Cunliffe & Anor v The Commonwealth of Australia
[1993] HCATrans 223
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IN THE HIGH COURT OF AUSTRALIA
Registry No C22 of 1992 B e t w e e n -
IAN GEORGE CUNLIFFE
First Plaintiff
IAN JOHN NICOL
Second Plaintiff
and
THE COMMONWEALTH OF AUSTRALIA
Defendant
Questions referred
MASON CJ
BRENNAN J
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
| Cunliffe(3) | 80 | 11/8/93 |
McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON WEDNESDAY, 11 AUGUST 1993, AT 10.20 AM
(Continued from 10/8/93)
Copyright in the High Court of Australia
MASON CJ: Yes, Mr Rose. You were going to respond, I
think, this morning to questions addressed to you
by Justice Deane.
| MR ROSE: | Yes, Your Honour, on the subject of doctors, |
psychiatrists and clergymen and so on. The question which His Honour raised concerns
situations such as, for example, where a doctorduring a medical consultation might help a patient
in a migration matter on the basis of the doctor's
knowledge of migration procedures that he might
have picked up, for example, from another patient.One could get the same questions arising in relation to section 114F(S)(c) in relation to any
profession or business. So if a butcher or baker
does the same sort of thing in relation to a
customer while the butcher is wrapping up the
sausages, I think the same issue might arise if itis done in the course of or in association with the
conduct of the profession or business. It would only be a question of an offence, of course, if
what was done was sufficiently connected with an
entrance application, and that would rule out a lot
of the kinds of general discussion about migrationprocedures where there is no entrance application
immediately in prospect.
But putting that aside, Your Honour
Justice Deane's question was that if the section reaches into those situations and is invalid for that reason, what do we say about severability. A
similar example concerning subsection (S)(b) would
be that of a clergyman, for example, in his
capacity as an employee of a church organizationhelping parishioners in the same sort of way on the
basis of a similar general acquaintance with
migration matters.
In our submission, there is an initial
question of construction as to whether that sort of thing is covered by the definition of "immigration
assistance" in section 114B. That refers to aperson using or purporting to use:
knowledge of, or experience in, migration
procedure -
The first definition relevant there is that of
"migration procedure" which Your Honours will see
on the opposite page, half-way down. That is
defined to mean:
the law, and administrative practice, relating
to immigration -
| Cunliffe(3) | 81 | 11/8/93 |
The next question is: what constitutes knowledge
of or experience in that area of law and
administrative practice? The second question is:
what would "advising" in section 114B(b) amount to?
If I can hand to the Court some material. The
last two pages contain some standard dictionary
definitions of the word, "advice" and "advise" and
they indicate the range of meaning that that word
can have, as Your Honours will see from the first
extract from Macquarie Dictionary:
advice - an opinion recommended, or offered,
as worthy to be followed. 2. a
communication ..... containing information. 3. a formal or professional opinion given, esp
by a barrister.
The next definition from Chambers Dictionary,
"advice" defined as:
counsel: information: formal official
intelligence about anything: specially skilled
opinion, as of a physician or lawyer.
So there is a large range of meaning that that word
can have. But, in my submission, the reference
there to using knowledge of or experience in
migration procedure, defined in the way I have
mentioned, and of advising on that in relation to
an entrance application, really does mean more than
simply informing people on the basis of a general
acquaintance of the kind we have in the
hyperthetical examples. It must be knowledge of or
experience in the administrative practice and the
law relating to immigration. In our submission,
the implication is that it is dealing rather with the case where a person is using or purporting to use some special expertise in migration matters,
and to the extent that there is any uncertainty
from the text, it can be resolved by reference to
relevant extrinsic materials and, in our submission, that is the very flavour of what
appears from the second reading speech and the
joint standing parliamentary committee report in
the attachments.
The speech is at pages 29 to 30 of our written
submissions, and there one sees migration agents
spoken of as if they were an established and
broadly recognizable class of people.
McHUGH J: But that is hardly consistent with the exception in section 114F(5), is it, because that subsection
proceeds upon the theory that a person may be an
agent, although the person is an employee of or a
voluntary worker of another person or organization?
| Cunliffe(3) | 82 | 11/8/93 |
| MR ROSE: | But that is still consistent, with respect, |
Your Honour, with the section 114B be construed as
limited to people even in that situation who are
professing to have, or actually do have, somespecial knowledge over and above the general
awareness that they might have.
| McHUGH J: | I am not disputing that, Mr Rose, but a social |
worker, or a member of the Salvation Army, or a
clergyman might have knowledge of migration
practice and law and make a recommendation to a
person who wishes to seek an entry permit. Now, assuming that person is caught by this legislation,
is it valid in its application to those persons?
| MR ROSE: | In so far as the tests concern the incidental |
power and any implied freedom, we would submit that
it is well within the limits that the Parliament
could reasonably adopt. Even well-intentioned people can create difficulties if they are giving
advice in circumstances where people think that
they are entitled to think that they are getting
reliable advice, and the Parliament has chosen to
require them to be registered to ensure that they
have that degree of competence on which people can
rely. And I might mention that, so far as the
voluntary workers are concerned, Your Honours willsee in the extracts - we have reproduced the
complete levy Acts - the Migration Agents
Registration Levy Acts, the two of them -
Your Honours will see an exemption in section 5: Levy is not imposed on the making of a
registration application by an individual who
proposes to give immigration assistance to
entrance applicants only in his or her
capacity as an employee of, or a voluntary
worker for, a person or organisation that does
not charge entrance applicants a fee, nor
require any other reward from them, for thegiving of such assistance.
| McHUGH J: But the legislation seems to proceed upon the |
theory that the next door neighbour who does not
charge anything, but who purports to have some
skill in the particular field, can give advice
without being required to be registered. But if, for example, you are a clergyman, or a doctor, or a
voluntary social worker, and you purport to givesome advice then you are required to be registered
or go to gaol, and if you give the advice, or make
a representation you go to gaol anyway. What is
the distinction between the categories of cases?
| MR ROSE: | With respect, Your Honour, Parliament could have |
seen a distinction in the fact that people like
social workers in these organizations are dealing
| Cunliffe(3) | 83 | 11/8/93 |
with a large number of cases, and the legislation
saw fit to require registration by them but not torequire registration by the ordinary individual
who, on particular social occasions, might give
similar advice, in fact, as Your Honour postulated,
based on a knowledge of those things. But the question is not whether the legislation is
defective for having left out those people who giveit on those isolated social occasions, but whether
it is within those limits of the incidental power
and so on in relation to those people whom it does
embrace.
| DEANE J: | Can you go to jail for giving advice under this |
Act? I thought you could only go to jail for charging a fee?
| McHUGH: | For charging a fee, that is right. |
MR ROSE: Penalty of a fine under section 114F, Your Honour,
yes, with respect.
| DEANE J: | You would go to jail if you have not got $5000, |
though .
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| MR ROSE: | But the imprisonment sanction is only under G and |
H - which are limited to charging fees. I was referring to the extrinsic materials to support the
narrower construction of these concepts of
knowledge of and experience in and to advising by
mentioning that in the second reading speech there
is a flavour of migration agents as a broadly
recognizable class of persons and if the minister mentions the need to define them well, of course,
it would not have been satisfactory to define them
as people who call themselves migration agents,
because they would soon be calling themselvessomething else.
There is another category mentioned in the
joint standing committee report, again attached to
page 35 of our submission, and that concerned a class of persons who, in fact, advertise themselves
and are known as immigration lawyers. At the top of
page 35 Your Honours will see an extract from a
statement - submission by the Ethnic Minorities
Action Group to the Parliamentary committee, and it
talks about:
These self-called "experts" who are currently
exploiting illegal migrants. They charge
extortionate fees to submit applications,"according to their client's instructions",
even when they can be sure that the
application will be unsuccessful e.g. Thai.
The majority of Thai people who are here
illegally are ineligible to be given permanent
| Cunliffe(3) | 84 | 11/8/93 |
residence, however many have paid up to $3000
to have their applications submitted to DILGEA
by an immigration lawyer.
The whole flavour of those materials is that
it is not dealing with the cases which Your Honour
Justice Deane postulated of the doctor or the
clergyman or the butcher, whoever it may be, of
giving advice based on a general acquaintance. We viewed the provisions in that limited sense and hence our written submissions contain nothing on severability, so even if that construction is wrong
and it does have that further reach, on our
submissions it would have been valid because,
first, it is within the core of the power and if it
is thought to be Draconian that is a matter for
Parliament and not for the Court and, secondly, the implied freedom, if there is the implied freedom
relating to a political representative democracy,
it does not extend to citizens in respect of things
done by them for alien entry purposes and, lastly,
the legislation is within the limits of the
incidental power of any implied freedom or of
section 92 because it is within the limits of the
reasonable assessment of it as appropriate to
achieve this end. But, if we are wrong, what do we
say about severability and reading down?In our submission, section 15A of the Acts Interpretation Act would enable a limited
severability. In our submission it would not be
practicable to read down in any way the terms of
paragraphs (b) or (c) of subsection (5). I think any reading down would be a rewriting and it would
be necessary for Parliament, if it wished to, to
amend in more limited terms.
DEANE J: What about deletion?
MR ROSE: That was my next comment, with respect,
Your Honour.
| DEANE J: There is a real problem about deletion. | |
| MR ROSE: | Well, in our respect it would be appropriate to |
delete them. It would limit the range of the prohibition, it would not be reading - - -
| DEANE J: | I can see that in the ordinary case, but are there |
any cases where the Court has deleted exclusions
from an exclusion for the purpose of, as it were,
limiting the overall scope. Do you follow the point I am making?
| MR ROSE: | I follow what you mean, yes. | I am sorry, I am not |
aware of any - - -
| Cunliffe(3) | 85 | 11/8/93 |
| DEANE J: | I am not conscious of any decision where a problem |
of invalidity has been met by striking out an
exclusion from an exclusion.
| MR ROSE: | In my submission, in principle, there should be no |
difficulty with it. It is as Your Honour
suggested, merely limiting - its effect is to limit
the range of the prohibition, it is not expanding
it, and if those paragraphs do exceed the
Parliament's power and cannot themselves be read
down - - -
| DEANE J: | I have put it badly, Mr Rose. | If I can just |
identify the problem. If you strike out an
exclusion from an exclusion, in the immediate sense
you widen the scope of the exclusion and of that
particular legislative provision. It is that which
poses a problem for me in terms of reading down,
that is, that it is legitimate to strike out the
exclusion and thereby widen the legislative
provision dealing with the main exclusion. Do you follow the point I am making?
MR ROSE: Yes, I follow, indeed, Your Honour. In my
submission there is no -
| DEANE J: | I have no view on it, I would just like some help |
if you have any.
MR ROSE: Well, my submission, so far as I can assist, and
perhaps it is not very far, is that that formal
difference is not a bar to deleting here the Parliament's intention. One can, I suggest, reasonably infer is that the prohibition should
have force and effect as far as it can
constitutionally do so. If the difficulty is in
relation to these categories of persons, one can
excise those provisions that have that result and
so leave the exclusion as applying to all persons,
so it is widening the exclusion, who do not give
the advice for fee or award. I do not think I can take it very much further.
| DEANE J: | Have you finished dealing - because I want to |
delay you with yet another query?
| MR ROSE: | I think I probably have finished on that. |
DEANE J: Well then, can I take you back to
characterization? My question is not directed to the theory of it, but to the application in this
case, and that is, I can understand your argument
about this being a law with respect to aliens but
the path that leads you to aliens is an indirect
path of reasoning, that is, you only get there if
you appreciate, and if it is the fact - I have not
followed it all the way through - that these
| Cunliffe(3) | 86 | 11/8/93 |
provisions only apply with respect to the entry of
aliens.
| MR ROSE: | Yes. |
DEANE J: It seems to me that if one were to read this law
without that sort of process of reasoning, you
would automatically look to the immigration power
about which you have said nothing at all. If I might give an example of the sort of problem I
have. If, for example, you had a law that required
people giving advice about the restoration of hair
to be licensed, I can well understand it being
said, "Well, that is a law about bald persons", by
the process of reasoning that would get you there.
But if you had a legislative power with respect of
hair restoration, I would find the argument that
the relevant characterization was that of a law
with respect to bald persons a little strange.Similarly, I was wondering, is there any reason why
you ignore the immigration power?
MR ROSE: Well, the fundamental point is, although I might
perhaps first say that in our submission we
referred to at least the aliens power, and so we
have reserved that question, so now I will address
| DEANE J: | I was not suggesting you had abandoned it; I was |
asking, is there any reason why you have steered
clear of it in argument?
| MR ROSE: | The reason is, Your Honour, because the Act does |
purport to apply to aliens who are not immigrants.
For example, a person might have lived here - in
fact in a recent case - it has had some publicity -
for 40 years and become well and truly absorbed
into the Australian community, might go away for a
holiday and come back, the Migration Act, now,purports to apply to him and make it necessary to
have an entry permit. So if the law is to be characterized as a law with respect to immigration, there will be a reading down problem in relation to that and one would need to find within the Act itself some peg, so to speak, in which one could do that reading down. One has the title and so on and
references to migration and immigration servicesand assistance and so on, but the actual terms of the law are in relation to all aliens, all
non-citizens and for the earlier sections of theMigration Act, require visas and entry permits and so on, which are relevant to the definition of
"entrance applicant" in this Part 2A.
| MASON CJ: | We get all that from the Migration Act, not from |
this Act?
| Cunliffe(3) | 87 | 11/8/93 |
| MR ROSE: | From the Migration Act, Your Honour, yes, not from |
this Act. Well, this is, of course, an amendment
to the - - -
| DEANE J: | I follow that, yes. |
| MASON CJ: | Can you give us the reference to the particular |
provisions in the Migration Act, the principal Act?
| MR ROSE: | I think it is very early on in the Migration Act, |
Your Honour.
MASON CJ: There is no need to do it now, Mr Rose, but if
you can do it at some convenient stage.
MR ROSE: There has been some renumbering in recent years
which rather perplex me.
DEANE J: That provides the answer to my question about your
reason, but why would not one logically say that
the characterization of this law was a law with
respect to immigration, supplemented to the extentnecessary by the alien power?
| MR ROSE: | If that can be said, we would submit to that |
effect, but the immigration power takes us no
further, it seems, with respect, than the aliens
power would.
McHUGH J: It may. Surely a power to make laws with respect
to immigration must extend to those who are seeking
to migrate to the country, enter the country.
| MR ROSE: | And if the legislation can be read down so-as to |
be characterized as a law with respect to
immigration, yes, Your Honour. But so far as this legislation is dealing with aliens as such in
relation to their entry to Australia, our
submission is that it is plainly there within the
aliens power and does not involve any of those
reading down questions that might have been raised
questions are raised, our response is yes, there about the immigration power. But when those are enough indications in this that if it cannot operate validly as an exercise of the aliens power, then it can operate in relation to those aliens who are immigrants.
McHUGH J: But as a matter of general principle, a power to
make laws with respect to a process is likely to be
much wider than a power to make laws with respect
to persons who participate in the process or who
may participate in the process. The process covers the actors.
| MR ROSE: | I think the effect of our submissions was that |
given a law about aliens which is dealing with
| Cunliffe(3) | 88 | 11/8/93 |
their entry into Australia, there is perhaps not
much difference in content. But if there is a
difference between the powers, then we would,
certainly in the alternative, submit that the
immigration power covers it to the extent that the
aliens power may not.
Finally, if I might just mention again the question put to me by Your Honour the Chief Justice
about section 114W(c), Your Honour asked whether
that paragraph was a reference back to section
114T(l), in particular paragraphs (d) and (e). I answered yes and, with respect, I submit that that
answer is correct. I did not wish to imply, if infact I did imply, that that was the only provision
to which 114W referred back, because there is also
section 1140.
But to the extent that those paragraphs might
be considered to range very widely, it is
necessary, in my respectful submission, to take
note of section 114W(d) because (d) requires theBoard to take into account:
any other matter relevant to the applicant's
fitness to give immigration advice.
The use of the word "other" there carries, in my
submission, a clear implication that whatever the
literal width of the previous paragraphs and the
referred sections - whatever the width might be
taken out of context, in fact, section 114W is only
concerned with matters relevant to the fitness.
Then, of course, it eventually works through into the final decision by the Board, section 114Y, in
which the criterion is suitability and the Board
must register if that final decision is that the
person is suitable.
I spent some time yesterday on submissions
that that word must be construed in the full
context and in accordance with the ordinary administrative law principles and that, so
construed, the Act does not exceed whatever limits
there may be in relation to the incidental power orthose other principles that I was submitting.
| MASON CJ: | I was concerned only with 114W(c) because it |
required the Board to treat as relevant:
any other matter because of which the
application is being dealt with by the Boardrather than by the Secretary -
That would in particular take up matters such as
114T(e). In other words, the Board is bound to
treat that as relevant.
| Cunliffe(3) | 89 | 11/8/93 |
MR ROSE: Well, in my submission, I think that in view of
paragraph (d), with respect, Your Honour, that it is only relevant in so far as it concerns fitness
and suitability. It is not obliged to take it into
account if it is not relevant within the four
corners of the Act. If the Court pleases.
MASON CJ: Yes, thank you, Mr Rose. Mr Solicitor for
Tasmania.
| MR BALE: | May it please the Court, as appears from our |
outline of argument, Tasmania's intervention is
limited to the section 92 point, and in that regard
is directed towards urging the Court to generally
identify the freedom of intercourse which the
section guarantees in the way advanced by
Justice Brennan in Nationwide News and by
Justice Dawson in the Political Advertising case.
All that I would have proposed to say in
relation to that issue has been covered in one way
or another in the submissions of the Commonwealth,
and it is therefore appropriate that I should
simply indicate to the Court that I adopt that
submission in so far as it addresses section 92 and
add nothing to it. May it please the Court.
| MASON CJ: | Thank you, Mr Solicitor. | Mr Solicitor for |
South Australia.
| MR DOYLE: | If the Court pleases, I think Your Honours should |
have our written submissions.
| MASON CJ: | We have them. |
| MR DOYLE: | On the first topic, the aliens power, |
Your Honours, could I just put some submissions on
the assumption that it is necessary to go to what
is incidental to the head of power, and I say
"assumption", not in the sense of meaning - that is my submission, but simply on that hypothesis should
it become necessary, and just three points under First of all, what is the appropriate approach that heading.
in relation to the incidental power in the light of
some things Your Honour Justice Dawson said in
Nationwide News. Secondly, a very short point on
the respective role of Parliament and the Court,
because it seems in the light of what Mr Young saidthere is really no issue on that, and then
something about the relevance of the impact of the
law on basic values.
As to the incidental power, Your Honours, the cases do show various approaches to testing the
validity of the law when it is justified in that
| Cunliffe(3) | 90 | 11/8/93 |
way. In our submission, it is likely, in fact,
that no one approach will be the right approach for
every case, and we have to bear that in mind,
because the ultimate question, in our submission,
is and remains the sufficiency of the connection
between the law and the head of power, and we
really ask that because we are asking is it a law
with respect to whatever is the head of power? So,
in our submission, the cases have to be read in
that light, that they are not stating formulaewhich are, in a sense, capable of being laid down
as the formula by which validity is tested; they
are means of answering that question which you can
put as sufficiency of connection, which is anotherway of posing the question is it a law with respect
to the power? So that is the first point, in our
submission, to bear in mind, that no one formula is
likely to be right for every case.Secondly, in our submission, because we are
dealing with matters which are incidental to the
express grant of power, and it has been said that
the express grant must embrace what is necessary in
the sense of appropriate to effectuate the power,
in our submission, that necessarily involves
matters of degree and, to some extent, matters of
impression. In our respectful submission, bearing
all that in mind and, in a sense, not differing
from anything Your Honour Justice Dawson said in
Nationwide News, we submit, it is often convenient
to approach the matter in just the way Your Honour the Chief Justice did in Nationwide News, that is,
to ask what is the purpose of the law, and then to
ask whether, what it does, is reasonably
proportionate to the effectuation of that purpose.
The reason we submit that is a convenient and
appropriate approach is that it is a useful way of
testing what we submit is the ultimate issue which,
in our submission, Your Honour Justice Dawson
focused on, the sufficiency of the connection. It
the purpose, first of all, it causes you to look at is a convenient way because that approach, what is what the law does which ex hypothesi is outside the
main ambit of the power, and consider what its
impact is on the subject of the power.But the proportionality aspect comes in
because, in our submission, it is not enough to
show there is a connection, and one way of asking,
having established that there is a connection - one
way of considering, still that ultimate question, the sufficiency of the connection - is to look at
what the law does outside the main ambit of the
head of power in relation to what it is achievinginside the main ambit, and if one concludes that
there is reasonable proportionality, first of all,
| Cunliffe(3) | 91 | 11/8/93 |
one more confidently concludes that the purpose of
the law is a purpose within power and, secondly, it
guides one in considering the sufficiency of the
connection because, in our submission, that
necessarily raises issues such as how significant
is its impact outside the head of power in relation
to what it is achieving in the head of power.
So, hopefully not doing the impossible, we
would reconcile what Your Honour Justice Dawson
said with what Your Honour the Chief Justice said
by submitting that the Chief Justice's approach is
a convenient and appropriate approach to adopt,
recognizing all the time that the ultimate question
is the sufficiency of the connection and that this
is a convenient way of posing a little morespecifically that question: is there a sufficient
connection? Because, to merely ask is there a
sufficient connection, really poses a further
question, "Well, sufficient for what purpose?" In
our submission, it causes one to consider, as I
said a moment ago, the significance of the impact
outside the area of the head of power, compared
with those within the head of power.
| McHUGH J: | Mr Solicitor, must the sufficiency relate to some |
exercise of the core power? Can I illustrate it
this way: suppose the Commonwealth had never
enacted any divorce law, could it under the
incidental power require the registration of, say,
private inquiry agents. Now, it may well be able
to do it if it has got a Family Law Court set up.
But could it require the registration of private inquiry agents?
MR DOYLE: All I can say, Your Honour, is my initial
reaction is one of doubt because as that does seem clearly enough to be in the area of the incidental
power, when one looks at what it is achieving,
creating a system of registration, and then looks
at the connection with the head of power, one
finds, in a sense, a lack of any sufficient connection in the sense that the head of power not
having been deployed to any substantive end one
says, well now, what is this achieving within the
head of power. If Your Honour is saying to me, "Do you have to consider what has Parliament done under the main head of power?", my answer is, "Yes, you
do" and that Your Honour's example illustrates that
precisely.
MCHUGH J: Yes.
| MR DOYLE: | And so what is incidental will also depend upon |
the extent to which Parliament has deployed the
power.
| Cunliffe(3) | 92 | 11/8/93 |
| BRENNAN J: | I must say, Mr Solicitor, I have difficulty with |
this dichotomy between the core of the power and
what is incidental to it.
| MR DOYLE: | Yes. |
| BRENNAN J: | It just seems to me to run counter to the notion |
that one is construing a Constitution with its own
terms.
MR DOYLE: Well, Your Honour, with respect, we would agree,
and in a sense the judgments in Nationwide News
have heightened the potential significance of the
drawing of that distinction. Our submission in relation to that is that one has to be very careful
about saying too quickly something is core and
something is incidental because, unless one
considers pretty carefully what the law is doing,
and is also careful not to approach that without a
preconception as to what is the core, one can so
easily go wrong. That is why, with great respect,
we submit Your Honour Justice Dawson was right to
emphasize that it is always a question of
sufficiency of connection and one must be careful
not, as it were, to treat the two areas ofdiscourse - the core and the implied power - as if
they were unrelated. We are always pursuing the same issue, the sufficiency of the connection.
This case, perhaps, illustrates the point
Your Honour makes to me because at first it may
look as if this law is not really a law with
respect to aliens. But when one looks closely at
it one can quite legitimately say, well, it is
actually a law about the giving of assistance to
aliens in connection with the making of entrance
applications by aliens. When you talk about it that way it looks very much like, in our
submission, a law within the core area and the
important thing is not to start with the silent
assumption that the only law about aliens which is
within the core is a law which says "An alien shall" or "An alien shall not". In our respectful
submission, to some extent the plaintiff's
submissions really began on that silent assumption
that the core is that relatively narrow area and
that therefore, ex hypothesi, we are outside it.
BRENNAN J: | Can I take you to another point in your submissions and that is the question of looking at | |
| the effect or the operation of the law in areas | ||
| ||
| that a sufficiency of connection with a head of | ||
| power is to be determined by reference to the | ||
| operation of the law in areas outside the head of | ||
| power. |
| Cunliffe(3) | 93 | 11/8/93 |
MR DOYLE: Because, in our respectful submission,
Your Honour, the notion of sufficient connection
has within it the concept that it is not enough
simply to show that the law does something
connected to the power. Because we are looking at
matters incidental to the power, if we have got to
that stage of our reasoning, one cannot, as a
matter of common sense, say that Parliament can do
anything it likes as long as the end result is
something - some scintilla - within power.
In our submission, what I would respectfully
call the umbrella notion of sufficiency of
connection, does involve that matter which is a
matter of degree and a matter of judgment of saying
whether - now I am just repeating it - the
connection with the power is sufficient, there is
enough of a connection with the power to support
what is done, ex hypothesi, outside what is the
core of the power.
It is difficult to express it with precision but, in our submission, in a general way, one can
understand that concept, that one could not, let us
say, create an elaborate system of registration for, let us say, covering all sorts of walks of
life and professions and say, "Well, that will have an impact on the aliens power because" - perhaps if
I take the example a bit further. Let us say all
doctors who treated aliens had to register; all
lawyers who advised them had to register; all
people who sold goods to them, in my submission,
the notion emerges clearly there that one says,
"Well, granted, there is a connection with the
aliens power, but the connection is not sufficient.
Not in the sense that you have not, as it were,
locked on to it, but that there is that complete
disproportion between what you are doing outside
the area of the power and what you are doing insidethe area of the power."
I am afraid I cannot put it any more precisely
than that, Your Honour, but I do submit that it is
implicit, simply in that word "sufficient". That
standing alone the word "sufficient" tells you
nothing, you really have to say, "sufficient for
what" and, in our submission, you are really
saying, "sufficient to justify the impact, which
you are having on things which, ex hypothesi,
standing alone, are outside the power and your
justification for acting on them is the link
between the way in which you act on them and the
power itself."
So, in that sense, Your Honours, we would
submit that there is no ultimate conflict between
what Your Honour Justice Dawson said and what the
| Cunliffe(3) | 94 | 11/8/93 |
Chief Justice said, but that the approach of reasonable proportionality is a legitimate approach in this area, and a useful approach but, in
particular, one must constantly bear in mind that
the ultimate judgment that the Court exercises is a supervisory one as Your Honour Justice Brennan said
in a slightly different context in Nationwide News.
It is question of whether what Parliament has done
is within the legitimate range of legislative
choices and one does have to be careful, under this
approach of reasonable proportionality, not to
approach on the basis that it is for the Court to
decide whether the particular application of the
power is reasonable.
That is why, in paragraphs 3 and 5 of our
outline, Your Honours, we, as it were, try to draw
those two possibly slightly differing approaches
together. In particular, at the top of page 3 of our submission, we say, in the second sentence,
provided the Court's role is recognized thatdifferent formulations of the approach do not
matter particularly.
Just one other point in this area,
Your Honours: here in our submission the question
is whether Parliament, that is applying this to the
facts, could reasonably have considered it
appropriate in the exercise of its power with
respect to aliens to impose controls on the giving
of assistance to aliens in connection with entranceapplications and, with that in mind, then to have a
system of registration.
In our respectful submission, it is important
when testing validity in this way to be careful
how, one might call, the hard cases, such as
Your Honour Justice Deane was putting forward, are
used. In our submission, it is not appropriate to
say this is a hard case in the sense of the
Salvation Army officer, this is an extreme case.
How can this really be proportionate to the exercise of the power? Therefore, to that extent,
the law travels beyond power.
The question is whether there are sufficient
hard cases for one to say that the scheme, as a
whole, travels beyond power. In our submission,one has to recognize that when a general scheme is
drawn up it will frequently be quite impossible to
tailor it in such a way as to ensure that, in all
cases that one can envisage, something appropriate
to the head of power is being done. It is of thenature of a general scheme that it will impact at
times in areas where one can say, quite validly,
"Well, look, you are really achieving nothing
relevant here" .
| Cunliffe(3) | 95 | 11/8/93 |
So, we do not suggest for a moment that these
hard cases are irrelevant, but our basic point is
that the real question is whether the scheme can be
justified, and the fact that on some occasions the
scheme operates in a way which one can say isreally by the by, does not of itself show
invalidity or even an area of invalidity. The question is whether, as it were, there are sufficient instances of that for one to say that
the scheme is beyond power, and in that respect, I
would submit, that is really what the Court said in
Tanner where the power was to make regulations, in
effect, relating to land use to ensure water
quality in the water catchment area.
Your Honours will probably remember what
Justice Millhouse had said in the Full Court in saying it was invalid. He said something like,
"Talk about using a sledge hammer to crack a nut",
because in the particular case the regulation meant that approval could not be given for a bird aviary.
But the effect of what the Court said was, you have
to bear in mind that this a scheme operating by
general rules and it is impossible, or practically
impossible, to make sure that with general rules,
each application of those rules can be, standing
alone, shown to have a sufficient link. And so we would just make that point in relation to those
instances that were raised, that the real issue, in
our submission, is the scheme, not whether in some
particular respects in a given instance, seems to
go beyond the power, therefore inviting the
question of whether, as it were, there should be
some blue pencilling to cover that particular
respect.
| DEANE J: | I was not raising those instances in relation to |
characterization, I was raising them in relation to
the implied freedom.
MR DOYLE: Yes. Well, the submission I am putting,
Your Honour, is just on that characterization aspect. So, Your Honours, in relation to
characterization we would, with respect, generally
adopt the Commonwealth's submissions and we do
submit, without going back over the ground that, to
a considerable degree, the plaintiff's approach was
one of, as it were, submitting the scheme to
scrutiny as if the Court were being invited to
comment on whether it was, in the Court's judgment,
reasonable and appropriate as distinct from whether
Parliament could legitimately have so considered.
Could I then go on, Your Honours, to the
second part of our submissions - the implied
freedom of communication - and just two aspects of
that which we want to deal with briefly. The first
| Cunliffe(3) | 96 | 11/8/93 |
is the approach taken by Your Honours Justices
Deane and Toohey to infringement, which is referred
to in paragraph 16 of our outline, and the second
point relates to the scope of the freedom. Now, again, in our submission, it is central to this to
remind ourselves that it is not, in fact, a freedom
but it is a limit on power, as the Court has said,
that the heads of power given to the Parliament maynot be used so as to either eliminate or impair
that freedom of communication essential for
representative democracy and we make that point in
paragraph 11 of our submissions, and because it
operates that way then the operation of the very
principle depends upon what Parliament can do and
does do and that is paragraph 14 of our
submissions.
Now, the first point that we would make is
that the American cases in this area have to be
used with great caution because the American courts
are dealing with, as it were, an individual right
with a defined, or discernible content, and it isfor the court to discern it and when the American
court does so it, in effect, determines what is
left for Parliament to do. In our submission,
under the implied freedom one really is coming at
it from the opposite end and to rely on cases which
are dealing with a specific right, which has a
defined content, is potentially misleading when we
have to bear in mind that for us the question is
rather the converse, "What limit is there on the
relevant legislative he.ad of power - - -
DAWSON J: But what is the implication? Is the implication
that the powers that were given to the Commonwealth
Parliament are, in fact, not what they appear on
the face but they are limited by a rider in
relation to each one, that you must not exercise
this power in order to affect freedom of
communication in the relevant way? In other words, is it a reading down of each paragraph of
section 51?
| MR DOYLE: | In our submission, that is how it appears to |
operate, namely that the heads of power under
section 51 first of all - and this part is easier
to comprehend - cannot be used to eliminate the
freedom of communication which is essential to
sustain representative democracy. But then
secondly - and this, in our submission, is where it
gets a bit harder to be accurate - they cannot be
used to impair that freedom except to the extent
that is necessarily part of the grant of power. I
say necessarily not as meaning that the Court will
only allow what is absolutely necessary, but the
Court has to consider what is implicit in the grant
of power, what it must have been intended
| Cunliffe(3) | 11/8/93 |
Parliament would be able to do, and then consider
the extent to which a particular exercise of the
power intrudes on or limits the freedom of
communication and consider whether the intrusion
can be said to be reasonably proportionate to theexercise of the power.
So in that sense, there is a slightly grey
area. Where we know there is one absolute, the freedom cannot be eliminated, but we also know that
to the extent that is implicit in any grant of
power or, putting it slightly differently,
reasonably proportionate to the exercise of any
grant of power, then you can intrude. So perhaps a convenient analogy is, as I think Your Honour
Justice Brennan may have said in one of the
judgments, section 92, it operates in a somewhat
similar way, it in a sense roams across the heads
of power and has a different impact on each head of
power, which I suppose, with respect, emphasizes
all the more the caution one has to have about
reliance on the American cases where we are talking
of a notionally identifiable ambit of freedom that stands alone. Your Honours, because of the way it
operates, we submit - - -
McHUGH J: It depends upon how you define the freedom, does
it not? I have difficulty with this distinction you seek to draw between the American cases. The
First Amendment says, "Congress shall pass no law
which abridges freedom of speech"; it is express.
If the Constitution read as a whole has this
implied freedom of communication, then the powersconferred by section 51 are subject to that implied
power, and it is just the same as if it was written
out. The Court writes out what is implied, but what is the difference between the two?
MR DOYLE: Perhaps I could answer that best by corning
straight to the criticism we respectfully make of
the approach taken by Justices Deane and Toohey.
It is one thing for the Court to say, "Does the law have a purpose within power and if it does, are the
impacts on freedom of expression proportionate to
the purpose of the power?" It is another thing to say, "What does the law do to freedom of speech?",
and, in the words of Their Honours there, "Can that
be justified as in the public interest?"
In our submission, the different approach
emerges there because the starting point for
Justices Deane and Toohey really is: "Do we
consider that what this law does is in the public
interest?", and then, "Is the intrusion an
appropriate way of achieving that?", whereas on the
other approach one starts with the head of power
and the Court is not in the position of answering
| Cunliffe(3) | 98 | 11/8/93 |
for itself the question of whether what is being
done is in the public interest.
We submit that that is a function which may be
conferred on the Court by a Bill of Rights and is
then, of course, appropriately and necessarily
exercised by the Court. But there is a significant
difference if one starts on the basis that it is
for the Court to determine whether what the law isdoing can be justified as in the public interest, as distinct from asking whether a purpose within
power can be identified, and then what is done can
be simply proportionate to that.
DAWSON J: Well, one of the things, because I have a great
deal of difficulty in this area - - -
| MR DOYLE: | Yes, I appreciate that, Your Honour. |
DAWSON J: But, one of the things, of course, which you have
to take into account in deciding the extent of the
implication is in fact the power which is given.
| MR DOYLE: | Of course. | And that is why, with respect, in our |
submission it is not really accurate to say, as has
been said, that all of the powers are to be read
subject to the implication. Because, to some
extent also, the implication is necessarily beingread subject to the powers, and some of the powers
will, in their nature, authorize a greater
intrusion into the area of freedom than others
will. So, we would respectfully agree with what
Your Honour says, and submit that, as I said, that
it is not strictly right to say, or it perhaps does
not give the full picture to say that all of thepowers are read subject to the implication. One
really needs to add some sort of qualification
along the lines I just did.
In our submission, without wanting to overstate it, while under the approach taken by
Your Honours Justices Deane and Toohey, and the approach which other members of the Court took, there will be significant overlap in terms of the
area of discourse in the matters considered. Thereis a significant difference in the starting point, and we would submit that the approach taken by the other members of the Court who drew the necessary
implication is the preferable and appropriateapproach. The other aspect of the freedom, Your Honours, on which I want to make some short submissions is
tied more to the facts of this case, but in our submission is equally fundamental. The law here limits the ability of an alien to get assistance
with an entrance application. It actually does
| Cunliffe(3) | 99 | 11/8/93 |
nothing to the ability of an alien to communicate
with any organs of government, unless one says,
which in a sense can be said, "Well, are you going
to say we can take away pencil and paper and still
say we are doing nothing about his ability to
communicate". But, if one does focus carefully on
the ability to communicate, it can be said that
this law operates more in terms of gettingassistance to communicate rather than on the
ability to communicate itself. In relation to
Australians, which I simply use as a synonym for members of the community, again, the only limitation is on the ability of such persons to
give assistance to an alien, again in connection
with an entrance applicant.
GAUDRON J: But is that correct? May it not be a limitation
on giving assistance to a citizen in connection
with an application by an alien?
| MR DOYLE: | Yes, with respect, I accept that. |
| GAUDRON J: | I mean, it is theoretically possible that |
members of the same family might be both citizens -
one member might be a citizen and one member might
be an alien.
| MR DOYLE: | Yes, Your Honour, that I accept is correct, and |
so I perhaps should say it is a limit on the
ability of members of the community to give
assistance to an alien or to some person who is
himself or herself assisting an alien. But, in our submission, the limitations under this law are only in relation to conduct which is connected by way of
the giving of assistance to an alien, and unless
that is there the law will not apply.
GAUDRON J: But I am not too sure that even that is right.
If one goes back to the Nolan case one might
theoretically have a situation in which both
parents are Australian citizens, but their child is
not, and it is not necessarily right to say thatthe parent is assisting the alien child, you may simply be assisting the parents - in connection with an application by an alien.
MR DOYLE: | But, Your Honour, would you not be assisting the parents only in a sense that because they are the |
| parents obviously they would like to have the child | |
| in the country with them, one presumes, but that is | |
| as it were - - - | |
| DEANE J: | Do the parents not make the application? |
MR DOYLE: | I am not sufficiently familiar with the regulations to be sure, but I assume that must be |
| so because they could be infants, but my point is |
| Cunliffe(3) | 100 | 11/8/93 |
that the focus here is on the fact that an alien is
being assisted; that is what brings the law into
play and it is only if that factor is there that
the law operates and so while you may say well theparents are the applicants and the parents would
like to have their child in Australia, and so in
that sense you are assisting the parents, but all
that brings the law into play is ultimately the
fact than an alien is being assisted by someone,
but I do accept that I probably put it too narrowly
in that area the first time round.
| DEANE J: | Why would you not say that somebody is being |
assisted in relation to a government procedure that
relates to the question whether aliens should or
should not be permitted to be in the country
lawfully?
MR DOYLE: First of all, Your Honour, I have to acknowledge
you can say that, that somebody is being assisted,
just as I suppose - - -
| DEANE J: | In the context of the example that Justice Gaudron |
was putting to you.
MR DOYLE: But, Your Honour, I suppose my answer would be
yes, but it is relevant to say that in the context
of this law only if, behind that, there is an alien
who is receiving assistance and unless that further
feature is present, it is neither here nor there
for the purposes of this law, that unless you can
find that further factor in the picture, the lawdoes not come into play.
DEANE J: Well, it really takes you back, does it not? What
you are saying is whether, for the purpose of the
implied freedom of communication in respect of
matters of government, a limitation upon what
people can say is not to be treated as such but is
to be treated as peripheral to a legislative power
about aliens or immigration, and that is really
what your primary submission denies; that is, that when you move into the peripheral area of this law,
in terms of the implication, you do not focus on
the fact that it limits what people might say to
one another, but you simply say, "How does this fit
into the immigration aspect of it?"
| MR DOYLE: | Yes. |
DEANE J: Well now, you may well be right, but I do not
think you answer Justice Gaudron's query or that
sort of query by dragging it right back into the
middle of the power with respect to immigration,
because that is not really what the query is
directed to.
| Cunliffe(3) | 101 | 11/8/93 |
| MR DOYLE: | Yes. Well, could I come at it just from a |
slightly different angle, Your Honour, and put it
this way: the relevant implication is one which
limits powers to the extent necessary to sustain
representative democracy.
GAUDRON J: That is one that has been identified.
| MR DOYLE: | Yes. Well, I thought so far in the case we were |
only grappling with one - - -
| GAUDRON J: | I had thought the submissions from the plaintiff |
were suggesting one that was somewhat wider.
MR DOYLE: Well, there may be one which, if Your Honour
means under the Crandall v Nevada type of approach,
that is, to communicate with "the Government", the
executive, I appreciate that and I will deal with
that as well. If I could start with the first one
and hope we can keep the beast in its cage to the
extent of just those two, Your Honour. The two judgments are replete with references to "citizens
of Australia" and "members of the community", and
it does seem to follow that if the relevant
principle is that communication which is necessaryto sustain representative democracy, that there
must be people who are outside the scope of that
implication.
In our submission, one can say that an alien
seeking to join the community is not a person
within the limits that implication imposes, because
- I am not suggesting that only voters are within
the limits of it, obviously children who live here,
probably any member of this community is within the
reach of it - but, in our submission, if we start
from the point that an alien seeking to join the
community does not seem to be within the scope of
limits which this principle gives rise to, and if,
secondly, we accept that when that alien seeks to
join the community Parliament can impose such
restrictions on the ability to join the community and how the alien gets in, and then, in that
context, we say, well, now, of what significance isit for the principle, the limitation on
Commonwealth powers, that what is being done here
is to impose a limit on the ability now of
Australians to communicate with the Government in
relation to this particular matter, that is, the
entry, or the proposed entry of an alien into the
community.
In our submission, it probably would be going
too far to say that in so far as the law impacts on
members of the community, that because it impacts
in relation to the entry of an alien, it has
nothing to do with the relevant limitation. But,
| Cunliffe(3) | 102 | 11/8/93 |
in our submission, one can still say that, as it
were, the link to the limit on Commonwealth powers
is a rather tenuous one here, because people are,
Australians are being limited in what they can do
and say only in relation to someone who, a person
who is not himself or herself within the scope of
the limitation - - -
| GAUDRON J: | There does seem to be a problem about this. we |
are focussing entirely on what is happening in
Australia. I mean, I know it does not help to give examples from one's own experience, but there are
Australians living outside Australia, they are
citizens of Australia outside Australia with
perhaps relatives here, and children who are not
citizens. Can they not communicate with a relative in Australia under this law to see what it is that
they need to do to visit with their children on a
holiday without infringing something?
| MR DOYLE: | I am not suggesting that being, as it were, "off the coast" means that anyone out there is a person | |
| ||
| alien, not yet a member of the community, does not | ||
| seem to be within it and for clarity of thinking we | ||
| have to move forward from that starting proposition that whereas the applicant's submissions focused | ||
| almost equally on the impact of this law on the alien and on the Australian, or the member of the | ||
| community, in our submission, at least in relation | ||
| to an alien seeking to enter the country, the | ||
| starting point is and the finishing point is the | ||
| impact on the member of the Australian community | ||
| because the other person is outside the reach of | ||
| ||
| if Your Honours accept my premise, that that is a | ||
| limitation on members of the Australian community | ||
| in relation to a type of person as to whom | ||
| Parliament can say, "You may not enter at all" or | ||
| ||
| becomes relatively easy to say that these | ||
| restrictions are proportionate to a purpose within | ||
| power because the only relevant people restricted | ||
| are members of the Australian community and only in that limited sense in the extent to which they can give assistance. |
GAUDRON J: But I do not know whether I should disqualify
myself, or not? But, I can see that it actually
affects communications in my family, and I would
not think my family would be unique in this regard.
| MR DOYLE: | Yes. Well, Your Honour, it is one thing to say |
that it affects communication within the family;
| Cunliffe(3) | 103 | 11/8/93 |
another thing, in our submission, to say that
bearing in mind - - -
| GAUDRON J: | ..... the immediate family. |
| MR DOYLE: | Yes, but my point only is, Your Honour, that it |
is easier to demonstrate the proportionality of the
law once one sees that the only relevant impact is
on members of the community in relation to
communications they may wish to make to assist an
alien not yet in the community because it is only
in that narrow area. So, in all other forms of
communication within Your Honour's family the Act
does not intrude, it is only when and if someone in
Your Honour's family who is an alien seeking entry
into the country makes an application.
| GAUDRON J: | Which is to come on holidays, to visit. | |
| MR DOYLE: | But even then, Your Honour, the only impact of the law is in relation to assistance to the | |
| because of that what we have here is outside the | ||
| ||
| it surely becomes easier on a proportionality | ||
| approach to justify the restriction when one bears | ||
| in mind, as it were, the very narrow base or focus | ||
| of it. |
DEANE J: But that is where your proportionality raises a
query. I mean, if you get enough laws, restricting enough subjects, you are going to end up with
nobody being able to say anything and you will have
been up here every time justifying every
restriction and saying, "Oh, that is only in
relation to what you say about an alien; that is
only in relation to what you say about possible
treason; that is only in relation to what you say
about the Crown". You will never stop. Because we will never be able to look at it outside the basis
of your legislative power and seeing whether it is
reasonable or proportional in terms of that.
| MR DOYLE: | Your Honour, with great respect, that is a very |
good argument for the Bill of Rights that declares
the freedom which means, in our submission, one can
going to court, but held that it did not apply in
the case such as the present, where what was being licensed was the qualification of the fitness of a
person carrying on an activity. And in the long paragraph commencing at the bottom of 320:
The court also required in Freedman that the
censor bear the burden of going to court -
Her Honour set out the reasons why that principle
was not applicable in a scheme such as the Dallas
case and, if the Court accepts the analogy, in a
scheme such as the present one, because if one
picks up about half-way down the paragraph, in the
page 621:
Because the license is the key to the applicant's obtaining and maintaining a business, there is every incentive for the
applicant to pursue a license denial through court. Because of these differences, we conclude that the First Amendment does not require that the city bear the burden of going
to court to effect the denial of a license
application or that it bear the burden ofproof once in court. Limitation on the time within which the licensor must issue the
license as well as the availability of promptjudicial review satisfy the "principle that the freedoms of expression must be ringed about with adequate bulwarks."
Your Honours, in the outline of our submissions,
there is an appendix which sets out a survey of the
legislation, most of the provisions you have been
| Cunliffe(3) | 121 | 11/8/93 |
taken to and I certainly will not read it, but
there is, in this legislative scheme, time limitsboth on the Secretary and on the Board within which
to grant or refuse the application; there are
obligations to give reasons; there are inbuilt
merits review to the AAT and legal control, both
through section 75(5), the Administrative Decisions
(Judicial Review) Act and the powers of the Federal
Court there.
So if one were applying the analysis of the
American law, with respect to its first amendment
jurisprudence, there would be, in our submission, a
reasonably proportionate constraint in furtherance
of an obvious public function of controllingundesirable entrance into this business.
The third matter, Your Honours, really picks
up paragraph 8 of our outline of submissions, and a
submission that was made by my learned friend
Mr Young yesterday - it is at pages 30 and 61 of
the transcript of yesterday - he said, albeit a
little indirectly, that one of the evils of the
present licensing scheme is that the secretary can,
in effect, control those who will deal with the
department - in one sense that is obvious - but
what he was saying was, it can punish people who,
in effect, have been critical of government policy,
or who have been urging changes of the law and the
like. And, therefore, because the scheme, on its face, permits that, the scheme is not a reasonably
proportionate response.
We would submit that, again, that undervalues
the scope of the principles of judicial review and
we have given the Court a reference to the House of
Lords decision in Wheeler v Leicester City Council case, (1985) AC 1054. That was a decision where
the local city council was concerned that the local
football club, that for many years had used a field
that was under the control of the council, was not,
as it were, responding vigorously enough to the problem of South African apartheid, and the English
rugby football union decided to send a touring team
to South Africa, and three members of the club were
appointed to that team. The council, in effect, interrogated a representative of the club and said
that unless the club indicated that it was going to
issue a public condemnation of the tour and press
for its cancellation and make certain statements
about the issue, then access to the ground would be
refused, and it was refused.
The House of Lords held that that decision was
vitiated by "Wednesbury unreasonableness" and in
particular because what the club had done was
itself not unlawful. The club itself made
| Cunliffe(3) | 122 | 11/8/93 |
statements contrary to apartheid, but the question
was where it, as it were, decided itself to draw
the line was clearly within the lawful scope of its
freedom of expression, and it was being punished
for not going further, and in those circumstances
the decision was struck down. The particular passages in the speeches of Lord Roskill are at
1079 and Lord Templeman at 1080, particularly E to
G. And with those two speeches, the other three Law Lords concurred.
Applying those principles to the present case,
one should not therefore assume that this
legislation, or this discretion, could validly be
used in the inappropriate way that my friend
suggested, and therefore use that as a means for
striking down the legislation.
The final matter about which I wish to make an
oral submission is encompassed in paragraphs 10 and
11 of the outline of submissions at page 4. As the
earlier debate has indicated, the restraint upon
communication operates at two levels with this
legislation: upon the applicant himself orherself, and upon the people in the business of
giving advice - when I say "business", I do not
exclude those who give it casually but people who
are giving advice to aliens.
It would certainly be the case that one would
need, in our submission, to look at the law's
impact upon both those categories of persons with
respect to the application of the Crandall v Nevada
principle of the Political Advertising principle.
Whether one sees the agents separately from the
aliens with respect to characterization is another
question.
Looking at the impact of the legislative
scheme upon entrance applicants, one is confronted
with perhaps a factual issue which has not been
addressed and perhaps could not be addressed but would be one upon which the burden of proof and
persuasion would rest, in our submission, upon
those attacking the legislation. The submission we upon applicants because the scheme was certainly
put in that factual void, as it were, is that
designed to leave them with a pool of competent and
scrupulous persons; it only excludes those who are
not.
Secondly, as we say at the very bottom of
page 4, there is no reason to conclude that the
enactment of the limitation has had any significant effect on the ability of entrance applicants either to communicate with the Commonwealth in relation to
| Cunliffe(3) | 123 | 11/8/93 |
their applications or receive assistance, et
cetera. In one sense, unfortunately there are
perhaps quite deep issues of fact involved here
going to the constitutional validity, but oursubmission is that as a matter of principle, the
party attacking would bear the persuasive onus. It
is true that some of these matters may be incapable
of proof but, if that is where the matter lies, it
is relevant to the issue of validity, in our
submission. If the Court pleases.
| MASON CJ: | Thank you, Mr Solicitor. | Mr Solicitor for |
Victoria.
| MR GRAHAM: | May it please the Court. | The Court, I hope, has |
our brief written submissions.
MASON CJ: Yes, we have your submissions.
| MR GRAHAM: | We do not wish to make oral submissions in |
relation to the first two issues which have been
dealt with in argument before this Court, but we do
wish to make some observations concerning the
section 92 issue. Subject to one matter to which I
will come in a moment, we adopt the submissions
concerning section 92 which were advanced on behalf
of the Commonwealth and on behalf of the State of
South Australia.
There is, however, one matter to which we
desire to draw attention. That arises from what we perceive to be some slight difference, which may be
a material difference, between the tests propounded
by the Commonwealth in paragraph 8 of theCommonwealth's written submissions and the test propounded by South Australia in paragraphs 24, 25
and 26 of its written submissions. In the
interests of brevity, in order to expose the
difference which we perceive and suggest areconciliation of it, we have prepared a short
further written submission which I would seek to
hand to the Court. If the Court pleases, the Court will have noted that in paragraph 8 of the Commonwealth's
submissions what is put forward as a test of
invalidity is put forward in two parts, (a) and
(b). Invalidity will result if (a) and (b) are
both satisfied, but within subparagraph (a) there
are three expressed alternatives. In paragraph (b)
it is expressed as a requirement which is
applicable in respect of any one of (a)(i), a(ii)
or a(iii).
In South Australia's submissions in
paragraph 24 the test which appears to correspond
to the Commonwealth's paragraph 8(a) is propounded
| Cunliffe(3) | 124 | 11/8/93 |
in paragraph 24, subject to a fairly narrow
exception, which would seem to be narrower than the
terms of the Commonwealth's paragraph 8(b).
Similarly, when one goes to paragraph 26 of South
Australia's submissions, as we read it, there is in
effect an eliding of subparagraph (ii) and (iii) of
the Commonwealth's paragraph 8(a).
What we seek to do at the conclusion of our
brief supplementary submission is to suggest a
reconciliation of those slightly differing tests,
adopting principally the formulation advanced by
the Commonwealth but putting together, within
paragraph (a)(ii), what was previously put forward
as two separate and alternative possibilities.
Subject to that, if the Court pleases, we have
nothing further to add to the submissions already
made.
| DEANE J: | I was just wondering whether there was a misprint |
in your statement of the South Australian
submission?
| MR GRAHAM: | I hope not, Your Honour, but it is quite |
possible in the pressure of the time. What we have
done is to invert paragraph 26 to formulate it as a
test of invalidity. It is not a direct quotation.
I think it faithfully replicates paragraph 26 but
inverted.
| GAUDRON J: | We should one read the "and", fourth sentence, |
as "or"? Should one perhaps read the "and" in the
fourth sentence, as you have inverted it, as "or"?
MR GRAHAM: In paragraph No 2?
GAUDRON J: Yes, and that would follow through, I think.
| MR GRAHAM: | We would find perhaps some difficulty in |
supporting that view in the light of the statements
made by Justices Brennan and Dawson, which we - - -
| DEANE J: In think, in your inverting of Mr Doyle's |
submissions, in fairness to him, you have got to
keep the "not" before the "to impede" in the
third-last line, have you not? Otherwise I would
not think he would trouble to go on with the
second-last and the last line.
| MR GRAHAM: | Yes, Your Honour is right. Those are the |
submissions which we desire to advance to the
Court.
MASON CJ: But you have picked up, I think, a difficulty
that arises in the Commonwealth's submission at
page 20, where they have their three alternatives,
one of which is:
| Cunliffe(3) | 125 | 11/8/93 |
the only or chief purpose of the law is to
prevent, impede or restrict movement across
State borders.
And then you have got the additional requirement; the same requirement that you have at the end of
your reformulated proposition in paragraph 2.
| MR GRAHAM: | Yes. | We would perceive a degree of overlapping, |
rather than an inconsistency - - -
MASON CJ: Yes.
| MR GRAHAM: | - - - that the two tests are not quite distinct, |
in fact, perhaps quite close to each other. If the
Court pleases.
MASON CJ: Yes, thank you, Mr Solicitor. Mr Young.
| MR YOUNG: | May it please the Court, there are three brief |
points by way of reply, if I may. The first takes up His Honour Justice Deane's question about
severability. We would only wish to note that the same problem that attends the reach of section 114F
also attends the reach of section 114K.
Section 114K(l) is a prohibition on advertising
that the agent gives immigration assistance, which
takes one only to the definition of "immigration
assistance" in 114B. The consequence, if I may give an example, would be that it would be an
offence for a community-based voluntary
organization to advertise the availability of aninformation booklet concerning procedures to be
followed in relation to entrance applications.
That leads to the second point that we wish to
make. In our submission, severance of the
provisions of subparagraphs (b) and (c) of
section 114F could not be effected by a blue
pencilling approach. Not only for the reason given by Justice Deane concerning an exemption from an
exemption but, as well, for the reason that the
evident purpose of the legislature in enacting subsections S(b) and (c) and in enacting 114K with
the reach they have is to establish a scheme thatdeals, amongst other things, with competence
extending to all advisors, whether they do so for a
fee or not, including those who do so in thecircumstances contemplated by section 114F(S)(b) and
( C) •
As to any assistance that we might give the
Court in that regard, we would point to and rely
upon a passage in the judgment of
Chief Justice Latham in the Pidoto v Victoria case
(1943) 68 CLR 87. The passage is at 109 point 7
| Cunliffe(3) | 126 | 11/8/93 |
and refers to an approach to severance that would
produce:
a hotch-potch of irregularly and partially
operating law -
That, in our submission, would be the consequence
of any attempt merely to sever
paragraphs (b) and {c).
The third point moves to a different field.
My learned friend, Mr Doyle, in addressing the
implied freedom, made a number of submissions that
appeared to assume a simple line between aliens, on
the one hand, and members of the Australian
community on the other, and it was in that context
that one of his submissions was that one could put
aside the effect of the law upon aliens and
consider primarily its effects upon Australian
citizens.
The correct dichotomies established by the
authorities, in our submission, are these: aliens
are non-citizens, and the correspondence there is
between citizens and aliens. But an alien may be, none the less, a person who has been absorbed into and is a member of the Australian community. The
other dichotomy is between immigrants and members
of the Australian community. A person ceases to bean immigrant when he has been absorbed into the
Australian community although, despite that
absorption, he may remain an alien. The consequence is that in addressing the impact of
this legislation, in its focus upon aliens, one is
also considering as aliens persons who are members
of the Australian community through a process ofabsorption.
We refer, without going to, two cases: one is
Ex parte Henry, 133 CLR 369, and the passage we
rely upon is at page 383 point 2. The second case is Nolan v The Minister for Immigration, 165 CLR 178, and the passage is at 194 point 8 to
195 point 2. The final point - - -
| BRENNAN J: | Does a member of the Australian community who is |
an alien require a visa or entry permit for entry
into Australia?
| MR YOUNG: | If he leaves the country, Your Honour, and seeks |
to re-enter, yes. That was the other point that I
was about to mention. That takes up, I think,
Your Honour's question of Mr Rose. The relevant provision of the Migration Act that deals with that
is section 14 and we agree with my learned friend
Mr Rose's submission in that regard, namely, that
one cannot rely solely upon the immigration power
| Cunliffe(3) | 127 | 11/8/93 |
to justify this legislation because of that aspect
of its reach.
Secondly, we would add that it is clear that
the immigration power does not extend to a person
who has been absorbed into and become part of the
Australian community, although remaining an alien.
If the Court pleases, those are our
submissions.
| MASON CJ: | Thank you, Mr Young. | The Court will consider its |
decision in this matter.
AT 12.39 PM THE MATTER WAS ADJOURNED SINE DIE
| Cunliffe(3) | 128 | 11/8/93 |
Key Legal Topics
Areas of Law
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Immigration
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Constitutional Law
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Statutory Interpretation
Legal Concepts
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Statutory Construction
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Judicial Review
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Jurisdiction
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Standing
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Procedural Fairness
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Remedies
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