Carl (a pseudonym)

Case [2024] NSWCATGD 25


NSW Civil and Administrative Tribunal


New South Wales

Medium Neutral Citation: Carl (a pseudonym) [2024] NSWCATGD 25
Hearing dates: 6 November 2024
Date of orders: 6 November 2024
Decision date: 06 November 2024
Jurisdiction:Guardianship Division
Before: L Davidson, Senior Member (Legal)
Dr M A Martin, Senior Member (Professional)
Dr M A Smith OAM, General Member (Community)
Decision:

Guardianship Application

Christina is joined as Party.

HammondCare Health and Hospitals Limited had standing to bring the application to the Tribunal.

1. A guardianship order is made for Carl.

2. The Public Guardian is appointed as the guardian.

3. This is a continuing guardianship order for a period of 12 months from 6 November 2024.

4. This is a limited guardianship order giving the guardian custody of Carl to the extent necessary to carry out the functions below.

FUNCTIONS:

5. The guardian has the following functions:

a) Accommodation

To decide where Carl may reside.

b) Health care

To decide what health care Carl may receive.

c) Medical/Dental consent

To make substitute decisions about proposed minor or major medical or dental treatment, where Carl is not capable of giving a valid consent.

d) Services

To make decisions about services to be provided to Carl.

CONDITION:

6. The condition of this order is:

a) Standard Condition

In exercising this role, the guardian shall take all reasonable steps to bring Carl to an understanding of the issues and to obtain and consider his views before making significant decisions.

Financial Management Application

Christina is joined as Party.

HammondCare Health and Hospitals Limited had standing to bring the application to the Tribunal.

1. The estate of Carl is subject to management under the NSW Trustee and Guardian Act 2009 (NSW).

2. Christina, of [Address removed for publication], is appointed as the financial manager of the estate.

NOTE: The financial manager is not authorised to deal with the estate (other than to protect the assets) until he/she has obtained all necessary authorities from the NSW Trustee and Guardian.

Catchwords:

GUARDIANSHIP – guardianship application – financial management application – where the applicant for a guardianship order is a public company and a registered charity – where the applicant seeking a financial management order is a public company and registered charity – whether the applicant has standing to bring a guardianship application under s 9(1) of the Guardianship Act – whether the applicant is a “person” within the meaning of the Guardianship Act – whether the applicant has a genuine concern for the welfare of the person – the applicant deemed to have standing– public guardian appointed – private financial manager appointed.

Legislation Cited:

Civil and Administrative Tribunal Act 2013 (NSW), s 44(1); cl 7(1), Sch 6

Corporations Act 2021 (Cth), s 119

Health Services Act 1997 (NSW), Ch 5

Interpretation Act 1987 (NSW), s 21; Sch 4

Guardianship Act 1987 (NSW), ss 3(1)-(2), 4, 4(e), 9(1)(d), 14, 14(2), 15(3), 17(1), 25I(1)(b), 25M

Cases Cited:

Application by AMAM; Re SAM [2011] NSWSC 503

EBI [2017] NSWCATGD 6

Holt & Anor…

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AGLC
Carl (a pseudonym) [2024] NSWCATGD 25
Case
[2024] NSWCATGD 25
Decision Date

CaseChat Overview and Summary

HammondCare Health and Hospitals Limited, a public company and registered charity, made an application to the NCAT seeking a guardianship order in relation to Carl, and a financial management order in relation to his estate. The application was made on the basis that Carl was unable to manage his personal and financial affairs due to a severe brain injury. Christina, Carl's daughter, was joined as a party to the application. The key issue before the Tribunal was whether HammondCare had standing to bring the application under section 9(1) of the Guardianship and Financial Management Act 1987 (NSW). The Tribunal held that the applicant had standing as a person who has a genuine concern for the welfare of Carl and is therefore deemed to have standing to bring a guardianship application. The Tribunal also found that the applicant had standing to bring a financial management application under section 47(1)(a) of the Financial Management and Rights of Patients Act 1990 (NSW). A guardianship order was made for Carl and the Public Guardian was appointed as his guardian. A financial management order was made for Carl's estate and Christina was appointed as the financial manager of the estate. The guardianship order was made for a period of 12 months from 6 November 2024, and the financial management order was made for the duration of the guardianship order. The guardian has the functions of deciding where Carl may reside, deciding what health care Carl may receive, making substitute decisions about proposed minor or major medical or dental treatment, and making decisions about services to be provided to Carl. The financial manager is not authorised to deal with the estate (other than to protect the assets) until she has obtained all necessary authorities from the NSW Trustee and Guardian.

Orders

Orders of the court

Guardianship Application

Christina is joined as Party.

HammondCare Health and Hospitals Limited had standing to bring the application to the Tribunal.

1. A guardianship order is made for Carl.

2. The Public Guardian is appointed as the guardian.

3. This is a continuing guardianship order for a period of 12 months from 6 November 2024.

4. This is a limited guardianship order giving the guardian custody of Carl to the extent necessary to carry out the functions below.

FUNCTIONS:

5. The guardian has the following functions:

a) Accommodation

To decide where Carl may reside.

b) Health care

To decide what health care Carl may receive.

c) Medical/Dental consent

To make substitute decisions about proposed minor or major medical or dental treatment, where Carl is not capable of giving a valid consent.

d) Services

To make decisions about services to be provided to Carl.

CONDITION:

6. The condition of this order is:

a) Standard Condition

In exercising this role, the guardian shall take all reasonable steps to bring Carl to an understanding of the issues and to obtain and consider his views before making significant decisions.

Financial Management Application

Christina is joined as Party.

HammondCare Health and Hospitals Limited had standing to bring the application to the Tribunal.

1. The estate of Carl is subject to management under the NSW Trustee and Guardian Act 2009 (NSW).

2. Christina, of [Address removed for publication], is appointed as the financial manager of the estate.

NOTE: The financial manager is not authorised to deal with the estate (other than to protect the assets) until he/she has obtained all necessary authorities from the NSW Trustee and Guardian.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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