Corporations (Fees) Amendment Regulations 2001 (No. 1) (Cth)

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Corporations (Fees) Amendment Regulations 2001 (No. 1)1

Statutory Rules 2001 No. 3202

I, PETER JOHN HOLLINGWORTH, Governor-General of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, make the following Regulations under the Corporations (Fees) Act 2001.

Dated 8 October 2001

PETER HOLLINGWORTH

Governor-General

By His Excellency’s Command

JOE HOCKEY

Minister for Financial Services and Regulation

1Name of Regulations

 These Regulations are the Corporations (Fees) Amendment Regulations 2001 (No. 1).

2Commencement

These Regulations commence on the day on which item 1 of Schedule 1 to the Financial Services Reform Act 2001 commences.

3Amendment of Corporations (Fees) Regulations 2001

Schedule 1 amends the Corporations (Fees) Regulations 2001.

Schedule 1Amendments

(regulation 3)

  

[1]Schedule 1, item 15, heading

substitute

Market licensees

[2]Schedule 1, items 15, 16, 16A, 17 and 17A

substitute

15

On giving an annual report to ASIC under subsection 792F (1) of the Act

$300

On lodging written notice of changes to operating rules with ASIC under subsection 793D (1) of the Act

$120

On lodging written notice of changes to operating rules with ASIC under subsection 793D (3) of the Act

$120

On lodging an application, under subsection 795A (1) of the Act, for an Australian market licence

$1 200

On lodging an application, under subsection 796A (2) of the Act, for:

  • (a)

    the imposition of conditions on an Australian market licence; or

  • (b)

    the imposition of additional conditions on an Australian market licence; or

  • (c)

    the variation of conditions imposed on an Australian market licence; or

  • (d)

    the revocation of conditions imposed on an Australian market licence

$600

On lodging an application, under subsection 797A (1) of the Act, for the variation of an Australian market licence to take account of a change in the licensee’s name

$210

On lodging written notice of changes to operating rules with ASIC under subsection 822D (1) of the Act

$120

On lodging written notice of changes to operating rules with ASIC under subsection 822D (3) of the Act

$120

On lodging an application, under subsection 824A (1) of the Act, for an Australian CS facility licence

$1 200

On lodging an application, under subsection 825A (2) of the Act, for:

  • (a)

    the imposition of conditions on an Australian CS facility licence; or

  • (b)

    the imposition of additional conditions on an Australian CS facility licence; or

  • (c)

    the variation of conditions imposed on an Australian CS facility licence; or

  • (d)

    the revocation of conditions imposed on an Australian CS facility licence

$600

On lodging an application, under subsection 826A (1) of the Act, for the variation of an Australian CS facility licence to take account of a change in the licensee’s name

$210

On lodging an application, under subsection 851A (1) of the Act, for approval to have voting power of more than 15%

$600

On lodging an application, under subsection 851C (2) of the Act, to extend the period of an approval to have voting power of more than 15%

$600

On lodging an application, under paragraph 851D (3) (b) of the Act, for the imposition, revocation or variation of conditions on an approval to have voting power of more than 15%

$600

On lodging an application, under subsection 851E (1) of the Act, to vary a percentage specified in an approval to have voting power of more than 15%

$600

On lodging an application, under subsection 851F (3) of the Act, for the revocation of an approval to have voting power of more than 15%

$600

On giving the Minister or ASIC information in accordance with regulations made for paragraph 854A (1) (c) of the Act

$210

On lodging an application, under subsection 882B (1) of the Act, for compensation arrangements

$600

On lodging written notice, under subsection 884B (2) of the Act, of a change to a matter required to be dealt with by the compensation rules

$120

On lodging an application, under subsection 884C (1) of the Act, for approval of a change to a matter that is not required to be dealt with by the compensation rules

$300

On lodging written notice, under subsection 890G (1) of the Act, of a change to the SEGC’s operating rules

$120

On lodging, under subsection 892H (6) of the Act, a copy of a report and financial statements

$300

On lodging an application for a declaration by ASIC under subsection 1073E (1) of the Act

$600

On lodging an application for an exemption or declaration by ASIC under subsection 1075A (1) of the Act

$600

[3]Schedule 1, after item 31

insert

31A

For inspecting, or an enquiry involving an inspection of:

 · the register in respect of financial services licensees mentioned in subsection 922A (2) of the Act

 · the register in respect of authorised representatives of financial services licensees mentioned in subsection 922A (2) of the Act

 · the register in respect of persons against whom a banning order or disqualification order is made mentioned in subsection 922A (2) of the Act

 · the register in respect of declared professional bodies mentioned in subsection 922A (2) of the Act:

  • (a)

    if requested by or on behalf of the Australian Broadcasting Corporation, the Special Broadcasting Service, the Australian Bureau of Statistics, the holder of a licence for a commercial broadcasting or television station or the proprietor or publisher of a newspaper generally available to the public otherwise than by subscription

no fee

  • (b)

    in any other case

$8

[4]Schedule 1, after item 43

insert

44

Lodgment with ASIC of a Product Disclosure Statement mentioned in section 1015B of the Act (other than a supplementary Product Disclosure Statement)

$1 800

Notes

1. These Regulations amend Statutory Rules 2001 No. 194.

2. Notified in the Commonwealth of Australia Gazette

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