Byron v The Queen; Byron v The Queen
[1989] HCATrans 184
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Adelaide No A23 of 1989 B e t w e e n -
THOMAS BYRON
Applicant
and
THE QUEEN
Respondent
Office of the Registry
Adelaide No A24 of 1989 B e t w e e n -
STEPHEN BYRON
Applicant
and
THE QUEEN
| Byron |
Respondent
Applications for special
leave to appeal
MASON CJ
BRENNAN J
DAWSON J
GAUDRON J
McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT ADELAIDE ON wlmSDAY, 23 AUGUST 1989, AT 9.47 AM
Copyright in the High Court of Australia
| AlT2/l/FK | 1 | 23/8/89 |
| MR B.R. MARTIN, QC: | May it please the Court, I appear with |
my learned friend, MR C.G. CALDICOTT, for the
applicant, Mr T. Byron. (instructed by
Caldicott & Co)
HR P. ROFE: If the Court pleases, I appear for the respondent,
The Honourable the Attorney-General. (instructed
by the Crown Solicitor for South Australia)
MR R.C. HALLIDAY: If the Court pleases, I appear for the applicant
btephen Byron. ~instructed by W.A.G. Morris, Pearce
& Associates)
MASON CJ: Yes, Mr Martin.
| MR MARTIN: | Thank you, Your Honour. | I hand up an outline |
for the applicant.
| MASON CJ: | Thank you. | Yes. |
| MR MARTIN: | If the Court please, the applicant is concerned with |
two errors of principle of matters of importance that
we will put to the Court were made in the fixation
of the non-parole period of 36 years and which errors
were adopted by the Court of Criminal Appeal.The first is a principle that emanates, in our submission, from the case of :'.EG V VON EINEM in this
Court where, effectively,the result is that the
younger the offender the longer the non-parole
period which is likely to be fixed because the Court of Criminal Appeal took the view that the non-parole period had to bear a proper or appropriate relationship
to the head sentence which, of course, is life
imprisonment.
The second matter that we are concerned with is
the effect of a plea of guilty. The Court of Criminal Appeal effectively determined in this case that the
applicant was not entitled to any benefit for the
plea of guilty because of his lack of candour and his lack of co-operation with the authorities. It will be our submission that he is entitled to a benefit
for that plea of guilty because it serves the practical
ends of the administration of criminal justice and
that the decision taken in the Court of Criminal
Appeal on this occasion is in conflict with two
earlier decisions of the Court in South Australia in
REG V SHANNON and REG V SLATER.
If the Court pleases, just to set the factual
background: the applicant was born on 19 September 1961,
therefore he was aged 24 at the time of the offence,
and the offence was committed on 10 August 1986 by the
applicant and his brother. The applicant, in fact, attempted to enter a plea at the committal proceedings.
The plea was actually accepted by the magistrate but,
| AlT2/2/FK | 2 | 23/8/89 |
| Byron |
obviously, that matter was corrected and he
entered a plea on the first arraignment in the
supreme court on 24 April 1987. The actual transcript of the entry of that plea appears at pages 7 to 10
in the appeal book.
The applicant's brother went for trial in March
1988 and the applicant declined to give evidence
against his brother. He was actually called, admitted his involvement in the crime, but declined to answer
any further questions. In due course the non-parole
period was fixed on 26 August 1988; a period of
36 years to date from 6 November 1986, which was the
date of his arrest. The net result of that, if the Court pleases, is that if the full period of 36 years
is served, the applicant would be aged 61 at the time
of his release on parole. If, as is usually the case, he was granted the full remissions, which are a third,
he would serve 24 years and would be aged 49 on his
release on parole. The provisions of the CORRECTIONAL SERVICES ACT provide that he must be released on parole
for a period between three and 10 years assuming he accepts the conditions of the parole, and that on the successful completion of parole, section 70 of the CORRECTIONAL
SERVICES ACT provides that his sentence is deemed to be
"wholLy satisfied" - that is the expression used in the
section.
If the Court pleases, I turn then immediately
to what has been called in this court in South
Australia, the age factor. It is our submission that
in order to justify the 36 years which is the same
as the bench-mark that was set by the Court of Criminal
Appeal in REG V VON EINEM for the most serious type of
murder and for a murder where the offender could claim
no personal circumstances to his benefit such as a
plea or youth, in order to reach that figure the
learned sentencing judge resorted in part to this age
factor principle. The resort to that principle, if the Court pleases, does not appear in His Honour's
sentencing remarks, but it does appear in his report
to the Court of Criminal Appeal which is set out in the judg.ment of Justice White on appeal at page 96
of the transcript. His Honour quotes at about line 23
the report of the learned judge, that:
It is notoriously difficult to compare one
crime with another but I considered this case
very close in seriousness to VON EINEM and,
moreover, there was the age factor and theundoubted fact that non-parole periods had
increased between 1983 and 1986, that
is before 8 December 1986.
So His Honour referred to the age factor and
Justice White went on to refer to the fact on page 97 line 7, that:
| AlT2/3/FK | 3 | 23/8/89 |
| Byron |
In referring to (b), "the age factor", his Honour was referring to the fact that
the appellants were relatively young men with
a long span of life ahead of them, long
enough to accommodate a long non-parole period.
This "age factor" can only be understood in the
context of VON EINEM's case so I will defer
discussion of factor (b) until I discuss
factor (a).
Now, His Honour then went on and dealt with the comparative seriousnesses of the crim2, but I will come
back to that if I may.
The learned manority dealt with the matter;
firstly Justice Bollen, page 133 of the appeal book,
and His Honour,at about two-thirds of the way down
the page in the last paragraph, referred to the
submission that:
The learned judge had wrongly taken into account
the age of each appellant. In VON EINEN the
Court regarded the age of VON EINEM as
important.
And His Honour referred to the remarks of the
Chief Justice in VON EINEM, to:
" ... release at an age at which he is unlikely
to be of any further threat ... " and" ... he
may look forward to release on parole at theage of sixty-two years". In the passage
which I quoted above from the learned
sentencing judge's report to this Court he
mentioned the "age factor". In my opinion
his Honour did no more than heed the age
of the appellants in the same way as did
the Court in VON EINEM. Thomas was nearly 27 years at the time of sentencing. With
good conduct he may look forward to release
at about 49 years of age ..... Stephen will
of course be younger if released after earning
maximum remissions. The result in my opinion is a merciful application of the
idea of release "at an age when he is
unlikely to be of any further threat to other
people". That applies in the case of each
appellant. I suppose a man released from prison at 49 years of age after 24 years of incarceration is older than a man of 49 who has been continuously at lib-erty. In considering the age factor it is possible
to get into twisted illustrationswhich could
lead to a suggestion that the older man will
"get less" than the younger for similar conduct.But that should not, in my opinion, trouble us here. We are concerned with the facts of this
case. If the period fixed for each appellantis not manifestly excessive that is that.
| AlT2/4/FK | 4 | 23/8/89 |
| Byron |
With the greatest of respect, we would submit that
His Honour has not come to grips with the
difficulties of the principle that is enunciated
in VON EINEM. To complete the views of the majority, Justice O'Loughlin, pages 139 and 140 of the appeal
transcript, beginning at about line - it is really the
whole of the page, where His Honour refers to
VON EINEM, the fact that he was 38 and would not be
released until about 74 years of age, and that:
Thomas Byron's non-parole period commenced
when he was twenty-five; on the same
approach he can look forward to being released
when he is sixty-one.
And His Honour then goes on at line 20, to refer to
the fact that "Thoman Byron can look forward to far
more years out of gaol" and the "age factor" referred
to in VON EINEM is, in the judges opinion, "a matter
of reality and common sense". His Honour goes on then at the bottom of the page to say that he does
not find the period excessive, and:
In the real sense, Thomas Byron's non-parole period cannot be equated with that fixed in
respect of VON EINEM; VON EINEM was treated
far more severely.
In our submission, the learned majority have turned the test around to say: well, how many years will
the offender be out on parole, what age will he be
when he is released? And that, in our respectful
submission, is not the correct test.
Mr Justice White, in his dissenting judgment, recognized the problems, beginning at page 99, of
an application of the "age factor" and, in fact, he
cites at the top of page 99 the specific passage
from the Chief Justice in VON EINEM that:
"A non-parole period should always bear
circumstances, to the head sentence. a relation, which is appropriate in the Where the head sentence is the term of a prisoner's natural life, regard should be had, in my opinion, in fixing the
non-parole period, ri_ot 011l_y to the number
of years which will be spent in prisonby reason of the non-parole period, but to the relationship of the non-parole period
to the normal span of life. This involves
some consideration of the age of the
pr:is:Jner. To ignore the last mentioned factor (of age), would be to fix the non-parole period as though it were related to a determinate sentence and would to that
extent negate the mandate of Parliament that
the sentence for murder is imprisonment forlife."
| AlT2/5/FK | 5 | 23/8/89 |
| Byron |
His Honour Justice White then refers to the fact that this is a reminder, however, of a principle
which does not override the fundamental sentencing
principles which include the principle of
comparative justice or parity. At the bottom of page 99 His Honour refers to the problem of the
application of parity when one tries to take into
account this age factor for murderers at, what he
refers to a "plateau age" between 21 and 40 and
it "can work, and appear to work, grave injustice
to them vis-a-vis murderers who are younger or
older", and His Honour then goes on to discuss
the problem of those in the plateau age.
His Honour does not give full support to the
principle, but rather His Honour was concerned with
the issues of parity and the problems created by
the principle. May I take the Court in fact then to VON EINEM's case to consider the whole context in
which His Honour the Chief Justice made his remarks.
Your Honours have a bound volume of cases; it is
page 5 of the bound volume. it was,in fact,reported in (1985) 38 SASR 207. I will deal briefly with the facts as set out by the Chief Justice because they
are important for comparison purposes.
If the Court pleases, at page 208 - - -
| BRENNAN J: | Mr Martin, before you go to these, what is the provisi0n |
which, either authorized or compelled the setting of a
non-parole period in this case?
| MR MARTIN: | If Your Honour pleases, it is contained in the |
provisions at that time of the CORRECTIONAL SERVICES ACT.
It is now contained in the provisions of the
SENTENCING ACT.
BRENNAN J: Is it section 65 of the CORRECTIONAL SERVICES ACT?
| MR MARTIN: | Yes, Your Honour. |
BRENNAN J: | Why was this not a case where the court ought, by order, to have declined to have fixed a non-parole |
| period? | |
| MR MARTIN: | Your Honour, that was a matter of, I suppose, |
discretion. The Full Court took the view in REG V VON EINEM, that not even that case was an
appropriate case where they s11ould decline to set
a non-parole period, and the court discussed briefly the criteria that, perhaps, might be applicable, and this, in our submission, the case of the applicants
was not as serious as that of VON EINEM, and it
could not fall within that category where it would
be inappropriate to fix a non-parole period. The discretion always resides in the sentencing -
| AlT2/6/FK | 6 | 23/8/89 |
| Byr::m |
| BRENNAN J: | It is a discretion which is to be exercised by |
reason of, inter alia, the gravity of the offence
or the circumstances surrounding the offence.
| MR MARTIN: | Yes, I appreciate that, Your Honour, and what we |
say is that it did not reach that level of
seriousness in terms of the offence, and then
considering the circumstances of the offender there
were no circumstances to justify it, given the view
taken by the Full Court in REG V VON EINEM.
That, of course, is the exception. When I said
that the non-parole period fixed, once that is fixed,
we have, in effect, a determinate sentence, because
once released on parole, and complete parole, then the
sentence is wholly satisfied. The one exception to that, of course, is if there is no non-parole period
fixed, well then you are truly in the category, for the
time being, of an indeterminate sentence. But there is
provision, of course, where a court fails to fix a
non-parole period, for applications to be made for the
fixation of periods as the years go by, so onecan turn it into, eventually, a determinable period of
time to be served in prison.
BRENNAN J: It is difficult to contemplate, is it not, leaving
this case aside, how a case such as VON EINEM would
not fall in the category of Cdses where there ought
to be no fixation?
| MR MARTIN: | Your Honour, perhaps, in VON EINEM's case,we would |
have to concede that it was well within the range of
the discretion to decline to fix a non-paroleperiod. That was put to the learned sentencing
judge, who, in fact, was Justice White. He declined and the Court of Criminal Appeal, once they had
interfered, found that His Honour had erred and
therefore had to exercise their own discretion, also
declined, and perhaps I can cover that as I deal with
VON EINEM's case, but we would say it would have been
within the range of the options open to the judge.
| BRENNAN J: | One of the difficulties about the exercise in which |
you are engaged, which is to take VON EINEM as a kind
of bench-mark of horror and dreadfulness, is to see
VON EINEM as a case where it was appropriate to set
a non-parole period at all.
| MR MARTIN: | That is true, Your Honour. | We do not challenge the |
view in that sense that was taken by the Court of
Criminal Appeal. What we would say is that either course could have been followed: either the fixation
of a non-parole period, or declining. Now, in that case the court exercised its discretion to fix a
non-parole period and, in our submission, it could
not be said that they were manifestly wrong in so doing.It was within the range of the discretion available.
| AlT2/7/FK | 7 | 23/8/89 |
| Byron |
If the Court pleases, the facts, very briefly, in
VON EINEM were set out by the Chief Justice at
page 208 but more particularly His Honour - there he sets out the period of the abduction and the period
of detention, the injuries, the dumping of the body
and, the only thing that His Honour has left out inthat summary at page 208 is reference to the fact
that there were traces of drugs found in the body of
the deceased. His Honour summarized the facts at page 218. About point 5, and about half a dozen lines into that central paragraph on the page, His Honour
refers to the essential features of the crime as
found by the learned sentencing judge:
the appellant, in company with at least
one other person, abducted the deceased
from the street at North Adelaide and
held him captive for five weeks. During
part of that time he was sedated
with drugs provided by the appellant.
The purpose of his captivity was homosexual
abuse. He was subject to such abuse. He was subject to quite serious violence.
He was ultimately murdered and the appellant
was a participant in that murder. The body was dumped in a remote spot and the appellant
was a party to the dumping of the body. Thatrecital essential facts amply justifies the
learned Judge's finding that the crime "stands
at the top of the scale of categories of
murder", and his reference to the "unique
seriousness of this crime".
| MASON CJ: | Mr Martin, I see very considerable difficulty in |
| your developing an argument along these lines which ask this Court to accept, as a standard or tariff, something that has been set by a State court. This | |
| Court generally does not concern itself with matters of tariff or standard, either in relation to head sentence or non-parole period, and yet the foundation of the argument that you are putting to this Court | |
| |
| Court of Criminal Appeal in South Australia in | |
| VON EINEM's case. | |
| MR MARTIN: | That is so, Your Honour, for the very reason that |
this Court does not concern itself with tariffs and
the Court,in our submission, therefore, should
accept the tariff, so to speak, that has been set
by the State court. For that very reason, therefore,
we have a solid foundation because this Court does
not concern itself with altering tariffs as such.
MASON CJ: Yes, but the problem is that the argument asks us to
endorse, as a foundation point, a tariff or standard
set and then to proceed from that to arrive at a particular solution in this case, and yet, by and
large, this Court traditionally has eschewed approaches
of that kind in sentencing cases.
| AlT2/8/FK | 8 | 23/8/89 |
| Byron |
| MR MARTIN: | We would answer that by saying we are not asking |
this Court to endorse, approve, the tariff that
was set in VON EINEM, rather to accept - - -
| MASON CJ: | But it would involve an acceptance, would it not? |
It would involve an acceptance, and an acceptance
necessarily involves a confirmation or an approval.
| MR MARTIN: | It would involve proceeding on the basis of the |
tariff that has been set without, in our submission,
endorsing it, but simply accepting that that is the tariff the court in this State has seen fit to set, and this Court, accepting that for the purposes of
considering whether there were errors of principle,
and whether those errors lead to manifest disparity,
such as to - - -
| MASON CJ: | I think the distinction between acceptance and |
| approval is a tribute to your sophistry. | |
| MR MARTIN: | If Your Honour pleases, I really can take the |
matter no further than that, but to say the Court has
on more than one occasion refused sentence matters
by saying, well it does not involve - or for that
matter allowed on occasion, appeals against sentence
without - or clearly indicating that the Court's view
is not to be taken as approving of disapproving of
the sentence that has been set and, in our
respectful submission, the Court can proceed in this
matter eschewing any approval at all, but simply saying, ''i-kli that is the standard that exists in South Australia. Now,given that standard, has there
been a gross violation of sentencing principles in
the case of the particular applicants given thestandard which the court in South Australia has
fixed? 11 Now, I can do no better than to put it on
that footing, if Your Honour pleases.
In any event, if Your Honour pleases, even
leaving aside the tariff, so to speak, of VON' EINEM
which comes back to an ultimate question of
manifest disparity, if there have been errors of principle in the processes of the learned
sentencing judge and Court of Criminal Appeal;
errors which have a significant effect on their
determination of what was the appropriate period
in this case, such as the errors of age factor
and plea of guilty, then, in any event, regardlessof the tariff of VON EINEM, in our submission, this
Court should interfere because those errors have
worked adversely to the applicant and it would
result in a gross violation of the sentencing
principles, irrespective of any tariff of VON EINEM.
| BRENNAN J: | You must point to such an error not so much in the |
Court of Criminal Appeal as in the sentencing judge's
remarks, must you not?
| AlT2/9/FK | 9 | 23/8/89 |
| Byron |
| MR MARTIN: | Yes. |
If Your Honour pleases, that error appears because His Honour has adopted the age factor
princ~ple as he was obliged to do by the decision
of REG V VON EINEM, and therefore that is an error
of significance in his assessment of what was anappropriate non-parole period, and the Court of
Criminal Appeal, in declining to interfere, has
also accepted that principle from VON EINEM of the
age factor, and that similarly is an error of
significance on a matter of important principle.
| DAWSON J: | You are going to develop that, are you, Mr Martin? |
| MR MARTIN: | Yes, Your Honour, and I go back to the foundations |
of the principle in REG V VON EINEM. But by way of
background we have the facts as set out by the
Chief Justice, and then His Honour, at the bottom of
page 218, asks the question:
what, having regard to the age of the
prisoner, is the minimum time which he
must spend in prison -
and His Honour refers to the aspect of general
deterrents taking particular importance in this case
because of the circumstances in Adelaide involving
the disappearance and murders of young men, and
His Honour then asks the question, at point 5 on
page 219:
The further question which a sentencing
judge must ask himself in fixing a non-parole
period for such a crime is: what are the
prospects the the prisoner will respond toparole -
he refers to the age of 38, and the absence of
personal circumstances; he then refers to the
principles by which a court will or will not
interfere with an earlier decision, and I take the
Court, if I may, to page 220, point 5, where
His Honour says: It seems to me that the basis consideration in fixing a non-parole period for the crime of murder is that it is fi.xedin relation to a
sentence of imprisonment for life. The legislature has made that sentence mandatory. Parliament could take a different view of the appropriate sentence for murder. In
some places the court is empowered to impose a determinate sentence for that crime as for other crimes. But it is for Parliament and not the court to make a change of that kind.
It would be wrong·f6r the courts to approach the task of fixing non-parole periods in a manner which disregarded the fact that the
mandatory head sentence is imprisonment for life.
| AlT2/10/FK | 10 | 23/8/89 |
| Byron |
A sentence of imprisonment for life means
a sentence of imprisonment for the term of the
prisoner's natural life. This is the only
sentence which the law, which Parliament has
enacted, permits for the crirreof murder. The stringency of this mandatory sentence is
mitigated to some extent by the power entrusted
to the courts to fix a non-parole period, having
the effect that the prisoner will be released on
parole at the expiration of that period if heaccepts the conditions ..... A non-parole period
should always bear a relation, which is
appropriate in the circumstances, to the
head sentence. Where the head sentence is the term of the prisoner's natural life, regard
should be had, in my opinion, in fixing the
non-parole period, not only to the number of
years which will be spent in prison by reason
of the non-parole period, but to the
relationship of the non-parole period to the
normal span of life. This involves some
consideration of the age of the prisoner.
To ignore the last-mentioned factor, would be to
fix the non-parole period as though it were related
to a determinate sentence and would to that
extent negate the mandate of Parliament that the
sentence for murder is imprisonment for life.
That is the foundation of the principle and
Justice Jacobs, page 224, without expressly taking up those sort of words, second half of the page, referred
to, in fact,the issue of "special reasons" if
Your Honour pleases, but then at the bottom of the page
referred to the need to do "sentencing gymnastics",and at page 225, looked at the age at which the
prisoner could be seen to be released.
Justice Olsson simply referred really, in the last
part of his judgment, to the question of his being
released - should:
not be released until it appears clear that he will no longer constitute a
danger to others.
In our submission, in essence, that is an erroneous
approach; it is adverse to the young offender and the
well-accepted principle in law that youth is generally
to be regarded as a mitigatory feature, and itcreates the obvious difficulty if there are two
co-offenders, one aged 20 and one aged 50, how :~en
does the court make proper allowance for the youth
of the younger offender and respective roles et cetera.
The younger offender is penalized and, in our submission,
penalized because of a view of Parliament's intentionthat is not justified given the history of the
legislation, and I mention that very briefly, it is the
history of the legislation and the practical effect ofthe legislation to which we refer.
| AlT2/ll/FK | 11 | 23/8/89 |
| Byron |
MR MARTIN (continuing): In 1969 the Parole Board was first
created by an amendment to the PRISONS ACT and was
given an unfettered power to release on parole when it saw fit to do so. At that time courts were also
given the power to fix non-parole periods but theywere not obliged to do so.
BRENNAN J: Where do you find any error in the sentencing
judge's remarks with respect to this so-called
"age principle".
MR MARTIN: If Your Honour pleases, as I mentioned, the
reference to the age factor is not in the sentencing
remarks but, in His Honour's report to the Court
of Criminal Appeal, His Honour disclosed more, if
you like, of his thinking and reasoning and that
report is quoted at page 96 in the judgment of
Justice White. His Honour referred to the fact that during the course of his report that he had
reference to the age factor which was understood
by everybody, including the learned judges of the
Court of Criminal Appeal, to mean a reference to the principle enunciated in REG V VON EINEM. So it does not appear in his sentencing remarks, if
Your Honour pleases, but the absence from the
sentencing remarks, in my submission, is not of
significance given His Honour's report to the
Court of Criminal Appeal.
DAWSON J: And you are now attacking the principle?
MR MARTIN: Yes we are. The situation changed in 1981 when it became obligatory, under the then PRISONS ACT,
for courts to fix non-parole periods. However, release at the expiration of the non-parole period
was entirely within the discretion of the Parole
Board. So, effectively, the non-parole period was a minimum term. That changed in December 1983, by
an amendment to the PRISONS ACT, when release on
parole became automatic at the end of the non-parole
period less the remissions. It was mandatory for the non-parole period, from that point on, from
20 December, to release on parole within 30 days of
the appropriate date provided the prisoner accepted
the terms of parole.
So, effectively, the non-parole period became
the maximum to be served less the remissions.
Parliament, in our submission, paid no special
attention when enacting these various changes to
the fixation of non-parole periods in the case of
life imprisonment. It really just fell within that
general category of the total wholesale changes
that were occurring. In our submission, when one
looks now at the provisions of section 66 and
section 70 of the CORRECTIONAL SERVICES ACT, what
AlT3/l/DR 12 23/8/89 Byron has happened is that the courts are Eiven the
responsibility of converting an indeterminate
sentence into a determinable period, because the
court fixes a non-parole period in the knowledge that at the expiration of that period the parole
board recommends parole to the governor for a period
of between three and 10 years; the g-overnor then
fixes the period; release occurs and at the end of
parole, which might be anything from three to 10 years,
the sentence is "wholly satisfied" is the expressionin the provisions of the CORRECTIONAL SERVICES ACT. I have copies of the relevant provisions, if
the Court pleases, not of the whole Act but of the
relevant provision. It is section 66(3) - provides:
the Board -
(a) must recommend to the Governor the period, being a period of not less than 3 years
nor more than 10.
Then section 70 provides in subsection (l)(b) that:
A prisoner ..... will ..... remain on parole -
(b) in any other case -for the period recommended by the Board and approved by
the Governor.
Then in subsection (2):
Upon the expiry of the parole of a person
pursuant to subsection (1), the sentence of
imprisonment will, subject to this Part, be
taken to have been wholly satisfied.
So that, in our submission, His Honour's view that
Parliament intended that the non-parole period should be fixed, vis-a-vis the natural span of life is not the correct view and not supported by
the practical result of the fixation to the non-parole period in cases of murder where life
imprisonment was originally imposed.
In our submission, Parliament would be
concerned only with the fixation in accordance
with the usual principles of the seriousness of the crime, et cetera. If the Court pleases, to
complete the picture of how this principle has
operated in South Australia, there are two other
cases which may be of some assistance to the Court.
The first is REG V FOWLER AND HART, (1986) 127 LSJS
and it is the bound volume of cases, its page 39.
| AlT3/2/DR | 13 | 23/8/89 |
| Byron |
On this occasion Fowler and Hart were aged
18 years. Now, there were various offences by
virtue of the circumstances but His Honour the
Chief Justice discussed this particular principle
at page 333 of the Law Society Judgment Scheme
report in the last paragraph on that page:
In favour of leniency are the circumstances
that Fowler was only 18 years of age at the time
of the crime and that it undoubtedly resulted from the foolish use of drugs by a young man.
There are two sides to the factor of youth in fixing a non-parole period in respect of a
life sentence. Irrnnaturity is, generally
speaking, a circumstance making for a degree
of leniency. On the other hand it must be borne in mind that a non-parole period in
respect of a life sentence is fixed inrespect of a sentence for the term of the
prisoner's natural life. The Court must have regard, not only to the period which
will be spent in prison, but to the
proportion of the life sentence which is likely
to be spent on parole. If a non-parole period
of twenty years were fixed, Fowler would bereleased
et cetera -
at the age of 38 years. That would enable him
to be free for a considerable portion of a
normal life expectancy. A non-parole period
of that period would seem to me to hold a
fair balance between the demands of punishment
and deterrence on the one hand and of
rehabilitation.
Now, if the Court pleases, the final case - and I will not read from it, but it is in the
Court's bound volume at page 66, is an unreported
judgment of the Court of Criminal Appeal in REG V WALTON. Justice Bollen, who delivered the
majority judgment at pages 9-11, referred briefly
to the fact that the age issue had been raised
before him. He took the view that, in that case, the appellant who was 24 was, in fact, a mature
person and therefore did not discuss the pros and
cons of the particular principle.
So, if the Court pleases, that is what we
wish to put to the Court in respect of this principle:
that it is contrary to the fundamental principle of
youth being generally regarded as a factor in
mitigation. It is inappropriate and unfair to
penalize youth by the use of this principle and itis not a principle that can properly be said to
arise out of the legislation and Parliament's intention.
AlT3/3/DR 14 23/8/89 Byron If the Court pleases, the second principle
of concern is that of the extent to which a plea
of guilty at the earliest opportunity may be said
to be a factor in mitigation, notwithstanding alack of candour and co-operation on the part of the
applicant. As indicated in the summary at the beginning, the plea was at the very earliest
opportunity and the learned sentencing judge said
that he took this into account. It is in his remarks
at pages 81 line 25, and 83 line 6.
So, if the Court pleases, we cannot point to the
sentencing remarks and say, "Well, His Honour has
ignored this entirely." If he did, and I appreciate
that this brings me back to a foundation of the
tariff in VON EINEM' s case - but if as His Honour
said, during the course of his remarks, he took into
account the plea then he must have started with a
figure of non-parole period that was higher than
36 years. In our submission - and it is based on the tariff in VON EINEM' s case - that, in itself, is an
error to have started at a level that was so high.
BRENNAN J: That is not the way in which a sentencing judge
work, surely? He takes into account all the
circumstances of the case and then makes a global
assessment.
| MR MARTIN: | Yes, he does, Your Honour. |
| BRENNAN J: | He might care to test it against something that |
he regards as a satisfactory bench-mark, or he may
not, and what is appropriate is not necessarily
to be determined by a reference to any so-called
bench-mark.
MR MARTIN: If the Court pleases, I appreciate we founder
on this question of the bench-mark. What we put
to the Court is that Justice White was correct in
his summation when he said that the facts in this
case fell considerably short in seriousness of the
facts in VON EINEM's case. Therefore, in our submission, if the court has set a standard as was
done in REG V VON EINEM and in a case that is less
serious the sentencing judge starts with, or
assesses a tariff around the same mark or muststart higher if he genuinely has taken into account
a plea of guilty.
| BRENNAN J: | Why should he start anywhere at. all? Why should not |
he simply come to the final figure and then
consider, if he wishes, how that compares withanother case?
MR MARTIN: Well, if His Honour did that, in our respectful
submission, His Honour was in error because he has
made no proper allowance in arriving at the final
figure for the plea of guilty. If a proper
| AlT3/4/DR | 15 | 23/8/89 |
| Byron |
allowance were made, inevitably,in a proper range of
the sentencing discretion, in our submission, must
have fallen considerably short of the level - the
tariff, if you like, in VON EINEM's case because in the case of VON EINEM the facts were more
aggravated; there were no personal circumstances of
mitigation and in the case of this applicant thefeatures of mitigation were effectively his youth
and his plea of guilty.
So that i~ in the end result, there is an
arrival at the same figure, in our submission, there
must have been an error and that was the view taken by Justice White when he assessed the situation. I
just give the Court the page references: that is,
pages 97 and 98, where His Honour Justice White in
dissent took the view that an error was manifest
as a result. It is line 16, if Your Honour pleases,
on page 97, where His Honour said:
In my opinion his Honour made a mistake of fact
and law and ordered a manifestly excessive
non-parole period for a pre-1986 murder as a
consequence of thinking that this murder was
"very close in seriousness to VON EINEM".
And that quote, of course, is taken from the
trial judge's report. If the Court pleases, the further difficulty has been created in this case
by the approach of the learned majority who
effectively disallowed any fact in mitigation for
the plea. That approach, in our respectful
submission, is in direct conflict with other casesdecided in the South Australian Court of Criminal
Appeal.
So we have, in effect, a conflict between
the courts. The view of the majority: Justice Bollen, page 110, is the first reference in the appeal
transcript. His Honour simply refers to the fact
of the plea - it is lines 11-23 - and the fact that
the applicant: had plenty of opportunity over quite a long
period to make a full and frank -admission and he never did so. At page 118,
His Honour comes back to the question briefly, where he refers to:
the various lying interviews -
line 14, that the applicant -
had with police.
And he refers to that briefly. Then at pages 134 and 135,
His Honour reaches his conclusion on the matter,
| AlT3/5/DR | 16 | 23/8/89 |
| Byron |
beginning at line 25. His Honour said:
Thomas pleaded guilty. The learned trial judge was obliged to take that into account. He did so. Well then it is said, his Honour
must have started with more than thirty-six
years. Perhaps so. If so there was no fault
in so starting.
And His Honour says:
in truth here the plea of guilty merited but
the slightest recognition.
And he went on to say:
There is nothing to suggest remorse or
contrition.
His Honour then referred to the absence of remorse,
at page 135, and at line 25 said:
In my opinion Thomas was entitled to very
little credit indeed for the plea of guilty. Justice O'Loughlin referred to the matter at
pages 140 and 141 and said that he agreed with what
had been said by Justice Bollen. In our submission, that approach is in conflict with the
REG V SHANNON, (1979) 21 SASR 442, page 81 in the bound volume, if the Court pleases. The relevant
passages appears in the judgment of the Chief Justice
at pages 450 through to 453. On page 450 at point 5, His Honour says: The history of sentencing as disclosed in the
law reports leaves on me a strong impression that
courts have generally been willing to recognize
as meritorious a willingness on the part of
an offender to co-operate in the administrationof justice irrespective of the moral purity of
his motives. The reason, no doubt, is that
the proper administration of criminal justice
should be influenced, not only by logic and
consistency, but also by the need to serve
practical ends. Candour and co-operation with
the police have always been recognized as
meritorious independently of remorse.
His Honour goes on to discuss the practical results and comes to his sunn:nary at the bottom of
page 452, He puts forward some propositions:
A plea of guilty may be taken into account in
mitigation of sentence where -
| A1T3/6/DR | 17 | 23/8/89 |
| Byron |
(a) it results from genuine remorse,
repentance or contrition, or
(b) it results from a willingness to co-operate
in the administration of justice by saving the
expense and inconvenience of a trial -
et cetera.
A plea of guilty is not of itself a matter of mitigation where it does not result from any of
the above motives, but only from a recognition
of the inevitable.
That could not have been said in the circumstances
of this case. At the time that the applicant entered
his plea it could not be-said that he was faced with an
overwhelming case at all.
Justice Zelling concurred in the judgment of
Justice Wells who put forward his propositions at page 454 and 455, really saying that it was a
matter of discretion but in the end result His Honour
indicated, towards the end of his judgment, that he
agreed with:
the Chief Justice's reasoning and conclusions. In respect of the practical effect His Honour said,
in the very last paragraph of his judgment on page 455:
It may, however, be useful to emphasize, with respect to sub-par. (b) -
which dealt with the practical effect -
the willingness referred to in that sub-paragraph
may be permitted to have a mitigatory effect,
not where it stands in isolation, but only
where, in all the circumstances in which it is
public purpose or purposes that the sentencing found, to give it that effect would advance the judge is seeking to achieve.
Justice Cox, pages 456 and 457, dissented. The
very last two lines on page 456 is where His Honour
begins his remarks and he was concerned it was
matter of policy and dissented on the view.
Justice Mohr, page 459, concurred with the Chief Justice.
The practical ends of administration was also discussed by the Chief Justice in REG V SLATER.
It
is page 102 of the Court's bound volume. It is reported in (1984) 36 SASR 524 and at pages 525 and 526
His Honour the Chief Justice dealt with this particular issue beginning in the bottom of the page where he
quoted from the learned sentencing judge:
| AlT3/7/DR | 18 | 23/8/89 |
| Byron |
"It is the clear policy of this Court, and
perhaps a policy which needs to be restated
in the light of recent congested lists and
abortive trials, that accused persons who
confess their guilt are entitled, generally
speaking, to substantial credit for their plea,
the amount of credit depending to some extentof course upon the strength of the case against
them.
He refers to cases in England and His Honour then
goes on:
I endorse his Honour's observations, although
I should perhaps point out that the consideration
as to the strength of the case is pertinent
rather to the significance of the plea of guilty
as an indication of a desire to turn over a new
leaf than to the policy considerations relating
to over-coming congestion and delay.
His Honour refers to the practical problems and:
The degree of co-operation in the administration
of justice meriting a reduction in sentence is
obviously considerably greater in the case of
an offender who pleads guilty when he is first
arraigned in the court than in the case of an
offender who delays his plea.
And His Honour says, "it is important that there
.should'be·significant reductions if the practical
ends are to be served.'' Justice Zelling acknowledged, at page 535, the authority of SHANNON on this point -
that is at about point 3-4- as did Justice Cox,
albeit we can fairly say, reluctantly at page 541
in the second-half of the page.
If the Court pleases, in our submission, an
error has been demonstrated by the Court of Criminal
Appeal by the reasoning: there has been an error
have, in fact, the result of a conflict between the demonstrated by the learned sentencing judge and we decisions of the Full Court in this State. There are a number of interstate cases that are set out
in our lis4 which I will not read, which cover the approach of the various States to this issue of the
plea of guilty. They are authorities in the index numbers 9 through to 14. If the Court pleases.
| MASON CJ: | Thank you, Mr Martin. | Mr Halliday. |
| MR HALLIDAY: | May the Court please, before I embark on what |
will be very short submissions, we will, in effect,
adopt submissions made by my learned friend,Mr Martin, could I draw the Court's attention to the
fact that the notice of application for special
leave was not filed until, in fact, one day out of
time and I apply,pursuant to Order 60 rule 6, for an
| AlT3/8/DR | 19 | 23/8/89 |
| Byron |
order enlarging the time for the filing of the
notice which I understand to be by consent.
MASON CJ: Yes. That is not objected to, Mr Rofe? MR ROFE: I consent to that, Your Honour.
MR HALLIDAY: Thank you, Your Honour. If the Court pleases, with respect to the issue of the youth factor which my learned friend, Mr Martin, has put to the Court,
I adopt, with respect, his submissions. The appellant, Stephen Byron, does not, of course, have
the benefit of a plea having gone through the trial
process and been found guilty by a jury although
there is, perhaps, a difference favourable to him
that at the end of the day his guilt was acknowledged
by way of submissions through evidence called by a
psychiatrist and by concessions to counsel.
So, in that sense, he is not in the situation,
such as VON EINEM,where there has been no acknowledgement
of guilt and the crime, if you like, is not solved
to avoid the difficulty - - -
| MASON CJ: | Do you have a written outline of submissions, |
Mr Halliday?
| MR HALLIDAY: | Yes, I do. I am sorry, Your Honour, I tender those. |
MASON CJ: Perhaps you might hand them in.
| MR HALLIDAY: | They are my submissions, if the Court pleases. |
| MASON CJ: Thank you, Mr Halliday. | The Court will take a |
it will take in this matter. short adjournment in order to consider the course that
AT 10.43 AM SHORT ADJOURNMENT
UPON RESUMING AT 10.46 AM:
| MASON CJ: | The Court need not trouble you, Mr Rofe. | The Court |
is of opinion that these applications raise no
question of public or general importance which would
warrant the grant of special leave to appeal. The applications are therefore refused.
AT 10.47 AM THE MATTER WAS ADJOURNED SINE DIE
AlT3/9/DR 20 23/8/89 Byron
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