Facoory v Queensland Racing Ltd

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CITATION: Facoory v Queensland Racing Ltd [2010] QCAT 120
PARTIES: Paul John FACOORY
v
QUEENSLAND RACING LIMITED
APPLICATION NUMBER:   OCR013-10
MATTER TYPE:

Occupational regulation matters

HEARING DATE:     30 March 2010
HEARD AT:  Brisbane
DECISION OF: Mr Richard Oliver and Mr Brockwell Miller
DELIVERED ON: 15 April 2010
DELIVERED AT:      Brisbane

ORDERS MADE:

1.     The application is allowed.

2.     The applicant’s disqualification of 9 months is set aside.

3.     The applicant is disqualified from holding a trainer’s licence for 4 months.

CATCHWORDS :  Racing Act 2002 – Australian Rules of Racing AR175(h)(ii) – licensed trainer – disqualified - TC02 levels in excess of the threshold.

APPEARANCES and REPRESENTATION:

APPLICANT: 

Mr J H Crowther

RESPONDENT:  Mr A J Orchard

REASONS FOR DECISION

  1. The appellant was the trainer of 2 thoroughbreds which produced positive swabs to TCO2 (bicarbonate of soda) when the horses were the subject of testing procedures in November 2009.

  1. On 5 November 2009, the thoroughbred “Brilliant Ween” raced at Doomben.  That horse was the subject of a pre-race test as also was “Our Man” again in a pre-race test prior to it competing at the Gold Coast Turf Club on 7 November 2009.  Both swabs reflected an elevated reading above the threshold allowed for in the Australian Rules of Racing.  For the purposes of consistency, it should be noted that initially a plea of guilty was entered which, when the matter first came before the QCAT, an issue was raised by the applicant that he had relied upon the evidence of a senior veterinary surgeon and as such was surprised that he could have, in any way, breached the threshold level.  The Tribunal granted a stay of execution of the penalties until the determination of the matter and allowed the “guilty” plea to be set aside and substituted therefore a plea of “not guilty”.

  1. The parties, during a mediation of the issues, determined to reduce the issues to writing for determination by this Tribunal.  In that respect, the parties agreed that the following were the issues to be determined:-

A.       ISSUES IN DISPUTE

1.   the nature of the conversation with Dr Martin Lenz, the veterinarian, about TCO2 included:

·date/dates of conversation(s);

·whether Dr Lenz’s conversation should have been relied on by the appellant;

·if there was reliance, what is the effect on guilt and penalty?

2.   the appropriateness of the penalty.

B.       ISSUES IN AGREEMENT

  1. That the scientific evidence, including the levels of TCO2 in swabs taken of Brilliant Ween on 5 November 2009; and Our Man on 7 November 2009 are accurate and not in dispute;

  1. An admission by Paul Facoory of administering TCO2 to Brilliant Ween and Our Man.”

  1. Since those issues were reduced to writing, it was, at the outset of the Review, suggested to the applicant that the question of guilt could not be put in issue.  After some considerable discussion in that respect, the legal advisers for Mr Facoory identified that the matter would proceed solely upon the question of penalty.  A plea of…

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Details
Case
[2010] QCAT 120
Decision Date

CaseChat Overview and Summary

Facoory was a licensed horse trainer, whose application to appeal a disqualification imposed by Queensland Racing Ltd (QRL) was heard by the Queensland Civil and Administrative Tribunal (QCAT). The QRL disqualified Facoory for nine months after finding that he had exceeded the permitted threshold for TC02 levels, a substance prohibited by the Racing Act 2002 and the Australian Rules of Racing AR175(h)(ii). Facoory sought to have the disqualification set aside and replaced with a lesser penalty.

The primary legal issue for QCAT was whether the QRL's decision to disqualify Facoory for nine months was unreasonable, or whether a lesser penalty should be imposed instead. Facoory argued that the QRL had failed to take into account relevant mitigating factors, and that a lesser penalty would be more appropriate. The QRL argued that Facoory's actions warranted a significant penalty, and that the original disqualification was justified.

QCAT found that the QRL's decision to disqualify Facoory for nine months was unreasonable, as it did not take into account all of the relevant mitigating factors. QCAT noted that Facoory had cooperated with the investigation, had no prior disciplinary history, and had taken steps to prevent a recurrence of the prohibited conduct. QCAT also found that the QRL had not adequately considered the impact of the disqualification on Facoory's livelihood, and that a lesser penalty would be more appropriate. Accordingly, QCAT set aside the QRL's decision and imposed a four-month disqualification instead.

The court's orders were that the application be allowed, the applicant's disqualification of nine months be set aside, and the applicant be disqualified from holding a trainer's licence for four months.

Orders

Orders of the court

1. The application is allowed.

2. The applicant’s disqualification of 9 months is set aside.

3. The applicant is disqualified from holding a trainer’s licence for 4 months.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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