Dart v Norwich Union Life Australia Ltd

Case [2001] FCA 1481


FEDERAL COURT OF AUSTRALIA

Dart v Norwich Union Life Australia Ltd [2001] FCA 1481

SYDNEY RONALD DART AND ORS v NORWICH UNION LIFE AUSTRALIA LIMITED AND ORS

No Q 205 of 2001

SPENDER J
BRISBANE
22 OCTOBER 2001


IN THE FEDERAL COURT OF AUSTRALIA

QUEENSLAND DISTRICT REGISTRY

Q 205 OF 2001

BETWEEN:

SYDNEY RONALD DART
FIRST APPLICANT

SHIRLEY NORMA DART
SECOND APPLICANT

FREDERICK WILLIAM DART
THIRD APPLICANT

AND:

NORWICH UNION LIFE AUSTRALIA LIMITED
(ACN 006 783 295)
FIRST RESPONDENT

VYNOTAS PTY LTD (ACN 007 093 601)
SECOND RESPONDENT

JONES LANG LASALLE (QLD) PTY LIMITED
(ACN 010 411 140)
THIRD RESPONDENT

ROBERTS NEHMER McKEE - formerly ROBERTS LEU NORTH (A FIRM)
FOURTH RESPONDENT

JUDGE:

SPENDER J

DATE OF ORDER:

22 OCTOBER 2001

WHERE MADE:

BRISBANE

THE COURT ORDERS:

1.The applicants have leave to appeal from the judgment and orders given on 4 September 2001; the appeal to be based on the grounds set out in the document styled “Notice of Appeal” filed 25 September 2001.

2.Service on the first respondent of that document on 26 September 2001 and other respondents by post on the same day be sufficient service of the notice of appeal in respect of which leave has been granted.

3.There be no order as to the costs in respect of the application for an extension of time within which to serve a notice of appeal, or the application for leave to appeal.

Note:    Settlement and entry of orders is dealt with in Order 36 of the Federal Court Rules.


IN THE FEDERAL COURT OF AUSTRALIA

QUEENSLAND DISTRICT REGISTRY

Q 205 OF 2001

BETWEEN:

SYDNEY RONALD DART
FIRST APPLICANT

SHIRLEY NORMA DART
SECOND APPLICANT

FREDERICK WILLIAM DART
THIRD APPLICANT

AND:

NORWICH UNION LIFE AUSTRALIA LIMITED
(ACN 006 783 295)
FIRST RESPONDENT

VYNOTAS PTY LTD (ACN 007 093 601)
SECOND RESPONDENT

JONES LANG LASALLE (QLD) PTY LIMITED
(ACN 010 411 140)
THIRD RESPONDENT

ROBERTS NEHMER McKEE - formerly ROBERTS LEU NORTH (A FIRM)
FOURTH RESPONDENT

JUDGE:

SPENDER J

DATE:

22 OCTOBER 2001

PLACE:

BRISBANE

REASONS FOR JUDGMENT

  1. On 4 September 2001 I dismissed proceedings brought by Mr Dart and others on strike-out applications brought by the respective respondents.

  2. Mr Dart filed a notice of appeal on 25 September 2001, but apparently served the first respondent on 26 September 2001 and the other respondents by post on the same day.  This service is out of time, and I understand that both respondents have advised the Court and Mr Dart that for that reason they did not accept that the appeal has been validly instituted.

  3. An application by Mr Dart for leave to appeal, together with a supporting affidavit, was received in the registry on 20 September 2001. 

  4. In Hall v Nominal Defendant (1966) 117 CLR 423, Taylor J said at 440:

    “So an order made in the course of an action or suit which does not conclude the rights of the parties inter se, although it may, of course, conclude the fate of the particular application in which it is made, is interlocutory only.  On this basis an order staying proceedings against one of several defendants on the ground that they are scandalous, vexatious and an abuse of the process of the Court has been treated as interlocutory: Hind v Marquis of Hartington (1890) 6 TLR 267. The same view was taken of an order striking out a plaintiff’s statement of claim on the ground that it disclosed no reasonable cause of action: Jones v Insole (1891) 64 LT 703; and of an order dismissing an action as frivolous and vexatious in In re Page [1910] 1 Ch 489.”

  5. The orders made on 4 September 2001 therefore appear to be interlocutory, and leave is required.  It seems that there was some confusion in the registry concerning the need to seek leave to appeal. 

  6. In the circumstances there seems to be no prejudice to the parties by granting leave to appeal; while I am far from persuaded that there are any arguable grounds for the appeal, having regard to the practical conclusions of the orders that I made, I think that leave to appeal should be granted. 

  7. By facsimile transmission dated 22 October 2001, Mr Humphries of the firm Connolly Suthers in respect of his clients indicated that:

    “…our clients neither consent to nor oppose orders being made in terms of
    the applications.”

  8. I grant leave to appeal from the judgment and orders given on 4 September 2001.  The appeal is on the grounds set out in the document styled “Notice of Appeal” filed 25 September 2001.   I order that service on the first respondent of that document and other respondents by post on the same day be sufficient service of the notice of appeal in respect of which leave has been granted.  The registry should attend to the preparation of the appeal documents in the ordinary way.

  9. I order that there be no costs in respect of the application for an extension of time within which to serve a notice of appeal, or the application for leave to appeal.

I certify that the preceding nine (9) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Spender.

Associate:

Dated:             22 October 2001

The two applications were heard in Chambers

Date of Hearing: 22 October 2001
Date of Judgment: 22 October 2001
Details
AGLC
Dart v Norwich Union Life Australia Ltd [2001] FCA 1481
Case
[2001] FCA 1481
Decision Date

CaseChat Overview and Summary

The applicants, Sydney Ronald Dart, Shirley Norma Dart, and Frederick William Dart, brought proceedings against Norwich Union Life Australia Limited, Vynotas Pty Ltd, Jones Lang LaSalle (Qld) Pty Ltd, and Roberts Nehmer McKee, previously known as Roberts Leu North. The dispute revolved around a strike-out application by the respondents that was dismissed by the Court on 4 September 2001. Mr Dart subsequently filed a notice of appeal on 25 September 2001 but failed to serve it within the required time, leading to the respondents disputing the validity of the appeal. The applicants sought leave to appeal the Court's judgment and orders from 4 September 2001.

The court considered whether the orders made on 4 September 2001 were interlocutory, thus requiring leave to appeal. The court cited Hall v Nominal Defendant (1966) 117 CLR 423, which stated that orders not concluding the rights of the parties are interlocutory. Given the practical effect of the orders, the court concluded they were interlocutory and thus required leave to appeal. Despite the apparent lack of arguable grounds, the court granted leave to appeal to avoid any prejudice to the parties. The court also determined that there should be no costs for the application for an extension of time to serve a notice of appeal or the application for leave to appeal.

The court granted the applicants leave to appeal the judgment and orders given on 4 September 2001, based on the grounds outlined in the document styled “Notice of Appeal” filed on 25 September 2001. Service on the first respondent of that document and other respondents by post on 26 September 2001 was deemed sufficient for the notice of appeal. The court ordered that there be no costs in respect of the application for an extension of time within which to serve a notice of appeal, or the application for leave to appeal.

Orders

Orders of the court

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Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

SPENDER J

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Ratio Decidendi

Legal Principle Established

Established by: SPENDER J

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