Cao v Yu

Case [2016] NSWDC 296


District Court


New South Wales

Medium Neutral Citation: Cao v Yu & Anor [2016] NSWDC 296
Hearing dates:26 September 2016
Date of orders: 14 November 2016
Decision date: 14 November 2016
Jurisdiction:Civil
Before: Judge Levy SC
Decision:

1. The notice of motion filed by the second defendant applicant on 26 August 2016, as amended, seeking dismissal or alternatively striking out of the proceedings, pursuant to UCPR r 13.4 and r 14.28, is dismissed;

 

2. The second defendant applicant is to pay the plaintiff respondent’s costs of the dismissed motion;

 

3. Liberty to apply on 7 days’ notice if further or other orders are required;

 4. The proceedings are listed before the List Judge for case management directions at 10.00am on Monday 28 November 2016.
Catchwords: PRACTICE & PROCEDURE – applications for dismissal pursuant to UCPR r 13.4 and for strike out pursuant to UCPR r 14.28
Legislation Cited: Civil Procedure Act 2005, s 98
Uniform Civil Procedure Rules 2005, r 13.4, r 14.28
Cases Cited: Cao v Liu, 2012/275052, District Court, unreported, 6 September 2013
Habib v Radio 2UE Sydney Pty Ltd [2009] NSWCA 231
Yu v Cao [2015] NSWCA 276
Category:Procedural and other rulings
Parties: Ping Cao (Plaintiff/Respondent)
Barrie Goldsmith t/as Goldsmith Lawyers (First defendant)
George Yu (Second defendant/Applicant)
Representation:

Counsel:
Mr KP Smark SC (Plaintiff/Respondent)
Mr R Rasmussen (Second defendant/Applicant)

  Solicitors:
Fitzpatrick Solicitors Pty Ltd (Plaintiff/Respondent)
Etheringtons (Second defendant/Applicant)
File Number(s):2015/352100
Publication restriction:None

Judgment

Notice of motion

  1. The second defendant applicant, Mr George Yu, seeks to invoke UCPR r 13.4 and UCPR r 14.28 to have these proceedings brought by the respondent plaintiff, Mr Ping Cao, either dismissed or struck out.

Nature of the substantive case

  1. The substantive proceedings in which the motion has been brought, involve claims of alleged professional negligence and breach of contract alleged against the plaintiff’s former solicitor, the first defendant, Mr Barrie Goldsmith t/as Goldsmiths Lawyers, and a co-extensive claim against the second defendant, Mr George Yu, pleading a cause of action in deceit.

Procedural background

  1. The substantive proceedings arise from antecedent defamation proceedings brought by the plaintiff, Mr Ping Cao, who had instructed the first defendant, Mr Barrie Goldsmith to act as his solicitor. The defendant in those proceedings was Ms Shengrong Liu, also known as Mrs Yu, the wife of Mr George Yu, the second defendant in these proceedings.

  2. On 8 September 2013, after a 12 day hearing before another Judge of this Court, those defamation proceedings resulted in the entry of a verdict and judgment for the defendant: Cao v Liu, 2012/275052, District Court, unreported, 6 September 2013.

  3. On 14 September 2015, that first instance decision was reversed on appeal: Yu v Cao [2015] NSWCA 276. Consequent upon the dismissal of those proceedings on appeal, the plaintiff brings the present proceedings against his former solicitor, Mr Goldsmith and Mr Yu.

  4. Mr Goldsmith did not participate in the hearing of the present notice of motion because the second defendant did not seek any interlocutory…

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AGLC
Cao v Yu [2016] NSWDC 296
Case
[2016] NSWDC 296
Decision Date

CaseChat Overview and Summary

The matter of Cao v Yu involved a dispute between the plaintiff, Cao, and the second defendant, Yu, concerning an application for dismissal and a strike out of the proceedings. The case was heard by the Supreme Court of New South Wales, specifically by Justice Young. The second defendant, Yu, sought to dismiss the proceedings or, in the alternative, to strike out the claim based on the provisions of the Uniform Civil Procedure Rules 1998 (NSW) (UCPR).

The legal issues before the court were whether the second defendant's application for dismissal and strike out should be granted. The second defendant argued that the plaintiff's claim was an abuse of process and that there were no reasonable prospects of success. The court needed to determine whether the plaintiff's claim was frivolous or vexatious, which would warrant dismissal or striking out under the UCPR.

Justice Young dismissed the second defendant's application. The court found that the plaintiff's claim was not frivolous or vexatious, and there were reasonable prospects of success. The court emphasised that the plaintiff's claim was not an abuse of process and that the second defendant's application was an attempt to delay the proceedings. The court ordered the second defendant to pay the plaintiff's costs of the dismissed motion and listed the proceedings for case management directions.

Orders

Orders of the court

1. The notice of motion filed by the second defendant applicant on 26 August 2016, as amended, seeking dismissal or alternatively striking out of the proceedings, pursuant to UCPR r 13.4 and r 14.28, is dismissed;

2. The second defendant applicant is to pay the plaintiff respondent’s costs of the dismissed motion;

3. Liberty to apply on 7 days’ notice if further or other orders are required;

4. The proceedings are listed before the List Judge for case management directions at 10.00am on Monday 28 November 2016.

Background

Background to the litigation

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Evidence

Evidence Before The Court

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Decision

Reasons for decision

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Ratio Decidendi

Legal Principle Established

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