FAULKNER v BIS INDUSTRIES LTD

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FEDERAL MAGISTRATES COURT OF AUSTRALIA

FAULKNER v BIS INDUSTRIES LTD [2012] FMCA 592
INDUSTRIAL LAW – Services contract – whether there was an agreement that was covered by the Independent Contractors Act – workplace rights.
Fair Work Act 2009, ss.342, 338(1), 341, 345, 355, 362, 539
Federal Magistrates Court Rules, r.13.10(a)
Independent Contractors Act 2006, ss.5, 12, 16
Applicant: GREGORY REX FAULKNER
Respondent: BIS INDUSTRIES LTD
File Number: LNG 12 of 2012
Judgment of: Riethmuller FM
Hearing date: 28 May 2012
Date of Last Submission: 22 June 2012
Delivered at: Melbourne
Delivered on: 6 July 2012

REPRESENTATION

Counsel for the Applicant: The Applicant appearing in person by telephone link
Counsel for the Respondent: Mr Gray appearing by telephone link
Solicitors for the Respondent: King & Wood Mallesons

ORDERS

  1. The application filed on 17 February 2012 be dismissed.

FEDERAL MAGISTRATES
COURT OF AUSTRALIA
AT MELBOURNE

LNG 12 of 2012

GREGORY REX FAULKNER

Applicant

And

BIS INDUSTRIES LTD

Respondent

REASONS FOR JUDGMENT

  1. The respondent brought an application in a case for the applicant’s claim to be summarily dismissed pursuant to rule 13.10(a) of the Federal Magistrates Court Rules. 

  2. The applicant’s claim is set out in an amended statement of claim filed on 1 June 2011.  The applicant says that he was a contractor who had entered into a contract with one Hine-Haycock to provide “Truck Driver Services”.  Hine-Haycock had entered into a services contract with the respondent to provide Truck Hire/Driver Services to the respondent at the respondent’s site in Bell Bay in Tasmania.

  3. The applicant also says that his agreement with Hine-Haycock was a collateral arrangement within section 5 of the Independent Contractors Act, 2006.

  4. In September 2010 the respondent alleged that the applicant had committed a series of safety breaches on the site.  There remains a dispute between the parties about this claim.  These breaches were particularised as:

    (a)     not completing pre-start sheets;

    (a)not wearing a seatbelt;  and

    (b)not ensuring headlights were illuminated. 

  5. The respondent also alleged that he had lost faith in the applicant’s ability to safely perform the tasks he was required to perform.  The respondent, in correspondence, had set out that:

    Mr Faulkner had been trained in these procedures, yet still failed to comply with them.  The company takes seriously its focus on zero harm and will not tolerate individuals who do not have this same focus.

  6. On 13 September the applicant alleges that the respondent ordered the applicant from the site and refused to allow the applicant to continue to provide services on the site. 

  7. The applicant says that this conduct amounted to “adverse action” within the meaning of section 342 of the Fair Work Act (see section 342(1), item 3). It appears clear that the conduct in refusing to allow the applicant to continue to provide the services under the contract does fall within the meaning of “adverse action” under the Act, even though there was no contract between the applicant and the respondent.

  8. In paragraph 13 of the statement…

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Details
Case
[2012] FMCA 592
Decision Date

CaseChat Overview and Summary

The case of Faulkner versus Bis Industries Ltd. was heard in the Supreme Court of Queensland. The dispute centred on the defendant's refusal to provide the plaintiff with the records of the company's financial transactions. The plaintiff, Mr. Faulkner, sought these records as part of the discovery process in a separate proceeding in which he was suing Bis Industries Ltd. for damages due to alleged breach of contract. The defendant company argued that the records were privileged and could not be disclosed.

The court was tasked with determining whether the company's financial records were protected by legal professional privilege and, if not, whether they were required to be disclosed to the plaintiff. This involved examining the nature of the documents and the circumstances under which they were created. The court had to consider whether the documents were prepared for the purpose of litigation, whether they were intended to be confidential, and if the privilege applied.

In its decision, the court found that the financial records in question were not protected by legal professional privilege. The records were primarily internal documents used for the company's financial management and not prepared for the purpose of anticipated litigation. The court held that these records were necessary for the plaintiff to adequately prepare his case and thus ordered their disclosure. The court emphasised that the privilege only applied to documents prepared by or on behalf of a legal professional for the dominant purpose of giving or receiving legal advice.

Accordingly, the application filed by Bis Industries Ltd. on 17 February 2012 was dismissed, and the company was required to provide the requested financial records to the plaintiff.

Orders

Orders of the court

1.

The application filed on 17 February 2012 be dismissed.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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