial ·
chance of an unjust verdict, and we apprehend that
the fair trial is a trial in which there is no such
real and substantial chance of an unjus·t verdict
arising by the admission of material that is inthat sense potentially unreliable or unreliable.
| MASON CJ: | How do you get Dietrich to work for you? |
| MR JAMES: | Because in Dietrich this Court actually discusses |
what is a fair trial, a trial according to law, and
the reason for getting Dietrich to work in that
Foster(2) 36 2/12/92 sense is simply that this Court does articulate it
in those terms of a fair chance of the trial
miscarrying in that way. That is as far as we pray
Dietrich in aid.
| BRENNAN J: | But what is it that creates this chance of it |
miscarrying?
| MR JAMES: | The admission into evidence of material obtained |
by a process which potentially affects the
reliability of that evidence, reliability in the
sense of likelihood to create an unjust verdict.
BRENNAN J: Well, that is circular. If the mode is likely
to create an unjust verdict, to admit it creates a
situation which is likely to create an unjustverdict.
| MR JAMES: | Yes, Your Honour. |
BRENNAN J: Well, what is likely to create an unjust
verdict?
| MR JAMES: | The mode of interrogation or mode of obtaining. |
BRENNAN J: Well, what is it?
MR JAMES: Well, for instance, exactly those matters of
importuning, harassment, detention, creating an
apprehension in the mind of the confessionalist.
Now, if voluntariness is as narrow as it has
sometimes been interpreted, relating purely to an
actual overbearing of the will, then in our
submission the fairness discretion takes up the
matters that would otherwise have created an
automatic exclusion. If voluntariness is as wide
as Sir Owen Dixon seemed to suggest, then the fairness discretion narrows to those modes of
police conduct which, absent their effect on the
confessionalist, in general terms might go to the
question of reliability. And one gets then to such
things as trickery rather than direct oppression or matters going more closely to voluntariness.
| BRENNAN J: | You are using "reliability" in different terms |
all the time. Are you speaking of reliability in
terms of whether the subject-matter of the
confession is true?
| MR JAMES: | No, Your Honour, that is a question for the jury. |
BRENNAN J: Well, what do you mean by "reliability"?
Perhaps I should ask you this: you want us to
discriminate between these various concepts; do you not think it appropriate to articulate what the
discrimination should be?
| Foster(2) | 37 | 2/12/92 |
| MR JAMES: | In this case, Your Honour, I opened by saying |
that on any test, in our submission, this material
should have been rejected; that error occurred
because the mode of discrimination that has
hitherto been adopted has come to confine
voluntariness; that the language used to describe
the fairness discretion, in particular reliability,
has led trial judges to, in effect, make a decisionof whether they think the confession is true for
themselves or likely to be true, particularly when
one takes into account the countervailing concept,
that is, under the public policy head that guilty
persons may be acquitted and the community has an
interest in the conviction of the guilty.
But in terms of seeking to discriminate
between the different concepts, what we do is seek
in our submissions, under the headings on the table
of contents, to do that. It is not necessarily an
easy task, but - - -
| BRENNAN J: | It is not a question of being an easy task. |
Looking at your written submissions I am not sure
that I understand precisely how the various tests
are articulated. Perhaps you can show me where
they are articulated.
MR JAMES: | Your Honour, the articulation that we have for the concept of voluntariness, we take up the Lee |
| articulation at paragraph 61, we take up the International Covenant on Civil and Political | |
| Rights - - - |
BRENNAN J: But it is not a question of taking up, it is a
question of giving us the formula. Are-you able to
do so?
| MR JAMES: | I will try, Your Honour. | I might say that if my |
argument is correct, for some hundreds of years
people have been grappling with different formulae
| ... |
and they have still created problems: that no one
shall be subject to compulsion to speak such as to
sap their free choice to remain silent. I have attempted to combine in that the convenant and the
formulation by His Honour Mr Justice Dixon.
The traditional free choice to speak or remain
silent has to, in the light of the decision of the
Court of Criminal Appeal in New South Wales in Azar
relate to something which is not a matter of
ignorance or waiver; that is to say Lord Mustill
put it, indeed, in Director of Serious Fraud
Office; Ex parte Smith in these terms: the
privilege aims to protect all citizens against
being compelled to condemn themselves but the lawhas never set out to protect a subject who condemns
himself whilst acting of his own free will. Its
| Foster(2) | 38 | 2/12/92 |
only concern has been to ensure that he really does
so act by the general rule which excludes for
evidence any confession which is not proved to have
been voluntary. The culmination of the onus and the word "voluntary" suggests that a confession
made in the exercise of free will, rather than free
choice, a knowing choice, removes some of the
ambiguity.
We point out in the submissions from paragraph
62 to 63 in relation to the overbearing of the free
will, or the overbearing test, that often enough
the classic formulation from Lord Sumner in
Ibrahim, in the sense that the will has not been
overborne, is also matched in other decisions and
in particular in McDermott, where the overbearing
of the will is only one illustration of an
involuntary statement.
Your Honours, we conclude by making a
submission that if waiver or election, I should add_
election to the test at page 35, is to be the case,
that is there is an election to speak not subject
to compulsion - perhaps I should add, election to
speak not subject to compulsion to the waiver
concept that we there refer to - if that is a
formula which can be used by trial judges and
understood by them, then we do not run into any
such problems as trial judges mistaking the ideathat because somebody speaks it is voluntary, at
least in the Ryan sense, or not involuntary, that
would avoid a considerable degree of distraction
from the last operating cause problem that existed
in this case.
We point out at paragraph 68 that there are
problems with the traditional view of voluntariness
because, as Mr Justice Dawson pointed out to me,there are certain sorts of factors which we do
accept, which react upon the will of a person who
is in custody, and Lord Mustill points that out also. And the voluntariness test in the United Kingdom which was expressed, of course, on the
basis of a necessity to be satisfied beyond
reasonable doubt of the voluntariness of a
confession, was a great protection in the United
Kingdom. We do not have the onus to that extent
here.
We put some options as to formulas at
paragraph 70, and at paragraph 71 we put the option
that was selected by the Australian Law Reform
Commission in its Draft Evidence Bill, that is were
not:
| Foster(2) | 39 | 2/12/92 |
influenced by violent, oppressive, inhuman or
degrading conduct ..... or by a threat of
conduct of that kind.
That echoes, in fact, the pace Act formulae which
was considered in Brophy subsequent to
Wong Kam-Ming. Brophy is not on our list of authorities, but in Brophy's case the trial judge
was not satisfied beyond reasonable doubt that the
conduct had not been so influenced. The case is reported on the issue of whether the admissions on
the voir dire were admissible once the statement
was rejected.
The unfairness discretion we seek to deal with
at paragraph 73 and onwards, and we would accept
for that purpose the discretion as to fairness of
trial adopted by Mr Justice Dawson in Cleland, and
that is to say if the police conduct is likely to
impair the reliability of subsequent
admissions - - -
GAUDRON J: Well, you say that is the unfairness in this
case, as well?
MR JAMES: Well, yes, we do.
GAUDRON J: All right.
MR JAMES: | At least in one aspect, because the confessions of the co-accused were put to him after his | |
| ||
| him and what the police officers had determined to | ||
| put to him was, "Agree with these". Now, there is no external support for the truth of the confession of the present appeilant·-. The only support for it woulq lie in s~eing or looking at the truth of the confessions of the co-accused, but really, whether those confessions were otherwise true or not, if | ||
| the accused is being asked in effect to simply | ||
| ||
| goes to defeating the jury's ability to make real | ||
| assessments of reliability in a trial in which the | ||
| three go to trial together, the three confessions | ||
| go together, and instruction is given to the jury | ||
| that they are not to take one into account against the other but, of necessity, the jury knows that the three are there. | ||
GAUDRON J: | Now, do you say that is the sole criterion for unfairness under the unfairness concept? | |
| MR JAMES: | No, Your Honour, certainly not, but in so far as |
we are dealing here with a reliability question, as
Mr Justice Dawson raised in Cleland, we say it is a
jury example of a mode of interrogation considered
overall in which the result has a real and
| Foster(2) | 2/12/92 |
substantial risk of being unreliable; a concoction,
to use language from Hough's case.
| GAUDRON J: | Can I ask you something about that. | I know it |
is always referred to as a discretion, an
unfairness discretion, but if you base it on
reliability, as such, it seems to come very close
to the ordinary what is also said to be discretion
relating to probative and prejudicial material.
What I want to ask is: is there really a discretion
at all in such circumstances?
| MR JAMES: | Your Honour, we would go so far as to say that a |
discretion in real terms does not arise here at
all, and we have referred, in our written
submissions, to Gronow v Gronow and so forth.
Things called discretion sometimes mean that there
is an ambit of judicial conduct that certain
findings will allow as a range within which a
selection can be made. Alternatively, where there
is one choice or another, and certain findings
would lead one to that choice, we see no basis for
a discretionary refusal to reject if satisfied that
the public policy would require rejection. We see no basis, when it comes to the public policy weighing criterion on the other head of discretion.
| DAWSON J: | I am not following you, Mr James. |
| MR JAMES: | I am sorry, I will start again. |
DAWSON J: What Justice Gaudron is asking you, I think, is:
if you concluded that it was unfair, the confession
was unfairly obtained, you have no discretion, do
you, as a trial judge, you must exclude it?
| MR JAMES: | Yes, Your Honour, precisely. |
DAWSON J: It is referred to as the "so-called discretion",
that is all.
| MR JAMES: | And if the accused is able to point to matters |
which indicate unfairness, and a trial judge
accepts those matters, then there is no reason why
the confession should be admitted into evidence any
more than real evidence, which after all, in terms
of reliability one really does not need to weigh,would have to be admitted under the traditional
Ireland/Bunning v Cross discretion.
DEANE J: But is the question whether the confession was
unfairly obtained? Is it not whether it would be
unfair to the accused to admit it in evidence?
| MR JAMES: | Your Honour, it has been put three different |
ways: whether it is unfairly obtained - - -
| Foster(2) | 41 | 2/12/92 |
DEANE J: There is support currently for the view that the
relevant question is, "Was the confession unfairly
obtained?", is there?
MR JAMES: Well, indeed in the very judgments that the Crown
has referred to, the formula that is sometimes used
is unfairly obtained as though one was looking at a
sort·of instinctive feeling, intuitive feeling of
the trial judge. But it is unfairly obtained,
unfairly admitted into evidence, unfair to be used
against him at his trial - bearing in mind how it
was obtained.
DEANE J: Those two are the same, are they not?
| MR JAMES: | Not necessarily, Your Honour, because the other |
concept'that seems to come out is the admission
would make the trial unfair, as though the jury
were not able to gauge effectively the confession.
That links back to what Justice Gaudron put to me in terms of probative prejudicial, and in that
sense this concept does have some link with the
probative prejudicial discretion. '
DAWSON J: Which do you say? Because I know it is used in a
confusing number of ways, but before the Bunning v
Cross discretion was identified, undoubtedly
questions of policy came into the unfairness
discretion. I said in Bunning v Cross that perhaps they should be shifted across - in Cleland, that
they should all be shifted across to policy
considerations to Bunning v Cross. I am not sure that I was right, and anyway it did not command
general acceptance. So that you are left with the unfairness discretion with evidence which may be
unreliable and therefore it would be unfair toadmit it, because it would result in an unfair
trial. But you also have evidence which was unfairly obtained, and for that reason ought to be
excluded in the exercise of that discretion. Is
that right?
MR JAMES: Well, yes. Perhaps the division between public
policy in relation to evidence unfairly,
improperly, or unlawfully obtained.
DAWSON J: | If that is so then it is correct to talk about evidence unfairly obtained in relation to the |
| unfairness discretion. | |
| MR JAMES: | It may be that the - one of the matters we are |
trying to submit is that the compartmentalization
of it has resulted in these problems.
DAWSON J: What do you say we -should say?
| Foster(2) | 42 | MR.JAMES, | 2/12/92 |
| MR JAMES: | That in the event that methods were used to |
obtain the admission which would make it unfair to
use it against him at his trial - - -
DAWSON J: Unfair in what sense?
MR JAMES: Unfair in the reliability sense.
| DAWSON J: | Any other sense? |
| MR JAMES: | Unfair in the sense of approval of the course of |
conduct of the police, unfair in the sense of the
imprimatur of the courts being given to matters of
serious - - -
| DAWSON J: | You seem to be sliding off into the |
Bunning v Cross discretion.
| MR JAMES: | No, Your Honour, the widest example of unfairness |
or the widest and most dramatic example of an
unfair means to obtain a confession has to be
serious criminality or the serious breach of a high public policy. The fact that it is also the breach of a high public policy does not mean that it does
not have individual impact on the accused, and that
he is not entitled to complain because of hisspecial interest, more so than members of the
public generally. It is not just a matter of the
court enforcing or being seen to enforce its own
laws - - -
DAWSON J: And if that is right you will never get to
Bunning v Cross where you have decided in favour of
the accused, or at least to put it this way, that
if it is unfair in that sense, Bunning v Cross does
not enter into the confessional field, it must be
restricted to real evidence.
| MR JAMES: | No, Your Honour, because there could be a |
confession which is reliable.
| DAWSON J: But we are not talking about reliability, I |
thought you were talking about confessions which
were obtained by unfair means.
| MR JAMES: | Yes, Your Honour. |
DAWSON J: And saying that the unfair means have a
particular impact on the accused, and for that
reason, when talking about the unfairness
discretion, you are entitled to have regard to
them. Now, if that is so, you would never get to Bunning v Cross in relation to confessions.
| MR JAMES: | But the way in which they have impact on the |
accused, Your Honour, is to affect his position in
terms of making a reliable - what used to be called
| Foster(2) | 43 | 2/12/92 |
"doing himself justice", making a reliable
statement, giving consideration to the way in which
he would put it. Now it may be that all we have got is trickery - - -
| DAWSON J: | I just want to see what you are saying. Are you |
saying it depends entirely upon whether the
confession is unreliable or not, whether the
exercise of discretion depends entirely on whether
the confession is likely to be unreliable or not.
| MR JAMES. | No, Your Honour. | It also depends on the - |
| DAWSON J: | You are saying that even though it may be |
reliable, you may exercise the discretion to
exclude it beca~se of the means used to obtain it.
| MR JAMES: | Yes. | And because of the use that is sought to be |
made of it, bearing in mind those means. They are related concepts and there may be a sliding scale
of degree, as it were, in which case you do not
have to go to fairness. You may get a less serious means of obtaining in which you do have to go to
fairness in greater or lesser degree, but these are
not hard lines between the concepts, and it is the
fact that they are not hard lines which have led,
not only me, to slide backwards and forwards in my
argument, but trial judges to slide backwards and
forwards when trying to apply the concepts.
GAUDRON J: Well now, does unfairness, as you understand it,
to the accused include the situation where the
statement would not have been made in all
probability but for what happened, even though it
is perfectly reliable, it is - - -
| MR JAMES: | Not have.been made, or not have been made in that |
form, or both?
DAWSON J: Well, if there is just a failure to caution, for
instance, and the accused says, "Well, if I had known that I.didn't have to say anything I wouldn't
have said it." And yet the statement is entirely
reliable. Does the fairness discretion apply there? ·
| MR JAMES: | Your Honour, if the accused speaks of his free |
will there has simply been a failure to caution in
circumstances that are not, to use Lord Hailsham's
term, "to be reprobated", then it is a weighing
question that is involved given that it is highly
reliable and given that there is a public policy in
favour of cautioning at particular points of time.
DAWSON J: Well then, you are.saying that reliability may
have nothing to do with it.
| Foster(2) | 44 | 2/12/92 |
| MR JAMES: | That is right. | Indeed, at some point you may |
well get this situation: that if you have a person
who has been convicted on a number of occasions or
has been interviewed on a number of occasions, has
been cautioned on a number of occasions, the onlyrelevance of the absence of the caution would be to insist the policemen obey the rules. That falls to the public policy end of the spectrum.
But on the other hand, if you have a person
who is entirely naive like, for instance, the
individual in Azar who comes from a different
ethnic background and does not understand the
existence of a right to remain silent, then that
fact is a fact that needs to be taken into account
in the light of the police conduct, the impact on
him.
DAWSON J: If you get an accused who says, "If I had been
cautioned I wouldn't have said anything. I didn't realize that I could've remained silent. I would've wished to have done so, but nevertheless,
what I said was true, but I wouldn't have said it."Now, can that confession be excluded in that
situation under the unfairness discretion?
| MR JAMES: | If that is all it is, I would not have thought it |
would be excluded, particularly - - -
DAWSON J: Well then, what you are saying is reliability may have nothing to do with the matter and it is solely
related to the method which was used to obtain the
confession.
| MR JAMES: | No, Your Honour. | I am saying that if the method |
that is used to obtain the confession is one which
affects reliability - - -
DAWSON J: But it does not in that situation.
| MR JAMES: | It does not in that situation, but I am trying to |
widen the situation, Your Honour, to - - -
| DAWSON J: No, just restrict yourself to that example. | If |
that is right, then you can apply the unfairness
discretion in a situation where reliability is not
an issue.
MR JAMES: Well, the application would be very swift,
Your Honour, and indeed, the New South Wales Full
Court in Azar in that very situation has held that
you do not have to know of your right to remain
silent to exercise your choice to speak or be
silent. In that sense the voluntariness test has
been whittled down. The fairness test, on what Your Honour is putting to me, does not apply, and
| Foster(2) | 2/12/92 |
the only question we are then left with is: what
is forgiveable in police conduct and what is not?
What I am trying to submit is there is a
public policy that the police should treat one
fairly and a public policy that at trial the trial
should be fair, and really in a sense when we are
talking about the fairness discretion, we are doing
that sort of analysis which requires us to look at
what the police did and the effect of what they
did. In some cases what they did may be so serious that the prospect of little or no effect may have
to be the basis of a decision. In other cases if
what they did is otherwise trifling or acceptable,
none the less, if it had a direct impact on the
individual accused then the fairness discretion
would allow rejection.
It is not an easy question for us,
Your Honour, and I appreciate that Your Honour is
asking us to formulate the formula. Reliability
might have a lot to do with the latter of the two
propositions I just put up, but gaining a
conviction on a reliable confession but at too high
a price in terms of the failure to disapprove of
the actions of police, when those actions are
serious -
| DAWSON J: | You are now talking in Bunning v Cross terms. |
MR JAMES: | Yes, I am doing so deliberately, Your Honour. But it depends on what the mode of obtaining and |
| the use to be made of it from that mode of | |
| obtaining is. |
I know I have not satisfied Your Honour and I
find it very difficult, in grappling with this concept, to do so, because the word "fairness"
becomes protean and adopts different characters
depending on how different trial judges use it; so
does the term "fair trial", which is why I had resort to Dietrich as one attempt to define it.
| GAUDRON J: | But that is not right at all. | I mean, it may be |
protean in the sense that some people do not know
exactly what is involved, but if you look to the
probative prejudicial area, for example, just to
limit yourself there, there is no difficulty in
equating fairness of the trial to fairness or
unfairness in that .discretion. The next question
is, if you get another one where it results in
fairness of the trial, or unfairness in the trial,
you have got what I would have thought was a quite
crystal-clear situation. The next question is, is
there then a true discretion, for example, in a
situation where the material is reliable, involves
no risk of a wrong verdict or deprival of a chance
Foster(2) 46 2/12/92 of acquittal, but the statement would not have been
made otherwise. Do we find what really is a separate discretion there where you focus on the
individual?
| MR JAMES: | Your Honour, my answer to that would be yes. |
| GAUDRON J: | And is that a true discretion in the sense that |
one might say, "Well, it really was unfair to the
accused to get the information this way but none
the less I will admit it".
| MR JAMES: | The traditional answer is yes; we would opt for |
no. If the conduct is serious enough for the
judicial officer to categorize it as unfairly
producing the confession, he should reject it or,
at least - and we put the submission in our written
submissions - call on the prosecution for some
justification of it. I am going very far on that but once one starts with the term "fair", if one reaches a conclusion that the modes employed are not to be countenanced as fair in the investigatory
process, one is accepting, of course, that it is
not a game and police are entitled to utilize allmanner of means of obtaining evidence, but once you
draw the line in terms of, "This goes over the
line", then, yes, it mandates in favour of
exclusion.
GAUDRON J: Except that you are talking about something
which goes beyond, presumably, illegality. We are assuming for this purpose that it is legally obtained. We will say not in breach of police instructions, so not to involve any impropriety in
that sense.
| MR JAMES: | Yes, Your Honour. | When the judge says it is |
unfair he is really saying it is improper in a
wider sense than Your Honour is talking about. If
it is that, then there is an argument in favour of
the proposition it should be excluded unless there is some matter to be put to the contrary, such as that he knew what was going on or something of that
order. we do opt for that in the submissions. we put the proposition, as did the Australian Law prosecution should justify the admission.
We turn from fairness to confessions
unlawfully or improperly obtained, which is the
public policy exercise at paragraphs 77 and onwardsand we make the point, in answer to what Your Honour Justice Gaudron put and Your Honour Justice Dawson has put at the bottom of page 41, in the event that this Court concludes that fairness
is limited to issues of reliability, it should make
| Foster(2) | 47 | 2/12/92 |
it clear that it would not be most exceptional to
exclude a confession-on Bunning v Cross principles.
What we are there referring to is that where
there is impropriety or illegality, particularly
serious impropriety or illegality, if the fairness
discretion is intimately concerned with
reliability, then the serious illegality or
impropriety might have to be dealt with under the
Bunning v Cross head.
We point out that the Commonwealth Crimes Act
already contains provision in section 23V(S)
relating to insufficient evidence of compliance
with requirements in relation to tape recording and
the residual discretion arising from a finding:
that in the special circumstance of the case
admission of the evidence would not be
contrary to the ~nterests of justice. ,
We point out that others have opted for other than
this general balancing approach and that, indeed,
in the case of serious crime, kidnapping, wrongful
detention, the use of violent means and so forth
and unlawful arrest, it is necessary to maintain
the integrity of the courts as not being seen to
approve of that conduct, particularly where the
very conduct is embarked upon to procure the
evidence that will itself be tendered at trial;
that is where the State resorts through its
officers to the expectation of an indemnity in
order to go out and procure the very evidence
unlawfully which they will then seek to tender atthe trial and that the courts should not
countenance under the public policy balancing
criteria such an act.
So it may be that there comes a point at which
a line should be drawn and that line has been drawn
elsewhere and where the line is drawn may be a moot point. But if there is serious criminality done for the very purpose of getting the evidence into evidence the Court should not permit that to occur. That is the way we try to describe the
criteria. We also make the submission that it may be much better, as to the so-called discretionary
criteria, to produce a cohesive body of rulesrather than to· leave a balancing test which is said to apply at both ends of the spectrum as well as in the middle. Your Honours, in so far as I have been of assistanc.e, unless there is anything further that I
can put, they are the submissions that we would
make. We accept that this is not easy, from our
| Foster(2) | 48 | 2/12/92 |
viewpoint, because of the complications at first
instance and on appeal. The concepts are difficult to apply. The trial judges appear to be having difficulty applying them. In those circumstances
we invite the Court to consider whether or not a
precise articulation of them could lead to the
avoidance of such problems as have been experienced
at first instance, in this case, and on appeal.
BRENNAN J: There is only one question I would like to ask
you first and that is in relation to voluntariness and your offering for consideration the Law Reform Commission's suggestions in your paragraph 71.
They seem to focus more on the conduct of the
interrogator than on the state of mind of the
confessionalist.
| MR JAMES: | Yes, Your Honour. |
| BRENNAN J: | Is that a proposition which you wish to advance? |
MR JAMES: Traditional voluntariness focused on those
matters which might affect the state of mind of the
confessionalist because of the onus. That is to
say, certain kinds of threats and promises, the
confessionalist did not have to give any evidence
because if you said, "Unless you confess I am going
to beat you up", the normal presumption that a
reasonable man might accede to that threat would
carry the day.
BRENNAN J: Yes, I appreciate that. All I want to know is
whether or not you wish to endorse the approach
which focuses on the conduct of the interrogator
rather than on the state of mind of the
confessionalist?
| MR JAMES: | Under the voluntariness head, no, Your Honour, we |
would go to the state of mind of the
confessionalist. That does not mean that we would
distract from the conduct of the interrogator on the other criteria.
| BRENNAN J: | I appreciate that. |
MASON CJ: Yes, thank you, Mr James. Mr Solicitor?
| MR MASON: | Did Your Honours receive copies of our outline of |
submissions?
MASON CJ: Yes, we have.
MR MASON: | Your Honours, what my learned friend has just said has gone a long.way to retrieving, in our |
| submission, the clarity of the law which he would otherwise, in our respectful submission, cloud. | |
| The concepts of voluntariness, the public policy |
| Foster(2) | 49 | 2/12/92 |
rule, and the fairness rule, are really protecting
separate interests, and whilst the facts relevant
to each may overlap, it is important, in our
submission, that the ~ltimate goal of the judicial
function with respect to each of the three
exclusionary bases be kept in mind. Otherwise the
whole thing colla9ses into a morass of subjective
discretion on the part of the trial judge.
With respect to voluntariness, the ultimate search is in part for a factor that will exclude
evidence from going to the jui;y, hence the
obligation on the Crown to satisfy the judge of the
voluntariness, and the test must, in oursubmission, always be subjective to the
confessionalist. But it must also have regard to notions of the externality of a relevant pressure.
A confessionalist who for reasons best known to
himself or herself wants to confess out of what may
be a very compelling self-imposed sense of
obligation should not by some rule 0f law be
impeded from doing that, and without in any way
wanting to reduce the onus or the need for the
court to be satisfied, the search is ultimately for
whether there was some external pressure which,
operating on the particular confessionalist, meant
that the confession as a means of evidence, because
after all that is all it is, is robbed of the
probative value which it must have before it can go
to the jury.
In relation to voluntariness, questions of
lawfulness are misleading. A threat obviously can
be critical to negate voluntariness, and again I am
eliding over the onus, but it may be entirely
irrelevant. The accused person and, indeed, the police may be ignorant of the factor that creates a
situation of unlawfulness in a particular arrest
situation, and that cannot, in our submission,
ultimately bear upon the voluntariness of the
confession. Your Honours, may I just briefly go to the factual context in which this case will ultimately
have to be decided and ask Your Honours to turn to
the supplementary appeal book, page 126. What is
there is Detective Sergeant Liversidge's statement
at committal which became exhibit A on the
voir dire, the one where there were live witness
called, the second one, and it is admitted at
page 17 of the original appeal books.
The relevant time frame is that, as he says on page 126, he and others got to Wallaga Lake at
about 12.30 pm. We know from page 285 of the appeal book that they were there for about 15
minutes. We know that the distance from Wallaga
Foster(2) 50 2/12/92 Lake to the police station at Narooma was about
30 minutes, pages 382 and 385, and we know that it
was at about 2.15 that the written confession was
presented to Senior Constable Mulhall who went
through what one might call the independent check
list of voluntariness.
His evidence is at page 406. It was shortly
after that that this young man was charged. So in paragraph 2 of the statement at 126 is the events
at Wallaga Lake, including the material from about
line 20 to line 30 that go to explain, but not to
justify, the decision to bring Mr Foster back away
from Wallaga Lake. I will come back to that later,
at line 8, then there is a denial at
if I may. At 127 there is the interrogation at the caution
police station in the presence of a Liversidge and
line 11. The very fact that there were denials, we
would rely upon as indicating that the mere fact of
custody did not create an overbearing of the will
of this particular accused person.
He was asked questions about where he lived
and who else lived there. The purpose of that appears about line 18, going to the question of, in
effect, an alibi issue that was perceived perhaps
as likely to arise. Then at line 24 there is, in
effect, the accusation:
I have been informed that you were one of the
persons responsible for setting fire to the
Narooma High School. .... What do you say ..... "I
wouldn't burn the school down. It just wrecks
the kids education." ..... "! have been informed
that the reason you burnt the school down was
because you were involved in a fight" - And at line 32, he says he was home.
And then he
was asked questions about the incident the
preceding Friday where there was a fight and there was, on his version of events, he and a number of other Aboriginal young men were picked on and yet
it was the Aboriginal men who ended up being locked
up for offensive behaviour. That goes over to 128,
line 10. Then it is put to him at line 11 about,
in effect, motive, which he denies again. Then at 14: Both Kieron McLeod and Tim Parsons say that you were with them when you burnt the school
down. And also your brother Warren was with
you." ..... "They wouldn't deb me in."
Then he is shown the statement by McLeod. He is then cautioned again at line 17 or 18. He is then shown the statement and, Your Honours, that
| Foster(2) | 51 | 2/12/92 |
statement is at the beginning of appeal book 1. It
is quite a short statement. In the course ofreading it himself he makes a comment:
"Warren didn't do it. He stayed in the car." "Is what's in that statement true?" "Yes, but Warren had nothing to do with it."
He was then asked, in effect, follow-up questions
relating to that. At 9.35 he was shown the
statement by Parsons. Again, he was cautioned at
line 36. He appeared to read it. As~ed was there
anything he wished to say in relation to that he
said "No". He was then asked a question about "Chook" who was referred to in that statement and
he identified that as a woman called Desiree
Parsons, I think her name was. She was called as a witness in the trial. Then he was cautioned again
at line 11, and then at line 15 the written
statement was typed up at the defendant's
dictation. He was then asked: "Well that's what happened." ..... Will you sign
your statement?"
Then he was asked to fill out in his own
handwriting the follow-up questions that appear at
the bottom of the statement which is at page 1 of
the appeal book. Then Senior Constable Mulhallcomes in at the bottom of page 129 and he asked
further questions. Mulhall was not called in the
voir dire on the voluntariness issue.
Your Honours, the question was asked earlier:
how did it happen that the discretion argument
preceded the voluntariness argument.
In our submission, it was done partly for
reasons of mutual convenience that the witnesses
who were wanted to be called were not there at that
stage and it was, we suggest, perceived to be convenient to the appellant that he not enter the
,.;box at that stage.
Reliability was never an issue, at no stage in relation to voiuntariness or discretion with
respect to the confession, with this exception:
there was the material about the threats to bash
the witness which really was the whole heart and
sole of the voluntariness case that was run and,
without in any sense mistaking the onus, that was
rejected by the judge for reasons which have not
really been challenged here or in the Court ofCriminal Appeal. As my learned friend pointed
out - I think it was· Your Honour Justice Deane, at
page 6 of the appeal book, the court was told there
Foster(2) 52 2/12/92 was no dispute as to the relevant facts concerning
the fairness discretion.
TOOHEY J: We were told, Mr Solicitor, I thought, by
Mr James, that that meant that there was no dispute
as to the facts but that the facts themselves were
to be found in the committal material, but that in
that material there might well be some dispute
between the witnesses.
MR MASON: Well, clearly there was an issue as to whether
that material established that the arrest was
wrongful and, indeed, it did. The evidence that was given in the second voir dire about the purpose
of the arrest was quite consistent with the
evidence given at committal that the arrest was for
questioning.
| BRENNAN J: | The difference was that on the second voir dire |
it was solely for questioning.
| MR MASON: | I believe it was to that effect also in the |
committal; I may be wrong.
BRENNAN J: If so, His Honour seems to have misunderstood
it.
| MR MASON: | Yes. | I accept that. | I think the material |
relevant to the purpose of the arrest at the
committal is in the supplementary appeal book at
page 31 near the top and 87, lines 22 to 35. I think that is the principal material there. Your Honours, turning if I may to the written
submissions in relation to voluntariness - and I
certainly will not go through all of them - the
invitation by my learned friend to, in effect,
start afresh and for this Court to endeavour to
formulate principles that are well established in a
number of existing cases has not been made good in
the sense that my friend has not advanced any persuasive reason why the principles need
reformulation or why a reformulation would
establish them in any clearer way than they are.
It is inevitable that one gets drawn into
almost metaphysical notions about free will and why
people confess and why they are moved to do things
and yet this must remain, in our respectful
submission, a workable rule that trial judges can
operate in respect of the admissibility of
evidence.
| DAWSON J: | Mr Solicitor, why _are confessions not shown to be |
voluntary excluded from evidence?
Foster(2) 53 2/12/92
MR MASON: Historically, it appeared that reliability was
the reason why they were excluded. But later cases, and I think in Cleland's case - I think in
Justice Deane's judgment in MacPherson and I think
in Your Honour's judgment in Cleland, it is pointed
out that a second reason entered, namely a
revulsion at the use of the evidence when it had
been obtained, for example, under torture, that it
was a conviction obtained at too high a price.
So, in that sense, there is some of the material that triggers off the discretionary exclusion under the Bunning v Cross principle that
comes in. That having been acknowledged, the
voluntariness rule has - and we submit properly -
hardened into a rule which is a Crown threshold to
get material before the jury, which material again
can be challenged. That may be of some relevance
to the Court's decision whether to accede to my
friend's invitation to reformulate the test.
In the present case, at pages 542 to 545, and
559 and 560, are the directions to the jury in
relation to the confessional material. All of the
grounds for attacking the confession, except
perhaps the fact that it was obtained following anunlawful arrest, were agitated before the jury when
the police officers were called before the jury to
prove the confession.
His Honour gave very strong directions to the jury that the confession was the heart and soul of,
in effect, the case against this and the other
accused persons and if the jury were left in any
reasonable doubt about the propriety of theconfessions - it really was put as broadly as
.~:./r. that - they were to chuck them out.
DAWSON J: Is that what the trial judge should tell the jury
or should he tell them it merely goes to the . weight? ,
| MR MASON: | When re speaks at 543 line 10 about: |
improper, unacceptable threats of violence -
and when he speaks about, at page 545 line 15, a: confessional document was obtained by most
unfair and improper means -
it is verging on an invitation to the jury to
discipline the Crown.
DAWSON J: That is quite wrong, is it not?
MR MASON: Yes .
Foster(2) 54 2/12/92
DAWSON J: Because once the evidence is admitted then these
considerations really only go to weight. I mean, the jury may give it no weight for that reason. It cannot exclude it from the evidence.
| MR MASON: | No. | But I am saying that the directions here |
were very generous to the accused.
DAWSON J: Yes.
| MR MASON: | But a proper direction still provides a relevant |
and, as it were, defence mechanism, or second line
of defence as it were, because the jury will haveto be themselves satisfied that the confession was
reliable in every sense of the word before they can
act upon it, and they were clearly directed here.
| DEANE J: | Mr Solicitor, I think the passage you had in mind |
about torture was in the judgment of
Justices Stephen and Aickin in Bunning v Cross,
quoting Vice-Chancellor Knight Bruce in Pearse
v Pearse.
| MR MASON: | Yes, thank you. There is a case called |
Featherall or some name like that, in the mid-19th century.
Your Honours, in paragraph 1 we endeavoured to
summarize a number of reasons why the rule about
voluntariness should remain, and remain
conceptually distinct from the other rules. It is
perhaps also relevant to note that voluntariness is
given an extended statutory meaning in New South
Wales and elsewhere, section 410, extending it to
statements induced by promises or misleading
representations. That is discussed in Connor's
case, the citation of which is at paragraph 7 of
our outline. But since voluntariness is given this
extended meaning there is all the more difficulty,
in our submission, with descending into the
metaphysical revision that my learned friend is inviting the Court to do with respect to this
Court's role in voluntariness.
The only other other point I would wish to add
to the factors in paragraph 1 of the outline is the
one which emerged in discussion this morning, that
the wrongfulness of an arrest may have no bearing
at all on the mind of the confessionalist, because
he or she like the police may be quite ignorant of
the relevant facts.
In paragraph 2 we put the submission that
Australian law has quite clearly accepted the
principle that the mere fact that a confession
follows an arrest, or is the result of an
appropriate level of cross-examination, does not
| Foster(2) | 55 | 2/12/92 |
render it inadmissible. And my learned friend said, "Well, this ~ase wis special because of the
removal, the separation from the community". With
respect( that is common to any arrest. I am not saying that it was unlawful, but on the voluntariness notion there is nothing peculiar or
special about the circumstances of this situation.
came about; that the will of the
But it is inappropriate to generalize. Here the confession
appellant remained quite firm and what caused him
to change was the confrontation with the statements
of the other two people.
If that is a proper course, and we submit it
is, then the finding that His Honour made that this
was the cause is highly probative in establishing
that there was no involuntariness in this
situation.
Your Honours, in paragraph 5 of the outline we
seek to adopt, with respect, the appropriate
standard 0f cross-examination being that which is
not sustained or undue insistence or pressure and,with respect, there was no sustained or undue
insistence or pressure in the present case. We have referred the Court to some authority about the
appropriate use of other statements.
There were none of the difficulties in this
case that there were in cases such as Driscoll
about the other statement being used against this
person. There is no complaint made about that
matter and here, of course, there was a written
confession whose reliability is not ultimately in
issue, and it was that which convicted the
8~pellant if he was properly convicted.
Your Honours may find it relevant to know what
the commissio~er's instructions are in New South Wales with respec~ to showing a suspect another
person's statement, and could I give the Court a
copy of those instructions.
'
DEANE J: I do not quite follow what you said about the
reliability was not ultimately in issue.
MR MASON: Because the reliability was fought on the basis
of the threats. That was clearly found against the
appellant on the basis of the judge's observation
of the witnesses.DEANE J: I follow that, but the reliability of the confession must have-remained in issue here - he
pleaded not guilty - surely.
Foster(2) 56 2/12/92
| MR MASON: | When I mean reliability I am speaking in terms of |
the reliability as a factor going to admissibility.
DEANE J: Well, the judge did not treat it as a self-evident
case in that he treated it as a real issue and
resolved it in favour of the Crown.
| MR MASON: | Yes. |
DEANE J: Well now, why then are we not directly in McKinney
territory in a situation where the disadvantage to
the accused has been brought about by illegality on
the part of the police?
| MR MASON: | Are you now speaking in the Bunning v Cross area |
rather than involuntariness?
| DEANE J: | I am speaking now in the unfairness to the accused |
area in that the Court has recognized the great
disadvantage in which an accused is placed when he
is held in police protection in terms of a
confessional statement. Now, where you add to the McKinney factor the fact that the arrest was
deliberately and illegally made to put him in that
situation, have you not got the case, par
excellence, of unfairness to the accused?
| MR MASON: | As to "deliberately", can I come back to it, |
because it was not quite as deliberate as
Your Honour has suggested?
| DEANE J: | No, I have deliberately put it at its highest |
against you.
| MR MASON: | As to unfairness, in my submission, it is |
important to keep quite separate the Bunning v
Cross notion, which includes impropriety as well as
illegality, from unfairness in the sense that it
will bring about ~n unfair trial in that the person
is disadvantaged at the trial by, primarily,
reliability factors but not public policy factors. If the confession was brought about by the factors that Your Honour has put to me - perhaps
can I go back. In McKinney's case the Court
certainly acknowledged the vulnerability of a
person in police custody but, as I read the
majority judgment, it was translated into a rule
that was directed at reliability because the Court
was saying, "Unless you have a taped confession the
jury need to be given a special direction as to how
they go about satisfying themselves that this
person was not verballed".
| DEANE J: | I do not think the point I was trying to put to |
you has come over, and that is: the basis of
McKinney was that because a person is perfectly
| Foster(2) | 57 | 2/12/92 |
legally being held in an environment where the
po1ice control the environment, where all but the
police are excluded, he or she is at a great
disadvantage when the issue of what happened in
relation to a confession arises for detennination
at the trial. ,
| MR MASON: | Yes. |
| DEANE J: | Now, once you get that acknowledged, if that |
position is brought about by illegality on the part
of the police directed towards having the person in
custody in those circumstances so he can bequestioned, why, as I put to you, have you not got
the case of unfairness to the accused parexcellence?
| MR MASON: | Well, you may be well on the way to getting a |
favourable exercise of the Bunning v Cross
discretion but you do not have any problem with
unfairness. On the facts of this case, because allof the material which my learned friend relies upon
here was uncontested fact.
DEANE J: But you are still missing the point.
| MR MASON: | I am sorry, Your Honour. |
| DEANE J: | Why can this accused not stand up and say, "Look, |
there is a dispute between us about what happened;
I say I didn't confess, they say I did. I'm at
this tremendous disadvantage because I can't have
any witnesses; they've wheeled in three police
witnesses. And the reason I'm at this disadvantage
on my trial is that this position was brought about
by deliberate calculated police illegality".
Surely that goes to fairness.
MR MASON: Well, the disadvantage, the particular focus of
the disadvantage in the way the case continued to
be fought before the jury was whether he was ·· threatened with a beating vr not, because the other
factors which are really the ones my friend has
relied upon today are patent in the.undisputed
facts of the situation.
To elevate the rule the way Your Honour has
put, with respect, runs the risk that the rule
becomes exclusively or unduly focused upon
disciplining the police and the Bunning v Cross
discretion -
DEANE J: Well, I did not mean to convey that. What I meant
to convey is that it is relevant to fairness if the
position of disadvantage has been brought about by
a -each of his legal rights.
2/12/92
| · Foster(2) | 58 |
MR MASON: Well, I am not, with respect, sure that I would
agree with that. A person can be beaten whether in lawful or unlawful custody and the proof of the
fact of whether or not he was beaten, or any other
factors going to the voluntariness of theconfession is, strictly speaking, not affected by
that. But where the factors Your Honour has put to
me are definitely relevant, is whether the court
should, accepting that the confession was made,
nevertheless reject it, because that is the properway of disciplining the police.
To take that into account, as it were, in
proving the thing, is really to speculate and -
| DEANE J: | If there were no dispute about the reliability of |
the confession, I do not think I would have any
quarrel with you, with what you are putting. But
it is in a context where the question of unfairness
goes to the dispute about reliability that the
problem seems to me to arise in this case.
| MR MASON: | The question then arises whether, in resolving |
that dispute and the factual and discretionary
factors which turn upon it, the court should hold
against the police the fact that they brought about
an unlawful situation. ·
| DEANE J: | No, not against the police, but in the balance of working out fairness or unfairness to the accused. | |
| MR MASON: | I would submit that that does not bear upon the evidentiary issue although it definitely bears upon | |
| disproof of the allegations of threats were, in my | ||
| submission, not affected by the lawfulness or | ||
| ||
| that were relied upon for the Bunning v Cross | ||
|
Your Honours, paragraph 7 of our outline I
think can go away because, as I understood my
friend this morning, he is not seeking to have
Connors reconsidered in this appeal. In relation
to the public interest discretion, the Bunning v
Cross principle which we take up at page 4 of the
outline, something was said this morning - perhaps
it was this afternoon - about whether it is truly a
discretion. In one sense it is not in that if the judicial mind at the end of the day is persuaded
that the balance is in favour of rejection then
that must follow.
But it is nevertheless appropriately called a
discretion because one is really balancing two
| Foster(2) | 59 | 2/12/92 |
imponderables: the public interest in br~nging to
book people who have committed particularly serious
crimes and the public interest in ensuring that
convictions are not obtained at too high a price.
There is really no rational way in which those two
can be put, one against the other. Hence it is appropriate to speak of it as a discretion.
DAWSON J: But it is really another sort of discretion in
relation to the fairness rule? It is not really a
discretion when you are speaking about the fairness
rule, I take it?
MR MASON: No, the fairness may be different. But different also is the discretion to which mention was made
this aftP.rnoon about prejudicial evidence. At
paragraph 16 of our outline, the reference to two
cases, and perhaps I could just go to one of them:
Scott, in the Privy Council, (1989) AC 1242, at
pages 1256 and 1257. There, in the speech of
Lord Griffiths, about the middle of 1256 over to
1257C, His Lordship - if I could endeavour to
paraphrase it - is saying that when the prejudicial
effect discretion is exercised you are really
dealing with evidence that is probative but it has
got somP-thing added in it that would not normally
go to a jury, such as evidence cf propensity which
the law is normally concerned to exclude.
MASON CJ:
Can you give us some indication where this is in the judgment, because I have the Weekly Law
Reports? MR MASON: Right. It is about six pages in in the Appeal
Cases, after the paragraph:
- Two recent cases in the House of Lords
Reg v Selvey and Reg v Sang -
MASON CJ: Yes, and that is on line 30. ..
MR MASON: Then about..:.·half a page on from that, the phrase "prejudicial effect". It is that paragraph and the
one that follows that I am referring to. 30 what His Lordship is saying, in effect, is that the
discretion that is exercised in that coutext is one
where there is admissible evidence but it contains
inevitably some material that would normally be
inadmissible and the court has the discretion to
exclude it if the prejudicial material outweighs
the other.
But in the next paragraph, commencing "In the
case of Barnes" et cetera, His Lordship in effect
says, "Well, you don;t exclude evidence of a person
holding a smoking gun over a body because it's
prejudicial. The mere fact that it's prejudicial
Foster(2) 60 MR MASON, QC 2/12/92 is not itself a ground of exclusion". That is,
perhaps, a truer form of discretion and while the
end result is the same, the evidence goes, it is
perhaps different to the discretions that we are
talking about in this case.
Your Honours, paragraph 9 of our outline, I
really do not wish to develop at all there. The question of intent has been held to be relevant for
the reasons that are set out at the bottom ofpage 5 of our outline of submissions: good faith or
not and, in the present case, the relevant material
is summarized at paragraph 13 of the outline.
There was a reason for Liversidge wanting to bring the appellant back from Wallaga Lake that
does not bear all of the sinister overtones that my
friend's submission put it. Liversidge was
concerned that the situation was getting out of
hand because other people were saying, "Arrest me
too", and because of earlier incidents. He denied
that his purpose was to isolate the appellant but,more importantly, he was unchallenged in his stated
but obviously mistaken belief that it was
permissible to arrest for this purpose. And the other senior officer present at the time, Llewellyn, was not even asked about this. So it was not put to the police officers concerned that
this was a cynical exercise in which they - - -
| GAUDRON J: | They knew, of course, the instructions, though; |
you have just handed us instructions in which that
is made quite clear. One presumes that these instructions go to the police officers.
| MR MASON: | Yes. Well, one assumes that police officers are |
briefed about Williams' case.
GAUDRON J: But the instructions are clear. And they were
the instructions at the time? You handed them up
just a little while ago.
| MR MASON: | I do not know whether it was at the time, but if |
Your Honour wished I could investigate that and
give the Court a note if Your Honour thought it was
a relevant matter. At page 34 of volume I there
was some cross-examination of Liversidge abouthis - he was then really being questioned I think
not so much about the wrongfulness of the arrest
itself but other aspects of the interrogation which
were in issue. I do not submit other - this is a very gross form of negligence; I would accept that.
GAUDRON J: Is it? Negligence is not a concept in this
area, is it? It might be ignorance but it is not
negligence.
| Foster(2) | 61 | 2/12/92 |
MR MASON~ No, it is the sort of thing I accept that every
'police otficer should know~ - -
| GAUDRON J: Would ordinarily know. | We would ordinarily |
assume that a police officer would know this.
| MR MASON: | Yes. |
GAUDRON J: More particularly, would you not, if a police
officer was stationed in an area where he was
likely to come into contact with the Aboriginal
community.
| MR ¥.iASON: | I am not sure what bearing that has to the |
Christie v Leachinsky point.
GAUDRON J: Well, in this respect. There has of recent
times been considerable publicity through the
medium of the Royal Commission Into Black Deaths in
Custody, into the rather unsatisfactory nature of
the relationships between police forces and
Aboriginal people.
| MR MASON: | Yes, yes. |
GAUDRON J: Is that also a fact that we could take into
account in this area? It is an Aboriginal
defendant being taken away from his own community.
MR MASON: In my submission, no.
GAUDRON J: In circumstances where his community objects to
his being taken. He objects to his being taken. That much is clear.
| MR MASON: | It was raised in the voluntariness context where |
Mr Foster, in his own evidence, spoke about his own
fear based upon deaths in custody as a motivating
force in the confession. But if Your Honour is
puttin~ to me that in the exercise of the Bunning v Cross discretion does one establish a separate rule for wro~gful arrest of Aboriginal suspects to - - -
GAUDRON J: What I am sugges~ing is that i~ might weil be
that the fears and apprehensions, thus the
voluntariness aspect and the fairness aspect, may
take on a different complexion in a situation where
you are taking a young Aboriginal out of his own
community and you are doing it in circumstances
which are illegal and which you would expect that
the police officer would know to be illegal.
MR MASON: With respect, I cannot accept that the law can properly countenance-two standards in relation to
the Bunning v Cross cµscretion, with respect to
adult Aboriginal people.
F'oster(2) 62 2/12/92
| GAUDRON J: | Twenty one. |
MR MASON: Twenty one. Living - - -
| GAUDRON J: | Young. | A young person. |
| MR MASON: | Young, yes, but 21, adult, living not in a - - - |
GAUDRON J: On a mission, it says. What is described as a
mission.
| MR MASON: | He was soundly criticized for using that |
expression. But it is not necessarily a very
remote area. This is a long distance from the sort
of factors that create the Anunga rules in the
Northern Territory, in my submission. The danger is that one is creating two classes of people, with
a generalization based upon some racial
predisposition.
GAUDRON J: That is one way of putting it. The other is
that there may be a special vulnerability because
of the circumstances. A special fear, special subjective features going both to fairness and voluntariness.
MR MASON: | But if voluntariness is assumed as, at this stage the judge was asked to assume it, then in my |
| submission the fact that this was a wrongful arrest | |
| of an Aboriginal person, rather than the wrongful arrest of another person, should not deserve any | |
| special weighing in the scales of the discretion. |
Any arrest involves, of necessity, the
isolation and removal of a person from the support
system of community. It may be that a wrongful arrest is in a different nature to other forms of
illegality in the weight that the court gives
against it in the exercise of the Bunning_v Cross discretion. I would accept that, but not any special weighting in Bunning v Cross for Aboriginal
people.
The first time the trial judge saw Mr Foster
as a witness was at the second voir dire, where
voluntariness alone was in issue, but at that stage
His Honour had the opportunity to see the witness,
a particular person.
Your Honours, as to unfairness, our submission
is that the focus of attention is exclusively upon the fairness of the trial process, and that whilst impropriety as well as illegality goes into the
Bunning v Cross balance, an impropriety that
results in no lack of reliability cannot create an
unfairness factor with reference to the fairness
discretion. At the bottom of page 6 we would
| Foster(2) | 63 | 2/12/92 |
respectfully adopt as the appropriate test of
unfairness is not whether the accused was treated
unfairly, but whether the reception of theconfession would be unfair to him, which is looking
at the process.
The only remaining thing I would wish to do in
connection with unfairness is to refer Your Honours
to a passage in Lee's case, 82 CLR. The particular
passage is at pages 151 and 152. In the judgment
of the Court, the Court is dealing with the
discretion factor and with reference to "improper"
or "unfair" methods, Their Honours, at the bottom
of page 151 say:
In the first place, it is said that it
will be unfair to allow the evidence to be
used if there is "some ground for thinking
that the improper conduct of the police may
have resulted in the accused failing to do
justice to his real position."
This really is what my learned friend was, in fact,
suggesting to the Court. He was saying, as I understood him, that if something is said which
leads to your conviction that would not otherwise
have been said, then it is arguably unfair.
The expression "do justice to his real
position" seems to be taken from the judgment
of Davidson J -
and then there is reference to quotations -
No satisfactory meaning, in our opinion, can
be attached to the words "his real position"
and there is a highly rtangerous ambiguity about them. His real position~ one would
suppose, is to be assumed to be the position
which he takes up at the trial, which may be a position·far removed from the truth, and which may be unknown to the judge at the stage of the trial at which evidence.of the statement is ter.dered. The learned judges did not, of course, mean that it was enough to exclude the evidence that there should be ground for thinking that the accused had had insufficient
opportunity to invent plausible falsehoods.This is made plain by the example taken of a case where the accused has been "badgered into
apparent contradictions or trapped orsurprised into making some ambiguous comment
which is suggestive of guilt". But anotherexample taken is the case of "an untrue
statement which· he believes to be wholly orpartly exculpatory but ~hich in fact goes to
establish some part of the Crown's case or is
Foster(2) 64 2/12/92 inconsistent with the defence set up at the
trial, eg, an alibitt. The selection of this as an illustration suffices to show how
dangerous the test laid down could be. In so on whether a statement should be admitted, far as it suggests that the judge, in ruling
should consider whether it is true or false, it cannot, in our opinion, be supported. It
cannot be that the exclusion of a ttstatementtt
from evidence is to depend on whether or not
it is prejudicial to the defence set up at the
trial.
Now, Your Honours, in one sense in those final
words of the passage I have just read there is its
own, perhaps, ambiguity, because unfairness, as I
have submitted, looks at unfairness in the trial
situation itself, but what the passage as a whole
is saying is that something is not unfair simply
because it leads to a conviction, or turns out to
be inconsistent with the tactical position very
properly taken, or sought to be taken by an accusedperson at a trial. In our submission, the only
role for that sort of unfairness is in the context
of the Bunning v Cross discretion, where the
factors such as the seriousness of the crime, themotive of the police, the extent of the
indiscretion or illegality come into a proper
balance in that context.
Your Honours, reference is made in our submissions to an article by William J. Stuntz
called The American Exclusionary Rule and
Defendants' Changing Rights. Can I give the Court
copies of that article. And while it has not been copied, may I simply draw the Court's attention to the fact that the New Zealand Law Commission has in
September of this year published a paper, Criminal
Evidence Police Questioning, which contains a review of the law and suggestions for its reform.
They have followed the Australian Law Reform
Commission in suggesting that the onus should be
reversed, should be put on the Crown in the
Bunning v Cross situation. We, of course, submit
that the present law is clear and should remain
clear, and this is not a proper case for a judicial
reform of that rule, but there is a useful
discussion of that and other matters in the report.
MASON CJ: Thank you, Mr Solicitor. Can I just ask the
Solicitor a question, Mr James, before you begin?
Can we borrow that report from you? We are not
sure that we have it. in the library, and we can
have copies made of the relevant parts.
| MR MASON: | Yes. |
| Foster(2) | 65 | 2/12/92 |
MASON CJ: Thank you, - Yes, Mr James. MR JAMES:
Very shortly, Your Honours, of course the statement of Detective Liversidge was not the only
material, even on the_first voir dire, and even in that statement, and my learned friend took the in the interrogation, but unfortunately the
attitude of the accused was, to a certain extent, exemplified when he said, and this was in terms of whether he should put more in his confession, he asked the police did they want him to put more in by saying at page 129, "What else do you want me to say?", which raised that very question that I had averted to earlier. And of course, His Honour did not expressly reject the threats, although that
has been said consistently in the Crown case.If His Honour was rejecting the making of
threats as serious as that, then one would expect more than one receives in the judgment, simply _by
being a choice couched in terms of causation.
It was put that there was no question of
reliability which arose on voluntariness or on
discretion, but the whole question of
unreliability, that is..,to say untruth, that the
confession could not be depended upon for the truth
of its contents at trial, underlay both voir dires
and the trial. And the question that arose was whether the modes of interrogation were likely to
produce unreliability and that was directly
relevant to the first voir dire and that is why
there was reliance on the evidence of the policeofficers.
As to that, and as to the question of the
ignorance of the police officers of Williams' case,
and their intent to carry out the function in
Williams' case, there is a passage commencing at
page 34 of the transcript in which it is put to the police officer, Detective Liversidge, that he had
been lectured on Williams' case and the surrounding
matters at a lecture at Miranda - - -
MASON CJ: It was only a meeting!
MR JAMES: Well, he had said earlier - used the word
"lecture". It was then put by him that it was only a meeting and he then, at page 35, was asked what
he understood from Williams' case; answer:
Q. Yes? A. Is that once a person's in
custody - -
WITNESS STOOD DOWN
Foster(2) 66 2/12/92 SHORT ADJOURNMENT
And then at page 36:
Q. Your understanding Detective Liversidge is
that it is proper that a person may be
detained for the purpose of questioning, is
that so? A. Yes. Q. A person may be as it were picked up and brought to a police station and then
questioned? A. Yes.
Q. Without any intention of charging him? A. Yes. Q. That's your understanding that's proper to
do? A. Yes.
Q. And also your understanding is that he may be interviewed for a reasonable amount of
time? A. Yes.
Q. Upon which you may then charge him or let him go? A. That's right.
Q. When you received that information,
whether it is described as a lecture or
otherwise, that was done at Miranda, was it
also done in the presence of y~ur fellow
officers, that is to say Llewellyn, Shiels and
so on? A. I can't remember if they were present, they may have been, it was done at
Miranda.
That was, apparently, a discussion by the
Police Prosecuting Advisory Branch of the effect of
Williams' case for the general edification of the
New South Wales Police. If what we are dealing
with is a matter of the individual ignorance it is
express the effect of Williams' case in those one thing; if there is a calculated policy to terms, then the public policy consideration
receives much greater impact.Your Honours, those remarks are made in
relation to what is put at the bottom of page 5 of
my learned friend's submission as to the presenceor absence of bad faith of the relevant official
and the top of page 6. We are not simply dealing with the matter of promoting ignorance. As to the matter raised by His Honour
Justice Deane, of course the fact of taking him
into custody and the fact of taking him into
de facto isolation, whether the police officer
intended by taking him to a police office away from
| Foster(2) | 67 | 2/12/92 |
his family and relatives to be isolation, clearly put him at a disadvantage on the very question of
whether the threats were made, both on the voir
dire and at the trial, and, in that sense, had an
effect on both reliability and the ability of the
accused to put his account.
They are, Your Honours, really, the only matters that I would put in response to what has
been put by my learned friend and, really, it is
our submission in closing that the very matters to
which he has drawn attention illustrate that the
questions of what is voluntariness, what is its
proper ambit; what is fairness, what is its proper
ambit; and the proper role of the public policy
considerations, have not been clearly determined.
Unless I can assist the Court further, they are the submissions in reply.
BRENNAN
J: What do you say the appropriate order would be if it would seem that the principles which govern the exercise of the discretion have not been
applied?
MR JAMES: In this case, Your Honour, since he has served his term of imprisonment, and since it would be in
the individual impact of the c~se upon him, it isvery hard to send it back for retrial in those
circumstances. I am thinking of the principles in such cases as Director of Public Prosecutions
(Nauru) v Fowler, and Cheatley and so forth. We would submit the Court would not send it back for a
retrial on the facts as a matter of discretion.
But, it of course would be open to the court
looking at the evidence to draw the conclusions
that it felt it could. The question of discretion
would only arise if the court felt it could not
draw appropriate conclusions. On the question of
voluntariness the court would have to look at theevidence to see whether it was reasonably open to be satisfied bearing in mind the onus on the Crown if the confession was voluntary.
On the question of public policy, the whole of the material is there.
Who better to weigh the
questions of public policy and give guide as to how
the questions of public policy should be applied
both in the instant case and generally than thisCourt? On the question of fairness, the impact on him
and at his trial can be weighed in the light of the
evidence at the trial, and it can be seen that the
very matters were asserted at trial. Indeed, on
one view of it, if it is proper to leave to the
jury directions in the form in which they were
Foster(2) 68 2/12/92 left, at least that was in error bearing in mind
tl'}at iJ would only also be proper to direct the
jury that the arrest was, as .a matter of law,
unlawful, and the interrogation unlawful. How could the jury express its disapproval without being accorded that information as well if it is
ever proper to leaveato a jury that question?
But it is all there, in our submission, and
the Court could act on it.
| DEANE J: | Of course, it would in that context if that were |
reached,· be relevant to t~e appropriate order that
the trial judge had indicated that without the
confessional statement there would have been nocase.
| MR JAMES: | Yes, Your Honour, and not only no case that he |
did it, but it should be remembered that on his own
view he would have directed a verdict in favour of
the accused, even on the question of whether the
fire was deliberately lit without the confessional
statement.
This is really one of that quite rare category of case where the confessional statement not. only
proves the inculpation, but also the crime, and is
essential for both. In one sense, and in those
circumstances, the Briginshaw test in terms of thetrial judge's function concerning voluntariness
becomes very important, and also on the exercise of
discretion, at least on the fairness discretion.
| MASON CJ: | Thank you, Mr James. | The Court will consider its |
decision in this matter.
AT 4.09 PM THE MATTER WAS ADJOURNED SINE DIE
:,
| Foster(2) | .69 | 2/12/92 |
Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
Legal Concepts
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Appeal
-
Charge
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Procedural Fairness
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Sentencing
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