Easton v The Queen
[1989] HCATrans 174
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Adelaide No A29 of 1989 B e t w e e n -
ANDREW JOHN EASTON
Applicant
and
THE QUEEN
Respondent
Application for special
leave to appeal
MASON CJ
DEANE J
DAWSON J
| Easton |
GAUDRON J
McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT ADELAIDE ON MONDAY, 21 AUGUST 1989, AT 10.15 AM
Copyright in the High Court of Australia
| AlT/1/PLC | 1 | 21/8/89 |
| MR M.F. GRAY, QC: | May it please the Court, I appear with my |
learned friend, MR T.A. GAME, who is not here because
of the airlines, and with my learned friend,
MR M.J. SYKES, who is, for the applicant. (instructed
by Sykes Bidstrup)
MR J.J. DOYLE, QC, Solicitor-General for South Australia: If the Court pleases, I appear with my learned friend,
MR B.J. ILLINGWORTH, for the respondent. (instructed
by the Crown Solicitor for South Australia)
| MR GRAY: | May it please the Court, I hand an outline of the | |
| applicant's submissions to Your Honours. | ||
| MASON CJ: | Thank you. | |
| MR GRAY: | Your Honours, may I hand to you also two sets of documents which perhaps should have been in the application | |
| ||
| notice of appeal in the matter and the second is the report to the Court of Criminal Appeal on the Crown's application for leave to appeal against the sentence | ||
| by the sentencing judge. | ||
| MASON CJ: | Thank you. | |
| MR GRAY: | Your Honours will see from the notice of appeal by | |
| the Attorney-General that the sentences appealed against by the Crown were four offences of armed | ||
| robbery which attracted sentences of five, seven | ||
| years six months, 12 years and 15 years imprisonment respectively with a non-parole period of 11 years and | ||
| six months. The grounds of that appeal were on the | ||
| basis that the head sentence and the non-parole period was manifestly inadequate in that they failed to reflect the totality of the criminal conduct | ||
| involved and, secondly, that the sentencing judge | ||
| erred in principle in failing to direct that some or all of the sentences be served cumulatively. | ||
| ||
| at pages 1-3. Your Honours will see that His Honour | ||
| sets out firstly the offences for which he is imposing the sentence and makes the observation in the middle of page 1, that: |
The third and fourth offences were connnitted after 8 December 1986, upon which
date s.302 of the CRIMINAL LAW CONSOLIDATION
ACT came into force.
And His Honour then goes on to say:
As the Court of Criminal Appeal has said, 'Crimes committed on and after that date,
attract substantially heavier sentences'.
| AlTl/2/PLC | 2 | 21/8/89 |
| Easton |
His Honour then goes on to consider the prisoner's
antecedents and in particular refers on page 2 to
his "unfortunate childhood"; to his heroin addiction,
in the middle of the page and makes the remarktwo-thirds of the way down that he agrees with his
counsel that the outlook for his:
rehabilitation is not as poor as is often
the case in cases such as this.
And then His Honour sentences, in effect, on page 3
of the application book where he says:
I take into account in your favour that
the weapon used was only a toy pistol, so no
person was in actual danger. However, the
staff of the establishments which you robbed
must have suffered a considerable amount of
anxiety. The courts have said over and over again that offences such as these must be
treated with the utmost seriousness. I have decided to make your sentences concurrent, but
I bear in mind what the Chief Justice said in
REG V KNOWLES 137 LSJS p.6, that where the
sentences are to be made concurrent, it is
imperative that the duration of the sentences
on the second and subsequent offences
reflect the totality of the criminality
involved.
And Your Honours have seen from the report that was
made in respect of the Attorney-General's appeal
by the sentencing judge that His Honour reiterates
that he had very much in mind, the remarks of theChief Justice in REG V KNOWLES and that he endeavoured
to fix the sentences that reflected the totality of
the criminality involved. His Honour also refers in
that report to the fact that he sentenced the applicant
the day before the Court of Criminal Appeal gave
judgment in the REG V ROSSI and if that judgment had
antedated his decision he may well have fixed longer
terms but he noted that in that case a shotgun was used and actually discharged. I make an observation here about REG V ROSSI and that is that that case
was a case where the sentences were imposed on the
view of section 302 that t::re S::lJth A.stralia:1 Ccurt of Crimi.ml
Appeal held prior to the decision of this Court in the instant case which formed the subject of the successful special leave to appeal and the remission to the South Australian Court of Criminal Appeal.
| McHUGH J: | Where is the report of His Honour to the Court of |
Criminal Appeal?
MASON CJ: In the documents handed up.
| MR GRAY: | Your Honour has the notice of appeal of the | |
| ||
| the report of His Honour. |
| AlTl/3/PLC | 3 | 21/8/89 |
| Easton |
| McHUGH J: | I see, yes. |
| MR GRAY: | When the matter went to the Court of Criminal Appeal |
| on the Crown appeal - if I may refer Your Honours | |
| to the way that the court dealt with the Crown appeal and the perceived error that the court saw in the learned sentencing judge's approach to the matter. | |
| That appears in the application book at page 5, as | |
| far as His Honour the Chief Justice is concerned, | |
| where His Honour refers specifically, in the second | |
| paragraph, to: |
The first two crimes were committed
prior to the commencement of section 302 of
the CRIMINAL LAW CONSOLIDATION ACT.
And goes on to say:
Nevertheless, in view of the fact that the appellant's record and, in particular, the
crimes of robbery for which he was sentenced
to seven years imprisonment in 1977 and the
absence of significant mitigating factors
apart from the fact that the weapon used
was not a real firearm, I think that the
sentences imposed by the learned judge werebelow the minimum standard appropriate to
each of those crimes even considered in
isolation. I would increase both sentences to imprisonment for eight years.
The two later crimes were committed after
the commencement of section 302. I think that the sentence of 12 years imprisonment is
justified for the first of those crimes. Ithink, however, that a sentence of 15 years
for a crime which does not involve a weapon
capable of inflicting harm is excessive. I
would reduce the sentence for the last crime
to 12 years.
The crimes were separate transactions and in strict legal theory called for
consecutive sentences. It is necessary,
however, to consider the effect of the totalsentence. I think that justice will be done
if the sentences for the two earlier crimes
are made concurrent with one another and the
sentences for the two later crimes are made
concurrent with one another. The concurrent sentences for the two later crimes should
commence at the expiration of the concurrent
sentences for the earlier crimes, making atotal of 20 years.
He subsequently imposed a non-parole period in relation
to that sentence of 20 years of 15 years.
| AlTl/4/PLC | 4 | 21/8/89 |
| Easton |
His Honour Justice White in the application book
at page 38 and following deals with his approach to
the question of sentencing and at the bottom of page 38,
said:
The sentences and groupings suggested
by Mr Doyle Q.C., which I think are appropriate,
were 8 years on each of the two pre-December1986 offences (concurrent) and 12 years on
each of the two offences after that date
(concurrent), the two sets of concurrent sentences
being cumulative, one set upon the other.
The total sentence is 20 years on this
calculation.
In my opinion, the sentencing discretion
miscarried because 15 years was too long for
the last offence and 5 years was too short
for the first offence. Further, I think that,under the totality principle, 15 years
imprisonment was too short when a line is taken
through ROSSI and KNOWLES. Finally, I think
that 11\ years is too short a non-parole
period in relation to the 20 year head sentence.
Now, the sentencing process that this Court held to be in error when this matter came before the Court
on an application for special leave to appeal was
because of the influence of the wrong construction
placed on section 302 of the CRIMINAL LAW CONS:>LIDATION
ACT in REG V DUBE AND KNOWLES. That enabled, in
the view of the South Australian Court of Criminal
Appeal, that court to consider a 50 per cent increase in the standard or tariff for crimes committed after
the enactment of section 302. Indeed, what was done
in this case on the first occasion by the Court of
Criminal Appeal clearly showed that in that the
sentences of eight years for the pre-section 302
crimes were increased to 12 years for the post-section 302
crimes.
Now, it is our submission that that error which was identified by this Court, that error of construction
of the South Australian Court of Criminal Appeal,
operated to disadvantage the prisoner being sentenced
both at first instance and on appeal. Now, when the matter went back to the Court of Criminal Appeal
it went back to that court on a particular basis and
that basis I have set out in paragraph 5 of my
outline which is taken from page 21 of the judgment
of this Court. May I interline here: the judgment of this Court is now reported in 86 ALR 361 but
unfortunatel½ for perhaps reasons of the airlines or
something, we do not seem to have that most recent
part which was issued on 10 August.
| AlTl/5/PLC | 5 | 21/8/89 |
| Easton |
Now, the matter went back to the Court of
Criminal Appeal, really, on two bases: one, that
a general increase in sentences for armed robbery
may be thought appropriate having regard to the
fact that in DUBE AND KNOWLES Their Honours did not
need to consider any such general increase because
of their construction of section 302;and, secondly,
it went back on the basis of what was said to be
Easton's appeal against the sentence imposed in
respect of his two pre-section 302 crimes. In
fact, Easton had not appealed in respect of the
sentences imposed in respect of the two pre-section 302
crimes. He had appealed against his conviction but he had no appeal on foot in relation to any of the
sentence itself.
Now, fundamentally, what then took place was when the matter came back before Their Honours,
the South Australian Court of Criminal Appeal,
both the bases of reconsideration were not then
operative because what the court did in relation to
the matter was to determine that it would not generally
increase the level of sentences for armed robbery asfar as this case was concerned and, of course, there was no appeal in relation to Mr Easton at that time.
During the course of the hearing before the
Court of Criminal Appeal, application was made for
leave to appeal against all of Mr Easton's sentences
and that application and the accompanying extension
of time within which to do it were not granted by the Court of Criminal Appeal. Now, Their Honours
then went on to look at the matter as though - perhaps
I should not describe how they went on to look at it
but refer to what they did. Their judgment in relation
to that is in the application book at page 61 and
following.
Your Honours will see that after a recitation
of the circumstances the court refers to a case of
REG V OWENS and adds some connnents derived from
that case as to the possible genesis of section 302 and reconnnending the abolition of good conduct remissions and to the fact that the High Court in this matter had granted special leave to appeal, and connnents at the bottom of page 63 of
of the CRIMINAL LAW CONSOLIDATION ACT and refers to remissions
the fact that the judges had reported to the
what would be the effect of the High Court
decision upon sentencing practice and says:
The innnediate effect must be a reversion
to the standards of punishment prevailing
before the enactment of section 302. From the history which I have related it seems
plain that the government and perhaps
parliament will have to consider whether the
| AlTl/6/PLC | 6 | 21/8/89 |
| Easton |
section, as now understood, expresses
the legislative will or whether further
legislation is to be undertaken. Until
that is decided and the legislative position
is clarified, it would be expedient, in
my opinion -
I think "expedient" should be "inexpedient" -
for the courts to embark upon any revision
of the standards of punishment for any
particular type of crime. The present
appliction must therefore be determined upon
the basis of the standar& of sentencing which
prevailed before the enactment of section 302.
His Honour goes on to say:
In this case the Solicitor-General sought
to argue that the standard of punishment
prevailing prior to the commencement of
section 302 for the crime of armed robberyshould be reconsidered and revised. For the
reasons which I expressed in that last
passage from my remarks in REG V OWENS, I think
that it would be inexpedient for the Court at
this juncture to consider submissions of thatkind.
Then he refers to the seeking of the adjournment to consider whether there would be "legislative
intervention", and then goes on to say:
It remains to consider the effect of the
High Court judgment upon the sentences which were fixed by the Court of Criminal Appeal and
which were the subject of the appeal to theHigh Court.
Now, that statement, we would say, has to be
looked at in terms of the fact that there was a
refusal to allow an appeal by the applicant against his sentence, particularly with respect to the first
two sentences. His Honour then went on to say: The High Court's interpretation of
sentences for the crimes which were committed before the commencement of that section.
section 302 of the CRIMINAL LAW CONSOLIDATION
The crimes which are the subject of counts
one and two in the information were committed
before that date. This Court of Criminal
Appeal accepted at the former hearing that
the sentences imposed for those two crimes
were inadequate and allowed the Attorney-General's
appeal for the purpose of increasing time.
| AlTl/7/PLC | 7 | 21/8/89 |
| Easton |
Now, I would comment there that that is so
but it was done in a context of looking at the
total appropriate sentence. His Honour goes on to say: There is nothing in the High Court judgment which would cause this Court to reconsider
that approach and I am of the opinion that
the sentences for counts one and two wereinadequate and should be adjusted in the way
which the Court of Criminal Appeal adjusted
them in the order appealed from to the High
Court, that is to say, there should be a
sentence of 8 years imprisonment on the
first count and 8 years imprisonment on the
second count.
Now, with respect to His Honour, we would criticize
a reference to an approach which was not an approach to
consider individually each of the sentences and to,
in some way, arrive at an appropriate total sentencebut an approach which by the very terms of the Crown
appeal itself sought to look at the totality of the
sentence and whether or not that totality was
appropriate to the actual sentence that was imposed
by the sentencing judge. It also, in our submission, almost makes totally rigid some form of standard of
sentence that DUBE AND KNOWLES is authority for
establishing prior to section 302. In the end
result, it provides a base upon which some edifice
is subsequently erected and we would say it waswrong to do that. But, more particularly, the concept
that a rigid eight years is the standard of sentences
for armed robbery, at any particular time, we would
say is an unduly narrow approach to any question of
standard.
There are three points that we would make with
respect to that. The first is that although DUBE AND KNOWLES spoke of a standard pre-section 302,
that standard was more particularly established in a case of REG V DORNING, (1981) 27 SASR 481.
| MASON CJ: | Mr Gray, are you now going to take us through a |
series of South Australian decisions establishing a
standard or tariff for armed robbery?
| MR GRAY: | No, I merely want to do this, Your Honour: | I want to |
establish that the standard or tariff was a loose
standard or tariff, not a rigid eight years. And I will not take Your Honours to the case, I will just merely comment with respect to DORNING that the
standard or tariff was said to be between six and
eight years. And subsequent to section 302, in the
case of REG V KING, 48 SASA 557, the standard aftersection 302 had been enacted on the view that the
Court of Criminal Appeal had wrongly taken with respect
to section 302 was nine to 12 years.
| AlTl/8/PLC | 8 | 21/8/89 |
| Easton |
It should also be borne in mind that in DUBE AND
KNOWLES itself the sentences which were said to be appropriate as reflecting the pre-section 302 standard, that is the sentences imposed upon Mr Dube and the
sentence imposed upon Mr Knowles, were, in the case of
Mr Dube, a sentence of four years which was not increased because there were certain special features of
Mr Dube's crime, and as far as Mr Knowles was
concerned, his sentence of six years with an eight
year concurrent sentence was said to be appropriate
as to a six year sentence with eight years cumulated
on it but which should be reduced because of the total
sentence to - the eight years should be reduced to six to give him, with a cumulative sentence, six plus six:
12 years.
DAWSON J: | I do not see where you get the suggestion that the court was imposing a rigid standard of eight years. |
| Eight years they were content with but why was it | |
| imposing some rigid formula? | |
| MR GRAY: | I say it was imposing a rigid formula by not regarding |
| the sentences to be at large, having regard to the fact that the standard is not a rigid standard and the court did not regard those sentences as being | |
| at large. | |
| DAWSON J: | Do you get that from the bottom of page 64 and the |
top of page 65?
| MR GRAY: | Yes, I do, Your Honour, taken with the fact that the |
| application for this applicant's leave to appeal | |
| against all of the sentences was refused and it seems to have been refused on the basis that at this stage those sentences in respect of the pre-section 302 offences were now to be untouched. |
His Honour went on to say:
It remains to consider the sentences
imposed in respect of counts three and four.
The crimes which were the subject of those counts were committed after the commencement
of section 302 and the sentences fixed by
the Court of Criminal Appeal were fixed upon
what has turned out to be an erroneous view
of the section.
Now, with respect to His Honour, that is so but the
misapprehension with respect to section 302, we say,
infected the totality of the sentence as well as any
individual sentences.
Mr Gray, Q.C., for the respondent,
argued that, this being an Attorney-General's
appeal, this Court should not interfere at
all unless the total sentence which theCourt considers to be appropriate sufficiently
| AlTl/9/PLC | 9 | 21/8/89 |
| Easton |
exceeds the total sentence fixed by the learned sentencing judge as to bring it within the class of cases which justify the intervension of the Court on an
Attorney-General's appeal.
His Honour then goes on to say:
It seems to me, however, that the inadequacy
of the sentences on the first and second
counts, and particularly the inadequacy of
the sentence on the first count, itselfrequires the intervention of this Court.
Now, to that, we would say that that, with respect to
His Honour, is not an adequate response to the
concept of looking at the total sentence and seeing
what that total sentence ought to be having regard to
the misapprehension that had existed with respect to
the effect of section 302. In effect, the processis put on its head by His Honour by regarding those
sentences in relation to the first two offences as
being fixed and pre-determined. His Honour goes on to say - and this is really shown by this next
passage:
Once the sentences on the first and second counts are increased it is necessary to consider the total sentence of imprisonment
which results. -
That is so in one sense but we say it was always
necessary to consider the total sentence having
regard to each of the individual sentences as the
first approach.
His Honour goes on to say:
I think that in the light of the standards which prevailed before the connnencement of
third and fourth counts require adjustment. section 302, the present sentences for the Now, in effect, that is, strictly speaking, in
our submission, not right. The sentence, particularly the last sentence, required adjustment ra:;t-se:::tim YJ2
on the basis that the Court of Criminal Appeal thoughtthat that sentence was excessive in the first place.
What His Honour there says seems to be a suggestion
that there was nothing wrong with those two sentences
that were imposed by the learned sentencing judgein relation to offences that occurred after
section 302.
| AlTl/10/PLC | 10 | 21/8/89 |
| Easton |
MR GRAY (continuing): His Honour goes on to say:
I think that a reasonable and perhaps a
somewhat merciful sentence for the third
count would be imprisonment for 8 years.
It is clear, having reached that conclusion, that any accumulation of the sentences for
the four crimes must be modified to takeinto account what is known as the principle
of totality. One cannot permit accumulationto a point at which the total sentence would
be crushing and unreasonable. I think that this can only be avoided by some degree of
concurrency. The Court of Criminal Appeal
on the previous occasion made the sentencesfor the-first and second counts concurrent with one another and the sentences for the
third and fourth counts concurrent with one
another. I think that that is the best and
most reasonable way of achieving a reasonable
aggregate sentence. I would, therefore, order that the sentences on the first and
second counts be served concurrently with
one another, and that the sentences on the
third and fourth counts be served concurrentlywith one another, but make the sentences on
the third and fourth counts cumulative uuon
the sentences on the first and second counts.
He considers all of this matter of cumulation before he goes on to then look at the appropriate
sentence on the fourth count. Now, in so doing, again - - -
| DEANE J: | Mr Gray, I have got a little bit lost somewhere. |
| Are you saying that this Court was mistaken | |
| in opening up the sentences on the first and | |
| second count? Because, if you are, I have trouble | |
| seeing how it helps you. | |
| MR GRAY: I do not know that | it helps me, Your Honour. |
It is just that I am saying that this Court left at large the question of the first and second
counts.
| DEANE J: | But as I follow what you are saying, it is that | |
| this Court was mistaken in thinking there was | ||
| an appeal to it on the increase sentences imposed on the first and second count. | ||
| MR GRAY: | That would appear to be so, Your Honour, on the | |
| fact that there was not an appeal on foot so | ||
| far as the applicant was concerned with resuect | ||
| to the sentence on the first and second cou~ts. | ||
| DEANE J: | My recollection was that the appeal was conducted | |
| on the basis that the whole sentence was under | ||
|
| AIT2/l/JM | 11 | 21/8/89 |
| Easton |
| MR GRAY: | In one sense the whole sentence was under attack because the error - the application for special leave was conducted on the basis that both the | |
| sentencing judge and the Court of Criminal Appeal had misapplied section 302 of the CRIMINAL LAW | ||
| ||
| was, in effect,that in particular the Court;~ | ||
| Criminal Appeal imposed greater sentences and a greater total sentence than would otherwise have | ||
| been justified had they adopted the correct | ||
| interpretation. | ||
| DEANE J: | But do you say that this Court should have | |
| left the sentences for the first and second offence | ||
| in tact at eight years? | ||
| MR GRAY: | No, I do not, Your Honour, I say that if | |
| this Court were to have elected not to remit the matter, for reasons which would appear good | ||
| reasons, namely to give the Court of Criminal | ||
| Appeal the opportunity of reconsidering the | ||
| sentence as a whole on the basis of an increased standard for such offences and also on the basis | ||
| that this Court thought that there was an appeal | ||
| open to Mr Easton with respect to the first two offences - if this Court were to remit it on that | ||
| basis, if that basis were not there, this Court | ||
| ||
| not remit the matter, the real question is what is the appropriate approach for the Court to take. | ||
| We say two things: we say the approach that the Court of Criminal Appeal took to this matter was | ||
| not the appropriate approach to be taken in relation to a matter which was a Crown appeal where an | ||
| error was identified which adversely affected the | ||
| applicant, at first instance, and the consideration by the Court of Criminal Appeal; secondly, when the court came to its task, it then did not properly | ||
| perform its task having regard to the sentences | ||
| which ought to have been at large before it and | ||
| ||
| McHUGH J: | But do your submissions not overlook the effect |
of the totality principle? You see, on this
Court's decision, we held the third and fourth
sentences had been affected by error, but to
some extent, by reason of the totality principle,those sentences had been reduced in any event.
When you go back, although the error is corrected
in respect of the third and fourth sentences, the
totality principle has still got to be taken
into consideration and you might well come out, as the Court appears to have done in this case,
at very much the same result. You see, without
the totality principle, the Court of Criminal
Appeal on the first occasion may have given you
20 years up front.
| AIT2/2/JM | 12 | 21/8/89 |
| Easton |
| MR GRAY: | They did. |
| McHUGH J: | I know that is the total, but I am saying, just |
for an illustration, 20 years on the third and
fourth alone, and made them all cumulative,
but they could not because of the totality
principle, so they cut them back.
| MR GRAY: | There is no doubt that that operated in relation |
| to the first sentencing process. |
McHUGH J: Yes. It has got to operate again in the second
sentencing process, except that the independent sentence of the third and fourth counts now, by reason of the construction of section 302,would
not be as high. But the totality principle may not require them to be cut back so much.
| MR GRAY: | My only response to that, Your Honour, is really | |
| that the totality principle is said to work in | ||
| two ways: one, of course, is the way that | ||
| Your Honour is looking at it and saying ultimately | ||
| if a total sentence is so crushing and oppressive | ||
| ||
| process it is necessary to look,indeed,at the | ||
| totality having regard to the nature of the | ||
| criminal conduct and if you restrict yourself | ||
| from doing that, I say that you would fall into | ||
| ||
| one of the ways that it does operate is to look at the criminal conduct involved and to determine | ||
| what would be an appropriate sentence overall - - - | ||
| McHUGH J: | I appreciate that. | |
| MR GRAY: | - - - then to structure the sentence around it. | |
| But if a Court reeards itself as bound to hold | ||
| to two sentences in that process and then to | ||
| in some way build upon it and reconstruct it | ||
| that, we would say, is wrong. | ||
| McHUGH J: But, you see, it would not have surprised me |
if when you went back you got the same total
sentence,in any event, of 20 years, because,
indeed,I must say I am a little surprised that
your total sentence is reduced. If-the court thought
20 years on the totality basis was the proper
thing, well, even when you take into account the
error, it still may come out at 20 years because,
of course, the totality principle operates to
reduce the length of the independent sentences.
| MR GRAY: | The totality principle operates to reduce the |
| length of the independent sentences taken in | |
| isolation and cumulated. | |
| McHUGH J: | Yes. |
| A1T2/3/JM | 13 | 21/8/89 |
| Easton |
| MR GRAY: | What I am talking about by way of totality starts |
| at the other end of the scale and looks at the criminal conduct involved. Here we have the criminal conduct of four armed robberies and, I say, looking at that sort of totality, from the up-front | |
| totality, a sentence of 20 years in its own terms | |
| would be excessive. Indeed, all that we would say | |
| is that a sentence imposed, like that imposed by | |
| the learned sentencing judge in the first case of 15 years for those armed robberies, was a not inappropriate sentence. It was not considered to be inappropriate in the sense that we did not a~peal against it. | |
| GAUDRON J: | Does that mean, Mr Gray, that your submission |
goes to the proposition that the Crown appeal
should have been dismissed, that the original
sentences, having been infected by error
by virtue of the interpretation of section 302,
it could not, when the matter was reconsidered,
be said that there was such disparity in
sentencing that an appeal should have been allowed?
| MR GRAY: | Yes, Your Honour. | My ultimate proposition then |
is to say that given all of this, and this being
a Crown appeal, that it is not a question of
fine tuning; it is not a question of just lookingat these things and resentencing. It is that the
Crown appeal ought to have been disallowed - dismissed -
and leaving the original sentence.
| GAUDRON J: | But if it were not to be dismissed, if it were |
thought to be that the error which occurred by
virtue of section 302 were such that the original
sentences should be reviewed, can you then complain
as to what was done?
| MR GRAY: | We can, at least in this way, if we had appealed |
| then the court could not have increased what had | |
| been done. If our appeaJ. were successful on the | |
| |
| which had increased the sentence which we might | |
| otherwise have expected, or indeed that there | |
| was an identifiabie sentencing error which | |
| required a reconsideration, then section 353(5) | |
| of the CRIMINAL LAW CONSOLIDATION ACT would | |
| protect us from an increase in that sentence itself. | |
| That is why we say there are somewhat different | |
| consideration when one comes to look at this in terms of a Crown appeal, because we have that | |
| in-built urotection in relation to errors that | |
| we might identify and be successful with, and with a Crown appeal, given its very nature, even though | |
| an error has been identified, if in the end result | |
| the sentence cannot be said to reflect that error ultimately, then there should be no tinkering with | |
| it. It should not be a matter of fine adjustment | |
| and we say that we were entitled, having regard to |
| AIT2/4/JM | 14 | 21/8/89 |
| Easton |
the proper effect of section 302 on the sentencing
process, to have our sentence considered as being
a sentence which at the very least was not
inappropriate, and if that were the case, then it
being a Crown appeal, the appropriate order would
be to dismiss the appeal.
| GAUDRON J: | The principle, you say, as raised by this case |
is one relating to the principles to be applied
on Crown appeals. Is that right?
MR GRAY: Part of it is - it is really a two-pronged thing,
Your Honour. Part of it is the nrinciples to be applied to Crown appeals. That arises,
really, directly as a consequence of this Court
remitting the matter rather than determining the
matter on the first occasion; remitting it for
good reasons which appeared at that time but which
ultimately have now evaporated and disappeared
and that now, considering this matter, having
identified an error in the sentencing process,
it is appropriate, having regard to the fact that
this is a Crown appeal, to make an order which
dismisses it.
| DEANE J: | But is your problem not this: | if you look at the |
Crown's grounds of appeal, the appeal was all about
the head sentence and the non-parole period are
manifestly inadequate and they fail to reflectthe totality? That appeal ground was diverted
because the Court of Criminal Appeal had taken a
view of section 302 for which the Crown did not
contend at the time the Court of Criminal Appeal
took it, as I understand the position.
| MR GRAY: | I think they did, Your Honour. The Crown's |
| DEANE J: | I thought originally - not in this case, in a |
| previous case - the view that the Court took | |
| of section 302 differed somewhat from the view | |
| |
| MR GRAY: | That is in DUBE AND KNOWLES, yes, but - - - |
DEANE J: Yes, but that is by the way.
| MR GRAY: | - - - Your Honour, what they did in this case |
| was to, in effect, apply it on a basis - indeed, it was their submission that the eight years - - - | |
| DEANE J: | But Mr Gray, you are not letting me put the problem |
| to you, and that is, having diverted - the Crown's | |
| primary attack on totality, having been absorbed | |
| in the section 302 approach, it would have been | |
| quite wrong for this Court to have upheld the section 302 approach and said, "Oh well, because the Crown succeeded on 302 in the Court of | |
| Criminal Appeal, we'll just disregard the fact |
| AIT2/5/JM | 15 | 21/8/89 |
| Easton |
that a question of totality was put at the very
forefront of the Cro'i.7!1' s appeal." Perhaps I am
being obscure, but do you follow the point that
is troubling me?
| MR GRAY: | Perhaps my answer will reveal how obscure | |
| Your Honour is, or whether or not I have appreciated | ||
| ||
| of its totality argument, advanced the proposition | ||
| in this matter that the appropriate sentences for | ||
| the offences which occurred post-section 302 | ||
| should be 50 per cent higher than the sentences | ||
| that were in fact to be imposed, or what the | ||
| Crown thought were the appropriate sentences to | ||
| be imposed in relation to the pre-section 302 | ||
| ||
| achieve a much greater totality than if | ||
| section 302 had been interpreted in a different way. So they were, in fact, relying upon the | ||
| interpretation of section 302 to get a total, | ||
| that is, eight plus eight, plus 12 plus 12, as appropriate sentences across the board to achieve | ||
| a total which could be reduced in the exercise of | ||
| the totality principle to something. |
Now, if that is an error and that the appropriate
sentences were not so large, then we would say that
the Crown has failed to make out its propositions
on that ground, and having failed to make out those
propositions, its appeal should be dismissed.
| DEANE J: | I do not quite follow that, I am sorry. |
| DAWSON J: | I am not sure that I do either. | Mr Gray, in |
relation to the first two counts, what the
Court of Criminal Appeal said when they were
sent back, "Well, we've looked at these a3:ain.
We have seen what happens and having looked at
it again, we think that the eight years which
were imposed on the previous occasion, upholding
the Crown appeal, was correct." Then they went
on to look at the third and fourth counts. What is wrong with that? What is rigid with
that? What have they failed to do that they
should have done?
| McHUGH J: Could I just add this to that: | that they gave |
eight the first time, knowing that they were going
to give 12 the second time. So that without that additional 12, they might have even given you a
bit more than eight.
MR GRAY: Well, we would say not, having regard to the
fact that this was in fact a standards case
as far as the Crown was concerned. I have tried to put that the standard is not just a flat eight;
it is between six and eight. Given - - -
| McHUGH J: | The court recognized that, did they not, in the |
first time because Mr Doyle had said it had to be
| AIT2/6/JM | 16 | 21/8/89 |
| Easton |
adjusted up or down and there were factors
that - - -
| MR GRAY: | It is just that when one comes to go through | |
| the process again - all we are seeking is that | ||
| that same process be gone through, that the | ||
| first two be adjusted up or down and the last | ||
| ||
| about is the fact that the first two were unadjustable and they ought to have been | ||
| capable of being adjusted. | ||
| McHUGH J: | But because of the totality principle, there |
is always something artificial, whether you impose concurrent or consecutive sentences,
there is overlapping and one sentence standing
alone might be a bit too high, but in reality
you look at the totality of it.
| MR GRAY: | With respect, Your Honour, I agree with that |
| because in the end result the totality is to properly reflect the criminal conduct involved | |
| and that the particular individual sentences are | |
| not sacrosanct and can be adjusted. Indeed | |
| we would have seen nothing wrong with what happened at first instance in this case even though it could be said that on any principle five and a half years is too low, and we would | |
| have said 15 years is too high, but the ultimate | |
| total is a reasonable total. |
McHUGH J: Right, yes.
| MR GRAY: | Once you make fixed in that equation any aspect |
| of it, then all you are doing is building on it | |
| and not giving proper regard, we would say, to | |
| the concept of making the punishment fit the | |
| crime, having regard to the total effect. Clearly, | |
| there is in the totality principle itself, a great | |
| deal of artificiality because it involves actually | |
| bringing back what would otherwise be considered | |
| |
| has been said, each of the individual sentences | |
| could well be separately justified and in this case, when one is talking about the totality | |
| principle, even reducing all of the crimes to an | |
| eight year crime, we are talking about 32 years. All that I am saying is that in that process the | |
| most important aspect of the process is to ensure | |
| that there is the flexibility in it and what I | |
| am saying here is that the court here wrongly regarded themselves as constrained in some way. |
McHUGH J: Does it come to this: that your case stands
or falls on the proposition that the court led
itself into error by regarding the first two
sentences as fixed?
| AIT2/7/JM | 17 | 21/8/89 |
| Easton |
| MR GRAY: | Yes, there is an infection, we would say, in |
| the sentencing process in the sense that it also made the fourth sentence a leading sentence | |
| on a concurrency principle which had the effect | |
| then of increasing the total whereas it had already | |
| determined - and this may be artificial in any event - | |
| that to reflect the series of crimes, it would make | |
| second series of the sentences cumulative upon the first series. We would say there is an element | |
| of double ~ounting to then make the fourth sentence two years greater than the third sentence on the basis that that sentence has to reflect the criminal conduct of the fourth offence taking place with the background of the third offence. |
I mean, in reality, there is, we would say
with respect to the court, a degree of sophistry
with respect to all of that, given that one istrying to, again, obtain an appropriate total
sentence and we would say that in engaging in that
exercise the court was also, in effect, not having regard to the total appropriate sentence. The -
court's reasoning in relation to what it was doing in relation to the latter remarks that I have made
are set out at pages 66 and 67 of the application
book.
Your Honours, I do not know that anything is
to be gained by going through the cases that I
have referred to in paragraph 8 of my outline
dealing with concurrent and cumulative sentences.
I do not think they say anything that is new to
this Court. We say there are two approaches one can make to sentencing. We would see them as generally mutually exclusive in any event, and
I am talking now about sentencing in respect of
a series of offences. One can look at the series of offences and make all of the offencesconcurrent,
as I have already put to Your Honours, but one would
reflect the seriousness of the conduct and
having regard to the total sentence that ought to be imposed by imposing a sentence as a leading
sentence and lesser sentences, or alternatively, making
indeed, all of the sentences on all of the offences
of equivalent weight but that sentence reflecting
the totality of the conduct. And the alternative to that approach is to consider the cumulation
of offences, but we say it is wrong - - -
McHUGH J: In strict legal theory it depends on what
Mr Justice ..... said was whether or not there was a multi-faceted course of criminal conduct.
If there is, then you can impose concurrent sentences
but if they are separate transactions - - -
| MR GRAY: | We would say that it is still -and it recognized |
| by DUBES AND KNOWLES itself - open in | |
| relation to a series of criminal offences of like |
| AIT2/8/JM | 18 | 21/8/89 |
| Easton |
kind, such as here, to impose concurrent
sentences, but I am tending now to go back into
an argument that really properly ought to have
been addressed to the Court of Criminal Appeal
as to the desirability of one course as against
the other. But I do say that the two approaches to sentencing ought not to be confused and I
do say that imposing a sentence of 10 years for
the fourth offence here shows, in my submission,
a confusion of the two concepts because that
brings in the things regarding concurrent
sentences into what is essentially a sentencingexercise that the courts have adopted of cumulating
sentences and bringing them back having regard to
totality principles.
Your Honours, the only other point that we
would make with respect to this is that the non-parole period ultimately was fixed at a proportion greater than three-quarters of the
head sentence, although it had been three-quarters
of the head sentence both at first instance and
on the first occasion when the Court of Criminal
Appeal dealt with the matter. Effectively that meant that the non-parole period was some six
months more than what one would have expectedif the proportions had been kept the same.
Perhaps_ to go back just briefly to one
asnect and that is related to the aspect of
Cr~wn appeals, the role of Crown appeals as far
as the South Australian Court of Criminal Appeal
has been concerned in the past is basically set
out in that court's decision in REG V OSENKOWSKI,
30 SASR 212. Without going to that case I merely
comment that the court has said that "The proper
role for prosecution appeals is to enable the
courts to establish and maintain adequate standards
of punishment for crime to enable idiosyncratic
views of individual judges as to particular crimesor types of crime to be corrected and to correct
a sentence which is so disproportionate to the
seriousness of the crime as to shock the public conscience." That has been said to be the
principles upon which Crown appeals should be
dealt with by the Court of Criminal Appeal.
DEANE J: | Mr Gray, could I divert you for one moment? I have been troubled by the suggestion that this | |
| Court overlooked the fact that there was no apneal | ||
| ||
| appeal book, the application for leave stated that it was for leave to appeal from the whole of the | ||
| ||
| focused on the total head sentences and non-parole period and stated that the court below was in· error in fixing a total head sentence of 20 years and in fixing a non-parole period of 15. |
| AIT2/9/JM | 19 | 21/8/89 |
| Easton |
Now, looking also at the way the case was argued
where it seemed to have been cormnon ground that
the matter would be going back to the Court of
Criminal Appeal and where this Court was never, as it were, asked to simply alter sentences, I
have a little difficulty in accepting that there
was no appeal against all sentences in a case
where the whole focus of the appeal was against
the resulting head sentence.
| MR GRAY: | As far as this applicant was concerned in his application for special leave to appeal? |
DEANE J: In this Court.
| MR GRAY: | On the first occasion? |
DEANE J: Yes.
| MR GRAY: | I think undoubtedly that is so, Your Honour, | ||
| that as far as this applicant was concerned, | |||
| all the sentences as far as he were concerned | |||
| were in issue. Are we at cross purposes, | |||
| Your Honour? | |||
DEANE J: |
| ||
| appeal before it as involving an appeal, or as challenging the whole of the sentence, including the first two sentences. | |||
| MR GRAY: |
| ||
| application for special leave to appeal challenged | |||
| the whole of the order of the South Australian | |||
| Court of Criminal Appeal in relation to each | |||
| of the sentences involved. All that I am saying | |||
| is that there was no separate appeal on foot | |||
| originally from this applicant in relation to | |||
| |||
| Appeal of South Australia, when the matter went | |||
| |||
| it all of the orders that it had made. | |||
| DEANE J: |
| ||
| to see how we could have made such a mistake. | |||
| MR GRAY: | No, no. |
DEANE J: But obviously I misunderstood what you said.
| MR GRAY: | And Your Honour can see that in so regarding all |
| of the sentences there, we also sought to cement that position by appealing ourselves. But, in any event, we did not want the court constrained to think that the only sentencing orders that it | |
| was to have regard to were merely the ones on | |
| the third and fourth counts. That, of course, is to a certain extent the gravamen of our complaint | |
| at this stage to this Court: that the court did | |
| hold itself as so restricted and that that ultimately |
| AIT3/l/JM | 20 | 21/8/89 |
| Easton |
caused the sentencing process that they entered
into to miscarry. Those are my submissions,
if Your Honours please.
| MASON CJ: | Thank you, Mr Gray. | The Court need not trouble |
you, Mr Solicitor.
The Court is not persuaded that the decision
of the Court of Criminal Appeal reflects any
error of principle and the application for snecial
leave is therefore refused.
AT 11.20 AM THE MATTER WAS ADJOURNED SINE DIE
| AIT3/2/JM | 21 | 21/8/89 |
| Easton |