Daniels v Burfield
[1994] HCATrans 463
~~~
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Adelaide No AS of 1993 B e t w e e n -
GRAHAM KEITH DANIELS
Applicant
and
GEOFFREY BURFIELD
Respondent
Application for special leave
to appeal
MASON CJ TOOHEY J McHUGH J
TRANSCRIPT OF PROCEEDINGS
| Daniels | 26/8/94 |
AT ADELAIDE ON FRIDAY, 26 AUGUST 1994, AT 10.12 AM
Copyright in the High Court of Australia
MR G.K. DANIELS: In pe:;on.
| MR B.T. LANDER, OC: | May it please the Court, I appear with |
my learned friend, MS J.E. TRACEY, for the
respondent. (instructed by Fisher Jeffries)
MR DANIELS: First, let me thank you for the opportunity to
be heard. as you can see I am not a lawyer,
however, I will endeavour to do my best to place
the submissions here before the Court withoutoffending or embarrassing anyone.
| MASON CJ: | Mr Daniels, like the previous applicant, you need |
to make application under Order 69A rule 11 for
leave to present your application in person, andthat means you have to show, in the first instance,
that this case involves exceptional circumstances.
| MR DANIELS: | Fine. Can I give a little background to |
what -
| MASON CJ: | Yes. |
| MR DANIELS: | Thank you, Your Honour. | It appears to me that |
the Full Court appeal was lost due to one primary
factor and that being that the trial judge's
measurement of the demeanour of his preferred
witness, the respondent. I refer to page 6, please, of my summary of argument, where
Judge King, in handing down his finding, states that:
Despite the concerns which I have felt
about certain aspects of the case I have
reached the conclusion that the learned trial
judge's positive findings as to the
credibility of the respondent are fatal to the
success of the appeal.
A bit further in line 20 where Judge Prior, in
handing down his finding, states: The trial judge's credibility findings are such that the appeal must be dismissed.
It would seem that, if I am going to succeed in
gaining the right for my appeal to be heard in the
High Court, I must succeed first in convincing this
Court that the trial judge's measurement of his
preferred witness's demeanour is inconsistent with facts incontrovertibly established by the evidence.
In my summary of argument, I have made reference to
eight case histories which, I believe, give weight that special leave should be granted. Allow me to
refer to one, Dearman v Dearman, 7 CLR, at 549:
| Daniels | 26/8/94 |
Although on an appeal from a Judge of
first instance sitting without a jury, it is
the duty of the Court of Appeal to reconsider
the evidence and give its judgment according
to its own opinion, yet where the evidence hasbeen given viva voce, and there has been a
conflict of evidence, the Court of Appeal will
not reverse the decision of the Judge on
questions of fact depending upon the
credibility of witnesses, unless it sees
clearly that the decision was wrong.
It is my submission that it can be clearly seen
that the Appeal Court's decision to allow the court
of first instance decision to stand was wrong and
that, according to Dearman v Dearman's case,
findings of credit can be reversed when they are
manifestly wrong. Further, let me quote from
page 557 of the same Commonwealth Law Report, at
the bottom of that page:
It is often very difficult to estimate
correctly the relative credibility of
witnesses from written depositions; and when
the question arises which witness is to be
believed rather than another, and thatquestion turns upon manner and demeanour, the
Court of Appeal always is, and must be, guided
by the impression made on the Judge who saw
the witnesses. But there may obviously be
other circumstances, quite apart from manner
and demeanour, which may show whether a
statement is credible or not; and these
circumstances may warrant the Court in
differing from the Judge.
It is my further submission, it is the duty of the
appellate court to make up its own mind on
questions of credit where other circumstances,
apart from manner and demeanour, disclose the
credibility of the statement. It is my view that
this is exactly the case as the transcript shows and my summary of argument highlights on page 4
that the trial judge did err by acting on his
assessment of demeanour which was inconsistent with
facts established by the evidence.
| TOOHEY J: | Mr Daniels, as I read the papers, the case that |
you are putting to us, essentially, is that
demeanour really played no part because there was
no explanation for what happened other than some
failure to take care on the part of the respondent;
is that the way you are putting your case?
| MR DANIELS: | No, it is not. |
TOOHEY J: It is not?
| Daniels | 26/8/94 |
| MR DANIELS: | No, Your Honour. | You are referring to Dearman |
v Dearman?
| TOOHEY J: | No, I am not referring to any authority. | I am |
referring to the case that you would wish to
present to us in challenging the decision of the
Full Court. As I read it, I understood you to be saying, "Well, the demeanour of the respondent
should have played no real part in the findings of the trial judge because the evidence was such that
no explanation was available for what happened
other than a failure to take care by the
respondent."
| MR DANIELS: | I think I see your point. | I would say that |
demeanour does play some part, that where facts
show otherwise I believe they should be taken into
account as per the case histories; that would be
where I differ. I believe demeanour does play a
part.
McHUGH J: | Is not the real problem that you face that the theory of negligence put forward by Mr Owen would |
| have required the occurrence of a great deal of bleeding, and the trial judge accepted the | |
| defendant when he said that there was no such | |
| bleeding? | |
| MR DANIELS: | He accepted the defendant based on his |
demeanour. I believe that is the essence of the acceptance and that is obviously the right of the
judge to do so. What I am saying is that I believe there are facts that indicate otherwise.
McHUGH J: But, is not that critical that unless you can
persuade this Court that the trial judge could not
possibly have come to that conclusion about therebeing no sign of blood, then that is the end of it,
is it not?
MR DANIELS:
No, there may not have been a sign of blood at
the instance of replacing the testis back in the
sac. The judge accepted the defendant's witness without any of the qualification of any superior
expert witnesses, which I find astounding. We find that I was patient No 52 of the defendant. The ~xpert witnesses, Mr Owens that you mentioned, had
done 2500 cases at the same time. Now, for the judge to accept a man who has done 52 cases as
being a superior qualified witness over a man whohas done 2500, I cannot equate with that.
McHUGH J: Well, numbers do not matter, do they?
| MR DANIELS: | I think they do; I differ, I really do. | We are |
talking about a gentleman that has had expertise in
an area. If he has done one job - if numbers do
| Daniels | 26/8/94 |
:-~
not matter - I do not believe the Court would put
that alongside of a man who has done 500 cases.
What I am giving you is a similar scenario, the
gentleman had done 52 at the time he operated on
me. The evidence that he gave was accepted far in excess of the evidence of a more expert, who had
done 2500 cases at that time. The judge accepted the inferior expert based on his demeanour - which
he has a right to do - but, I believe the facts are
such that demeanour alone cannot be taken as the
sole purpose for overturning a decision in this
case.
If I can go on, on the top of page 4 of my
summary of argument, starting at (c), the fact that
in a letter dated 29 October 1985 to the appellant
the respondent had admitted the cause of the loss
of the testes which was virtually identical to the
appellant's case and that such admission was made
with knowledge of the relevant facts and upon the
basis of access by the respondent for that purpose
to the hospital records and notes. I have copiesof the letters here if Your Honours would like to
have one because I would like to refer to it.
| McHUGH J: | It is in the material. |
MR DANIELS: Excuse me?
MASON CJ: It is in the material, we have it.
| MR DANIELS: | Okay. | Can I draw your attention to the bottom |
of the first page of that letter, please:
It is a small artery which is not easy to
identify in scarred tissue and so there is
always a theoretical risk that in mobilizing
the vas to get the ends together in a
vasectomy reversal operation that it may be
interfered with during the dissection process
and cause subsequent embarrassment to the
blood supply to the testicle.
Now, bear in mind, this is a letter from
Dr Burfield:
It is my own view that this is the most likely
reason why the testical has subsequently
atrophied and it is quite independent of the
subsequent haematoma that developed.
From this evidence we know, first hand, three
things: one, what took place; we know, secondly,
when it took place; and, we know, thirdly, how it
took place. I believe this evidence would certainly override demeanour.
| Daniels | 26/8/94 |
If I can refer back to page 4 point (d): fnding that the respondent had changed his
operative technique following the operation which
was a fact indicative in itself of fault. Please
allow me to quote, page 298 of appeal book II,
Dr Burfield, who was under examination, and he
says:
My experience with Mr Daniels has been a
traumatic one for me. I believe we should all try and learn by our experiences and, as a
consequence, I have changed my technique.
It would appear that the doctor realized there was
a problem that could be improved with his
technique, and following the controversy I had in
my case and the trauma I experienced in his own
words, in his own testimony, "as a consequence, I
have changed by technique". I believe the facts would override the demeanour in this case.
And, we go on to point (e) of my summary, and
that such finding was against the evidence and the
weight of the evidence and in particular that given
by Drs Owens, Tan and Sinclair as to the causes of
the atrophy. That is in the records, I will not go
through it now. Point (f) I have already mentioned
that Dr Owens is by far the more experienced. I was No 52 patient to Dr Burfield, Dr Owens had done
2500 at that stage. But let me quote from the
trial judge where he said - he is referring to
evidence:
where it conflicts with any other witness.
Yet, the trial judge accepted the evidence of the respondent -
where it conflicts with any other witness.
Quote: The defendant requires no support for me to accept his opinion ..... where his - that is Dr Burfireld's:
evidence conflicts with that of any other
witness I accept it.
One such major conflict was that the trial judge
found that the plaintiff was not in pain while in
hospital; that was a major factor.
I would like to refer you to page 10 of my
application book, half-way down, I believe it is
about line 14:
| Daniels | 26/8/94 |
I cannot accept the existence of severe
pain in the hospital.
That was the statement made by the trial judge, and
yet back up about five or six lines, he says:
Wife, father and mother all supported the
plaintiff's evidence of great pain.
The inconsistencies relating to the pain in
hospital that the trial judge omitted to comment on
can be found in the transcript evidence but, first,
I would like to turn Your Honours to page 12 of the
application book.
| MASON CJ: | Mr Daniels, this is an application for special |
leave to appeal.
| MR DANIELS: | I understand that. |
| MASON CJ: | And, therefore, we expect you to present the case |
fairly shortly.
| MR DANIELS: | Yes. | Do I not have 20 minutes? |
| MASON CJ: | You have 20 minutes, yes, but I am just drawing |
your attention to the fact that there is a limit of
20 minutes.
| MR DANIELS: | I appreciate that, thank you, Your Honour. |
Third bottom line:
The issue of complaint of pain is very important.
They were the words of Judge Bollen. If I can now refer you back to page 10, line 10: There was no sign of collaboration between the
members of the family. I am sure that each spoke what she or he believed to be the truth.
Due to time restriction I cannot go into all the evidence where members of my family were
interviewed, individually, and came to the same
conclusion of immense pain. If I have time at the
end I will come back to that. Under the
defendant's examination, page 325, it is recorded
that painkillers were administered in hospital. I would just like to draw your attention to that.
Again, Dr Burfield speaking:Well, in the light of the fact that we
know he was just given an injection of Omnopon
a quarter of an hour before, that is probably
related to the injection.
| Daniels | 26/8/94 |
Now, that is Dr Burfield saying himself that after looking at the hospital records in the court that I
was given an injection of Omnopon which, I
understand, to be an opium-based painkiller. If
you go down to line 23, Dr Burfield speaking again:
Yes, it is a No 4, nil nausea to fluids.
Next item:
Intramuscular analgesic by one for abdominal paid.
Dr Burfield speaking at trial. I believe the facts are so strong against the case as it was overturned
on appeal that demeanour has to be minimized in
this case. So, I am not only given painkillers,
but for the specific purpose of abdominal pain. findings and, in my opinion, should have been a
pivotal point for the Full Court to rely on.
In summary, "Findings of credit can be
reversed when they are manifestly wrong"; referring
to the case of Dearman v Dearman. It is my
submission that they were wrong, and I believe the
evidence overwhelmingly supports this. Two, "It is the duty of an appellate court to make up its own
mind, even on questions of credit, where other
circumstances apart from manner and demeanour
disclose the credibility of the statement."; also
Dearman v Dearman, Commonwealth Law Report. Three,
it is my submission that the duty has not yet been
fulfilled and will only be fulfilled if the
applicant is granted leave to appeal.
| MASON CJ: | Thank you, Mr Daniels. | Yes, Mr Lander. |
MR LANDER: This case, Your Honours, turned on its facts.
There were three complaints made -
| MASON CJ: In the first instance, in turned on the evidence |
that was presented to the trial judge.
| MR LANDER: | Indeed, if the Court please. Three complaints |
were made at the trial. The first was in relation to the failing to give advice; the second in
relation to the surgical error; and the third in
relation to the post-operative treatment. One is presently pursued; that is the second matter,
surgical error. In relation to that, there were
two theories put forward. The first was a theory put forward by Mr Daniels' surgeon, Mr Owen, and
the second was a theory put forward by Dr Tan,
another surgeon, whom I will come to.
| Daniels | 26/8/94 |
As to the first theory, that was that there
was a cut or a nick of a vein or artery at the time
that the surgical procedure was carried out. That
theory carried with it inherently the fact thatthere would have been a great degree of blood shown
at the time. His Honour the Chief Justice
described it, having reviewed the evidence, that
"the signs would have been spectacular".
Mr Justice Debelle said likewise. So it would have been the case if Dr Owen's theory had been right
that there would have been a good deal of blood; a
huge amount of blood shown at the time that the
operation was carried out.
His Honour therefore had to assess
Dr Burfield's evidence in relation to that as to
whether or not he had in fact noticed anything of
that kind. He did that and he -
| McHUGH J: | He had to assess that, but how else did this |
incident happen? How did it happen on the defendant's version?
| MR LANDER: | If the Court goes to page 49 of the application |
book, His Honour describes that. Perhaps I should
take Your Honours to the conclusion first at
page 52, line 2:
The cause of the atrophy of the testicle was
"occlusion of venous return'' suggested by the
defendant.
At page 49 His Honour the trial judge discussed how
that came about. He deals with that firstly at line 10 with taking into account the defendant's
own evidence, then there was an exchange between
counsel and himself which is described at line 20
of page 49.
Later he expressed his opinion -
which he refers to at pages 44 and 46 - It should be read again here. He refers to the letter which Mr Daniels has
brought to the attention of this Court this
morning. Then at page 50 he discusses the medical opinion which supports Dr Burfield's opinion. At line 5: Mr Tan said in substance that the opinion
of the defendant proffered a possible
explanation for the atrophy.
Mr Sinclair had an alternative theory
which acknowledged force in the defendant's
| Daniels | 26/8/94 |
theory but added something. He said that it would not merely be pressure which caused
occlusion but pressure and inflammation in the
cord with blood tracking through it. He said that he did not believe the pressure alone
caused occlusion. It was pressure plus
inflammation.
Then he goes on to Mr Harbison's account.
| TOOHEY J: | But were those opinions inconsistent with |
negligence on the part of the defendant?
MR LANDER: | Yes, if Your Honour pleases, and consistent with something that happened after discharge from |
| hospital, and that is the removal of a pressure | |
| bandage which allowed for inflammation which | |
| allowed for the venous occlusion that His Honour | |
| spoke of. It was completely inconsistent with | |
| negligence on the part of the respondent. | |
TOOHEY J: | Did the trial judge make findings in regard to that explanation? |
| MR LANDER: | Yes, he goes through pages SO, 51 and 52 and |
then he says at line 10 on page 52:
I find that the haematoma developed after
9.30 am on Saturday, 9th March 1985. I find that at 9 am and 9.30 on that day no more than
normal and usual ..... swelling was there. I find that the defendant was in no way at fault
in operation nor in discharging the plaintiff
when he did.
So he found it was appropriate to discharge the
plaintiff at the time that he did. The plaintiff then travelled to Barmera, as His Honour goes on to
say at page 52 at line 20. That was unwise because
it occasioned the plaintiff in much movement.
His Honour says: As the surgeons explained the horizontal not the perpendicular is what is needed before the settling down without bleeding and oozing of blood after the operation. And the pressure bandage which had been on in hospital had been removed. It was not there to hold back venous
ooze. I believe that the defendant gave the plaintiff the advice which he customarily gave - So His Honour did find that there was an
explanation.
MASON CJ: | The basic finding is at page 53, is it not, at line 10? |
| Daniels | 10 | 26/8/94 |
| MR LANDER: | Yes, if Your Honour pleases. | That is the |
conclusion that His Honour comes to after discussion that I have mentioned. His Honour finds an explanation for this and it was inconsistent with negligence on the part of the respondent.
| TOOHEY J: | And was there evidence, Mr Lander, that supported |
the theory that travelling, for instance, by car
could have brought about this condition?
| MR LANDER: | Yes, that was explored at length in the trial, |
Your Honour, and there was evidence to support that
that could have caused - - -
| TOOHEY J: | I do not want you at the moment to take us to it, |
but which witnesses advanced that as a theory?
| MR LANDER: | That was referred to in the evidence of Tan; |
also at page 53, Sinclair. At line 4: The other surgeons give much the same
advice ..... The movement of the body on the way
to and at Barmera could have caused the
haematoma and caused it to grow to "occlusion
11 (my expression) .
size Of the trip Mr Sinclair, for example, said that it could
be "the significant event".
So that was explored at length, if Your Honour
pleases, in the trial.
The fact of the matter is that there were two
possible explanations, and His Honour found the
explanation inconsistent with negligence to be the
explanation that he preferred. He found that upon
the medical evidence that was offered not only by
the respondent himself, but also by therespondent's experts who were called in support of
the respondent's case. He also did not accept Dr Owen's theory because not only did Dr Owen
advance a case that this must have occurred in the
circumstances that it did, but Dr Owen also would have advanced the case that the only form of
surgery that ought to be carried out in these
circumstances was microsurgery.
His Honour did not accept that either. He
found, as all of the surgeons said, that
macrosurgery, as Dr Burfield had carried out, was
surgery that was carried out by a number of
surgeons at this time and it was quite a common
form of surgery. Dr Owen in fact would have advanced the opinion that microsurgery was the only
form of surgery that was appropriate.
In all those circumstances, the case simply
depended on its facts. It depended upon an
| Daniels | 11 | 26/8/94 |
,,:~
acceptance of one theory or the other. There was
evidence to support the theory that His Honour
found, and the Full Court confirmed him in it,
particularly in the reasons of the Chief Justice.
There are, in our submission, no exceptional circumstances that would justify this Court in allowing a grant of special leave.
| TOOHEY J: | Mr Lander, is the argument against the injury |
having been caused during the operation itself the
evidence of what would have been expected to havebeen observed had there been some interference or
undue interference during the course of surgery - I
am not suggesting that - - -
| MR LANDER: | I am sorry, I am not following Your Honour. |
| TOOHEY J: | Is that where the crux of the respondent's case |
lay in relation to the proposition that some
negligence had occurred during the course of
surgery?
| MR LANDER: | The respondent's case was, as was the |
applicant's case, that if something had happened at
surgery, it had to be noticed. There was either
going to be massive bleeding; there was going to be
a change in the colour of the testis; it was going
to be particularly obvious to the surgeon. The respondent said that did not happen. The respondent said that when he delivered the testis
back to the sac, when he tied up, as it were, there
was no evidence of any occlusion at all; therefore
it could not have happened during the surgery. Therefore it must have happened after surgery.
There is an explanation of that and that is the
explanation that was given by Drs Tan, Sinclair and
Harbison and also the respondent, and that is the
travel to Barmera which occurred after the event.
Does that answer Your Honour's question?
| TOOHEY J: Yes, thank you. | |
| MR LANDER: | For those reasons, in our submission, no |
application ought be granted.
| MASON CJ: | Yes, Mr Daniels. |
| MR DANIELS: | I would like to respond to that if I may. know I have five minutes and I will not take any | I |
longer. Two theories were just put forward as to the probable cause in the other side's opinion as
to what happened. One was that a pressure bandage was removed; the other was that damage was done
while travelling to Barmera. By way of clarity - and the record shows - the travel to Barmera was
due to take place that day but, due to the pain and
the fact that I could not even drive, I had to go
| Daniels | 12 | 26/8/94 |
home and rest and postpone the trip till later that
week. The facts are in there. I did not travel to
Barmera that day of leaving the hospital. The record will show tpat if they care to look for it.
That is one purported cause that has been put, that
I damaged it while travelling to Barmera.
Another cause as per the defendant is that the
pressure bandage was removed and in removing the
pressure bandage, it allowed bleeding within the
scrotum. Can I turn you to the same passage that our friends pointed to on page 332 where
Dr Burfield again is speaking. He was talking about the removal of the pressure bandage. The question put to him was: "Can I just pause there. Could you tell us who removes that dressing? Is it
done in the hospital or at home?" The answer Dr Burfield gave is, "No, it's done in the hospital
and it's done either by myself or the nursing
staff." If they claim that was the cause of the
bleeding on removal of the pressure bandage and if
in fact on Dr Burfield's own testimony it was done
either by himself or the staff in the hospital,
then it brings us straight back to the hospital as
the place where the bleeding occurred.
We make another point, referring back to that
letter again where Dr Burfield had admitted what he
had done, when he had done it and how he did it,
closer to the actual time of the operation and not
three years down the track. So things were still fresh in his mind when he wrote that letter. He was not under pressure to write it. In my summary of argument I have listed eight
legal case histories which I believe show a
precedent in support of my claim. The respondent's summary of argument refers to one legal case
history. Let me close my submission by quoting
from the respondent's case, Devries v Australian
National Railways, as I believe it also fully
supports my claim. I quote from page 472: If the finding depends to any substantial
degree on the credibility of the witness, the
finding must stand unless it can be shown thatthe judge has failed to use or has palpably
misused his advantage, or has acted on
evidence which was inconsistent with facts
incontrovertibly established by the evidence -
It is my case that that is the situation. The appeal to the Full Court was overturned basically
on the measurement of demeanour of the defendant as
a witness. It is my argument that facts are
contrary and override that demeanour.
| Daniels | 13 | 26/8/94 |
| MASON CJ: | Thank you, Mr Daniels. | The Court will take a |
short adjournment to consider this matter.
AT 10.43 AM SHORT ADJOURNMENT
UPON RESUMING AT 10.52 AM:
| MASON CJ: | The Court has come to the conclusion that it is |
necessary, in giving further consideration to this
application, to look at the materials that
would be contained in the appeal books that were
lodged with the Full Court of the Supreme Court.
Those appeal books will contain the evidence and
the Court feels that in the light of the arguments
presented today it will be necessary to have regard
to that material. So, accordingly, we propose to make arrangements through our Registry to obtain the appeal books from the Supreme Court of South
Australia and we will give further consideration to
the matter in the light of that material. In the result, the Court proposes to stand this application over to a date to be fixed, and that is
the order the Court will make.
AT 10.53 AM THE MATTER WAS ADJOURNED
TO A DATE TO BE FIXED
| Daniels | 14 | 26/8/94 |
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Key Legal Topics
Areas of Law
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Civil Procedure
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Statutory Interpretation
Legal Concepts
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Appeal
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Jurisdiction
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Standing
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Statutory Construction
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