Carbon Credits (Carbon Farming Initiative) (Reforestation and Afforestation-1.1) Methodology Determination 2013 (Cth)

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Carbon Credits (Carbon Farming Initiative) (Reforestation and Afforestation—1.1) Methodology Determination 2013 1

Carbon Credits (Carbon Farming Initiative) Act 2011

I, Yvette D’Ath, Parliamentary Secretary for Climate Change, Industry and Innovation, make this Methodology Determination under subsection 106(1) of the Carbon Credits (Carbon Farming Initiative) Act 2011.

Dated 27 May 2013

YVETTE D’ATH  

Parliamentary Secretary for Climate Change, Industry and Innovation

Contents

Part 1Preliminary

1.1Name of determination   7

1.2Commencement   7

1.3Definitions   7

1.4Type of project to which this Determination applies   14

Part 2Requirements for declaration as eligible project

2.1Eligible projects   15

2.2Location   15

2.3Project land characteristics   15

2.4Project mechanisms   15

2.5Identification of project area   16

Part 3Delineating boundaries

3.1Division of project area into strata   17

3.2Requirements for a stratum   17

3.3Delineating stratum boundaries   18

3.4Growth disturbances and revision of strata   19

3.5Requirements for revisions of strata boundaries   21

Part 4Project Operation

4.1Removal of trees   22

4.2Preparation burns   23

4.3Restrictions relating to fertiliser use   23

Part 5Methods for estimating net project abatement

Division 5.1               Estimating project removals

Subdivision 5.1.1        General

5.1General   24

Subdivision 5.1.2        Conducting a full inventory

5.2Conducting a full inventory   24

Subdivision 5.1.3        Sampling plans

5.3Developing and documenting a sampling plan   25

5.4Sampling plan information for full inventory and PSP assessment       26

5.5Sampling plan information for stratum specific functions                    27

5.6Sampling plan information for regional functions   27

Subdivision 5.1.4        Location of plots

5.7Determining the location of plots   28

Subdivision 5.1.5        Establishing and assessing plots

5.8Establishing and assessing plots during full inventory   30

5.9Target probable limit of error – full inventory   30

5.10Establishing plots   30

5.11Plot configuration   31

5.12Plot size   32

5.13Identifying and marking plots   32

5.14Plot visits during full inventory   32

5.15Collection of information during plot visits   33

5.16Ex post analysis of plots   34

Subdivision 5.1.6        PSP assessments

5.17Conducting PSP assessments   34

5.18General requirements for PSP assessments   34

5.19Ex post analysis of PSPs   35

Subdivision 5.1.7        Plots located close to stratum boundaries

5.20Dealing with plots located close to stratum boundaries   35

5.21Edge plots   36

5.22Plot carbon stocks   36

Subdivision 5.1.8        Allometric functions

5.23Applying species specific allometric functions   36

5.24Allometric domain   37

5.25Regression fitting   37

5.26Minimum data requirements   38

5.27Minimum regression fit requirements   38

5.28Variance of weighted residuals   39

5.29Allometric report   39

Subdivision 5.1.9        Allometric functions for live trees

5.30Developing allometric functions for live trees   40

5.31Developing stratum specific functions   40

5.32Updating pre-existing stratum specific functions   42

5.33Regional functions   42

5.34Converting a stratum specific function to a regional function               44

Subdivision 5.1.10      Assessing biomass sample trees

5.35Assessing above-ground biomass of biomass sample trees               44

5.36Assessing root biomass of biomass sample trees   45

5.37Assessing biomass of entire biomass sample tree   46

5.38Record keeping and reporting   46

Subdivision 5.1.11      Allometric functions for other trees

5.39Developing allometric functions for trees other than live trees             47

Subdivision 5.1.12      Applicability of allometric functions

5.40Testing the applicability of allometric functions   47

5.41Compatibility checks   48

5.42Validation test   48

5.43Reporting requirements   50

Subdivision 5.1.13      Assessing carbon stocks in fallen dead wood and litter

5.44Assessing carbon stocks in litter   50

5.45Assessing carbon stocks in fallen dead wood   51

Division 5.2               Calculating project emissions

5.46Calculating fuel emissions from project activities   52

5.47Calculating fire emissions from a stratum   52

Part 6Calculating the carbon dioxide equivalent net abatement amount for a project in relation to a reporting period

Division 6.1               Preliminary

6.1General   53

6.2Greenhouse gas assessment boundary   53

6.3Calculating the baseline for the project   54

6.4Requirements for calculating carbon dioxide equivalent net abatement 54

Division 6.2               Calculations

Subdivision 6.2.1        Calculating carbon dioxide equivalent net abatement amount

6.5General   56

6.6Calculating the carbon dioxide equivalent net abatement amount         56

6.7Calculating uncertainty for net abatement amount   56

6.8Calculating standard error for net abatement amount   57

6.9Calculating degrees of freedom for net abatement amount                  57

Subdivision 6.2.2        Calculating carbon stock change

6.10Calculating carbon stock change for a project   58

6.11Calculating carbon stock change for a stratum   59

Subdivision 6.2.3        Calculating initial carbon stocks for a stratum

6.12Calculating initial carbon stocks for a stratum   61

Subdivision 6.2.4        Calculating closing carbon stocks for a stratum

6.13Calculating closing carbon stocks for a stratum based on full inventory 63

6.14Calculating closing carbon stocks for a stratum based on PSP assessment  64

Subdivision 6.2.5        Calculating lower confidence bound

6.15Calculating the lower confidence bound for closing carbon stocks for a stratum        67

6.16Calculating the lower confidence bound for mean ratio of change in PSP carbon stocks        67

Subdivision 6.2.6        Calculating mean ratio of change in PSP carbon stocks

6.17Calculating the mean ratio of change in PSP carbon stocks                68

6.18Calculating the ratio of change in PSP carbon stocks   69

Subdivision 6.2.7        Calculating mean plot carbon stocks for a stratum

6.19Calculating mean plot carbon stocks for a stratum   70

Subdivision 6.2.8        Calculating carbon stocks in a plot

6.20Calculating carbon stocks within a plot assessed as part of full inventory     71

6.21Calculating carbon stocks within a PSP assessed as part of PSP assessment          72

Subdivision 6.2.9        Calculating carbon stocks in trees, fallen dead wood, and litter

6.22Calculating carbon stocks in live trees within a plot   73

6.23Calculating carbon stocks in live fire affected trees within a plot          73

6.24Calculating carbon stocks in dead standing trees within a plot             74

6.25Calculating carbon stocks in dead standing fire affected trees within a plot   74

6.26Calculating carbon stocks in litter within a plot   75

6.27Calculating carbon stocks in fallen dead wood within a plot                75

Subdivision 6.2.10      Calculating biomass in trees

6.28Calculating biomass in live trees within a plot   76

6.29Calculating biomass in live fire affected trees within a plot                  76

6.30Calculating biomass in dead standing trees within a plot   77

6.31Calculating biomass in dead standing fire affected trees within a plot  77

Subdivision 6.2.11      Calculating project emissions

6.32Calculating project emissions   77

6.33Calculating fuel emissions for a stratum   79

6.34Calculating emissions for fossil fuel types   79

Subdivision 6.2.12      Calculating emissions for fire affected strata

6.35Calculating emissions for a fire affected stratum   80

6.36Calculating the standard error for fire emissions   82

Subdivision 6.2.13      Calculating probable limit of error

6.37Calculating probable limit of error for carbon stock estimates             84

6.38Calculating number of plots required for probable limit of error           84

Subdivision 6.2.14      Calculating biomass for biomass sample trees and test trees

6.39Calculating total biomass for biomass sample trees and test trees      85

6.40Calculating the dry weight of biomass components for biomass sample trees and test trees  86

6.41Calculating the variance of weighted residuals for biomass sample trees and test trees         86

6.42Calculating the F-test statistic   87

Subdivision 6.2.15      Data collection

6.43Project emissions   89

6.44Project removals   89

Part 7Monitoring, record-keeping and reporting requirements

Division 7.1               General

7.1Application   90

Division 7.2               Monitoring requirements

7.2Project monitoring   90

Division 7.3               Record-keeping requirements

7.3Records that must be kept   91

7.4Stratum records   91

7.5Project tree measures   91

7.6Carbon stock calculations   91

7.7Allometric functions   92

7.8Sampling plans   92

7.9Quality assurance and control   92

7.10Fuel use   92

Division 7.4               Offsets report requirements

Subdivision 7.4.1        Information that must be included in the first offsets report

7.11General   93

7.12Project information   93

7.13Stratum description and status   93

7.14Baseline land use history and forest cover history for strata                93

7.15Quality assurance and control   94

Subdivision 7.4.2        Information that must be included in all offsets reports

7.16General   94

7.17Project information   94

7.18Strata location and area   95

7.19Stratum description and status   95

7.20Carbon stocks for stratum   95

7.21Carbon stocks for plots   96

7.22Basis of allometric function applied to a stratum   97

7.23Application of allometric functions   97

7.24Sampling plans   98

7.25Growth disturbance events   98

7.26Quality assurance and control   98

7.27Fuel use   98

Part 1              Preliminary

1.1           Name of determination

This Determination is the Carbon Credits (Carbon Farming Initiative) (Reforestation and Afforestation1.1) Methodology Determination 2013.

1.2           Commencement

This Determination is taken to have come into force on 1 July 2010.

1.3           Definitions

In this Determination:

Act means the Carbon Credits (Carbon Farming Initiative) Act 2011.

actual location coordinates means spatial coordinates that are collected on the ground using a global positioning system, and that define the location of plots, biomass sample plots and biomass sample trees.

actual plot size means the area of a plot as physically measured on the ground.

allometric data range means the range between the smallest and largest predictor measures included within an allometric dataset.

allometric dataset means predictor measures and biomass measurements recorded from biomass sample trees which are used to develop an allometric function.

allometric domain means the specific conditions under which an allometric function is applicable.

allometric function means a species-specific regression function fitted to a scatter of data-points that relate predictor measures collected through a non‑destructive measurement process to a measure of the weight of biomass within a project tree, and includes stratum specific and regional functions.

allometric report means a document that describes a project proponent’s approach to the development of allometric functions, including descriptions of allometric data, allometric domain, regression fitting processes and outcomes of checks against regression fit requirements.

belt plantings means discrete patches of project trees that have been established in a linear or curvilinear ‘belt’ pattern where width measured across the belt is no wider than 50 metres.

biomass means dry, vegetation-derived organic matter.

biomass components means sections of trees that are divided on the basis of structure or form or both.

biomass sample plot means an area of land that occurs within a biomass sample site and is delineated in accordance with Part 5.

biomass sample site means an area of land in which biomass sample plots are randomly located and biomass sample trees are randomly selected, for the purposes of developing a regional function.

biomass sample tree means a tree selected for destructive sampling in order to develop an allometric function.

branches means the hard, woody above-ground support elements of a tree that are connected to the stem, support the crown, and have a distinct, thick bark layer.

block plantings means discrete patches of project trees that have been established so the average minimum width is greater than 50 metres.

bulked sample means a sample of litter collected through combining 4 smaller samples into a single sample.

carbon dioxide equivalent means carbon dioxide mass equivalent, calculated by multiplying the mass of elemental carbon by .

carbon fraction means the proportion, by weight, of dry organic matter that is composed of carbon.

carbon stocks means the quantity of carbon, expressed as carbon dioxide equivalent, held within project forest biomass.

centroid option means a plot established so that the actual location coordinates are located at the centre of the plot.

CFI Mapping Guidelines means the guidelines of that name, as published from time to time, to be used for mapping project areas and strata within project areas, and available on the Department’s website.

closing carbon stocks means the amount of carbon, expressed as carbon dioxide equivalent, estimated to be held within the project forest biomass occurring within a stratum at the end of a reporting period.

commencement means the point in time at which preparation of a stratum for planting begins.

consistent edge option means a plot established so that:

(a)   the starting edge passes through the actual location coordinates and is aligned perpendicular to the orientation of the edges of a belt planting; and

(b)   if a belt planting has:

(i)    an east-west orientation, the plot is laid out toward the most westerly end of the belt planting; or

(ii)    an orientation other than east-west, the plot is laid out toward the most southerly end of the belt planting;

and

(c)   the plot extends across the full width of the belt planting.

constant position option means a plot established so that the actual location coordinates are located at the same relative position on the plots, for example, the most southern and eastern corner.

crown means non-woody, above-ground tree structures that include twigs, petioles, and leaves, and that are involved in photosynthesis or supporting photosynthetic structures.

crown cover means the amount of land covered by the outer limits of the crown (viewed as a horizontal cross-section) of a tree, or collection of trees.

crown radius, for a stratum, means:

(a)   if an average expected radius of a fully mature project tree in the stratum can be reliably estimated—that radius; or

(b)   otherwise—2 metres.

dead standing tree means a dead tree that shows no signs of having been affected by fire and which remains in an upright position.

dead standing fire affected tree means a dead tree that shows obvious signs of having been affected by fire and that remains in an upright position.

declaration date for a project, means the date on which the declaration of the project as an eligible offsets project under section 27 of the Act takes effect.

Department means the Department that administers the Act.

disturbance affected stratum means a stratum that has been subject to a growth disturbance event, other than fire—see section 3.4.

establishment phase means a period of land and project-forest management that is applied to a stratum from 6 months before the planting start date through to 3 years following the planting finish date.

extant project forest means the area of land defined by a project proponent as being occupied by project trees at a specified point in time or during a specified reporting period.

fallen dead wood means dead woody stem and branch components that:

(a)   have a cross-sectional diameter of more than 2.5 centimetres;

(b)   are derived from a project tree; and

(c)   occur at ground level.

fire affected stratum means an area of project forest that has experienced a fire event and that has been dealt with in accordance with section 3.5.

fire emissions means emissions of methane (CH4) or nitrous oxide (N2O) arising from fire events.

fire event  means an occurrence of a fire in a stratum or strata.

forest means land of a minimum area of 0.2 of a hectare on which trees:

(a)   have attained, or have the potential to attain, a crown cover of at least 20% across the area of land; and

(b)   have reached, or have the potential to reach, a height of at least 2 metres.

forest cover—land has forest cover if:

(a)   the land has an area of at least 0.2 of a hectare; and

(b)   the vegetation on the land includes trees that:

(i)    are 2 metres or more in height; and

(ii)    provide crown cover of at least 20% of the land.

fuel emissions means emissions of carbon dioxide (CO2), nitrous oxide (N2O), or methane (CH4) arising from fossil fuel use in relation to the delivery of project activities within the project area.

full inventory means an estimation of carbon stocks conducted in accordance with section 5.2.

Note    This is one of the 2 measurement processes available to a project proponent to estimate carbon stocks within a stratum and involves the use of temporary sample plots and, optionally, permanent sample plots to estimate carbon stocks. The other process is PSP assessment.

growth disturbance—see section 3.5.

infill planting is a planting, for the purpose of replacing project trees that have died or otherwise failed to establish, that occurs in a stratum within the period ending:

(a)   12 months from the first planting finish date for the stratum; or

(b)   at the time of submission of the first offset report for the stratum;

whichever occurs first.

Note    The death or failure to establish of project trees is not defined as a disturbance event when infill planting is subsequently undertaken.

initial carbon stocks means the amount of carbon, expressed in tonnes of carbon dioxide equivalent, estimated to have been contained within the project forest biomass occurring within a stratum as at the declaration date.

intended location coordinates means spatial coordinates for a randomly selected intersection from a grid overlay used to define the proposed on‑ground location of plots and biomass sample plots.

lateral root means the woody material that extends laterally from a tree’s tap root or lignotuber, or both, and that forms part of a tree’s below-ground structure.

litter means dead, project-tree derived material which occurs at ground level and is less than 2.5 centimetres in diameter, and can include fallen leaves, twigs, bark and small woody stems in various stages of decomposition.

live fire affected tree means a tree that is living and showing obvious signs of having experienced a fire event, or for which records indicate that it has experienced a fire event.

live tree means a tree that is living, which shows no obvious physical signs of having experienced a fire event, and for which no records exist that indicate that it has been affected by a fire event.

maintenance phase means a phase of activity in relation to a stratum, which occurs after the management phase and in which the cumulative carbon sequestration for the stratum is assumed to have attained its maximum level.

management phase means a phase of project tree growth and management activity in relation to a stratum, running from the end of the establishment phase to the start of the maintenance phase.

non-project forest means forest within the project area that was not established as a direct result of a project carried out under this Determination.

non-project tree means a tree within the project area that was neither planted, nor otherwise established, as a direct result of a project carried out under this Determination.

ortho-rectified aerial imagery means an aerial photograph or satellite image geometrically corrected for distortion to produce a uniform scale across the image.

permanent planting has the same meaning as in the Regulations.

permanent sample plot (PSP) means a defined area of land that is delineated in accordance with Part 5 and from within which various measurements are taken in order to estimate carbon stocks in a PSP assessment. 

planting means the planting of seedlings or the sowing of seed derived from trees.

planting finish date means the date that planting activities were first completed within a stratum, being:

(a)   the date when the last seedling was planted; or

(b)   the date when the last seed was sown; or

(c)   180 days from the planting start date;

whichever occurs first.

planting start date means the date that planting activities commenced within a stratum, being the date when the first seedling was planted or the first seed was sown.

planting window means the 180 day period of time beginning on the planting start date.

plot means a defined area of land within the project area and can be a temporary sample plot or a permanent sample plot.

plot layout option means any of the following:

(a)   centroid option;

(b)   consistent edge option;

(c)   constant position option.

predictor measure means a measure of tree dimensions collected through a non‑destructive measurement process and referenced in an allometric function to estimate the biomass contained within trees.

preparation burn means the controlled application of fire within a stratum to assist in the removal or suppression of ground‑level vegetation or fire fuel loads.

prescribed weed means any plant that is required by law to be removed.

probable limit of error means the percentage error at the 90% confidence level.

project activity means an activity carried out within the project area as part of the establishment and management of project forest.

project emissions means emissions of greenhouse gases occurring within the project area as a result of a project activity, from sources within the project greenhouse gas assessment boundary (see section 6.2).

project forest means forest that has been established within the project area as a direct result of a project carried out in accordance with this Determination.

project forest biomass means the biomass contained within project trees, litter, or fallen dead wood.

project removals means removals from the atmosphere of greenhouse gases caused as a result of project activities.

project tree means a tree that has been established within a stratum through undertaking project activities.

pseudo random number generator means computer software used for generating a sequence of numbers that approximates the properties of random numbers.

PSP assessment means an estimation of carbon in an area made in accordance with Subdivision 5.1.6. 

Note    This is one of the 2 measurement processes available to a project proponent to estimate carbon stocks within a stratum and involves the use of permanent sample plots. The other process is a full inventory.

regional function means an allometric function developed by or for a project proponent and which has an allometric domain that potentially extends across multiple strata.

Regulations means the Carbon Credits (Carbon Farming Initiative) Regulations 2011.

sampling plan means a plan that identifies the quantity, intended location coordinates and actual location coordinates of TSPs, PSPs, biomass sample plots, and the quantity and actual location coordinates of biomass sample trees, within a stratum or the geographic limits of an allometric domainsee Subdivision 5.1.3. 

seed number means a number input into a pseudo random number generator for the purposes of generating a sequence of numbers that approximates the properties of random numbers.

size class means a class of items that is determined according to size.

starting edge means, for a plot established within a belt planting, the first edge of the plot to be laid out on the ground.

stem means the hard woody structural support element of a tree that forms part of the tree’s above-ground structure and includes the trunk and heavier vertical limbs extending into the crown.

stratum means an area in the project area that is determined to have common characteristics in accordance with the requirements of Part 3.

stratum area means the area of land that is occupied by a stratum, expressed in hectares.

stratum identifier means a unique numeric, alpha numeric, or text string that is used to refer to and identify a stratum in the project area.

stratum specific function means an allometric function developed by or for a project proponent from an allometric dataset collected exclusively from within a single stratum, to which the stratum specific function is intended to be applied.

tap root or lignotuber means a thickened, rigid and dense woody mass connected directly to a tree’s stem at ground level and extending downwards into the regolith, and with lateral roots extending from it.

target plot size means the area of the land that is intended to be included within the boundaries of a plot or biomass sample plot as determined in accordance with Part 5.

temporary sampling plot (TSP) means a defined area of land that is delineated in accordance with Part 5 and from within which various measurements are taken in order to estimate carbon stocks in a full inventory. 

test tree means a project tree that has been randomly selected from within a temporary sample plot for biomass measurement as part of the process for validating regional functions or converting stratum specific functions to regional functions.

tree means a perennial plant that has primary supporting structures consisting of secondary xylem.

tree status means one of the following conditions of a tree:

(a)   live;

(b)   dead standing;

(c)   live fire affected; or

(d)   dead standing fire affected.

tree type means trees that are of the same species and equivalent tree status, and which have predictor measures that fall within a defined range of values.

weighted residual means the difference between measured and predicted (from a regression equation) tree biomass multiplied by a weighting factor, and as calculated using Equation 32b.

Note    Other words and expressions used in this Determination have the meaning given by the Act, including:

baseline

carbon dioxide equivalence

crediting period

eligible offsets project

emission

methodology determination

native forest

natural disturbance

offsets project

offsets report

project

project area

project proponent

Regulator; and

reporting period.

1.4           Type of project to which this Determination applies

Note See paragraph 106(1)(a) of the Act.

   This Determination applies to the following kinds of project:

(a)   the establishment of a permanent planting on or after 1 July 2007; or

(b)   a forestry project accredited under the Commonwealth Government’s Greenhouse FriendlyTM initiative; or

(c)   a permanent planting accredited under:

(i)    the New South Wales Government’s Greenhouse Gas Reduction Scheme; or

(ii)    the Australian Capital Territory Government’s Greenhouse Gas Abatement Scheme; or

(d)   a permanent planting established before 1 July 2007 for which there is documentary evidence of a kind mentioned in subregulation 3.28(3) of the Regulations that demonstrates, to the satisfaction of the Regulator, that the primary purpose of the planting was generation of carbon offsets.

Part 2              Requirements for declaration as eligible project

Note See paragraphs 27(4)(c) and 106(1)(b) of the Act.

2.1           Eligible projects

To be declared an eligible offsets project, a project to which this Determination applies must meet the requirements in this Part.

Note In addition, a project must meet the requirements in section 27 of the Act and in the Regulations, including a requirement that the project may not be an excluded offsets project (see regulations 3.36 and 3.37).

2.2           Location

The project area must be located within Australia, including external territories.

2.3           Project land characteristics

(1)   For at least 5 years before the project commencement, the project area must have included:

(a)   land used for grazing or cropping; or

(b)   land that was fallow between grazing or cropping activities; or

(c)   a combination of (a) and (b).

(2)   If project trees are established by planting on the land specified in subsection (1), they will have the potential to attain:

(a)   a height of 2 metres or more; and

(b)   a crown cover of at least 20% over the total area of the stratum in which the project trees are located.

Note    The potential to attain the requirements in subsection (2) may be demonstrated by the species of trees to be planted, a description of the growth characteristics of the species and the anticipated crown cover across the stratum area when project trees are at maturity.

(3)   In this section:

project commencement means the earliest date for which there is documentary evidence that demonstrates, to the satisfaction of the Regulator, that planting has occurred.

Note Under the Act a project declaration date cannot be earlier than 1 July 2010. Projects that have a project commencement before 1 July 2010 will have a project declaration date of 1 July 2010. A declaration date is the date on which the declaration of the project as an eligible offsets project under section 27 of the Act takes effect.

2.4           Project mechanisms

The project must establish and maintain a planting which is:

(a)   a permanent planting; and

(b)   planted with sufficient planting density so that the trees have the potential to achieve forest cover.

Note    The spatial configuration of a planting may be in belts or blocks provided the planting density has the potential to achieve forest cover.

2.5           Identification of project area

The project proponent must delineate the boundaries of the project area in accordance with the CFI Mapping Guidelines.

Note    Regulation 3.1 of the Regulations includes a requirement to provide, in an application for a declaration of an eligible offsets project, a geospatial map of the project area that meets the requirements of the CFI Mapping Guidelines.

Part 3              Delineating boundaries

3.1           Division of project area into strata

(1)   Before the submission of the first offsets report, the project proponent must define in the project area one or more strata in accordance with the CFI Mapping Guidelines and that comply with sections 3.2 and 3.3.

(2)   The project proponent may define new strata that comply with sections 3.2 and 3.3 at any time.

(3)   New strata may be excised from existing strata, may replace existing strata or may cover land within the project area not previously included within stratum boundaries.

(4)   The boundaries of a stratum must be defined in accordance with section 3.3, together with the stratum area for the stratum.

(5)   The boundaries of a stratum may be redefined, subject to the requirements at section 3.5.

(6)   If the boundaries of a stratum are varied, the new boundaries and the new area must be recorded.

3.2           Requirements for a stratum

(1)   A stratum is made up of:

(a)   an extant project forest area; and

(b)   the area of land that lies within the crown radius of the extant project forest area specified in (a).

(2)   The extant project forest area of a stratum must have been planted with one or more species of project trees within the planting window.

Note    Project proponents may further define strata based on any of the following:

–     tree species;

–     observed or measured growth trends;

–     growing regions;

–     climatic conditions;

–     soil types;

–     disturbance history;

–     land management units;

–     management regime; or

–     any other characteristics that may be likely to influence project tree growth.

3.3           Delineating stratum boundaries

(1)   A project proponent must delineate the boundaries of strata included within the project area by generating a set of spatial coordinates that define the geographic limits of the land area included within each stratum by:

(a)   using one of the following methods, or a combination of them, to identify the limits of extant project forest area and stratum boundary:

(i)    conducting an on-ground survey using a global positioning system;

(ii)    using ortho‑rectified aerial imagery; and

(b)   using a geographic information system to generate spatial data-files to identify the limits of extant project forest area and stratum boundary.

Use of ortho-rectified aerial imagery

(2)   If ortho‑rectified aerial imagery is used:

(a)   the relevant land area must be digitised from the imagery; and

(b)   the imagery must meet the accuracy requirements specified in the CFI Mapping Guidelines; and

(c)   the pixel resolution must be no greater than 2.5 metres; and

(d)   the image must be of sufficient quality and resolution to allow the clear identification of the limits of project forest establishment activities.

Extant project forest boundary

(3)   The boundary of the extant project forest area of a stratum is the polygon that is the outer limit of the stems of the project trees that are included in the stratum.

Stratum boundary

(4)   The stratum boundary of a stratum is the polygon that is the outer limit of land that lies within a crown radius of the extant project forest area of the stratum, other than:

(a)   land that lies outside the project area;

(b)   land that lies in the extant project forest area of another stratum;

(c)   land that is non-project forest.

(5)   If application of the stratum boundary would result in the mapped geographic limits of the stratum:

(a)   overlapping the geographic limits of a second stratum—then the boundary must be equidistant between the two strata along the length of the area where the overlap would otherwise have occurred; or

(b)   exceeding the geographic limits of the project area—then the boundary of the stratum boundary must be the limits of the project area.

3.4           Growth disturbances and revision of strata

(1)   This section applies if an event occurs that is likely to affect significantly the project tree growth characteristics of the whole or part of a stratum that has been previously reported in an offsets report (a growth disturbance).

Note    Examples include floods, fires, droughts, pest attacks, diseases and natural disturbance that would be a significant reversal under the Regulations.

(2)   The project proponent must, within 6 months after the growth disturbance, delineate the boundaries of the land occupied by project trees affected by the disturbance.

Note Section 81 of the Act requires a project proponent to notify the Regulator in the event of certain natural disturbances.

(3)   If the growth disturbance affects an area of more than 10 hectares in a stratum, the project proponent must, before submitting the offsets report that relates to the time when the growth disturbance occurred, revise the affected stratum in accordance with this section.

(4)   If the growth disturbance affects an area of 10 hectares or less in a stratum, the project proponent may, before submitting the offsets report that relates to the time when the growth disturbance occurred:

(a)   define a new stratum to include the growth disturbance affected area in accordance with this section; or

(b)   continue to treat the growth disturbance affected area as belonging to a single stratum.

Revision of stratum affected by growth disturbance

(5)   Subject to subsections 3.4(4) and 3.4(5), if the whole of the stratum is affected by the growth disturbance, the stratum is revised by creating a new stratum identifier and labelling the newly created stratum:

(a)   if the disturbance is fire—a fire affected stratum; or

(b)   otherwise—a disturbance affected stratum.

(6)   If only a part of the stratum is affected by the growth disturbance, then the stratum is revised by excising that portion of the stratum affected by the growth disturbance and defining this area as a separate stratum which:

(a)   complies with section 3.2; and

(b)   is labelled:

(i)    if the disturbance was fire—a fire affected stratum; or

(ii)    otherwise—a disturbance affected stratum.

Requirements for disturbance affected stratum

(7)   If a disturbance affected stratum is created, then for the purposes of calculating carbon stock changes and standard error for carbon stock change in accordance with Equations 3a and 3c, the initial carbon stocks and the standard error for initial carbon stocks must be assumed to be zero for the disturbance affected stratum.

Requirements for fire affected stratum

(8)   If a fire affected stratum is created:

(a)   a full inventory must be conducted in both the fire affected stratum and the stratum from which the fire affected stratum was excised, within 12 months after the fire event;

(b)   an estimate of the fire emissions from any fire affected stratum, and the standard error associated with this estimate, must be calculated in accordance with Equations 26a to 27d; and

(c)   for the purposes of calculating carbon stock changes and standard error for carbon stock change in accordance with Equations 3a and 3c, the carbon stocks and the standard error for initial carbon stocks must be assumed to be zero for the fire affected stratum.

3.5           Requirements for revisions of strata boundaries

(1)   Subject to subsection (3), where a stratum or a stratum boundary is redefined, revised boundaries must comply with section 3.3.

(2)   Subject to subsection (3), if a revision, or cumulative revisions, of the boundaries of a stratum change the stratum area by more than 5% between any reporting periods, the following apply:

(a)   a full inventory must be conducted in accordance with Subdivision 5.1.2 within the revised stratum no earlier than 6 months before the submission of the next offsets report, which includes the revised stratum area;

(b)   if a PSP assessment is intended to be referenced from within the stratum in a future offsets report, PSPs must be established across the revised stratum using the process specified in Subdivision 5.1.6.

(3)   Where a stratum area is reduced to zero through redefining stratum boundaries in accordance with section 3.1 or 3.4, subsections (1) and (2) do not apply.

(4)   Once a stratum is defined within a project area and reported within an offsets report, the stratum identifier associated with that stratum must continue to be reported in subsequent offsets reports as having been associated with the project area even where:

(a)   the stratum area is reduced to zero through redefining the stratum boundary; or

(b)   the stratum is redefined so that it is entirely replaced with other strata.

(5)   Where subsection (4) applies:

(a)   values of zero must be recorded against the stratum identifier for the closing carbon stocks and standard error for closing carbon stocks; and

(b)   these zero values must be applied for the purposes of calculating the carbon stock change for a stratum and standard error for carbon stock change for a stratum in accordance with section 6.11.

Note    A project proponent must generate and keep records in relation to each stratum in accordance with the requirements set out in section 7.4.

Part 4              Project Operation

Note See paragraphs 27(4)(c), 35(2)(a) and 106(1)(b) of the Act and regulations 1.12 and 3.26 of the Regulations.

4.1           Removal of trees

Non-project trees

(1)   Subject to this section, native forest and non-project trees must not be removed from the project area, or otherwise disturbed, for the purposes of undertaking the project.

(2)   Non-project trees may be removed from the project area, or otherwise disturbed, only in the following circumstances:

(a)   if the non-project trees are prescribed weeds, they can be removed at any time during the life of the project; or

(b)   if removal of the non-project trees is otherwise required by law, they can be removed as required under the relevant law; or

(c)   if, at the time of commencement, non-project trees subject to removal:

(i)    cover a total land area that represents less than 5% of the project area, as measured by crown cover;

(ii)    do not meet the definition of native forest; and

(iii)    are less than 2 metres in height;

then:

(iv)    they can be removed from within the stratum at any time from commencement to 6 months after planting.

Project trees

(3)   Project trees may be removed from the project area only in the following circumstances:

(a)   for biomass sampling;

(b)   to manage a natural disturbance event such as disease or fire; or

(c)   where otherwise required or authorised by law.

Note    The Regulations allow for biomass from project trees to be removed in the following circumstances:

-to remove debris for fire management; or

-to remove firewood, fruits, nuts, seeds, or material used for fencing or as craft materials, if those things are not removed for sale; or

-in accordance with traditional indigenous practices or native title rights; or

-for thinning for ecological purposes.

4.2           Preparation burns

Subject to section 4.1, one preparation burn may be applied to each stratum at commencement or between commencement and planting.

4.3           Restrictions relating to fertiliser use

Fertiliser may be applied to each stratum no more than 4 times in a 100‑year period.

Part 5              Methods for estimating net project abatement

Division 5.1           Estimating project removals

Subdivision 5.1.1 General

5.1           General

This Division sets out processes that must be conducted when undertaking activities in relation to estimating the carbon dioxide equivalent net abatement amount for an eligible offsets project to which this Determination applies.

Subdivision 5.1.2 Conducting a full inventory

5.2           Conducting a full inventory

(1)   A requirement under this Determination to conduct a full inventory is a requirement to conduct an inventory in accordance with this section.

(2)   The most recent map of the stratum and the most recent stratum area estimate generated in accordance with Part 3 must be used to conduct a full inventory.

(3)   A sampling plan that has been developed in accordance with Subdivision 5.1.3 must be documented.

(4)   TSPs must be established and assessed during the full inventory in accordance with Subdivisions 5.1.4 and 5.1.5. 

(5)   If the project proponent intends to conduct PSP assessment in the stratum and:

(a)   PSPs have not been established within the stratum as part of a previous full inventory; or

(b)   the number of PSPs previously established in the stratum does not allow the proponent to achieve the target probable limit of error specified in Subdivision 5.1.6;

then PSPs must be established and assessed in accordance with Subdivisions 5.1.4, 5.1.5 and 5.1.6.

(6)   Subject to subsection (9), the project proponent must apply at least one of the following classes of allometric function to estimate the biomass in project trees occurring in each plot within the stratum:

(a)   a stratum specific function; or

(b)   a regional function.

(7)   If the project proponent chooses to apply a stratum specific function to estimate the biomass in project trees occurring in each plot within the stratum:

(a)   an existing stratum specific function developed in accordance with section 5.31 may be applied; or

(b)   a new stratum specific function may be developed in accordance with section 5.31; or

(c)   an existing stratum specific function may be updated in accordance with section 5.32.

(8)   If the project proponent chooses to apply a regional function to estimate the biomass in project trees occurring in each plot within the stratum, the function must have been developed in accordance with section 5.33 or section 5.34 and validated in accordance with section 5.42.

(9)   If an allometric function that meets the requirements of Subdivision 5.1.8 is not available to the project proponent for project trees of a particular species, tree status or size, then all occurrences of that tree type within plots must be noted and recorded as having zero biomass for the purposes of conversion to estimates of carbon stocks in accordance with subsection (11).

(10)   If the project proponent chooses to account for carbon in the litter and fallen dead wood pools, the biomass within these pools must be assessed for each plot in the stratum in accordance with sections 5.44 and 5.45.

(11)   The biomass estimates specified in subsections (6), (9) and (10) must be converted to estimates of carbon stocks within each plot by using Equations 12 to 22.

(12)   The mean plot carbon stocks for a stratum must be calculated using Equation 11a.

(13)   The closing carbon stocks for a stratum must be calculated using Equation 5a.

Subdivision 5.1.3 Sampling plans

5.3           Developing and documenting a sampling plan

(1)   A sampling plan must be developed when one or more of the following occurs:

(a)   a full inventory is conducted;

(b)   the establishment of PSPs specified in subsection 5.2(5) or the PSP assessment specified in Subdivision 5.1.6 is conducted;

(c)   an allometric function is developed, updated, or validated in accordance with Subdivisions 5.1.8 to 5.1.12.

(2)   A project proponent must undertake the processes set out in this section when developing a sampling plan.

(3)   A sampling plan must include:

(a)   a description of the activity specified in subsection (1) to which the sampling plan relates;

(b)   the dates during which the activity was or is to be conducted; and

(c)   the information specified in this Subdivision.

5.4           Sampling plan information for full inventory and PSP assessment

(1)   This section applies if a sampling plan is developed as part of a full inventory or PSP assessment.

(2)   The sampling plan must include:

(a)   a description of the stratum to which the sampling plan refers, including a reference to the stratum identifier;

(b)   hard- and soft-copy maps showing the geographic boundaries of the stratum;

(c)   the target plot size to be applied within the stratum as determined in accordance with Subdivision 5.1.5;

(d)   a description of the plots, including whether they are to be centroid, consistent edge or constant position;

(e)   outcomes from the following processes conducted to determine plot establishment rates and the probable limit of error specified in Subdivision 5.1.5 or 5.1.6:

(i)    the ex ante estimate of the number of plots required to achieve a target probable limit of error for each time the estimate was calculated; and

(ii)    the ex post analyses testing whether the target probable limit of error has been achieved for each time the analysis was calculated; and

(iii)    the ex post analysis confirming the target probable limit of error has been achieved;

(f)   details of the selection process for plot locations, including seed numbers referenced by the pseudo random number generator when generating a grid overlay and randomly selecting grid intersections as intended location coordinates of plots, as specified in section 5.7;

(g)   the number of grid intersections that occur wholly within the stratum boundary as specified in section 5.7;

(h)   maps showing the position of:

(i)    the grid overlay applied to the stratum as specified in section 5.7;

(ii)    the randomly selected grid intersections defining the intended location coordinates of plots as specified in section 5.7; and

(iii)    the location of plots as established by actual location coordinates;

(i)   the intended location coordinates specified in subparagraph (2)(h)(ii) and the actual location coordinates of plots specified in subparagraph (2)(h)(iii);

(j)   details of any variation between the spatial coordinates specified in paragraph (i); and

(k)   if the variation specified in paragraph (j) exceeds the thresholds specified in section 5.14, details of the corrective measures that were taken.

5.5           Sampling plan information for stratum specific functions

A sampling plan that is developed when a stratum specific function is developed, updated, or validated in accordance with Subdivisions 5.1.8 to 5.1.12 must include the following information:

(a)   a description of the stratum to which the sampling plan refers, including a reference to the stratum identifier;

(b)   hard- and soft-copy maps showing the geographic boundaries of the stratum;

(c)   details of the selection process for biomass sample trees, including:

(i)    size classes;

(ii)    the number of project trees within each size class; and

(iii)    seed numbers referenced by the pseudo random number generator when randomly selecting biomass sample trees;

(d)   maps showing the position of TSPs from which biomass sample trees have been selected; and

(e)   actual location coordinates for biomass sample trees.

5.6           Sampling plan information for regional functions

A sampling plan that is prepared when a regional function is developed in accordance with Subdivisions 5.1.8 to 5.1.12 must include the following information:

(a)   a description of the intended allometric domain to be sampled;

(b)   details of the selection process for biomass sample plots, including seed numbers referenced by the pseudo random number generator when undertaking processes such as:

(i)    generating a grid overlay;

(ii)    selecting grid intersections as intended location coordinates for biomass sample plots;

(c)   the number of grid intersections that occur wholly within the biomass sites;

(d)   details of the selection process for biomass sample trees, including:

(i)    size classes;

(ii)    number of trees within each size class; and

(iii)    seed numbers referenced by the pseudo random number generator when selecting biomass sample trees.

(e)   hard-copy and soft-copy maps showing:

(i)    the location and extent of biomass sample sites;

(ii)    the location of biomass sample plots as established by actual location coordinates and as sampled in accordance with section 5.33;

(iii)    the grid overlay applied to the biomass sample sites; and

(iv)    the randomly selected grid intersections defining the intended location coordinates of biomass sample plots;

(f)   the intended location coordinates and actual location coordinates of biomass sample plots;

(g)   the actual location coordinates of biomass sample trees; and

(h)   target and actual plot sizes for each biomass sample plot.

Subdivision 5.1.4 Location of plots

5.7           Determining the location of plots

(1)   A project proponent must determine the location of a plot within a stratum in accordance with this section.

(2)   In order to define the intended location coordinates for plots, a geographic information system must be applied to:

(a)   establish a grid overlay on a recent map of the stratum boundary developed in accordance with Part 3; and

(b)   specify selected points of intersection from the grid overlay specified in paragraph (a).

(3)   The process specified in paragraph (2)(a) must meet the following requirements:

(a)   the grid must be composed of square cells;

(b)   the grid size must be sufficiently small so that the target probable limit of error specified in Subdivision 5.1.5 can be achieved in the event that all points of intersection are selected as intended location coordinates for plots in accordance with subsection (5);

(c)   the grid must be located with grid lines running:

(i)    north to south (vertical grid lines); and

(ii)    east to west;

(d)   following the process specified in paragraph (c), the grid must be realigned according to a randomly selected angle in accordance with paragraph (e);

(e)   the following process must be used to realign the grid:

(i)    a software-based pseudo random number generator must be used to generate a random angle value between 0 and 89 degrees; and

(ii)    the grid orientation must then be rotated clockwise around the point of grid intersection so that the vertical grid lines align with the randomly generated angle value referred to in subparagraph (i);

(f)   when grid size and grid orientation are established as specified in paragraphs (b) and (e), one grid intersection must be aligned over an anchor point as specified in paragraph (g); and

(g)   the anchor point referred to in paragraph (f) must be:

(i)    spatially projected using the ‘Lamberts’ conformal conic projection referencing the GDA94 datum; and

(ii)    defined as having either of the following coordinates:

(A)   X = 1,277,100 metres, Y = -3,762,300 metres; or

(B)   X = -1,666,331 metres, Y = -3,482,739 metres.

(4)   The number of grid intersections that occur within the stratum must be recorded in a sampling plan in accordance with Subdivision 5.1.3.

(5)   If the number of recorded grid intersections is equivalent to the number of plots to be established in the stratum as calculated in accordance with Equation 29b, plots are to be located on the ground according to the location of each grid intersection within the stratum.

(6)   If the number of recorded grid intersections exceeds the number of plots to be established within the stratum as calculated in accordance with Equation 29b, the following process must be conducted:

(a)   each grid intersection is to be numbered consecutively from 1 to i, where i is the total number of intersections occurring within the stratum;

(b)   in relation to the number of plots intended to be established within the stratum (), a software-based pseudo random number generator is to be used to generate a set of n random integers that are randomly selected from within the range 1 to i; and

(c)   the spatial coordinates of the grid intersections that correspond with the random integers generated in accordance with paragraph (b) are to be recorded in a sampling plan as specified in Subdivision 5.1.3 and applied as the intended location coordinates for plots.

(7)   If a pseudo random number generator is applied as part of the process specified in this section, any seed number applied for the purposes of paragraph (6)(b) must be documented in a sampling plan and all associated electronic files must be retained on record.

(8)   The intended location coordinates selected in accordance with the process specified in this section must be recorded in a sampling plan and uploaded into a global positioning system that is to be used to navigate on the ground to the intended location coordinates when establishing plots in accordance with section 5.10.

(9)   Subject to subsection (10), the project proponent must select and record the plot layout option for each stratum.

(10)   A project proponent must apply the plot layout option for a stratum according to the following requirements:

(a)   for a stratum containing only block plantings, the proponent must use either the centroid option or constant position option.

(b)   for a stratum containing block and belt plantings, the proponent must use:

(i)    either the centroid option or the constant position option for the block plantings; and

(ii)    the consistent edge option for belt plantings.

(c)   for a stratum containing only belt plantings, the proponent must use the consistent edge option.

Note    Subdivision 5.1.7 specifies the treatment of grid intersections and plot locations that fall close to stratum boundaries.

Subdivision 5.1.5 Establishing and assessing plots

5.8           Establishing and assessing plots during full inventory

A project proponent must undertake the processes specified in this Subdivision when establishing and assessing plots during a full inventory.

5.9           Target probable limit of error – full inventory

Plots must be established within a stratum at a rate that achieves a target probable limit of error of no more than 10% at the 90% confidence level around the estimated mean carbon stocks for plots within the stratum calculated using Equation 28.

5.10        Establishing plots

(1)   At least 5 plots must be established per stratum.

(2)   Subject to paragraphs 5.2(5)(a) and 5.2(5)(b), if a project proponent chooses to conduct PSP assessments in the stratum in accordance with Subdivision 5.1.6, the following requirements must be met:

(a)   PSPs must be established within the stratum during full inventory at a rate that achieves a target probable limit of error of no more than 20% at the 90% confidence level around the estimated mean PSP carbon stocks for PSPs within the stratum, as calculated using Equation 28;

(b)   a minimum sampling rate of one PSP per 50 hectares of land within the stratum must be achieved; and

(c)   at least 5 PSPs must be established within the stratum.

(3)   PSPs may be used in combination with TSPs to meet the requirements in subsection (1) and section 5.9.

(4)   To assess whether the number of plots intended for establishment within a stratum is likely to achieve the target probable limit of error specified in paragraph (2)(a) and section 5.9, a project proponent must make an ex ante estimate of the number of plots required by applying Equations 29a and 29b to data collected from one of the following:

(a)   a full inventory or PSP assessment previously conducted in the stratum or in other analogous strata; or

(b)   a pilot inventory conducted within an analogous strata and in which at least 5 TSPs are established and assessed; or

(c)   a pilot inventory conducted within the stratum in which:

(i)    a full inventory is being undertaken; and

(ii)    at least 5 plots were established and assessed.

(5)   Data from TSPs assessed as part of a pilot inventory specified in paragraph (4)(b) must be used only for the purposes of Equations 29a and 29b and must not be further included in the calculation of carbon stocks.

(6)   Where a pilot inventory specified in paragraph (4)(c) uses the same sampling process as the full inventory and the data from both inventories is from the same stratum, the data collected from the pilot inventory may be used further in the calculation of carbon stocks for that stratum.

(7)   The intended location coordinates for all plots must be uploaded into a global positioning system.

(8)   Plots must be established according to the intended location coordinates as shown on the global positioning system and without any deliberate on-ground repositioning except in instances where the establishment of a plot at the intended location coordinates would constitute a serious safety risk.

(9)   If establishing a plot at the intended location coordinates would constitute a serious safety risk, the project proponent must relocate the plot to the nearest safe point to the intended location coordinates and document this relocation and the rationale for the relocation within a sampling plan in accordance with Subdivision 5.1.3.

(10)   If intended location coordinates lie close to stratum boundaries, plots must be established in accordance with Subdivision 5.1.7.

Definitions

(11)   In this section:

pilot inventory means the collection and assessment of data in relation to project trees primarily for calculating the number of plots required to achieve a specified probable limit of error.

5.11        Plot configuration

(1)   Plots may be established in one of the following shapes:

(a)   circular; or

(b)   rectangular.

(2)   Once the plot shape is selected, all plots in the stratum must be of the same shape.

(3)   In the case where rectangular plots are established in strata:

(a)   which are composed of block plantings; and

(b)   in which project tree planting follows a consistent planting pattern;

the project proponent may orientate the direction of the plot sides so that the longest plot sides run approximately parallel to the direction of planting lines.

(4)   The plot actual location must not be deliberately shifted from the intended location coordinate as a result of the process specified in subsection (3).

5.12        Plot size

The following requirements must be met in relation to the size of plots in a stratum:

(a)   all plots within the stratum must be established according to a constant target plot size;

(b)   the target plot size must be at least 0.02 hectares; and

(c)   the difference between the actual plot size and the target plot size must not be greater than 2.5%.

5.13        Identifying and marking plots

(1)   Each plot must be given a unique identifier being numeric, alpha-numeric or a text string.

(2)   Subject to Subdivision 5.1.7, the following parts of a plot must be marked:

(a)   the corners of a rectangular plot;

(b)   the centre point of a circular plot.

Note    Subdivision 5.1.7 deals with plots that are located close to stratum boundaries.

(3)   The plot parts specified in subsection (2) must be marked in a way that allows for the identification of:

(a)   a TSP and the project trees included within the TSP for at least 12 months from the completion of a full inventory assessment; and

(b)   a PSP and the project trees included within the PSP for at least the first 5 years following the date of the establishment or most recent assessment of the PSP.

(4)   The boundary markers for a PSP must be fire and flood resistant to allow for the identification of the PSP if a growth disturbance event occurs within 5 years from the establishment, or most recent assessment, of the PSP.

5.14        Plot visits during full inventory

(1)   All plots must be visited during a full inventory.

(2)   The actual location coordinates for each plot must be logged on the ground using a global positioning system.

(3)   An ex post comparison between:

(a)   the intended location coordinates generated in accordance with section 5.7; and

(b)   the actual location coordinates specified in subsection (2);

must be conducted.

(4)   Except where subsection 5.10(9) applies, the variation between the coordinates specified in subsection (3) must be no greater than 10 metres (the location tolerance).

Note    Subsection 5.10(8) requires the project proponent to relocate a plot to the nearest safe point if establishing a plot at the intended location coordinates would constitute a serious safety risk.

(5)   Except where subsection 5.10(9) applies, if the difference between the intended location coordinates and the actual location coordinates for a plot is greater than the location tolerance specified in subsection (4), then:

(a)   data collected from the plot must not be included in any calculation specified in Part 6;

(b)   the plot must be relocated; and

(c)   the processes specified in subsections 5.10(7) to 5.10(10) and subsections (2) to (4) of this section must be repeated until the location tolerance specified in subsection (4) of this section is met, at which point data can be collected from the plot for the purposes of application to the calculations specified in Part 6.

Note     All ex post comparisons including, if applicable, the requirement to relocate plots as specified in paragraph (b), must be documented in a sampling plan in accordance with Subdivision 5.1.3.

5.15        Collection of information during plot visits

(1)   The following information must be collected during visits to a plot:

(a)   the plot identifier and date of assessment;

(b)   the dimensions of the plot;

(c)   whether the plot falls wholly within the stratum boundary, or is an edge plot that is partially inclusive of land that falls outside the stratum boundary; and

(d)   the following characteristics for each project tree in a plot:

(i)    tree status;

(ii)    species; and

(iii)    predictor measure.

(2)   If there are no project trees within the boundaries of a plot, or the plot includes only project trees to which subsection 5.2(9) applies, the plot must be recorded as having zero carbon stocks.

(3)   The information specified in subsection (2) must be included in the following calculations:

(a)   Equations 9a, 9b, 11a and 11b; and

(b)   if project trees occurred within the boundaries of the plot at the most recent full inventory to have been referenced in an offsets report, Equation 10.

(4)   Non-project trees must not be assessed or included in any carbon stock calculations for the project.

(5)   If the project proponent chooses to account for carbon contained in litter and fallen dead wood, the carbon must be assessed in accordance with sections 5.44 and 5.45.

5.16        Ex post analysis of plots

(1)   Where full inventory is conducted, a project proponent must calculate the probable limit of error for mean plot carbon stock for a stratum using Equation 28 to determine whether the target probable limit of error specified in section 5.9 has been achieved.

(2)   If the target probable limit of error has not been achieved, the project proponent must establish and assess additional plots in accordance with this Subdivision until the target probable limit of error specified in section 5.9 is achieved.

Subdivision 5.1.6 PSP assessments

5.17        Conducting PSP assessments

A project proponent must undertake the processes specified in this Subdivision when conducting a PSP assessment within a stratum.

5.18        General requirements for PSP assessments

(1)   Before undertaking the processes specified in this section, PSPs must have been previously established within the stratum as part of a full inventory in accordance with section 5.2 and Subdivision 5.1.5.

(2)   A recent map of the stratum and a stratum area estimate for the stratum must be generated in accordance with Part 3.

(3)   A sampling plan developed in accordance with Subdivision 5.1.3 must be documented to describe the number and location of PSPs within the stratum.

(4)   All PSPs within the stratum must be visited and the processes specified in section 5.15 performed.

(5)   The biomass content of project trees assessed within each PSP must be estimated using allometric functions that have been developed and validated in accordance with Subdivisions 5.1.8 to 5.1.12.

(6)   Where an allometric function that meets the requirements of Subdivision 5.1.12 is not available to the project proponent for application to a project tree of a particular tree type occurring within a PSP, then that project tree must be noted and recorded as zero biomass for the purposes of conversion to estimates of carbon stocks as specified in subsection (8).

(7)   If the project proponent chooses to account for carbon in the litter and fallen dead wood pools, the biomass within these pools for each PSP must be assessed in accordance with sections 5.44 and 5.45.

(8)   The biomass estimates specified in subsections (5) to (7) must be converted to estimates of carbon stocks within each plot by using Equations 12b to 18.

5.19Ex post analysis of PSPs

(1)   For the purposes of this Subdivision, the target probable limit of error around the mean of carbon stock values for PSPs occurring within the stratum is to be no greater than 20% at the 90% confidence level.

(2)   The project proponent must use Equation 28 to calculate the probable limit of error in (1).

(3)   If the target probable limit of error specified in subsection (1) is achieved, closing carbon stocks for the stratum are to be calculated using Equation 6a.

(4)   If the target probable limit of error specified in subsection (1) is not achieved:

(a)   data from the PSP assessment must not be used to calculate the closing carbon stocks for the stratum using Equation 6a; and

(b)   the project proponent must:

(i)    conduct a full inventory in accordance with section 5.2; and

(ii)    if the project proponent intends to conduct further PSP assessments in the stratum, establish and assess PSPs in accordance with Subdivisions 5.1.5 and 5.1.6 for the purposes of achieving the target probable limit of error specified in subsection (1).

Subdivision 5.1.7 Plots located close to stratum boundaries

5.20        Dealing with plots located close to stratum boundaries

(1)   This section applies if the intended location coordinates for a plot as determined in accordance with section 5.7 fall close to the boundary of a stratum.

(2)   Except where subsections (4) to (6) or 5.10(9) apply, if the intended location coordinates are within the stratum boundary, a plot must be established so that the difference between the actual location coordinates and intended location coordinates is no greater than the location tolerance specified in subsection 5.14(4).

Note    Subsection 5.10(9) requires the project proponent to relocate a plot to the nearest safe point if establishing a plot at the intended location coordinates would constitute a serious safety risk.

(3)   If the intended location coordinates fall outside the stratum boundary, no plot is to be established at that location.

(4)   If part of the boundary of a plot falls outside the stratum boundary, the location of the centre for the plot must be determined.

(5)   If the location of the centre of the plot specified in subsection (4) falls outside the stratum boundary, then no plot is to be assessed at that location.

(6)   If the location of the centre of the plot specified in subsection (4) falls inside the stratum boundary, then the plot is to be assessed.

5.21        Edge plots

(1)   If part of the boundary of a plot falls outside the stratum boundary, the plot is to be known as an ‘edge plot’.

(2)   Edge plots can be either circular or rectangular.

(3)   Plot markers for rectangular edge plots must be either:

(a)   aligned with the limits of the stratum boundary; or

(b)   placed at all corners of the plot.

(4)   Circular edge plots must be marked in accordance with paragraph 5.13(2)(b).

(5)   The plot area for an edge plot is taken to be equivalent to the target plot size as established in accordance with section 5.12.

5.22        Plot carbon stocks

(1)   Project trees that occur both within the plot boundary and the stratum boundary must be assessed in accordance with Subdivision 5.1.5.

(2)   If the project proponent has elected to assess litter and fallen dead wood within the stratum, then the litter and fallen dead wood that occur both within the plot boundary and the stratum boundary must be assessed in accordance with the specified section:

(a)   litter—section 5.44;

(b)   fallen dead wood—section 5.45.

(3)   Plot carbon stocks must be calculated using Equations 12a to18, where the plot area value (Ap) is equivalent to the target plot size as specified in subsection 5.21(5) and as documented in the sampling plan.

Subdivision 5.1.8 Allometric functions

5.23        Applying species specific allometric functions

(1)   A project proponent must undertake the processes specified in this Subdivision when estimating biomass of project trees for a given tree type.

(2)   A project proponent may only apply an allometric function where:

(a)   the requirements set out in this Subdivision are met; and

(b)   the compatibility and validation tests specified in Subdivision 5.1.12 are satisfied.

(3)   An allometric function must be applied only to project trees that occur within the allometric domain for that allometric function.

5.24        Allometric domain

(1)   For each allometric function applied, the project proponent must clearly define the allometric domain for that function by recording and documenting the following in an allometric report in accordance with section 5.29:

(a)   the following information regarding the tree type from which the allometric dataset has been collected:

(i)    the species of tree;

(ii)    the tree status; and

(iii)    the allometric data range;

(b)   the predictor measures referenced by the allometric function;

(c)   the procedures used to assess the predictor measures; and

(d)   subject to subsection (2), the geographic area over which the allometric function is assumed to apply.

(2)   For a stratum specific function, the geographic limits of the allometric domain are defined as being the limits of the stratum boundary from which the allometric dataset was collected.

(3)   To avoid doubt, an allometric function must not be used if the information requirements specified in subsection (1) cannot be met.

5.25        Regression fitting

(1)   A project proponent must undertake the processes specified in this section when conducting regression analyses for the purpose of developing allometric functions.

(2)   An allometric function must not be used as part of an offsets project to which this Determination applies unless the function has been derived by using regression analyses to relate predictor measures collected from biomass sample trees to biomass estimates obtained for the same set of biomass sample trees.

Allowable regression forms

(3)   In cases where a project proponent uses either a single predictor measure or multiple predictor measures:

(a)   data must not be transformed; and

(b)   the weighted least squares method must be applied to estimate the line of best fit.

(4)   In cases where a single predictor measure is used, linear or non-linear regression techniques may be applied.

(5)   In cases where multiple predictor measures are used, multiple linear or non‑linear regression techniques may be applied.

(6)   An allometric function must take one of the following forms:

(a)          

or

(b)        

where:

 = biomass for a tree in kilograms of dry matter.
 = the ith of p predictor measure(s) for estimating biomass within a tree.
 ,  = constants derived through regression analyses, .

5.26        Minimum data requirements

(1)   This section specifies the minimum data requirements for conducting regression analyses for the purpose of deriving an allometric function.

(2)   The regression analyses used to develop an allometric function must reference data collected from at least 20 individual biomass sample trees sampled from within the geographic limits of the relevant allometric domain.

(3)   Both above-ground and below-ground biomass components of the biomass sample trees specified in subsection (2) must have been sampled in accordance with Subdivision 5.1.10.

(4)   An allometric function used as part of an offsets project to which this Determination applies must not assume a below-ground biomass fraction.

5.27        Minimum regression fit requirements

(1)   This section specifies the requirements that must be met before an allometric function can be used to estimate biomass from project trees.

(2)   In this section:

statistically significant means a two-tailed probability level of <0.05.

(3)   An allometric function may be used to estimate biomass within a particular allometric domain only if the allometric function is documented in an allometric report in accordance with section 5.29 and if:

(a)   the regression relationship upon which the allometric function is based:

(i)    is statistically significant; and

(ii)    achieves a coefficient of determination (r2) no less than 0.75;

(b)   the mean of the weighted residuals calculated at Equation 32b is not statistically significant from zero, as determined through applying a student t-test with two-tailed probability level of <0.05; and

(c)   weighted residuals are normally distributed around zero.

(4)   If the requirements specified in subsection (3) are not met, the project proponent may apply one of the following processes:

(a)   redefine the allometric domain ex post so that the allometric function meets the requirements of subsection (3);

(b)   use multiple regression techniques, with the application of multiple predictor measures so that the allometric function satisfies the requirements of subsection (3); or

(c)   undertake the following steps:

(i)    conduct further sampling using the processes described at Subdivisions 5.1.9 to 5.1.11;

(ii)    combine the data obtained from the further sampling specified in subparagraph (i) with the original dataset; and

(iii)    re-perform the regression analyses specified in section 5.25 with reference to the combined allometric dataset specified in subparagraph (ii).

5.28        Variance of weighted residuals

A project proponent must calculate and report the variance of weighted residuals for an allometric function using Equation 32a.

Note    The outcome of the calculation referred to in this section is required for the validation process that must be performed in accordance with Subdivision 5.1.12 and to ensure that the fit of the allometric function meets the minimum requirements described at section 5.27.

5.29        Allometric report

The following must be documented in an allometric report for each allometric function applied by a project proponent to project trees in the project:

(a)   unique identifier for the allometric function, being numeric, alpha-numeric or a text string;

(b)   the allometric domain for the allometric function defined in accordance with section 5.24;

(c)   the number of biomass sample trees that were assessed in order to develop the allometric function;

(d)   unique numeric, alpha-numeric or text string identifiers for each biomass sample tree;

(e)   procedures for collecting predictor measures from the biomass sample trees assessed in order to develop the allometric function;

(f)   predictor measures for all biomass sample trees assessed in order to develop the allometric function;

(g)   wet-weight for biomass components for all biomass sample trees assessed in order to develop the allometric function;

(h)   sub-sample wet and dry weights and wet to dry weight ratios;

(i)   estimates of error associated with measuring equipment used to measure wet-weight and dry-weight;

(j)   regression plots showing the spread of data points and regression fit;

(k)   charts showing the spread and distribution of weighted residuals;

(l)   the mathematical form for the allometric function including parameter values;

(m)   the outcomes of checks against conditions specified in subsection 5.27(3);

(n)   details of any process conducted in accordance with subsection 5.27(4);

(o)   if the process specified in paragraph 5.27(4)(a) is undertaken, the following information:

(i)    the rationale for refining the allometric domain including any selection of data sub-sets; and

(ii)    evidence that data points have not been subjectively removed from the dataset in order to reduce variability; and

(p)   the variance of weighted residuals, as calculated in accordance with section 5.28.

Subdivision 5.1.9 Allometric functions for live trees

5.30        Developing allometric functions for live trees

(1)   A project proponent must undertake the processes specified in this Subdivision when performing the following actions in relation to allometric functions and live trees:

(a)   developing stratum specific functions, in accordance with section 5.31;

(1)   The variance of weighted residuals for a set of biomass sample trees or test trees must be calculated in accordance with Equations 32a to 32c.

(2)   The variance of weighted residuals for:

(a)   a set of biomass sample trees that have been assessed as part of the process for developing an allometric function; or

(b)   a set of test trees that have been assessed as part of the process for validating an allometric function;

is to be calculated using the following formula:

Equation 32a

where:

 = variance of weighted residuals in kilograms (kg).
 = weighted residual in kilograms (kg) for tree , calculated in accordance with Equation 32b.
 = a biomass sample tree or a test tree.
 = the number of biomass sample trees or test trees, as a whole number.
 = the number of parameters in the allometric function, as a whole number.

(3)   The weighted residual for a biomass sample tree or a test tree is to be calculated using the following formula:

Equation 32b

where:

 = weighted residual in kilograms (kg) for tree .
 = a biomass sample tree or a test tree.
 = biomass in kilograms (kg) for tree  measured through destructive sampling.
 = biomass in kilograms (kg) for tree  predicted from the allometric function.
 = weighting factor applied to tree , calculated in accordance with Equation 32c.

(4)   The weighting factor applied to a biomass sample tree or test tree is to be calculated using the following formula:

Equation 32c

where:

 = weighting factor applied to tree .
 = basal area of tree  in square metres (m2).
 = a biomass sample tree or a test tree.

6.42        Calculating the F-test statistic

(1)   The F-test statistic must be calculated in accordance with this section.

(2)   The F-test statistic calculated in accordance with this section must be compared against a critical F‑value () to determine if there is a statistically significant difference (<0.05) between the variance of weighted residuals for:

(a)   test trees; and

(b)   the biomass sample trees from which the allometric function subject to the validation test was developed.

(3)   The degrees of freedom for the comparison specified in subsection (2) are to be calculated in accordance with Equation 33b.

(4)   The F-test statistic is to be calculated using the following formula:

Equation 33a

where:

 = F-test statistic.
 = variance of weighted residuals calculated for test trees.
 = variance of weighted residuals calculated for biomass sample trees.

(5)   The degrees of freedom for the comparison between the value for F derived using Equation 33a and the critical value for the F-test statistic (), are to be calculated using the following formula:

Numerator:           

Denominator:       

Equation 33b

where:

 = number of test trees, as a whole number.
 = number of biomass sample trees used to develop the allometric function, as a whole number.
 = number of parameters in the allometric function, as a whole number.

Subdivision 6.2.15     Data collection

6.43        Project emissions

Fuel emissions

(1)   A project proponent must retain records that can be used to estimate the quantity of fuel, recorded in kilolitres (kL), for each fuel type combusted when undertaking project activities within a reporting period.

Fire emissions

(2)   A project proponent must collect data relating to the occurrence of fire events in accordance with section 3.4.

6.44        Project removals

A project proponent must measure the following items, in the manner specified, for the purposes of calculating project removals:

(a)   predictor measures for allometric functions;

(b)   stratum area, expressed in hectares (ha);

(c)   TSP and PSP area, expressed in hectares (ha), and measured each time a plot is established;

(d)   predictor measures, collected for each project tree located within each plot assessed;

(e)   the number, expressed as an integer, of project trees located within each plot assessed; and

(f)   tree species, recorded alphabetically and collected for each project tree located within each plot assessed.

Part 7              Monitoring, record-keeping and reporting requirements

Division 7.1           General

7.1           Application

For the purposes of subsection 106(3) of the Act, a proponent of an offsets project to which this Determination applies must comply with the monitoring, record‑keeping and reporting requirements of this Part.



Division 7.2           Monitoring requirements

7.2           Project monitoring

(1)   For reporting periods occurring between commencement and the start of the maintenance phase for a stratum:

(a)   the measurement processes specified in subsections 6.4(3) to 6.4(7) must be applied; and

(b)   the following may be used to monitor the project:

(i)    on-ground inspections and surveys; and

(ii)    remote monitoring such as interpretation of aerial or satellite imagery.

(2)   For a stratum in the maintenance phase, the monitoring processes specified in paragraph (1)(b) may be used without performing the measurement processes specified in paragraph (1)(a).

(3)   Contemporary ortho-rectified aerial imagery of each stratum must be sourced no less frequently than at 5 years after the date of the end of the reporting period referenced in the first offsets report for each stratum and again at the end of the crediting period.

(4)   Subject to Part 3, if the project monitoring specified in subsections (1) to (3) indicates that the project requirements specified in subsection 2.3(2) are not met across part or all of a stratum, the non‑compliant area must not be included in the calculations for the stratum area.

Note    Subsection 2.3(2) sets out height and crown cover requirements for project trees established within strata and Part 3 sets out the requirements for delineating boundaries.

(5)   Subject to subsection (6), if the project monitoring indicates that the project requirements specified in subsection 2.3(2) are not met for a stratum, then for the purposes of the processes specified in Division 5.1:

(a)   the stratum area must be recorded as zero; and

(b)   any carbon stocks must be excluded from the stratum.

(6)   Subject to Part 3, if the project monitoring specified in subsections (1) to (3) indicates that the project requirements specified in subsection 2.3(2) are not met for a stratum, a project proponent may redefine stratum boundaries so that any land that does not meet the project requirements specified in subsection 2.3(2) is not included in the stratum area.

(7)   A project proponent must monitor growth disturbance events within the project area and record the features of these events in accordance with the requirements specified at sections 3.4 and 7.25.

Note Under section 81 of the Act the Regulator must be notified of certain natural disturbance events.

Division 7.3           Record-keeping requirements

Note See paragraph 106(3)(c) of the Act and regulation 17.1 of the Regulations.

7.3           Records that must be kept

For paragraph 17.1(2)(b) of the Regulations, a project proponent must make a record of the information specified in this Division and in Division 7.4.

7.4           Stratum records

The following records about stratum descriptions, location, and area must be created and maintained:

(a)   spatial data and mapping files stored in a geographical information system; and

(b)   original ortho-rectified aerial images.

7.5           Project tree measures

The following records about each individual project tree assessed from within plots during full inventory or PSP assessment must be created and maintained:

(a)   tree type;

(b)   estimated biomass;

(c)   the allometric function applied to generate the estimate specified in paragraph (b); and

(d)   predictor measure values.

7.6           Carbon stock calculations

All input data for, and the result of, each equation set out in Division 6.2 must be maintained.

7.7           Allometric functions

The following records about allometric functions must be created and maintained:

(a)   allometric reports;

(b)   equipment checks; and

(c)   staff training records.

7.8           Sampling plans

Sampling plans must be retained as records.

7.9           Quality assurance and control

Records relating to the following quality assurance and control measures must be created and maintained:

(a)   document archiving and versioning;

(b)   staff training in relation to the delivery of full inventory, PSP assessment and biomass sample tree assessment;

(c)   type of measurement equipment used to collect measures during any of the activities specified in Division 5.1;

(d)   measurement equipment calibration undertaken and equipment checks applied when collecting measures during any of the activities specified in Division 5.1; and

(e)   corrective action taken where the equipment checks specified in paragraph (d) indicate equipment is returning inaccurate measures.

7.10        Fuel use

Records relating to fuel use, for example invoices, vehicle logbooks, records of project activity, or reports of calculated consumption based on hourly or per hectare consumption rates, must be created and maintained.

Note    If fuel use records for project activities cannot be disaggregated from other non-project activities, estimates of project fuel use may be based on the time spent undertaking project activities and the known average fuel consumption of vehicles or machinery.

Division 7.4           Offsets report requirements

Subdivision 7.4.1 Information that must be included in the first offsets report

7.11        General

(1)   For paragraph 6.2(j) of the Regulations, this Subdivision sets out the information that is required to be submitted in the first offsets report for a project to which this Determination applies.

(2)   The first offsets report for a project must also include the information set out in Subdivision 7.3.2.

7.12        Project information

The first offsets report for a project must contain:

(a)   land title references for land over which the project is located;

(b)   geospatial data files detailing the boundary of the project area; and

(c)   hard-copy maps showing the boundary of the project area.

7.13        Stratum description and status

The first offsets report must contain the following information in relation to each stratum that it references:

(a)   geospatial data files detailing the boundary of the stratum;

(b)   hard-copy maps showing the boundary of the stratum;

(c)   a description of the planting method applied within the stratum and records demonstrating that the establishment of project trees has been through planting;

(d)   planting start date and planting finish date;

(e)   if the planting finish date for a stratum occurred before the declaration date, the number of years between the planting finish date and the declaration date for the stratum; and

(f)   a description of the rationale for stratification.

7.14        Baseline land use history and forest cover history for strata

(1)   The first offsets report must contain the following information in relation to each stratum that it references:

(a)   a written statement confirming the stratum area was clear of non-project forest for at least 5 years before commencement;

(b)   if the stratum area was clear of forest at 31 December 1989, a written statement confirming the stratum area was clear of forest at that time;

(c)   a description of the land use  occurring within the stratum area for at least 5 years before commencement; and

(d)   ortho-rectified aerial imagery demonstrating:

(i)    ongoing management of land under a cleared regime for at least 5 years before commencement; and

(ii)    historic non-project forest cover in relation to the stratum area, including at the times specified in paragraphs (a) and (b).

(2)   If the imagery specified in paragraph (1)(d) is indistinct, one or more of the following may also be provided to demonstrate the information specified in subparagraphs (1)(d)(i) and (1)(d)(ii):

(a)   farm management plans;

(b)   land-use records.

7.15        Quality assurance and control

The first offsets report for a project must include documented procedures for the following quality assurance and control measures:

(a)   identifying and correcting data transcription errors;

(b)   conducting training of field staff for the purposes of conducting full inventory and PSP assessment; and

(c)   conducting equipment checks and equipment calibration.

Subdivision 7.4.2 Information that must be included in all offsets reports

7.16        General

For paragraph 6.2(j) of the Regulations, this section sets out the information that is required to be submitted in an offsets report for a project to which this Determination applies.

Note    The first offsets report for a project must also contain the information specified in Subdivision 7.3.1.

7.17        Project information

An offsets report must include the following information about the project:

(a)   list of strata identifiers for strata occurring within the project area at the end of the reporting period;

(b)   net greenhouse gas abatement for the project for the reporting period and associated standard error;

(c)   change in carbon stocks for the project for the reporting period and associated standard error; and

(d)   estimated project emissions for the reporting period and associated standard error.

7.18        Strata location and area

An offsets report must include the following information about the location and area of strata occurring within the project area at the end of the reporting period:

(a)   land area associated with each stratum, in hectares;

(b)   written description of the location of each stratum;

(c)   electronic and hard-copy maps showing the location and boundary of each stratum; and

(d)   if ortho-rectified aerial imagery has been obtained by the project proponent in relation to the stratum area during the reporting period – the imagery or, if not yet collected, the date the imagery is next intended to be collected.

7.19        Stratum description and status

(1)   The first time a stratum is referenced in an offsets report, or if a stratum has been redefined in accordance with Part 3 since the last offsets report submitted for the project, the information specified in sections 7.13 and 7.14 must be included in the offsets report.

(2)   An offsets report must include the following information about the status of each stratum occurring within the project area at the end of the reporting period:

(a)   the amount of time since the last offsets report to reference the stratum was submitted to the Regulator;

(b)   for project trees, the tree types noted as occurring within the stratum during the reporting period;

(c)   anticipated crown cover across the stratum area when project trees are at maturity;

(d)   anticipated height at maturity for project trees occurring within the stratum;

(e)   the occurrence of any natural disturbance events within the stratum during the reporting period; and

(f)   whether the stratum is in the establishment phase, management phase, or maintenance phase during the reporting period.

7.20        Carbon stocks for stratum

An offsets report must include the following information about carbon stocks for each stratum occurring within the project area at the end of the reporting period:

(a)   number of years since the last full inventory to be referenced in an offsets report took place within the stratum;

(b)   a written statement confirming a full inventory or PSP assessment has taken place within the stratum, whichever has occurred most recently;

(c)   dates that the most recent measurement process reported in accordance with paragraph (b) was conducted;

(d)   the number of plots assessed within the stratum during the most recent measurement process reported in accordance with paragraph (b), expressed as the total number of plots assessed and the number of plots assessed per hectare;

(e)   maps showing actual location for plots assessed within the stratum during the most recent measurement process reported in accordance with paragraph (b);

(f)   estimate of mean project tree height for the stratum at the date of the most recent measurement process reported in accordance with paragraph (b);

(g)   for project trees, the mean number of live trees calculated across all plots at the date of the most recent measurement process reported in accordance with paragraph (b);

(h)   estimate of average crown cover, expressed as a percentage, across all plots at the date of the most recent measurement process reported in accordance with paragraph (b);

(i)   mean, maximum, and minimum values for predictor measures calculated across all plots at the date of the most recent measurement process reported in accordance with paragraph (b);

(j)   mean carbon stocks and associated standard error and probable limit of error calculated across all plots at the date of the most recent measurement process reported in accordance with paragraph (b);

(k)   estimate of stratum carbon stocks, associated standard error and, where calculated, outcomes of Equations 4a to 6b at the date of the most recent measurement process reported in accordance with paragraph (b);

(l)   estimate of carbon stocks at the declaration date, or at the time the project’s previous offsets report was submitted, whichever is the more recent date;

(m)   carbon stock change since the declaration date, or the time the project’s previous offsets report was submitted, whichever is the more recent date; and

(n)   a list of allometric functions applied during the current reporting period within the stratum.

7.21        Carbon stocks for plots

An offsets report for a project must include the following information about plots assessed as part of full inventory or PSP assessment occurring during the reporting period:

(a)   type of plot (TSP or PSP) and plot identifier;

(b)   actual location and identity of plot;

(c)   type of most recent assessment performed (full inventory or PSP assessment) on the plot and the date of assessment;

(d)   dimensions, shape (circle or rectangle) and plot layout option (centroid, consistent edge, or constant position) of the plot, including an estimate of the land area occupied by the plot;

(e)   mean project tree height for the plot at the date of the most recent assessment performed;

(f)   number of live trees, expressed as trees per hectare, calculated for the plot at the date of the most recent assessment performed;

(g)   estimated crown cover as a percentage across the plot at the date of the most recent assessment performed;

(h)   mean value for predictor measure calculated across the plot at the date of the most recent assessment performed;

(i)   plot carbon stocks calculated at the date of the most recent assessment performed;

(j)   number of project trees associated with each tree type represented in the plot; and

(k)   allometric functions applied to estimate biomass within the plot.

7.22        Basis of allometric function applied to a stratum

At the first application of an allometric function to a stratum for the purposes of calculating carbon stocks in accordance with Subdivision 6.2.10, an offsets report must include the following:

(a)   a sampling plan detailing the approach to the selection of biomass sample trees used to develop the allometric function, documented in accordance with Subdivision 5.1.3; and

(b)   an allometric report documented in accordance with section 5.29.

7.23        Application of allometric functions

An offsets report must include the following information about the application of allometric functions:

(a)   list of allometric functions applied within strata during the reporting period;

(b)   description of allometric domain for all allometric functions applied within strata during the reporting period;

(c)   outcomes of the compatibility checks specified in section 5.41, confirming that any allometric function applied during the reporting period is applicable to project trees within strata; and

(d)   outcomes of the validation test for allometric functions specified in subsections 5.42(1) to 5.42(19), where the allometrics have been applied during the reporting period.

7.24        Sampling plans

An offsets report for a project must include sampling plans developed in accordance with Subdivision 5.1.3 for any full inventory, PSP assessment, biomass sample tree, or test tree assessment undertaken during the reporting period.

7.25        Growth disturbance events

An offsets report for a project must include the following information about any growth disturbance events that occur during the reporting period:

(a)   date of, and the time elapsed since, the disturbance;

(b)   stratum area affected by the disturbance, including maps of affected areas and supporting geospatial data;

(c)   nature and severity of the event, including a statement detailing the project proponent’s opinion on the likely long-term impact on carbon stocks, and the anticipated time to recovery of the affected area;

(d)   any action taken to separate the affected land area as a disturbance affected stratum or a fire affected stratum;

(e)   actions taken to restore carbon stocks;

(f)   details of any monitoring activities undertaken, or intended to be undertaken, and the outcomes of those activities; and

(g)   calculations for methane (CH4) and nitrous oxide (N2O) emissions associated with any fire affected stratum.

7.26        Quality assurance and control

An offsets report for a project must include the following information about quality assurance and control measures:

(a)   any documented procedures for identifying and correcting data transcription errors that have been updated since the first offsets report for the project;

(b)   outcomes of data transcription error checks and a description of corrective actions taken;

(c)   any documented procedures for conducting training of field staff for the purposes of conducting full inventory and PSP assessment that have been updated since the first offsets report for the project; and

(d)   any documented procedures for conducting equipment checks and equipment calibration that have been updated since the first offsets report for the project.

7.27        Fuel use

An offsets report for a project must include the following information:

(a)   an estimate of fossil fuel use in relation to delivering project activities for a stratum; and

(b)   calculated emissions arising from the fossil fuel use.

Note

1.       All legislative instruments and compilations are registered on the Federal Register of Legislative Instruments kept under the Legislative Instruments Act 2003. See

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