Financial Institutions (Territory Supervisory Authority) Regulations 1992, No 29* (NT)

NORTHERN TERRITORY OF AUSTRALIA

FINANCIAL INSTITUTIONS (TERRITORY SUPERVISORY AUTHORITY) REGULATIONS

As in force at 30 June 1992

Table of provisions [if supportFields]><span style='mso-element:field-begin'></span><span style='mso-spacerun:yes'>&#160;</span>TOC \o &#34;1-9&#34; <span style='mso-element: field-separator'></span><![endif] — Citation2 — Registration of financial interestsENDNOTES NORTHERN TERRITORY OF AUSTRALIA

NORTHERN TERRITORY OF AUSTRALIA

This reprint shows the Regulations as in force at 30 June 1992.  Any amendments that commence after that date are not included.

FINANCIAL INSTITUTIONS (TERRITORY SUPERVISORY AUTHORITY) REGULATIONS

Regulations under the Financial Institutions (Territory Supervisory Authority) Act

1Citation

These Regulations may be cited as the Financial Institutions (Territory Supervisory Authority) Regulations.

2Registration of financial interests

• (1)

  For the purposes of section 22(3)(b) of the Act, the particulars that are required to be entered on the Register by a defined person are particulars of:

  • (a)

    subject to subregulation (2), a transaction of $1,000 or more, being:

    • (i)

      the deposit of money in an account with a financial institution; or

    • (ii)

      the purchase of fixed shares, withdrawable shares, permanent shares or other securities in a financial institution; or

    • (iii)

      the repayment of a loan from a financial institution; and

  • (b)

    a change in the interest rates on a loan that is, or in terms that are, different from the rates charged or terms for borrowers from the financial institution in the ordinary course of business.

• (2)

  Where a defined person is employed in the Public Service, a deposit of money into an account with, or repayment of a loan from, a financial institution, made by way of a deduction of part or the whole of the person’s salary, is not a transaction to which subsection (1) applies.

ENDNOTES

• 1

  KEY

Key to abbreviations

 

amd = amended od = order

app = appendix om = omitted

bl = by-law pt = Part

ch = Chapter r = regulation/rule

cl = clause rem = remainder

div = Division renum = renumbered

exp = expires/expired rep = repealed

f = forms s = section

Gaz = Gazette sch = Schedule

hdg = heading sdiv = Subdivision

ins = inserted SL = Subordinate Legislation

lt = long title sub = substituted

nc = not commenced

• 2

  LIST OF LEGISLATION

Financial Institutions (Territory Supervisory Authority) Regulations (SL No. 29, 1992)
Notified	30 June 1992
Commenced	30 June 1992