Dimozantos v The Queen
[1993] HCATrans 227
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M93 of 1993 B e t w e e n -
ANGELO STEPHEN DIMOZANTOS
Applicant
and
THE QUEEN
Respondent
MASON CJ
BRENNAN J
DEANE J
TOOHEY J
GAUDRON J
TRANSCRIPT OF PROCEEDINGS
| Dimozantos(2) | 1 | 13/8/93 |
AT CANBERRA ON FRIDAY, 13 AUGUST 1993, AT 11.22 AM
Copyright in the High Court of Australia
MR F.X. COSTIGAN, OC: If the Court pleases, I appear with
my learned friend, MR M.J. CRENNAN, for the
appellant. (instructed by Valos Black &
Associates)
MR B.D. BONGIORNO, OC: If the Court pleases, I appear with
my learned friend, MS K.E. JUDD, for the Crown.
(instructed by J.M Buckley, Solicitor to Director
of Public Prosecutions (Victoria))
| MASON CJ: | Mr Costigan. |
| MR COSTIGAN: | If the Court pleases, we have handed in an |
outline of our submissions - - -
MASON CJ: Yes.
| MR COSTIGAN: | - - - I might say that the argument is likely |
not to be longer than the length of the submissions
as the points to be raised are, in fact, very
short.
What is important in this case is the
chronology and one other matter, and if I could
take the Court first to the chronology, which is
the last page of the outline. The Sentencing Act 1991 was assented to in June 1991.
Mr Justice Marks imposed a sentence of 12 years
imprisonment with a minimum of 10, on my client, in
August 1991, and that was done on the basis that
the maximum sentence was life. When it went on appeal to the Court of Criminal Appeal in October
1991, Mr Justice Marks' view was accepted as
correct. Then in April 1992, the Sentencing Act
was proclaimed and that Act provided a maximum of
five years for the offence of incitement to murder.
Then in October 1992, this Court allowed an
appeal against the Court of Criminal Appeal, and
decided that both that Court and Mr Justice Marks were wrong, and the appropriate maximum was
15 years. It went back to the Court of Criminal
Appeal, who accepted, of course, what this Court
had said and imposed a new sentence of nine years
with a minimum of seven years, and as my friend,
the Director, indicated that, in effect, means with
remissions, six with a minimum of four andtwo-thirds, or thereabout.
Then, on 11 February this year, as we
understand it, the only other charge of incitement
to murder that has occurred in recent years, came
before His Honour Mr Justice O'Bryan, and
Mr Justice O'Bryan was right in the window where
the maximum was five years, and he was precluded
| Dimozantos(2) | 13/8/93 |
from sentencing Mr Boucher to a sentence beyond
five years and, in fact, he imposed that sentence
of five years with a minimum of four. In the course of his sentencing - and I will take the
Court to that in a moment - he contrasted the offence that Mr Boucher had committed with the offence that Mr Dimozantos had committed and said
Mr Boucher's was much worse, but he was locked into
five years, although Mr Dimozantos had got ninewith a minimum of seven.
And then, on 1 June of this year, the
Sentencing Amendment Act was assented to. There
has been a further amendment to the Sentencing Act
where now the maximum penalty is life. And by one
of those coincidences which seem to bedevil this
case, that Act is coming into force Saturday night,
so that in Victoria at the moment the maximumpenalty for incitement to murder is still five
years, but as of Sunday it will be life. Now, it is in that context that the appellant in this case
has been from the trial judge to the
Court of Criminal Appeal to the High Court, back to
the Court of Criminal Appeal and back again, now,
to the High Court.While the understanding of what the maximum sentence appropriate to him has varied from life,
as Mr Justice Marks in the first
Court of Criminal Appeal thought it was, to
15 years, to five years and then on Sunday, back to
life. Now, that is the chronology. What has also happened to him as he has passed
to this road of appeals is that Mr Justice Marks
made an error of law, the first
Court of Criminal Appeal made an error of law.
That was corrected by this Court last year. It went back to the Court of Criminal Appeal. The Court of Criminal Appeal decided that the appropriate penalty was 15 years, and that is not subject to challenge in this Court. But in the course of their judgment, the Court of Criminal Appeal made a number of
sentencing errors which, we say, vitiated the
sentence imposed on him.
BRENNAN J: But, it is common ground that the scope of the
sentencing discretion was 15 years.
MR COSTIGAN: Yes, Your Honour. That is not a matter of
dispute. Now, we say, if I go to page 2 of our outline, that in this case the appellant suffers a
justifiable sense of grievance for two reasons.
The first there is a manifest disparity between the
sentences imposed on him and the sentence imposed
on a comparable offender and, secondly, he has
| Dimozantos(2) | 3 | 13/8/93 |
lived for over two years in a state of uncertainty as to what the maximum penalty was relevant to him.
Now, if I could take the Court to
paragraph 4 of the outline. From 22 April, 1992 until 15 August, which is Sunday, the maximum
available sentence for incitement to murder was
five years.
| TOOHEY J: | Each time, Mr Costigan, that you make that |
statement, as you do in the chronology and here, as
to the maximum available being "x" years, that is
by reason of what you say was to be the proper
construction of the sentencing provision, rather
than because that period is nominated, is that
right?
MR COSTIGAN: That is so, and I do not think that is a
matter of dispute between myself and my learned
friend.
BRENNAN J: When you say from 22 April, 1992 to 15 August,
1993, is that the period in respect of which five
years imprisonment was the maximum if the offence
was committed in that time, or if the sentence wasimposed in that time?
| MR COSTIGAN: | No - - - |
| BRENNAN J: | - - - or if the sentence was imposed in that |
time.
| MR COSTIGAN: | Yes, sentence imposed. |
BRENNAN J: Yes.
| MR COSTIGAN: | Any person coming up for trial and for |
sentence for that offence, between those two dates,
the maximum sentence appropriate, or applicable,
was five years.
BRENNAN J: That is what puzzles me about the agreement that
15 years was the scope of the sentencing discretion, by reason of the transition provisions.
| MR COSTIGAN: | It involves me going back to section 117 of the Sentencing Act, which is not a subject of this |
| surprise the Court to hear that, but one of the | |
| things it did was that if the fresh sentence was being opposed by an appellate court, then the appropriate sentence was that which would have been imposed in the first place by the sentencing judge, | |
| which this Court has said was 15 years. It is that | |
| kind of circular - but the end result is that when the appellant went back to the Court of Criminal | |
| Appeal, that court decided - and it is not subject | |
| Dimozantos(2) | 13/8/93 |
to appeal - that the appropriate figure was 15
years, even though, if he was being sentenced by
the trial judge, it would have only been 5 years.
I have copies of the Sentencing Act; that
section - - -
| BRENNAN J: | It is unnecessary in the light of what you said, |
Mr Costigan.
| MR COSTIGAN: | I do not think my friend challenges what I |
have -
| BRENNAN J: | He has been nodding furiously as you have been |
going.
TOOHEY J: Well, do you rely upon the five-year period, as
it were, persuasively, as pointing to some sort of
yardstick by which an appropriate sentence might be
imposed, of course, acknowledging that 15 years is
the maximum, or do we just put the five-year
maximum out of our minds completely?
| MR COSTIGAN: | On the contrary. | We say it was in the minds |
of the Court of Criminal Appeal. They purported to give some relevance to the fact that the maximum
sentence had been reduced to five years, but we say
did not give the appropriate relevance to it. We do not, of course, say that the maximum for Mr Dimozantos was five years - - -
TOOHEY J: No, no, I appreciate that.
| MR COSTIGAN: | - - - but it ought to have played a very |
significant part in the consideration of the Court.
As we have said in the third sentence on page 2,
paragraph 4, or the second sentence, any person
convicted of this offence ,that is, incitement to
murder, during this period, no matter when theoffence occurred, would have been faced with a
maximum of five years. But if the sentence was
imposed before or after that period, or was imposed
by an appellate court, the maximum was 15 years or life. That is the peculiar result of the provisions of section 117, and again, it is not a matter of dispute between the parties that that is the end
result. But what it did, of course, was give rise
to the possibility of a serious inconsistency as
between offenders, depending upon who sentenced
them and when the sentence took place. That
possibility became a reality in the case of Reg v
Boucher, a copy of which we have provided for the
Court. Boucher was a man who incited a person to
murder his former wife in really quite unpleasant
circumstances, which is set out by the learned
trial judge. At the bottom of page 288, or the
| Dimozantos(2) | 13/8/93 |
second page of the sentencing remarks, His Honour
referred to Dimozantos' case and said that he:
was sentenced for incitement to murder
committed in different circumstances. The incitement there was not directed by a husband towards his spouse. Then he recites the history of Dimozantos. On
page 290, which is the fourth page of the
sentencing remarks, His Honour said:
I now propose to state reasons for
choosing the maximum penalty as the
appropriate sentence in this case. The circumstances of the present case reveal, in
my opinion, a far more serious example of the
offence charged than was revealed in
Dimozantos' case.
So if I can take the Court back to the outline
again, what we have is a possibility of serious
inconsistencies between sentences and a frank
example - indeed, the only example of a man charged
with incitement to murder during this period - a
frank example of the inconsistency where Boucher,
recognized by the trial judge to be a far worse
case than Dimozantos, gets a significantly smaller
sentence.
TOOHEY J: But the inconsistency, Mr Costigan, is produced
by the requirements of the legislation, is it not?
| MR COSTIGAN: | The possibility of the inconsistency, yes, it |
is, but that does not affect the legitimate sense
of grievance and injustice which the presentappellant might feel.
| TOOHEY J: | No, but his grievance may be against the |
legislature rather than against the sentencing
process.
| MR COSTIGAN: | It is against the sentencing process, |
Your Honour, because what we say is that the Court
of Criminal Appeal failed to take into account the
change in the maximum sentence to such an extent as
to give proper weight to that fact, and therefore
the sentence was too high and legitimately producedthe sense of injustice.
| BRENNAN J: | If the sentence that had been passed was six |
years with a minimum of five, would that have
attracted the same argument?
| MR COSTIGAN: | The argument becomes less strong, because we |
are talking about a comparison between sentences.
| Dimozantos(2) | 6 | 13/8/93 |
| BRENNAN J: | And it is a question of degree. |
| MR COSTIGAN: | As they narrow, then of course the argument is |
the less strong. But what we say here is that when
one analyses the judgment of the Court of Appeal,
they have fallen into a sentencing error.
BRENNAN J: But there are two factors, are there not? One
is the sense of grievance if there is
incompatibility between sentences, and the second
is the sentencing principle that the court must
take into account the maximum which the legislaturehas prescribed for that offence.
TOOHEY J: But the inconsistency, Mr Costigan, is produced
by the requirements of the legislation, is it not?
| MR COSTIGAN: | The possibility of the inconsistency, yes, it |
is, but that does not affect the legitimate sense
of grievance and injustice which the present
appellant might feel.
| TOOHEY J: | No, but his grievance may be against the |
legislature rather than against the sentencing
process.
MR COSTIGAN: It is against the sentencing process,
Your Honour, because what we say is that the Court
of Criminal Appeal failed to take into account the
change in the maximum sentence to such an extent as
to give proper weight to that fact, and therefore
the sentence was too high and legitimately produced
the sense of injustice.
| BRENNAN J: | If the sentence that had been passed was six |
years with a minimum of five, would that have
attracted the same argument?
| MR COSTIGAN: | The argument becomes less strong, because we |
are talking about a comparison between sentences.
| BRENNAN J: | And it is a question of degree. |
| MR COSTIGAN: | As they narrow, then of course the argument is |
the less strong. But what we say here is that when
one analyses the judgment of the Court of Appeal,
they have fallen into a sentencing error.
BRENNAN J: But there are two factors, are there not? One
is the sense of grievance if there is
incompatibility between sentences, and the second
is the sentencing principle that the court must
take into account the maximum which the legislaturehas prescribed for that offence.
MR COSTIGAN: That is so. There is a secondary sentence in
principle.
| Dimozantos(2) | 13/8/93 |
| BRENNAN J: Well, that is your argument, that it is a |
secondary sentence in principle?
| MR COSTIGAN: | Yes, and that principle is that a court sentencing should take into account, particularly |
| which have occurred between the date of the first | |
| sentence and the date of the second sentence. That | |
| is a well-accepted principle and it was the | |
| principle that was said to be the invariable practice of the Court of Criminal Appeal in Victoria in Carroll's case. |
It is our argument that the Court of Criminal
Appeal ought to have taken into account the change
of the legislation reflecting a view that themaximum penalty should be five years, and it failed
to do that because it distracted itself in its
consideration of other matters, and made wrong
findings of facts. I will take the Court to the passages. It is a question, in this case, where one
starts. I have chosen to start on the basis of a great sense of injustice and grievance as to the
comparative sentence that this man has got compared
to, not just what Boucher got, but what other
people might have got if they were sentenced during
this window when five years was the maximum.
Now, if I could take the Court to page 4 of
the outline. When the case came before the Court of Criminal Appeal for the second time, the
appellant submitted the appropriate maximum
sentence was five years. That was a submission of
law. It was based on two grounds; the first ground
related to the meaning of section 117. The appellant lost that argument and leave to appeal on
that argument was refused.
The second ground related to the practice of the Court of Criminal Appeal stated as being its
invariable practice to apply the law in force at
the time when it substituted its sentence for the
sentence originally passed. Now, there is no doubt that was the invariable practice, as enshrined in Carroll's case which was a Full Court decision, but there is equally no doubt that section 117 of the required to apply section 117.
But what Carroll's case did and what the
practice was, the principle of fairness, which
formed the basis of the decision in Carroll, is
that a later sentencing court must take into
account any events of fact or law which occur
between the original sentencing date and the appeal
| Dimozantos(2) | 8 | 13/8/93 |
date. Indeed, the Court of Criminal Appeal
accepted that that was an appropriate thing to do
in its judgment.
At page 83 of the appeal book, and I now take
the Court to the judgment of the Court of Appeal -
perhaps if I go to pages 74 and 76 in the first
place.
On page 74 the court made a serious error in
chronology by saying that the amendments to the
Sentencing Act had been made by the legislature on
the basis of their understanding of the judgment of
Mr Justice Marks and the judgment of the
Court of Criminal Appeal. That assisted the court
in its interpretation or construction of
section 117. Now, the fact is, as the chronology shows, that the amendments to the Sentencing Act
had occurred and passed through the Parliament
prior to the decision of Mr Justice Marks and prior
to the decision of the Court of Criminal Appeal.
So that to the extent that the Court of Criminal
Appeal drew comfort from the fact that the
Parliament must have understood the law as
originally interpreted, they were, quite frankly,
wrong.
The court went on to say:
Further, relevant maximum penalties in this interim period were altered upon the footing
that the analysis by Marks, J and by this
court of the relevant provisions was correct
and not, as the High Court held, wrong in law. Then, at the bottom of page 75:
It is clear that the High Court's view surprised amongst others the Victorian
legislature, a matter which may have some
relevance to our final orders.
Again, that was just incorrect. It was a mistake on the part of the Court of Criminal Appeal. The Act had been passed by the Victorian Parliament
prior to the decision of Mr Justice Marks and the
Court of Criminal Appeal. The court did say: a matter which may have some relevance to our
final orders.
When one turns to page 83 of the appeal book, the
court said:
However, this court will naturally take notice of the fact that this appellant is
being now re-sentenced, on the basis of a
| Dimozantos(2) | 9 | 13/8/93 |
remission-mollified available maximum of
15 years, at a time when a new offender for
exactly the same offence, who is not sentenced
at all until after 22nd April 1992, would fall
to be sentenced on the basis of a
non-mollified available maximum of 60 months
(five years). This consideration certainly
does not require this court to sentence the
appellant on the basis of a remissions-mollified available maximum of 7 1/2 years or
90 months, but is does require the court to
take into account the possible dissonance
referred to and to take it into account in
favour of the appellant.
So, there is no doubt that the Court of
Criminal Appeal has recognized two things.
Firstly, that events that have taken place since
the original sentencing should be looked at and,
secondly, that possible dissonance between a
sentence imposed on this appellant and other
offenders for the same offence is to be taken into
account. But, we say, that they failed to take both those matters into account, partly because
they were guilty of a sentencing error in their
interpretation of the Sentencing Act and were
distracted from the appropriate consideration of
the five year maximum which was relevant to those
who were likely to be sentenced during this time.
| TOOHEY J: | Mr Costigan, can I just ask you this, are there |
remission provisions applicable to either the head
sentence or the non-parole period or both inrespect of the appellant?
MR COSTIGAN: In respect of Dimozantos?
TOOHEY J: Yes.
| MR COSTIGAN: | Yes, there are. | I understand that the current |
sentence which is nine years with a minimum of
seven, in the ordinary course of events will become, with remissions, six with a minimum of four
and two-thirds. The sentence of Mr Boucher is a sentence of five years with a minimum of four.
There are no remissions available so far as that
sentence is concerned. When we applied for special leave to appeal we informed the Court that
Mr Boucher has appealed against his sentence, on
the ground that it is too high, because the
sentencing judge failed to take into account anumber of considerations which were specified in
the Act, and we informed the Court that that appeal
was coming on the following fortnight. It has not
yet come on, I understand it is now coming on in
the following fortnight. One cannot say what the
| Dimozantos(2) | 10 | 13/8/93 |
result of that appeal will be, except that his
sentence cannot be increased and it may be less.
So at the end of the day, what we say about
this matter is that by the combination of a series
of bad decisions of lower courts, for which the
appellant cannot be held responsible, a combination
of that and a series of faulty drafting amendments
to the Victorian Sentencing Act, again for which
the appellant cannot be held responsible, he is
left with a kind of justifiable sense of grievance
and injustice when he sees that he is being
sentenced to a term in excess considerably of what
other offenders during this period would have been
and specifically he finds himself in the prisons of
Victoria with a considerably larger sentence than
Mr Boucher, who is said by the supreme court to have committed a far more serious incitement to
murder.
That is a legitimate sense of grievance and
injustice which, for example, troubled this Court
in Lowe's case. I have given a reference to Lowe's case and indeed, as the headnote indicated:
The difference between the sentences must be manifestly excessive, and the court will
intervene in such a case on the ground that
the disparity engenders a justifiable sense of
grievance on the part of the accused on whom
the heavier sentence is imposed, or on the
ground that the disparity gives the appearance
that justice has not been done.
Quite simply, that is the ground on which this
Court gave the appellant leave to appeal; that it
went to the question of administration of justice,
and not to any question which would establish a
precedent in the future. It is simply a question
of the administration of justice and, in our
submission, the appellant is entitled to come to
this Court to correct the injustice which, through no fault of his own, has been imposed on him.
Finally, we say, as appears in paragraph 11,
despite the legitimate and oft-expressed reluctance
of this Court to engage, for good reason, in the
sentencing procedure, there are reasons in thiscase why the Court might, as a matter of exception,
itself impose the sentence if the appeal were
successful, rather than send this man - he has
already been sentenced on three occasions - to the
Court of Criminal Appeal to be sentenced on a
fourth occasion with, dare I say it, no absolute
certainty that he may not come back to this Court
again.
| Dimozantos(2) | 11 | 13/8/93 |
They are the submissions on behalf of the appellant. If the Court pleases.
| MASON CJ: | Thank you, Mr Costigan. Mr Bongiorno? |
| MR BONGIORNO: | If the Court pleases, before going to the |
Crown argument, as outlined in papers already
lodged, I might take up my learned friend's comment
to the effect that this man is entitled to suffer a
sense of grievance by virtue of the activity of the
legislature on two separate occasions. It would be
the Crown submission that that is, as
Justice Toohey observed, a matter for the
legislature, and if I can give an example of what
the legislature has done in Victoria in another
situation to exemplify that composition. If two
men in Victoria today - that is Friday,
13 August 1993 - commit the offence of sexual
penetration of a child between the ages of 10
and 16 and one of them is arrested tonight and one of them is arrested on Sunday, the man arrested on
Sunday faces a gaol sentence one-third longer than
the man arrested tonight. Now, that presume to be
the intention of the legislature in amending theSentencing Act.
Similarly, in relation to the matter that my
learned friend relies upon, it must be presumed to
have been the intention of the legislature that for
the period between 22 April 1992 and tomorrow nightthe penalty for incitement to murder is five years,
whereas before that it was 15, and after tomorrow
night it will be life. So that the dissidence, which my friend says engenders a justifiable sense
of grievance in his client, is one produced, as
Justice Toohey observed, by the legislature within
its province.
If I might go to the outline of argument which
the Crown demonstrates this appeal should not be
allowed. The starting point for the Crown argument is the case of Carroll, (1991) 2 VR 509, which is the Victoria Full Court case. At page 511, the
court, comprising the Chief Justice Sir John Young,
Justices Crockett and O'Bryan, said, at line 20:
If a sentencing judge has fallen into error
according to the law at the time when he
passed sentence, this court has always
regarded it as its duty to intervene. When it does so, it regards it as its duty to pass
such sentence as it thinks fit in accordance
with the law at the time when it substitutes
its sentence for the sentence originallypassed. This has been the invariable practice
of the court. It is a practice which enables
the court to substitute a different sentence
| Dimozantos(2) | 12 | 13/8/93 |
when some event occurs between the original
sentencing date and the date when this court
has to decide an appeal which demands some
alteration in the sentence imposed. In such a
case there may be no change in the law, but
simply a change in the relevant facts. The
principle however is the same.
This Court, in Radenkovic, 170 CLR 623, said
something similar but not quite in the same
context. Radenkovic was a case which dealt with
the New South Wales legislation which might be said legislation that the government there introduced
to have been the equivalent of the Victorianinto Parliament in 1989.
In the joint judgment of Your Honour the
Chief Justice and Justice McHugh, at page 632, a
principle is outlined at the first complete
paragraph on that page.
In the context of an appeal against sentence,
when a court of criminal appeal is called upon
to resentence because it has quashed the
sentence initially imposed, considerations of
justice and equity ordinarily require that the
convicted person be resentenced according to
the law as it stood at the time when he was
initially sentenced, particularly when that
law was more favourable to him than the law as
it existed at the hearing of the appeal. The convicted person had an entitlement when he
was sentenced by the sentencing judge to a
sentence imposed in conformity with the
requirements of the law as it then stood. He should not be denied that entitlement simply because the sentencing judge made a mistake, whether that mistake resulted in a sentence
that was too harsh or too lenient ..... it would
require a very clear indication of statutory
intention to displace that entitlement. The Court goes on to deal with the instant
Radenkovic
case. That principle as set out in is, necessarily inconsistent with Carroll. InVictoria, at least, it is our submission that
section 117(4) of the Sentencing Act now either
abolishes the principle in Carroll, certainly so
far as changes in the law are concerned, and
Your Honours will recall that section 117(4) which
is attached to the back of the Crown argument - I
think it is on the last page of that small bundle -this was the section which was construed by the
Court of Criminal Appeal, which construction this
Court refused leave to appeal from.
| Dimozantos(2) | 13 | 13/8/93 |
It is the Crown's submission that because of
the presence of section 117(4), the principle in
Carroll either does not apply at all, or if it
applies, it must be confined to factual changes
between the date of original sentence and the date
of resentence. The second part of that submission
does not, of course, need to be dealt with in this
appeal. So that the Crown's position is that the resentencing court was required by section 117(4)
to apply the appropriate penalty as it stood at the
date Justice Marks imposed the sentence, in other
words, with a maximum of 15 years.
| TOOHEY J: | It is an odd way of expressing it, Mr Bongiorno, |
is it not, if that is the intention, and it may
well be, but all subsection (4) says - perhaps I
have not read the entirety of the section, but
subsection (4) reads like some sort of machinery
provision. The sentence must be taken to have been imposed at the time the original sentencing order
was made.
MR BONGIORNO: | Your Honours, subsection (4) has been the subject of a fair amount of debate in the Court of | |
| Criminal Appeal, as Your Honour might imagine, because of the very difficulty of construction | ||
| Your Honour has highlighted. But in this case, as | ||
| in others, it has been interpreted by the Court of | ||
| Criminal Appeal as meaning that the Court of Criminal Appeal must place itself, for the purposes | ||
| of the law certainly, in the position of the trial | ||
| judge, as he was on the date that he imposed the | ||
| ||
| contained in this judgment of the Court of Criminal | ||
| Appeal being appealed from was not the subject - indeed, was a matter upon which special leave was | ||
| specifically refused, and the judges who heard the application for special leave taking the view that | ||
| that was not a point in respect of which special | ||
| leave ought to be granted; leaving the | ||
| interpretation of that section as it has been | ||
| ||
| drafting of it is an example of legislative drafting in its finest form, but it has been interpreted by the court in that way. That means, in our submission, that Carroll either does not exist as a principle at all, or it is confined now to questions of fact, and we set that out in | ||
| paragraph 1 of our argument, and then, in the | ||
| alternative, we say that the effect of Carroll's | ||
| case now is that a Court of Criminal Appeal should | ||
| have regard to a new applicable sentence as an | ||
| aggravating or mitigating factor in the resentencing process, to be given such weight as |
| Dimozantos(2) | 14 | 13/8/93 |
the Court of Criminal Appeal considers appropriate,
as an expression of legislative will.
So that here, if Carroll still exists in some
form, it is only in a somewhat watered-down form by
the effect of section 117(4), so that it becomes a matter to be taken into account in exercise of the sentencing discretion. Now, in our submission,
that is exactly what the Full Court did in this
case, and that is set out in their sentence, which
occurs at page 83 of the appeal book.
| TOOHEY J: | I am not sure what you mean by the words, "as an |
aggravating or mitigating factor"?
MR BONGIORNO: Well, in this sense, Your Honour, in this
case, obviously a mitigating factor; if the
legislature reduces a sentence between the date of
the original sentence and the date of the appellate
court-imposed sentence, well then, the fact that that has occurred can be taken into account as a
mitigating factor by the Court of Criminal Appeal
in the resentencing process. So that, in the exercise of the resentencing discretion, one of the
factors is that the legislature has reduced the
penalty from 15 to five years - as a factor.
| TOOHEY J: | And you would argue it would operate the other |
way as well, would you? You do not have to.
| MR BONGIORNO: | I do not have to in this case, and I put that |
proposition in there and perhaps in light of cases
like Radenkovic - - -
TOOHEY J: That could hardly stand with Radenkovic, I would
have thought.
| MR BONGIORNO: | Yes, it could not, unless section 117(4) has |
removed that discretion anyway.
TOOHEY J: But as a matter of judicial expression it could
hardly stand with Radenkovic.
| MR BONGIORNO: | It could not, no. | I respectfully agree with |
Your Honour about that. But, in this instance, we say that the most that the reduction in sentence
can affect is the resentencing discretion of the
Court of Criminal Appeal, and it expressed that
itself on page 83, when it said at line 4:
However, this court will naturally take notice of the fact that this appellant is
being now re-sentenced, on the basis of a
remission-mollified available maximum of 15
years, at a time when a new offender forexactly the same offence, who is not sentenced
at all until after 22nd April 1992, would fall
| Dimozantos(2) | 15 | 13/8/93 |
to be sentenced on the basis of a non-
mollified available maximum of 60 months (five years). This consideration certainly does not require this court to sentence the appellant
on the basis of a remissions-mollified
available maximum of 7 1/2 years or 90 months,but it does require the court to take into
account the possible dissonance referred to
and to take it into account in favour of the
appellant.
So that, in the exercise of the resentencing
discretion, the court has done at least that which
it is required by its own decision in Carroll to
do, if that decision still has any effect, and if
Carroll has been completely abrogated by
section 117(4), well then any error that the
Court of Criminal Appeal made was in favour of the
appellant. So it is not a matter of which he can complain.
DEANE J: But is not the problem this, that earlier the
court had said that the legislature had reduced the
penalty by a mistake. The basis of the mistake, namely that the legislature had acted on the basis
of the earlier Full Court decision and was
surprised by what this Court decided, is as a
reason demonstrably false. The Court of Criminal Appeal said that the fact that the legislature had
acted on that mistaken belief may prove to be
relevant and had then not indicated whether it didor did not.
| MR BONGIORNO: | Your Honour, this is the third paragraph of |
our submission - - -
| DEANE J: | I am sorry, I did not realize that you were - |
| MR BONGIORNO: | I was about to come to it in any event. |
DEANE J: Well, in that case, disregard what I said because
you will no doubt deal with it.
MR BONGIORNO: So, just finishing off the propositions in
paragraph 2, in our submission, the court did take
into account the reduction when it sentenced. Now, we then deal with this problem that Justice Deane
raised in paragraph 3. We say that the passage, which commences on page 75 - after setting out the
legislation there, the Court said:
Justice Marks and this Court in 1991 were of
opinion that the maximum penalty for
incitement to murder in 1991 was fixed byparagraph (c) of s 321 I (1), whereas the
High Court in October 1992 held that it was in
| Dimozantos(2) | 16 | 13/8/93 |
1991 fixed by paragraph (b) of the sub-
section. It is clear that the High Court's
view surprised amongst others the Victorian
legislature, a matter which may have some
relevance to our final orders.
They then go on on the next page giving a reason
why the sentence was lowered and the way in which
it came to be lowered.
Now, it is our submission that, having regard
to what the Court said at page 83, this is no more
than an irrelevant discursus or excursus from themainstream of the judgment. It does not - - -
| MASON CJ: | Why would you read it that way, when they say "it |
may have some relevance" and they subsequently do
not disavow relevance and, in the last paragraph of
the judgment, they say:
In our opinion the appropriate sentence
to impose in the very unusual circumstances of
the present case -
Does that not imply they have taken that up.
MR BONGIORNO: In our submission, no, Your Honour. It is
equally consistent with the proposition that it is
an unusual case where a sentence is reduced so
dramatically by the legislature at all. The case is unusual without any reference to why it did it or how it did it or whether it was surprised or
otherwise by the decision of this Court. It is an unusual case standing just on its facts. Legislatures do not normally reduce sentences from
15 years to five years, particularly in the currentclimate.
DEANE J: But assume, by way of example, that in reducing
the sentence the legislature in the preamble of the
Act had said, "and solely for the reason that the present sentence for incitement to murder is life and therefore we won't be reducing that sentence to
five years. We proceed to make this law." The Court of Criminal Appeal would have been completely justified, would it not, in saying, "Well, one of the factors we have to take account of is that, due to some incredible bungle, the legislature has since inadvertently reduced the maximum penalty to
five years"?
| MR BONGIORNO: | Your Honour is positing a case where it |
actually says, "We're not going to", and then in
fact goes ahead and does it?
| DEANE J: | No, it spells out the fact that it is acting on |
the basis of a mistake and that it does not intend
| Dimozantos(2) | 17 | 13/8/93 |
to do at all what it has done. Here the Court of
Criminal Appeal has said, "While the legislature
has reduced the maximum penalty to five years, it
is plain that it did that by mistake and that that
may be relevant when we subsequently come to our
final orders."
| MR BONGIORNO: | To take the proposition that Your Honour |
first put, of course, is different in this sense,
that there the Court would be faced with two
provisions of an Act which were inconsistent on
their face, and they would fall to construe that in
accordance with principles of statutory
construction.
But, to take the second proposition that
Your Honour put, in our submission, having regard
to what the Court did here - and really our
argument ends up boiling down to the very bald
proposition that the Court did not, although it
said, "This is a matter which may have some
relevance to our final orders", an examination of
what it did and what it said as it was doing it,
does not bear that out.
DEANE J: But is not the real vice further on, when it says, "It is quite plain that the reason why the sentence
was lowered to five years is that it was
considered, after the decision of Justice Marks and
of this court, that paragraph (b) did not cover
incitement to murder". Now, it has based that
statement on what is a demonstrable mistake of
fact, has it not.
| MR BONGIORNO: | Yes, it has, and I cannot gainsay that, that |
is clear.
| DEANE J: | Now, if that statement were correct, would it not |
be a relevant matter to take into account in
determining the significance of the fact that the
legislature had seen fit to reduce the maximum
penalty to five years? It would, at least, be a somewhat difficult question, would it not?
| MR BONGIORNO: | It would be a very difficult question, |
Your Honour, because that raises something that was
not argued in the Court of Criminal Appeal at all
and is not, in the research I did into this matter,
the subject of any authority that I could find.
And that is the question of whether a court can go
behind both the words of the statute and such other
supplementary materials as it might now use to
construe a statute, on the basis that somebody must
have made a mistake. It is not something upon
which the books are screaming with assistance, I
might say.
| Dimozantos(2) | 18 | 13/8/93 |
Consistent with principle, apart from
interpreting the statute and using such extraneous
materials as are now permitted, in our submission,
the Court would be intruding into the legislative
arena far further than a court can.
DEANE J: Well, that is why I gave you the example of the
preamble to the Act making it clear that the
legislature had made a mistake.
| MR BONGIORNO: | Yes. | The situation of Acts having |
inconsistencies in them is not unknown, but they
are construed in one way or another trying to give
effect so far as possible to each of the
inconsistent provisions, and there are cases on
that, but they do not assist in a situation where
the court, for one reason or another, extraneous tothe Act and extraneous to the permitted extraneous
material, if you like, is entitled to say it must
have made a mistake. I looked at that at the time this was in the Court of Criminal Appeal and could not get anywhere with an argument in relation to
it.
DEANE J: But is that not also where what Justice Toohey was
discussing with you has a degree of relevance here
in that if you could treat the changes in the law
as aggravating, you might be able to say in this
case, "Well, it was five years then but, if he's
resentenced now, we've got to take account of theenactment of the Act that takes effect this
weekend." That being so, really it is much ado
about nothing but, if you limit it to mitigating,
the approach would be, "Well, we don't take account
of the aggravating one and we look back and the
best we can do is speculate whether the Court of
Criminal Appeal's obvious mistake did adversely
affect the sentence."
MR BONGIORNO: Other than, Your Honour, to look at the
sentence itself, because the sentence itself could
hardly have been lower if it took into account - it has a maximum available of 15 years. That is a
remission-mollified 15 which is really a maximum of
10 under the Victorian system. It gave him
effectively six. It would have had five available,
no remission. It has given him only one year to take into account the fact that - to put the
argument completely around the other way, to take
into account the fact that the maximum is 15 years,
or 10 in real terms. So that it would be difficult
for a court to take into account any more strongly
the legislative will, by mistake or otherwise, of
the reduction to five years than what this courtdid in this case. It could not get much lower than
- it could only come down effectively another year.
| Dimozantos(2) | 19 | 13/8/93 |
DEANE J: That sounds very powerful to me but, if instead of
the sentence they imposed, they had imposed an
extra 12 months or a lesser 12 months, it would not
have any effect on me in that I would look at it
and I would think that is a bit hard or it is a bit
light, but it is the going rate in Victoria,
apparently.
| MR BONGIORNO: | I am not sure I follow Your Honour's - |
DEANE J: What I am saying is, I am just not qualified to
assess the merit of your argument, that you look at
the sentence and you say, "Oh, this is as low as
they could have gone". I just do not know.
MR BONGIORNO: Perhaps if I put it another way and take
Mr Costigan's example of the man who he says was
far worse, who got five with a maximum of four,
this man, who is sentenced under a different
maximum, got six with a minimum of four and two-
thirds. There is not much room to detect an error
in the result, even if an error - as Your Honour
has pointed out, there is an error in the factual
statements in the Court of Criminal Appeal's
judgment. So that the result that is arrived at, and the Crown would say, as explained on page 83 and indeed explained on page 80 as well, which I
was about to come to, that the result is that they
did not take into account anything related to the
mistake. They took into account the fact that the sentence had been reduced but that they did not
load it in any way because it was reduced, as they
say, by mistake or by reason of misapprehension of
the law. There cannot be a suggestion, in our
submission, from what they actually did to support
the - - -
DEANE J: But we can only speculate about whether if they
had not made the mistake, the sentence would have
been eight years.
| MR BONGIORNO: | Yes, a remission-mollified eight years. |
DEANE J: Yes. It may have been; it may not have been.
| MR BONGIORNO: | It is the Crown's principal contention that |
when one looks at page 83 - and, indeed, I take the
Court to page 80 which is where they begin to deal
with this question of truth in sentencing and the
abolition of remissions. They recognize the necessity to take into account, still, the question
of the legislation. That appears at page 80, the
third from the bottom. The different sentence on
appeal at line 284:
The different sentence on appeal is prima
facie the sentence which ought properly to
| Dimozantos(2) | 20 | 13/8/93 |
have been passed in the first place, although
of course this appellate court always takes
into account the circumstances, including the
legislation, which subsist at the time of re-
sentencing:
And they refer to Carroll. Then, as I have already read at page 83, the court deals with what it actually did do and, in our submission, deals with it appropriately. So that the reference to why the
legislature reduced it - the possible relevance has
to depend, in our submission, on those few words
which may have some relevance to our final orders
and that there is nothing to suggest that it did.
Paragraph 4 of our written argument I do not
persist in, in the light of Radenkovic and the
comments made by Mr Justice Toohey, so that our
argument really rests on the proposition that what
the Court said in relation to why the legislature
in Victoria did what it did is an irrelevant
excursus from its judgment and that the result it
reached as explained by it is the proper way. If
the Court pleases.
MASON CJ: Thank you, Mr Bongiorno.
| DEANE J: | What do you say about the suggestion that this |
Court should somehow decide what the appropriate sentence was?
| MR BONGIORNO: | Having regard to Your Honour's comments - the |
Crown has no view on the matter in terms of a submission to make, but the Crown would be content
either way, having regard to the practice of this
Court and the authorities seem clear that the Court
does not, as a matter of practice, engage in the
resentencing of persons who succeed on appeal.
Radenkovic is authority for that, and there are a
number of other cases where the Court has said that
it would probably be more appropriate that it be remitted to the Court of Criminal Appeal. But I have no submission to make one way or the other
from the Crown's point of view.
My learned junior, takes me back, if I just
might, in conclusion, to the first panagraph of our
outline: that if we are right about the effect of
section 117(4) and that it in fact abrogates the
proposition in Carroll so far as that proposition
can be extended to changes in the law, as distinctperhaps from changes in the;facts, well then, the
sentence, if there is an error, is an error in
favour of the appellant. It is not an error that
would fall to be corrected by this Court. So that
if Carroll has been abrogated by section 117(4) so
far as statutory amendment is concerned, then there
| Dimozantos(2) | 21 | 13/8/93 |
is no question to be determined, in effect, by this
Court. If the Court pleases.
MASON CJ: Thank you, Mr Bongiorno. Mr Costigan?
MR COSTIGAN: There are two matters, if Your Honour pleases.
The first is on that last matter. We say, of course, the basic principle in Carroll has been
very much overtaken by section 117(4) which must
cover it, but there was a subsidiary principle in
Carroll which did pick up the concept of looking at
intervening events between the first sentence and
the appellate court and that principle is notremoved by section 117(4) and, indeed, the Court of
Criminal Appeal at page 80 recognized at line 287
that the appellate court will always take into
account the circumstances, including the
legislation, which subsist. So that we say changes in fact or law are still relevant to the
consideration of that Court.
Secondly, we would say, that at the time the
Court of Criminal Appeal considered this matter,
the maximum was five years; there was no further
amendment to the Sentencing Act, and it was in that
atmosphere that it was to consider what was the
appropriate penalty to impose on this man, and the
last thing we would say is that, at the end of the
day, what has to be considered here is whether
there is such an appropriate sense of injustice, or
grievance, as to attract the intervention of this
Court, and that it is not helpful to that to do an
arithmetical exercise of reducing 15 to 10 and then
10 to six, or whatever. The true grievance is demonstrated by the actual comparison between what
happened to Mr Boucher and what happened to this
man.
It is not a kind of offence where one can draw
a large number of examples to draw up a list of
comparisons. There have been only these two cases
of incitement to murder, and one man, my client, is in gaol, sentenced to nine years, with a minimum of six, and the other one who has committed a far worse murder is in gaol with a maximum of five, with a minimum of four, which may be reduced on appeal. If the Court pleases.
MASON CJ: Thank you, Mr Costigan. Court will consider its
decision in this case and the Court will now stand
adjourned sine die.
AT 12.26 PM THE MATTER WAS ADJOURNED SINE DIE
| Dimozantos(2) | 22 | 13/8/93 |
Key Legal Topics
Areas of Law
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Criminal Law
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Statutory Interpretation
Legal Concepts
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Appeal
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Charge
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Sentencing
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Statutory Construction
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