Finance Brokers Control (General) Amendment Regulations (No. 3) 2007 (WA)

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20 April 2007 GOVERNMENT GAZETTE, WA 1737

CE301*

Finance Brokers Control Act 1975

Finance Brokers Control (General) Amendment

Regulations (No. 3) 2007

Made by the Governor in Executive Council.

1.            Citation

These regulations are the Finance Brokers Control (General)
Amendment Regulations (No. 3) 2007.

2.            The regulations amended

The amendments in these regulations are to the Finance Brokers
Control (General) Regulations 2005*.
[* Published in Gazette 14 October 2005, p. 4585-613.

For amendments to 12 March 2007 see Gazette 10 February,

is covered.

5 May and 27 June 2006 and 5 January and

2 February 2007.]

3.            Regulation 6 amended

(1) Regulation 6(3)(f) is amended as follows:
(a) after subparagraphs (i) and (ii) by inserting "and";
(b) after subparagraph (iii) by deleting "and";
(c) by deleting subparagraph (iv).

(2) Regulation 6(3) is amended after paragraph (f) by inserting the

following paragraph

44

(g) a current copy of the relevant professional

indemnity insurance under which the applicant

1738 GOVERNMENT GAZETTE, WA 20 April 2007

4.            Regulation 7 amended

Regulation 7(3)(h)(iv) is amended by inserting after "a" —
" current ".

5.            Regulation 8 amended

Regulation 8(3)(0(iv) is amended by inserting after "a"

44

current ".

6.            Regulation 9 amended

Regulation 9(1)(b) is amended by deleting "28 days" and inserting instead —

" 3 months ".

7.            Regulation 17 amended

Regulation 17(2) is amended in the Table to that subregulation in item 2 by inserting after "Diploma of Mortgage Lending" —

" or a Diploma of Lending ".

By Command of the Governor,

G. M. PIKE, Clerk of the Executive Council.

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