Corporations Amendment Regulations 2010 (No. 9) (Cth)

Corporations Amendment Regulations 2010 (No. 9)¹

Select Legislative Instrument 2010 No. 301

I, QUENTIN BRYCE, Governor-General of the Commonwealth of Australia, acting with the advice of the Federal Executive Council, make the following Regulations under the Corporations Act 2001.

Dated 24 November 2010

QUENTIN BRYCE

Governor-General

By Her Excellency’s Command

DAVID BRADBURY

Parliamentary Secretary to the Treasurer

Name of Regulations

These Regulations are the Corporations Amendment Regulations 2010 (No. 9).

Commencement

These Regulations commence on the day after they are registered.

Amendment of Corporations Regulations 2001

Schedule 1 amends the Corporations Regulations 2001.

Schedule 1 Amendments

(regulation 3)

[1] Paragraph 7.5.88 (2) (b)

substitute

(b)the payment of premiums for fidelity insurance or other compensation arrangements for the financial market as part of an approved compensation arrangement for Division 3 of Part 7.5 of the Act; or

(c)costs paid by the market licensee in relation to ASIC’s responsibilities for market supervision created by the Corporations Amendment (Financial Market Supervision) Act 2010; or

(d)the making of payments to ASIC by the market licensee in relation to ASIC’s responsibilities for market supervision created by the Corporations Amendment (Financial Market Supervision) Act 2010.

[2] Regulation 8.2.01

omit

the Securities Act 1978 of New Zealand

insert

[3] Paragraph 8.2.02 (1) (a)

omit

the New Zealand Securities Act 1978 and the Securities (Mutual Recognition of Securities Offerings) Regulations 2008;

insert

the Securities Act 1978 (New Zealand) and the Securities (Mutual Recognition of Securities Offerings — Australia) Regulations 2008 (New Zealand);

[4] Paragraph 8.2.02 (1) (b)

omit

New Zealand Securities Regulations 1983

insert

the Securities Regulations 2009 (New Zealand)

[5] Schedule 10A, item 18.1, inserted paragraph 1012D (9E) (c) of the Act

omit

the Securities Act 1978 of New Zealand and Securities Regulation 1983 of New Zealand;

insert

the Securities Act 1978 (New Zealand) and the Securities Regulations 2009 (New Zealand);

[6] Schedule 10AA, item 2.3, inserted paragraph 1012IA (3B) (c) of the Act

omit

the Securities Act 1978 of New Zealand and Securities Regulation 1983 of New Zealand;

insert

the Securities Act 1978 (New Zealand) and the Securities Regulations 2009 (New Zealand);

Note

All legislative instruments and compilations are registered on the Federal Register of Legislative Instruments kept under the Legislative Instruments Act 2003. See