Bugmy v The Queen
[1990] HCATrans 52
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Melbourne No M56 of 1989 B e t w e e n -
KEVIN FRANCIS BUGMY
Applicant
and
THE QUEEN
Respondent
Application for special
leave to appeal
MASON CJ DAWSON J TOOHEY J GAUDRON J
McHUGH J
| Bugrny |
TRANSCRIPT OF PROCEEDINGS
AT HOBART ON THURSDAY, 15 MARCH 1990, AT 2.01 PM
Copyright in the High Court of Australia
| HlT 7 /] /SH | 1 | 15/3/90 |
MR D. HORE-LACY: May it please the Court, I appear for the applicant with my learned friend, MR M.E. DEAN.
(instructed by Director of Legal Aid)
MR L.W. FLANAGAN, QC: May it please the Court, I appear
with my learned friend, MR G.J.C. SILBERT, for
the respondent. (instructed by Solicitor to the
Director of Public Prosecutions).
MASON CJ: Mr Hore-Lacy. MR HORE-LACY: Your Honours, this is an application for leave to appeal against a sentence which the Full Court
of Victoria endorsed on 21 June 1989. It was an
appeal from a minimum term imposed, I should say,by His Honour Mr Justice Brooking of the Victorian
Supreme Court which was imposed on 1 May 1989.
MASON CJ: We are familiar with the history of the matter.
MR HORE-LACY: Yes, thank you, Your Honour. I will move on to the outline of submissions which have been
handed to the Court.
MASON CJ: Yes, we have had the benefit of reading them. MR HORE-LACY: If I could just, perhaps, paraphrase the
special leave point before I go into some detail
into the submissions, I will and it is this: that
in the Full Court of Victoria in this present
case, in the hearing of the Full Court appeal,
it was a majority judgment; Mr Justice Crockett
dissented on the basis that he did not believe
that principles that had been espoused in
VEEN (NO 2) were applicable or certainly not
applicable to the extent that His Honour the
learned trial.judge thought they were in
applying or imposing a minimum term.
The reason, as set out in the judgment,
was because, in fact, the life sentence had been imposed and all that His Honour was there doing
was setting a minimum term: The applicant would be forever subject to the direction of the parole
board of the State of Victoria. So, consequently, the principles of prevention as set out in VEEN (NG 2)
or protection of society, as discussed therein, werenot applicable.
In our submission, first of all, that question
is a matter of general importance. It is our
primary submission that what this Court said
in VEEN (NO 1) and VEEN (NO 2) was only meant
to apply to serious cases of violence and, in
particular, cases which had attached to it a
sentence of life imprisonment.
H1T7/2/SH 2 15/3/90 Bugmy The principles and what has been said, especially in VEEN (NO 2) have been used and,
in fact, were used for example by the Supreme
Court of Victoria in a recent case of REG V YOUNG
DICKENSON & WEST, an unreported case which has
been provided to the Court. The authority has
been used to set down general principles and
we would submit that VEEN (NO 2), in the sense
that it talks of protection and prevention,
cannot apply to normal principles of sentencing.
As I said before, as well, the interpretation
of section 18A of the PENALTIES AND SENTENCES ACT
and the principles which apply thereto are a matter
of general importance. Furthermore, there is an alternative matter of general importance, in our
submission.and that is this: that courts since
VEEN (NO 1) and cases following that and particular
cases such as HOARE and BAUMER, have in fact set
out principles which could be described as
principles of proportionality. I am not suggesting that.the law of sentencing in Australia or in Victoria
has not always been that a sentence must be proportionatebut an approach has been suggested whereby the
outer limit of the sentence is arrived at and
then various matters in mitigation, if any,
are subtracted from that particular sentence
arrived at and, indeed, that was the basis of
a recent appeal that I have mentioned to the
Full Court of Victoria in WEST where the Full
Court said that that was not a proper approach;
that the traditional approach that the courts
had been using was the only proper approach.
and our submission is merely this: that it
is a point of general importance, the. question
of whether or not that two-step approach is
a point of general importance and it - - -
| DAWSON J: | What is the traditional approach, Mr Hore-Lacy? |
MR HORE-LACY: Well, WILLISCROFT is the Victorian case which
has been used principally by the Supreme Court but I really refer to something a little more than that
and that is the component of punishment;
first, the object of punishment is to protect
society and the three components of that object
is deterrence, rehabilitation and retribution.
| DAWSON J: | But WILLISCROFT says that the judge's sentence |
| is an instinctive synthesis of all of those | |
| things, does it not? |
MR HORE-LACY: Well, in its application, yes, that is correct,
Your Honour. The submission is not that in the end result there may be any difference but
if His Honour the learned trial judge in this
case had started with the outside limit and then moved down in mitigation especially in
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| Bugmy |
relation to the background of the applicant,
then he would not have been likely to fall into
error which we would submit that he did in
this particular case.
As far as the submissions are concerned themselves, I have commenced with the sentencing
principles. It is hoped that once the Court
is reminded of those then the special appeal
points will be more obvious and if I could
start with, first of all, some general
propositions. The first is this: that prior
to VEEN (NO 2) it was generally accepted in
Australian courts that the sole purpose of
punishment was the protection of society.
Retribution, deterrence and reformation were
said to be its three-fold purposes. I do not propose to go to the cases that are listed
there as authority for that but it has beenset out quite explicitly in the Victorian cases
of KANE and DOLE and it has been set out in
the Federal Court case of CHANNON which, I think,
was in 1978 by,co-incidently, three judges who
are currently members of this particular Court
and there the principles were quite firmly
stated as being, as I have put before, that
is, that those three aspect were all components
of the sole aim of punishment in criminal law;
that is, the protection of society.
I am reminded, Your Honours, that a book
has been provided which lists photostat copies
of authorities. I apologize for the fact that
that is not numbered, which would have made
it easier for the Court to find the authorities.
However, the cases are set out in the same order as they are listed in the list of authorities
which have been provided for the Court.
The second proposition is this: that
in VEEN (NO· 1) and VEEN (NO 2) the High Court was faced with a peculiar sentencing problem
of a person who was found guilty or hadpleaded guilty to manslaughter on the basis of diminished responsibility. The Court in both cases declined to follow English authority
which allowed a disproportionate sentence to
be imposed to protect the community from offenders
who constituted a physical danger to the community.
Those cases dealt only with the discretion to
impose a life sentence and one of the considerations
in the exercise of that discretion was that
the offenders would be amenable to treatment
and could be released on licence if and when
an appropriate time was reached.The principles set out in both VEEN cases in the context of their peculiar circumstances
are as follows - (a):
H1T7/4/SH 4 15/3/90' Bugmy The court must, in sentencing a person who
has been convicted of a very serious offence
involving violence, if ..... there is a real
likelihood of his committing that kind of offence again and ..... If it should appear
that.~~~.the imposition of life imprisonment
is necessary to protect the community from violent
harm, then the Court should impose that penalty.
That was taken from the judgment of Mr Justice Mason,
as you then were, Your Honour, at page 468; (b) in
any event a life sentence -
DAWSON J: What is the difference between that and preventative
detention?
MR HORE-LACY: | The difference between that and preventative detention - well, that is, really, preventative | |
| ||
| detention is not allowed in any circumstances. | ||
| The submission is that preventative detention should only be a relevant factor when considering | ||
| whether a life sentence is to be imposed and | ||
| basically what we say is this: that just about | ||
| all the cases that are dealt with in both VEENs | ||
| deal with cases of diminished responsibility, | ||
| whether they be pursuant to legislation which | ||
| provides for a diminished responsibility manslaughter or whether they are convicted of manslaughter or murder and they evince a certain diminished | ||
| responsibility which makes them a physical danger | ||
| to the community and what our submission is - - - | ||
| DAWSON J: | But has not this Court come out and said quite | |
| clearly that preventative detention is no part | ||
| of sentencing in this country? |
MR HORE-LACY: Well, it has, yes, Your Honour, in BAUMER's case
and, I think, HOARE's case it has and if it was as
clear cut as that, then - - -
| DAWSON J; Well, how do you reconcile that proposition that |
you say comes from VEEN (NO 1)?
| MIE:HORE-LACY: | When I use the words "preventative detention", |
I mean it in the sense that a person can be
imprisoned because they are a danger to the
community provided that it is not disportionate,
so there is an element of preventative detention.
In other words, it is an aspect in deciding whether
to impose a life term.
| DAWSON J; | In other words, in deciding what is the proportionate |
| sentence, you take in the need to protect society. | |
| MR HORE-LACY: | Yes, if proportionate sentence is used as |
meaning .the final sentence.
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DAWSON J: No, by proportionate, I meant in the two-stage approach, the first sentence you arrive at, that which is the sentence which is objectively called for without having regard to the personal situation of the accused. MR HORE-LACY: Yes. DAWSON J: And you say, in arriving at that sentence, you take into the account the need to protect society? MR HORE-LACY: Yes, as far as VEEN (NO 1) and VEEN (NO 2) DAWSON J: And if prevention is necessary, then so be it, you say? MR HORE-LACY: Yes, Your Honour. DAWSON J: Yes. MR HORE-LACY: But what we say, of course, that .is not a
general proposition and it is not meant to be -
DAWSON J: And, do you take into account the prior convictions of the accused in assessing whether there is a need
to protect society at that point?MR HORE-LACY: According to VEEN (NO 1) and (NO 2), yes,
Your Honour. What it says is that you cannot give extra because of prior convictions of propensity
but you take them into account in assessing what
is proportionate.
DAWSON J: What is the difference if, in fact you increase
the proportionate sentence because of the danger
of the person offending again, having regard to
his prior convictions? What is the difference
between that and giving him more for his prior
convictions and/or preventative detention?
MR HORE-LACY: Well, in the end result, possibly nothing and it has been set out that it can be a very fine
distinction indeed.
DAWSON J: Or no distinction at all? MR HORE-LACY: Well, that can be the practical effect,
Your Honour, but as I understand VEEN, VEEN
suggests that there is a distinction but,
nevertheless, it may be more in theory rather
than practice.
But, be that as it may, what we are submitting
is that that can only apply to the very special
circumstances and when a court is asked to exercise
a discretion in imposing a minimum sentence
or in determining whether to impose a sentence
of life imprisonment.
H1T7/6/SH 6 15/3/90 Bugmy The second proposition that I was to refer
to was that, in any event, a life sentence should
not be imposed if it is disportionate to the
crime and reasons are set out why the High Courtinterfered with the sentence in VEEN (NO 1):
otie, because of the uncertainty as to whether
or not the applicant may have been found not guilty of murder on the additional ground of provocation and, two, that the inconclusive
nature of the evidence suggesting dangerous
propensity.
An examination of VEEN (NO 1) leads to
the conclusion that we have submitted and that
is that the eourt, really, is concerned with
dangerous propensity in the context of one,
very serious crime; two, crimes of violence;
three, where a life sentence is open and four,
where a life sentence is not disproportionate.
If I could just take Your Honours to part
of the sentence set out in VEEN (NO 1) of the
various Judges; first of all, Mr Justice Stephen
at page 467, the second paragraph where His Honour
says:
This sentence of life imprisonment,
imposed predominantly because of what
the trial judge took to be a pressing need
to protect the community from the uncontrollable urges to violence to which
he regarded the applicant as likely to
be subject in the future, is, then, one
which for the above reasons requires
reconsideration. It does not conform tothose principles in sentencing to which mybrother Jacobs has given expression in
his judgment in this case; instead it is
the result of almost exclusive attention
being given to the notion of protection
franthe applicant. It sacrifices the important of the community against future danger factor of proportionality in favour of this notion of protection.
Mr Justice Mason said at page 468, at the top
of the page:
The court must, in sentencing a person who has been convicted of a very serious
offence involving violence, if his record
and the expert evidence plainly demonstrate
that there is a real likelihood of his
committing that kind of offence again if he is restored to liberty, ensure by the
order which it makes that he will not be
released whilst that likelihood continues.
If it should appear that the propensities
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| Bugmy |
or predilections of the person convicted
are such that the imposition of life
imprisonment is necessary to protect the
community from violent harm, then the court
should impose that penalty. In the case of a very serious offence involving violence,
it will rarely transpire, if at all, that
a sentence of life imprisonment is
disproportionate to the offence of which
the prisoner has been convicted, given
that he has a prior record of convictionfor that class of offence and that he has
a propensity, because he is unstable or
disordered, to commit violent crime.
I would just reiterate the emphasis on the question
of life imµrisonment and the other factors.
His Honour went on to say:
In saying this it is not my intention
to deny, or derogate from, the principle that the punishment to be inflicted must be proportionate to the crime. Rather
it is my purpose to say that the conflict
between that principle and the object of
protecting the community arises in relation
to less serious offences where the proportionality
principle inhibits the imposition of a
long term sentence which might otherwise
be thought necessary to protect the community.
In other words, in our respectful submission,
what Your Honour is there saying is that in
less serious cases you really are unable to
protect the community because it would be
disproportionate and that reinforces our
submission that what the High Court is talking
about and what the authority must be read
subject to is a sentence of of life imprisonmentand the basic submission is this: only a sentence
of life imprisonment can protect the community. Any sentence less than a sentence of life
imprisonment can merely warehouse, to use a
word that has been used. In other words, it just delays for a time being and, consequently,
there is no - - -
DAWSON J: I do not understand that. I mean, if that is so, then the life imprisonment is warehousing
for an indefinite period.
MR HORE-LACY: I am sorry, could Your Honour repeat that? DAWSON J: If what you said is correct, then life
imprisonment in those circumstances is warehousing
for an indefinite period. In other words, if
HlT7/8/SH 8 15/3/90 Bugmy a term of years is warehousing then life
imprisonment is also warehousing but for an
indefinite period.
MR HORE-LACY: | Yes, that is correct, Your Honour, and only in that way can members of the community be |
| truly protected and, indeed, the English cases | |
| make a point that has- not been followed in either of the VEEN cases of emphasizing when | |
| giving a higher sentence, giving a disportionate sentence, as the authorities indicate they are | |
| able to do, that it is a benefit as seen by | |
| the judges to the offender because, in fact, there is a discretion to let the offender out at any time and, indeed, as I understand it, with VEEN, there is a discretion to let out | |
| at any time if he is subject to a life | |
| sentence unlike the applicant in this particular case who must serve really close to 21 years if one counts the 18½ years plus the 114 days, | |
| I think, that His Honour said he took into | |
| account plus the two years which he had already served for the armed robberies which were the | |
| subject of the aggravation, if I could put it that way, in the fixing of the non-parole period. |
If I could just move on to the next part
of the judgment of Mr Justice Mason and that
is at page 471.
MASON CJ: Is it worth spending much time on VEEN (NO 1) when, after all, VEEN (NO 1) was overtaken by
VEEN (NO 2)?
MR HORE-LACY: Probably·not, Your Honour, except to just
emphasize the fact that really, in both cases
and the cases which were cited as authorityin both cases, almost if not exclusively the
offenders that were being dealt with were
offenders who were suffering from diminished responsibility in the context of sentences of imprisonment which prescribed a life sentence and, really, that is the main point of that
and, indeed, not only the cases that were citedbut the pronouncements of Their Honours but
passages have been set out in the outline ofsubmissions and I will - - -
| DAWSON J: | I am not sure what you are saying about diminished |
| responsibility in this context, Mr Hore-Lacy. |
MR HORE-LACY: First of all, Veen himself was a person
who, in the first VEEN case, was fo~nd·guilty
of manslaughter and not murder on the basis
of diminished responsibility.
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DAWSON J: Yes, but in what way does that. consideration enter into the sentencing process? MR HORE-LACY: Because, first of all, to get to diminished
responsibility ·a jury must be satisfied that he intended to kill or cause grievous bodily
harm and diminished responsibility, in oursubmission, the concept of diminished responsibility,
poses a particular problem for courts because,on one hand, it can be said that it mitigates an offence but, on the other han~ the concept
of diminished responsibility can point to a
particular danger for the community because of
the fact that a person, if they have diminished
responsibility, that means in itself that a
person does not have the responsibility that
an ordinary person has which includes a diminished
power to exercise self-control and there has
been, of course, a life sentence prescribed for manslaughter and our submission is thatthat really puts it in a different class of
offence to ordinary offences where you do not
have a life sentence imposed as a maximum or
which do not entail an offence which provides
a particular threat to the members of the
community.
DAWSON J: And what should a court do in a case of diminished responsibility, arrive at a proportionate
sentence disregarding the diminished responsibility
or to take it into account in fixing theproportionate sentence, use it at a mitigating
factor or use it as an additional - - - ?MR HORE-LACY: Well, it depends. If it is a diminished
responsibility, say because of a depression
which is being suffered because of matrimonial
circumstances or particular environmental factors
which are passing in nature then it may be
a mitigation and it may lead to a sentence which
is less than it would otherwise be.
DAWSON J: Well, it may be used on this occasion but can
it ever be used to increase the sentence whether
you are looking at it as a proportionate sentenceor otherwise?
MR HORE-LACY: Well, it cannot be, in Australia, ever used
to increase the sentence passed what a proportionate
sentence is but, as I understand the -
DAWSON J: But can it be used in arriving at the appropriate proportionate sentence? MR HORE-LACY: Yes. DAWSON J: Well, I really do not see the difference but
still.
H1T7/10/SH 10 15/3/90 Bugmy
MR HORE-LACY: If there is no difference, it seems to lead
to a submission that the authority in both VEEN (NO 1)
and VEEN (NO 2) is incorrect.
| MASON CJ: | The view you are expressing at the moment is a |
| reflection of your understanding of the joint | |
| judgment in VEEN (NO 2). | |
| MR HORE-LACY: | Yes, that is correct, Your Honour. |
GAUDRON J: Mr Hore-Lacy, what does the question of proportionality in relation to VEEN have to do with
the question of minimum sentences? It seems to me
that quite different considerations must come into
play when one is talking about a minimum sentence,
a head sentence having already been imposed. The head sentence itself must be the sentence which reflects the questions of proportionality.
| MR HORE-LACY: | Yes, Your Honour, but with a minimum sentence, |
it is difficult not to concede that similar
considerations apply. In other words, the sentences that have been imposed in Victoria, both in
applications to fix a minimum sentence for people
who had been sentenced to life imprisonment
before the Act changed which empowered the courts
to fix a minimum sentence when a person is being
sentenced ab initio, which is the position now.The pattern has been that the sentences that have been fixed have been fixed on the
same sorts of principles that have been used
to really fix punishment in the traditional
sense; and· that is head sentences. In other
words, the gravity of the offence, all the
surrounding circumstances and whether there
was pre-meditation of a large or a greater
degree, whether it was an execution, whether
children were killed, whether there was more
than - well, where there was more than one killing,
other factors would apply but there has, in
practice, been the same sorts of principles applied in fixing those terms.
| DAWSON J: | What dictates the difference between the minimum |
| sentence and the head sentence? |
MR HORE-LACY: Traditionally, and there is authority for
the fact that the minimum sentence can reflect
an aspect of rehabilitation more than the head
sentence -
| DAWSON J: | I thought POWER's case was against that. |
| MOR HORE-LACY: | Well, as I understood POWER's case, |
Your Honour, it really fixed no set pattern
as far as the minimum - POWER's case said at
pag~ 627:
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It is true that, in following the legislation
of other States and enacting the PAROLE
OF PRISONERS ACT 1966, the New South Wales
legislature took a large step towards ensuring
that a prisoner can, by his own behaviour
while a prisoner, secure his release from
confinement upon parole without serving
the full term to which he has been sentenced,
but the encouragement to reform so provided
does not and obviously is not intendedto take the sting out of imprisonment.
And, whilst it does say that it does also
endorse, with respect, an encouragement to reform
and that aspect of it.
DAWSON J: I have not got it in front of me but I rather recall it saying that the community demands a certain minimum term for the particular crime and that is the minimum term but, of course, the appropriate sentence is the head sentence; something like that. It is a concept with which I have difficulty still. MR HORE-LACY: Yes, with respect, we would agre·-e' with that, Your Honour. What we are, in fact, saying really
as far as this application is concerned, is
that all the factors that are set out in VEEN (NO 2)
concerning propensity and danger are, in fact,
matters that His Honour could take into accountin fixing a life term but they were not or,
certainly, the aspect of preventative detention
and danger to the community were not an aspect that he could take into account at all except· inasmuch as .related to other principles; for
example, general deterrence or special deterrence
or rehabilitation. Inasmuch as they related to those aspects; then they could be taken into
account but as an added aspect then it could notbe taken into account.
(Continued on page 13)
H1T7/12/SH 12 15/3/90 Bugmy
| MR HORE-LACY (continuing): | In our submission, that is |
what VEEN (NO 2) suggests can, in fact, happen
because a further aspect of sentencing, namely,
protection of society, if it is not confined to the facts of the case and if it is not confined to the
type of case that it was dealing with, can lead to
a court adding a fourth component to the other
three traditional components, that is, protection
of society. And, in fact - - -
| DAWSON J: | You can put it higher than that, can you not? |
You can say that it leads to punishment for crimes
already punished and to preventative detention.
| MR HORE-LACY: | Yes, that is correct, Your Honour. |
DAWSON J: | Yes, the very things the court says, in another breath, that it wants to avoid. |
| MR HORE-LACY: | Yes, and that is one of the points that we say |
is a special leave point, with respect, Your Honour.
And, it can be really -with the greatest of respect
to the majority in the case of VEEN (ID 2), it can
be seen how the concept of protection of the
community really appears as a component of
punishment. At page 475 in the majority judgment,
a proposition made by Mr Justice Gibbs in PEDDER,
which was cited by Mr Justice Brennan in CHANNON,
which has been provided to the Court, is as
follows:"'REG V GASCOIGNE is no doubt authority for
the proposition that any sentence imposed
must be in respect of and appropriate to
the crime committed but it does not, in
my opinion, decide that the protection of
the public is not a matter that should be
considered in imposing sentence. Indeed
the protection of the community is oneof the most important results that the
And, there is no argument with that proposition at criminal law is designed to secure.'" all. Indeed, one could even go further and say it is the only result that the criminal law is designed to secure in accordance with authorities that have already been mentioned. But, it is meant in that sense - it is not meant that it is an additional component - it is meant that, yes protection of the community is one of the most important results and the way the community is protected isby applying the three-fol:d components
of deterents, rehabilitation and restitution.Then, the majority go on to say:
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In VEEN (NO 1) Mason J cited a further
passage from the judgment of Gibbs Jin
PEDDER including the following:
"'In some cases in which it appears that
there is no likelihood that the convicted
person would be a danger to the public if
set at liberty, and that there were
mitigating circumstances, a light term of
imprisonment or no imprisonment at all
may be appropriate. On the other hand there are cases in which the mental condition of
the convicted person would make him a
danger if he were at large and in some
cases sentences of life imprisonment may
have to be imposed to ensure that society is protected.' 11 Again, I put the emphasis on the words, "sentences of
life imprisonment", because as I say, any sentence less
does not protect the community. I mean, a community
is protected in all sorts of other ways but in the
sense that the protection of the community is being
spoken of in that sense, it is spoken of in a sense
of warehousing or, in other words, by removing a
dangerous person from amongst the rest of the
community's midst but I am really getting away from
the point I was making about the introduction of the
concept of the protection of the community.
| MASON CJ: | Mr Hore-Lacy, at the moment, I do not understand |
how all this is related to your challenge to the
approach taken by Mr Justice Brooking at first
instance. Now, what are the grounds of challenge to what His Honour did and how are those grounds related
to these important matters of principle to which you
refer?
| MR HORE-LACY: | Well, His Honour and, indeed, the - well, the |
Full Court, with respect, did not refer to any principles of sentencing at all, but His Honour used
what was set out on page 477 to justify the imposition of the sentence he imposed and the passages that
His Honour used, in fact, were taken almost straight
from VEEN (NO 2) and, indeed, Your Honour will see,
as set out in the submissions, that His Honour'sapparent understanding of what principles were to be
applied changed as between VEEN (NO 1) and VEEN (NO 2)
and as after VEEN (NO 2) because, first of all, he
stated in the plea on the armed robbery charge -
Your Honours will recall that when the applicant was
convicted of murder he was also convicted of an
armed robbery charge which the armed robbery was
before the murder by a matter of seconds and which,
I think, the money was taken - the there might have been a couple of blows before the money was taken -
| HlT8/2/JH | 14 | 15/3/90 |
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but it was separated into a robbery and a murder and,
what has been called the felony murder rule - ·did not
go the jury. But, during the plea for the armed
robbery charg~ and that was on the 5 November 1984,
His Honour said - - -
| DAWSON J: | What page is this? |
| MR HORE-LACY: | I am sorry, page 25 of the application book, |
Your Honour, the last sentence of that page:
I am not concerned at all with the preventative detention, but one cannot help wondering what the future holds for
this young man and the community on his
ultimate release, with three such attacks,
the last of them fatal. It is not my problem for sentencing purposes, I stress.
And then, of course, that apparent view was not
reflected in the sentence that was passed.
At page 97 of the application book, His Honour said,
during the course of the sentence -that was on
1 May 1989:
He is described as a severe management
problem and as one who identifies with
troublesome fellow prisoners. The applicant has been described as blatantly
anti-social and it has been said that his
demeanour underlies the contempt which he
holds for authority. But for a considerable part of 1987 his behaviour did improve.
I am sorry, I should have referred - - -
| GAUDRON J: | The sentence before. |
| MR HORE-LACY: | - - - to that paragraph above that, thank you, |
Your Honour.
| GAUDRON J: | Yes. |
| MR HORE-LACY: |
I mention this not because he is to be punished for lack of remorse, but because
of the need to protect the community.
Again, at page 99, His Honour said at line 4:
It is clear that the law is not so foolish
as to prevent me from taking into account
those convictions which are not previous
convictions when I come to fix a minimum term.
| HlT8/3/JH | 15 | 15/3/90 |
| Bugmy |
Indeed, it has been accepted in argument
that I may take them into account.
MASON CJ: | Now, what does that mean? Was there no challenge to his taking them into account? |
| MR HORE-LACY: | Well, apparently not but that does not mean to |
say that it had been accepted that he could take
them into account the way it was taken into account.
I mean, it may have been accepted he could take
convictions into account in balancing, perhaps,
considerations of general or - not so much general
deterrents, but special deterrents. With the
greatest of respect, it does not accept that
Mr Dunn, in fact, was conceding that those
convictions could allow an increase in sentence
which, in our submission, was obviously imposed.
His Honour went on to say:
I refer to VEEN (NO 2) ..... which deals with
antecedent criminal history. Convictions, whether or not prior convictions, may bear
on the question of dangerous propensity and
the need to protect society.
And, at page 101:
The circumstances of the murder and the
circumstances of the armed robberies some
seven months before and the applicant's
behaviour in prison, together with the
other material, suggest to my mind that there
is a great danger that he will re-offend in a
similar way if released. Full weight must
be given to the applicant's relevant youth -
et cetera, and for completeness, I will read down to
the next relevant portion:
Full weight must be given to the applicant's
relative youth and his highly deprived and
tragic background. I have taken into account everything said in his favour but I must also
give weight to the wanton and vicious nature
of the fatal attack and of its two
forerunners seven months before and to theneed to protect the corrnnunity against similar
attacks in the future. It would be wrong to refuse to fix a minimum term but the term
fixed must be a very long one.
I have refreshed my memory of what has been
said by appellate courts in recent years on the
problem posed :y cases like the present in
VEEN (NO 1) ..... VEEN (NO 2) ..... and DUMAS.
| HlTS/4/JH | 16 | 15/3/90 |
| Bugmy |
I just pause to add this corrnnent, that DUMAS, in
fact, was an appeal to the Full Court from a person
who was found to be extremely dangerous.
Although the judgment does not actually apportion
parts to the head sentence and parts to the
minimum term, it does seem to be more concerned with
the imposition -the question as to whether or not
the imposition of a life sentence was appropriate and
it was not really concerned with a minimum term at
all. In other words, from the judgment, it does not
appear that the minimum term was ever challenged as
a separate item of appeal. There was just merely,
basically,an appeal on the basis that the sentence
was manifestly excessive, the imposition of a life
term. We would say, of course, that on the authority of VEEN, VEEN may have been very relevant in any
question that His Honour may have had in the
determination of a life sentence and, indeed, it may have been a relevant matter to take into account
in determining whether or not a minimum term would
be imposed. The application under section 18A is a discretionary relief. It is not absolutely necessary
that His Honour imposes a minimum term although the
authorities suggest that unless there are
exceptional circumstances one should be applied. And, for completeness, as far as the sentence is
concerned, His Honour said:
it is a very long term. In my desire to
protect the corrnnunity, I have gone to what is appropriate to the crime on the footing that the term proposed is, in all the circumstances, appropriate and not disproportionate.
| MASON CJ: | Well, Mr Hore-Lacy, for my part I have great |
difficulty in coming to grips with this notion that
in fixing a minimum term you apply the principlesthat are appropriate to fixing the head sentence.
| MR HORE-LACY: | No, we are submitting that the same principles |
do not apply in fixing the minimum term as apply in
fixing the - - -
| MASON CJ: | What are the principles we should apply? |
| MR HORE-LACY: | Well, depending on what approach the Court |
takes, the two - - -
| MASON CJ: | But, you are supposed to be telling us what |
approach the courts take.
| MR HORE-LACY: | There are one of two approaches, with respect. |
A proportional, or the two-step approach, which would
allow, on the objective circumstances, the court to fix
the outer limit of the sentence - - -
| HlT8/5/JH | 17 | 15/3/90 |
| Bugmy |
MASON CJ: | But, are you not taking us back to the principles that should govern, or may perhaps govern, the |
| fixing of the head sentence? | |
| MR HORE-LACY: | Yes, I am. |
MASON CJ: | Well, what we are concerned to know is, what are the principles that should govern the fixing of a |
| minimum term and that will call for consideration of | |
| what is the purpose, the object, of fixing a minimum | |
| term. | |
| MR HORE-LACY: | Yes, well, in our submission, the same principles |
apply to the fixing of the minimum term basically as
would apply to the fixing of a sentence where there is
a fixed period provided for the sentence, where there
is a maximum period proscribed.
| DAWSON J: | But less so, presumably. |
| MR HORE-LACY: | Yes, that is correct, Your Honour. | And, that |
is, in effect, either by the imposition of the traditional factors such as the two aspects of
deterrence·, retribution and rehabilitation. or the
approach that has been suggested in more recent times,
the fixing of a proportionate sentence and the
deduction by way of mitigation for any relevant
factors. But, what we do say is this, that what cannot
be taken into account is an aspect of preventativedetention and what cannot be taken into account is,
in fact, the antecedents except in as much as they may
be relevant using the traditional way of approaching
punishment- in as much as they may be relevent to the
question of general deterrents and special deterrents.
| DAWSON J: | What you really can say about what Mr Justice Brooking |
says, is that he in speaking about the permissible
limit was speaking of the wrong limit. He was speaking of the permissible maximum and he really
should have been talking about the permissible minimum
when he was speaking of a minimum term.
| MR HORE-LACY: | Yes, Your Honour. |
| TOOHEY J: | Are you accepting that as the way in which the |
matter should be approached because it seems to be out
of kilter with what you were putting to us earlier?One of the dangers of accepting invitations from
members of the Bench, I suppose.
| MR HORE-LACY: | I am sorry. | I understood what I was putting |
earlier was this: that whatever approach
Mr Justice Brooking took, he was not allowed to take
an aspect of preventative detention into account as
he did.
| HlT8/6/JH | 18 | 15/3/90 |
| Bugmy |
| TOOHEY J: | But, in the conventional situation, Mr Hore-Lacy, |
a judge decides what will be the head sentence to be
imposed for a particular offence and then decides
what the minimum non-parole period will beand carries out that function in accordance with cases but although in the present case the judge
is essentially doing the second of those two, or
performing the second of those two functions, are
you suggesting it should be performed according to
the principles which would ordinarily govern thefixing of the head sentence?
| MR HORE-LACY: | No, I am not because there are other factors, |
one in particular, which applies to minimum terms
and especially minimum terms for murder and that is
that it provides for the prospect of rehabilitation
and the cases stress that it is by no means automatic
that a person will be released but it gives a
person an opportunity by way of good behaviour to
demonstrate rehabilitation and thereby reduce the
effect of his sentence. But, subject to that- and
what I perhaps should have said more clearly,
subject to those principles it is hard to argue that
with a minimum term there obviously must be some
proportionality between the objective circumstances
of the crime and the term imposed and other aspects
such as remorse which are relevant, perhaps, to special
deterrents and it is difficult to argue that those
sort of principles do not apply as well.
(Continued on page 20)
| HlTS/7/JH | 19 | 15/3/90 |
| Bugmy |
TOOHEY J: Does the fact that there is a mandatory life imprisonment sentence imposed by force of law have any relevance to this exercise which the Court is required to perform?
MR HORE-LACY: Yes, it does, Your Honour. It has extreme
relevance.
TOOHEY J: In what sense? MR HORE-LACY: Because the aspect of danger to the community is eliminated.
TOOHEY J: I am not sure I follow that. MR HORE-LACY: That is no longer a consideration. McHUGH J: What, under the minimum? MR HORE-LACY: No, he has got a life sentence and he will never get out. As Mr Justice Crockett pointed
out, it is most unlikely that he would ever be
released as long as he shows an attitude similar
to the one that he was showing, at least, some
years ago and, indeed, it is most unlikely -
as I said - that he would ever be released.
So, consequently, as I say, the applicant in
this case is in a much worse position than Veen
is now in because, as I understand the law in
New South Wales, Veen is subject to release
at any time. But the applicant in this case
will not be subject to release until 2003. That
is, in fact, his release date. He has got to serve his two years for the other two armed robberies,
which has been taken into account in fixing this
sentence, plus he has got to serve the 114 daysand then, on top of that, the 18½ years.
Basically, our submission is that that is,
compared to other sentences imposed, a whacking
amount. His Honour Mr Justice Crockett, in fact, set out the statistics in his judgment of the minimum life terms and he, in fact -
MASON CJ: But, Mr Hore-Lacy, could I just put this to
you? If you look at POWER's case, at page 629,
if you look at the paragraph that first commences
on that page?
MR HORE-LACY: I am sorry, page? MASON CJ: Page 629. That gives some indication of the
object of fixing a minimum term and it contemplates
the prospect of rehabilitation. In other words, a minimum term is fixed which, in a sense, is
the least term of imprisonment, the appropriate
punishment for the crime could conceivably contemplate.
HlT9 /1 /ND 20 15/3/90 Bugmy Is there any reason why what is stated in that
paragraph is not applicable to fixing a minimum
term in the case of a life sentence?
MR HORE-LACY: No, Your Honour. MASON CJ: Did Mr Justice Brooking give effect to that object in fixing the minimum term in the present
case?
MR HORE-LACY: In our respectful submission, no, because he did not apparently consider that there was
any prospect of rehabilitation at all which,
in our submission, is wrong, especially when
one is dealing with a person who is aged 20 at
the time of the commission of the offence and
when one is looking down the track at least 12
years. He, in fact, really based - I mean, the
whole emphasis in the sentence was on dangerousness
and it was dangerousness that was taken from
VEEN (NO 1), VEEN (NO 2) and DUMAS, according - - -
DAWSON J: How do you go about determining the minimum time that justice requires as opposed to the
other time that justice requires, namely the
head sentence?
MR HORE-LACY: Proportionality would be, in our submission,
probably the preferable way to do it but, for
this particular sentence, there has been really
built up in the court, not a scale but a number
of statistics which the court have looked at
to see what like sentences have been imposed.
For example, on the Stone brothers, I think,
22 years minimum was fixed. They killed a mentally retarded girl after demanding from her, who had
no 0r little or reduced capacity to consent to
sexual acts -·after abusing her in that way they
killed her in the most cruel fashion.
Julian Knight has been sentenced to 28 years,
from memory, that is the hallmark as far as the minimum - I am reminded I was referring to the minimum, a minimum of 28 years. The other
sentences have been between eight and 14.
TOOHEY J: Very often, a judge is trying, by the head sentence, as it w~re, to mark the seriousness of the offence
and, I suppose~ this occurs in manslaughter cases
perhaps more than anywhere else because of the
range of circumstances that can exist and marksout the seriousness of the offence by imposing
a fairly substantial head sentence because somebody
has lost their life as a result of what has happened
but then, having regard to the particular
circumstances - it may be a domestic situation
H1T9/2/ND 21 15/3/90 Bugmy or it could be a whole range of circumstances -
this particular case does not warrant anything
other than a moderate minimum non-parole period
because the person is not likely to offend again,the circumstances were of quite a special nature
which is not likely to be repeated. That is
the sort of situation you see happening almost
every day but I am not sure that it has got much
application here.
MR HORE-LACY: The same factors are relevant, apart from rehabilitation but, yet, a head sentence can
reflect in the example that Your Honour gave.
A head sentence can reflect the retributive aspect
of punishment. In other words, what the punishment is worth, what the crime calls for, but aspects
of rehabilitation, personal considerations applying
to the offender may very well, in that case,
call for - I will not use the word "disproportionate"but a lower than normal minimum sentence.
We are not saying that exactly the same -
we are saying the same principles may apply but they do not have to take effect in the same way because in the normal sentence situation, where
there is a maximum and minimum, different
considerations do apply to the imposing of a
minimum. When I say "different consideration", there are aspects of the punishment which play
a different part and, in our submission, there
is no reason why that should not be the case
in fixing a minimum term on a charge of murder.
As we suggested before, dangerousness may
be an aspect that can be taken into account in
the considering of whether or not, first of all,
a maximum term of life imprisonment is fixed and, alternatively, whether or not, to fix a
minimum term or not. As we said, a discretion
remains open to decline to fix a minimum term. But, once that discretion is exercised and the
learned sentencing judge decided to fix a minimum term - he said he thought it was appropriate -
then, to that extent, in our submission, eitherthe concept of dangerousness was not relevant
or, if relevant, then relevant in a marked lesser
degree.
If I could just take Your Honours to
page 477 of VEEN (NO 2).
TOOHEY J: Could I just ask you this, Mr Hore~Lacy, at the time that the applicant was convicted and
was sentenced to life imprisonment, was there
any machinery available at that time by which
he could be released?
HlT9/3/ND 22 15/3/90 Bugmy MR HORE-LACY: Yes, there was, Your Honour. At that time the release was at the discretion - as I understand
it - of the executive and it was on the recommendation
of the parole board.
TOOHEY J: Without any minimum period being involved, is
that the position?
MR HORE-LACY: That is correct and there had been vastly
varying minimum periods involved. The average, I think, was somewhere - it sort of vacillated
between about 12 and 14 years, the average that
a person stayed in detention that was sentenced
to life imprisonment for murder.
TOOHEY J:
And the parole board, presumably, had some power to recommend to the executive?
MR HORE-LACY: Yes, Your Honour, and, of course, in some cases, people served very very long sentences;
indeed, some people were in there in excess of
30 years. I think in the case of LOWERY and ~ING, their sentence has been well in advance
of what is the average but it was on the recommendation
of the parole board.
TOOHEY J: Thank you. MR HORE-LACY: Just a.part of VEEN (NO 2) to which I wished
to refer was where it said:
There are two subsidiary principles
which should be mentioned. The first is that the antecedent criminal history of
an offender is a factor which may be taken
into account in determining the sentence
to.be imposed. but it cannot be given such
weight as to lead to the imposition of a
penalty which is disproportionate to the
gravity of the instant offence ..... The antecedent
crimirial history is:rel~vanti however, to
show whether the instant offence is an uncharacteristic aberration or whether the
offender has manifested in his commissionof the instant offence a continuing attitude
of disobedience of the law. In the latter case, retribution, deterrence and protection
of society may all indicate that a more
severe penalty is warranted. It is legitimate
to take account of the antecedent criminal
history when it illuminates the more
culpability of the offender in the instant
case, or shows his dangerous propensity
or shows a need to impose condign punishment
to deter the offender and the other offenders
from committing further offences of a like
kind.
HlT9/4/ND 23 15/3/90 Bugmy It is that passage, in our submission, principally
which can lead to courts in imposing sentences
overall if it is taken as a general proposition
to impose a separate and distinct aspect under
the heading of protection of society. And that is what, in our submission, has happened in this
particular case as evidenced by the words of the
learned sentencing judge.
Indeed, in the case of YOUNG, to which
Your Honours have been referred.- - -
TOOHEY J: Is that in the book?
MR HORE-LACY: Yes, that is in the book. It is towards
the end, it is YOUNG DICKENSEN AND WEST. It
was an example of how what has been said can
be misunderstood and used as a general proposition.
First of all I would refer Your Honours to , page 11 of that judgment, at the top of page 11
where - in fact, I should go to the bottom of
page 10:
It is worth drawing attention to that
quotation to the words "appropriate
proportionate" for there has been some tendency
to suggest that an appropriate sentencemust be less than a proportionate sentence
and can never be more. Such suggestions tend to become no more than words, but we
do not thereby mean to suggest that a sentence
should be more than what is "proportionate
to the gravity of the offence" "unless,
perhaps, the applicant's history warrants some departure from the pr;inciple. 11
With respect, that proposition was never said
in VEEN. In fact, what was said was fairly similar to that in VEEN (NO 1) but there was not a
suggestion that if some aspect of the applicant's
history was present then a sentence which was,
in fact, more than what was proportionate could be imposed. The relevant part of the sentence is towards the end of the judgment of
Mr Justice Jacobs, at page 490, where His Honour
says:
I do not think that the applicant's history
is such that any punishment should be
awarded which is not strictly proportionate
to the gravity of the offence.
In light of .what else has been said, His Honour
can only be suggesting that in some circumstances
a lesser sentence can be imposed than is proportionate.
At page 12 of the judgment in YOUNG's case, the
Full Court of Victoria said:
HlT9/5/ND 24 15/3/90 Bugmy The judgment of the majority in
VEEN (NO' 2) also contains the following
passage which emphasizes, for instance, that
an offender's antecedent criminal history
may well be relevant to the assessment of the appropriate penalty and not merely to
a claim for leniency. The passage in the
judgment of -
the majority -
reads:
"The antecedent criminal history is relevant,
however, to show whether the instant offence
is an uncharacteristic aberration~
and there it sets out the very words that are
referred to in section 477.and, in our submission,
that is an indication of how the words set out
therein have been taken as being a general
proposition and, as I said, in our submission,
they can really only apply to the question of
whether or not a life sentence is imposed in
a case of diminished responsibility or the like.
I think, to answer the question that was
asked some time ago by the learned Chief Justice
about the special leave point, the special leave
point is this: whether or not what is set out
in that part of the judgment of VEEN (NO 2) is
of general application in the question of sentencingor whether or not it is confined to its own
peculia~ circumstances. And, our submission, of course, is that it is confined to its own
peculiar circumstances. To just summarize, it
is, at best, a consideration that can be taken
into account in deciding in this case .·, whether
a life sentence is imposed as a head sentence
but it cannot be taken into account in assessing
a minimum term which is applicable to the applicant.
Indeed, that is really set out in ·paragraph ·10 of the outline·of submissions.
TOOHEY J: Mr Hore-Lacy, I take it that we get no guidance
from the statute itself?
MR HORE-LACY: No, there is no guidance - - - TOOHEY J: Certainly there is nothing in section 18A that
appears to operate as a guide but I wondered
whether there is anything else to be found inthe Act or elsewhere?
MR HORE-LACY: No, there is the case of IDDON which is
H1T9/6/ND 25 15/3/90 Bugmy McHUGH J: What about section 17, it gives you some guide,
does it not, subsection (1)? It shows you at least what the object - ..... might be eligible to be released on parole.
MR HORE-LACY: Would Your Honours just excuse me, we have a
photostat copy of section 18 but not section 17.
DAWSON J: Section 17 of the Act is in the back of the
materials you handed up.
MR HORE-LACY: That section appears to allow the court to fix a minimum term and if it is not a term
of imprisonment for that person's natural life, to
fix a minimum sentence:
that is at least six months less than the
term of the sentence during which the offendershall not be eligible to be released on
parole.
Is that the sentence that Your Honour - that
section?
McHUGH J: Yes. TOOHEY J: That section has been amended, it needs to be
taken into account,·that 1986 amendment,
Mr Hore-Lacy.
(Continued on page 27)
HlT9/7/ND 26 15/3/90 Bugmy
MR HORE-LACY (continuing) I am sorry, Your Honour, the only section that we have here is the section that
provides - section 17(1):
Subject to sub-section (2), where any person is convicted by a court of any offence and
sentenced to be imprisoned then, if the term
imposed is not less than two years - - -
TOOHEY J: Could I just interrupt you? The 1986 amendment introduces into subsection (1) after the words "imposed is" the words "for the term of that person's natural life or is for a term of". In
other words, subsection (1), as I read it, is
applicable now to cases of life imprisonment or for
a term in excess of two years.MR HORE-LACY: Yes, Your Honour. Yes,I see that Your Honour. TOOHEY J: Perhaps the only significance of it is that - it
is rather stating the obvious - it is designed to ensure that, or to provide that a term can
be fixed below which the offenders shall not be
eligible to be released on parole which, perhaps,takes you back to the power situation.
MR HORE-LACY~ Yes. If I could attempt to pick up the submission, most of which have been covered in answer to
questions - - -
McHUGH J: But if you come down to what the judge did in
this case, he took into account his previous
convictions on the basis thatit evidenced dangerous propensity and he took the view that there was a
great danger he would reoffend. Now what was the error in taking account of those two matters?
MR HORE-LACY: Well, we say that those factors can only apply
in the determination as to whether or not he fixes
a head sentence of life imprisonment.
McHUGH J: But surely_ in determining the minimum period a person must serve before being released on parole, it is legitimate to take into account the danger in reoffending_ when you have already dealt with - you have already got a head sentence? MR HORE-LACY: Well, with respect, we say no because the
dangerousness is a concept which has been really
introduced by VEEN or, if not introduced by VEEN,
then authorized by VEEN. But our central submission is that VEEN must be seen in the context of a court
which is deciding whether or not a life sentence is
appropriate where it is provided for; where the
offender is dangerous, has committed a serious offence
HlTl0/1/JL 27 15/3/90 Bugmy and is likely to commit similar further offences.
We say that that is a relevant consideration in
applying the head sentence but that having
been done then the community is secured, is
protected,because - - -
McHUGH J: I would have thought in a case of a person who has been given a life sentence for murder the paramount
consideration in determining whether he should be
eligible to be released on parole is the nature of
the danger he will pose to the community if he isreleased on parole.
MR HORE-LACY: Ye .. , Yes,! would agree with that, with respect. McHUGH J: Well, the learned judge took that into consideration.
MR HORE-LACY: But that is a consideration for the parole board I thought Your Honour said - - -
McHUGH J: No, no, no, surely it is a matter for the trial
judge to determine in fixing this minimum sentence.
MR HORE-LACY: Well, in as much as it may relate to deterrents
and other aspects that can be taken into account but our submission is that it is not relevant in fixing the minimum sentence because~ I mean, for a number of reasons, but first of all the aspect of the protection
of society has been secured in imposing the sentence
of life imprisonment and as His HonourMr Justice Crockett pointed out,it is most unlikely that the parole board will ever let him out whilst he
is considered a danger.
Further, all you are doing is or all His Honour
is doing is warehousing for a period of time and imposing
a protection, or preventative detention, which is,
in our submission, not permissible.
McHUGH J: But it would have been open to the legislature to
say, "Well, the judiciary has imposed a sentence.
However, we will institute a system, by executive discretion or parole board examination, a person can be let out whenever the parole board or the
executive think he ought to be released on parole.But you cannot and this section has been brought in so that the judiciary can fix the minimum period before a person can be released on parole, even if everybody is unanimously of the view that he poses no
danger to society and he is completely rehabilitated and you could let him loose in any company anywhere in a State, still the minimum period has got to be
fixed.
MR HORE-LACY: Yes, that is correct,Your Honour. Well, the
first situation was the situation that applied
HlTl0/2/JL 28 15/3/90 Bugmy before the amendment, where a person was subject
to the discretion of the executive as exercised
through the parole board, but it was thought that
to give some sort of certainty - not certainty - but to give some indication to a prisoner of how long heis required to serve before he can apply for parole, then this
section was implemented.
But, with respect, that does not mean- and I know Your Honour is not suggesting this, but that does not
mean to say that a proper consideration in imposing
that minimum term is the danger that a person poses
to the community.
TOOHEY J: It is not just the danger that the person poses to
to the community but the danger the person poses now, or may represent to the community, perhaps, in the next four or five years. There is a real sense in which that sort of consideration might play
a more significant part in fixing the minimum
non-parole period than in fixing the head sentence
because it is impossible,in most cases, to say what
the person's likelihood of reoffending is going to
be in 10, 15 or 20 years time.
MR HORE-LACY: | Yes, but that, with respect, has another side to it and that is any sentence imposed is going to | |
| be a long sentence anyway and we would agree, with | ||
| respect, that it is impossible to say what a person | ||
| is going to be like in 10 or 15 years time, therefore, | ||
| if it is appropriate to have this sort of preventative | ||
| detention or - detention because a person is dangerous, | ||
| if it is appropriate, then it should only be appropriate | ||
| to the smaller type of sentence because, as dismal | ||
| as this applicant's outlook may be at the moment or - | ||
| not at the moment at the time he was sentenced - I mean | ||
| he is looking at some 10, 12, 14 years, in any event, | ||
| and one possibly cannot, with respect, with all the | ||
| foresight and even taking into account the unfortunate | ||
| background and the institutionalization and all the | ||
| with any certainty, that he is absolutely irredeemable. | ||
| ||
| TOOHEY J: | Well, I can understand an argument that perhaps went along these lines, that given the youth of the | |
| applicant and his background and a whole number of | ||
| other considerations, 18 years is an excessive period | ||
| during which to remove from any consideration by the | ||
| ||
| that that argument of itself can carry the day but I | ||
| can see the force of that argument but you appear to want to, as it were, eliminate the number of the | ||
| considerations that one might expect to take into | ||
| account in approaching it that way and, as it were, equate this situation with the fixing of a head | ||
| sentence. |
| HlTl0/3/JL | 29 | 15/3/90 |
| Bugmy |
MR HORE-LACY: Yes, well if we are doing that I would like to correct that. They are matters to be taken into
account and they are matters to be taken into
account in the fixing of a proper sentence and we
do not -
McHUGH J: But what about minimun sentence that is what we are taliking about? MR HORE-LACY: Well, yes,feeling- yes,in fixing a proper
minimum. There are matters set out at the end
of the submi$ions which deal with matters such
as those. At the moment we are dealing with thematters in the context of special leave -
MASONCJ: Well, you want to be aware of invitations given
to you from the Bench, but that is a real problem.
If you are going to put the case that way would you
be able to attract a grant of special leave?
MR HORE-LACY: I am sorry,if I am going to put the case the way that Mr Justice Toohey outlined?
MASON_~CJ: Yes. MR HORE-LACY: Well, I would like to say yes.
MASON CJ: But how do you get a matter of fundamental principle
out of it that would attract our jurisdiction?
MR HORE-LACY: Well, that might be so, Your Honour. The matter of fundamental principle is whether or not concepts
of dangerousness as set out in VEEN or propensity are
matters that -
MASON CJ: But you are. adverting now to the initial way you ·;v-ere putting the case.
MR HORE-LACY: For the special leave point. If that
is a special leave point - - -
MASON CJ: But the special leave point has to be related to the challenge that you are making to the instant
decision.
MR HORE-LACY: Yes. TOOHEYJ: :J_fyou could show that the primary judge, the sentencing
judge, fundamentally misconceived the task which he
had to perform in fixing this minimum sentence,
then you would be a long way on the road to arguing
a case for special leave, but I do not really understand
you to have put your. argument in that way.
MR HORE-LACY: Yes I wonder if the Court could grant an indulgence of a very short time,
HlTl0/4/JL 30 15/3/90 Bugmy MASON CJ: Very well.
MR HORE-LACY: Yes, thank you, Your Honour. AT 3.17 PM SHORT ADJOURNMENT
HlTl0/5/JL 31 15/3/90 Bugmy UPON RESUMING AT 3.40 PM:
MASON CJ: Yes, Mr Hore-Lacy?
'MR HORE-LACY: Yes, I am grateful to that, Your Honour. The submission is that what His Honour has done is
introduced an aspect of preventative detention
which is specifically forbidden by the High Court
in VEEN - - -
McHUGH J: Is that right? Perhaps preventative detention ought to be taken into account in fixing a minimum
sentence when a person is being sentenced to lifeimprisonment.
'MR HORE-LACY: In our submission, it should not be. It is
not an aspect of sentencing, preventative detention, which has been set out in subsequent High Court cases so -
McHUGH J: That is in terms of fixing a head sentence.but upon
the hypothesis that somebody has been sentenced
to imprisonment for the rest of his life and the
question then arises when he should be allowed to
get out on parole, why should you not take intoaccount preventative detention at that stage?
'MR HORE-LACY: There are two aspects of a sentence; there is the head sentence and there is the minimum term
and, with respect, the same principles are applicable,
they do not apply the same way to both, and thepreventative detention cannot be used to apply to
a minimum term in any circumstances, with respect,
according to the law and for good sense,
because a minimum term does not mean - is not an
order that the applicant will be released on that
day. A minimum term, all it is, is a term, a time
which is fixed before which the applicant will not
be eligible for parole. He can be brought back at
any time as explained by - if he is released on parole - Mr Justice Crockett in the dissenting
judgment. But, basically, it is not an aspect of sentencing and it is not an aspect - and I appreciate
the fixing of a minimum term is different to imposing
a sentence but it is not an aspect which has been taken
into account or should be taken into account.
In fact, in our submission, there is more reason
why it should not be taken into account in fixing a
minimum term than there is in . fixing a maximum
term; for that very reason, that it is not a
sentence of imprisonment.
McHUGH J: Supposing you had a case where somebody was sentenced
to life imprisonment for murder and a judge forms the
HlTll/1/PLC 32 15/3/90 Bugmy view that this person is a danger to society now
and always will be - almost certainly always will
be. Now, why is he not entitled to say, "Well,
a minimum period, I think, before we can take a
risk on this man is 25 years because he's a real
danger to society" or "likely to be a danger to
society during the next 25 years"?
MR HORE-LACY: First of all, if he comes to that conclusion, that may be a reason why he declines to fix a minimum term but once having decided to fix a
minimum term then it should not be a relevant matter.
If he is of that view - - -
McHUGH'.J: Well, if he thinks he will always be a danger to
society, then he would not fix a minimum term but
supposing he thinks, "Well, it will be 25 years
before this man can be safely let out." Why
should .....
MR HORE-LACY: With respect, there is really no basis, even theoretically, upon which a sentencing court could
project that far into the future, and one of thesubmissions in the outline is that the longer the
sentence the more the dangerous aspect of an
applicant loses relevance because of the inabilityto project with absolutely certainty that a person
will be a danger. I mean, it might be - - -
McHUGH J: Yes, well, that is a criticism against this present
system but the co!Illllunity wants the judges to determine
the minimum period a person should serve and not the
Executive Government and in that context the judges
have got to do the best they can.
MR HORE-LACY: Yes, but that is not the same as a sentence. A real problem can be if the courts are faced with somebody who is a danger to the co!IllllUnity and
charged with an offence that does not provide for a
life sentence, in which case they cannot do any more
than sentence to a determinate period. But when
fixing a minimum term judges are not even responsible - if there is a head sentence of life, the judges cannot really be responsible for ever having a
prisoner or an offender released because that is the
responsibility of other authorities. All the
sentencing judge is doing is saying, "You will not
be released before this date."
McHUGH J:
But is this really a call to go back to PORTOLESI and the New South Wales cases that were overruled by POWER?
MR HORE-LACY: I am sorry, I did not hear the question, Your Honour.
McHUGH J: You seem to_ be suggesting that we do something contrary to POWER. HlTll/2/PLC 33 15/3/90 Bugmy MR HORE-LACY: Yes. Well, I am aware of those - no, as I
understand the cases that were overruled, they
virtually provided that a minimum term had
little punitive aspect at all or, in fact, that
there should be no minimum term. It should be for the executive to decide. But I am not suggesting
that at all, Your Honour, except in the context of
a person - if, for example, His Honour, in this
case, believed that the applicant, because of a properly
proved mental condition was a dangerous, say, homicidal psychopath, who would never ever be
safe in the community, then he would be expected to decline to exercise a discretion and
impose a minimum term. But once having decided
to impose one then, in our submission, a
preventative detention, even if it may be impossible
to impose an aspect thereof in other sentences,you cannot do it with a minimum term or it is not
allowed as well. Not only that, but it would be
out of kilter.- the term "imposed" is so far out of kilter with other sentences that that, in our
submission, manifests an error in itself.
McHUGH J: But that may be the point, may it not, in this class of case, that there is no meaningful comparison with
other sentences. When you are dealing with peoplewho have been sentenced to. life imprisonment, you have got
to concentrate on the individual. No doubt, you have got to take into account the retributive aspect of the case but apart from that the question as to whether or not the person can be safely let out into the community is the dominant feature, is it not? MR HORE-LACY: With respect, no. If it was a shorter sentence
it might be but not in this particular case in any
event because there is no basis - even
though His Honour was entitled to take a view that
the future looked very glum, there is no basis upon
which he could say that this offender is never going
to be rehabilitated. As I said before, if there was
a proper basis of saying that, then it may have been
open to him to decline to fix a minimum term in which case he would be eligible for parole at
any time but what His Honour has done is, in fact,
he has stated that he did not think it was
appropriate that he decline to fix a minimum term
and he gave, in our submission, what is an excessive
sentence or an excessive period of time before which
he is eligible for parole.
Even if there is no parole board, even if
it was automatic that he be released after that
time, all he is doing by that is warehousing the
applicant for a number of years, say, between
12 and 18, and as we submitted before it loses
relevance the longer the sentence. The longer the sentence that has to be done, the concept of
dangerousness loses relevance.
HlTll/3/PLC 34 15/3/90 Bugmy We also say that there is no basis upon which His Honour could say - certainly, I think,
Mr Justice Marks - that he was incorrigible and
irredeemable. There is no basis to say that as
there was no basis to say that - yes, that
appears at page 109 of the application book in
the judgment where His Honour states this -
Mr Justice Crockett first of all made mention
of it when he said:
The applicant was properly regarded as
irredeemable or incorrigible.
But His Honour went on to say that he would not
say that he was totally without any chance of
redemption, I think. That was Mr Justice Fullagar
who said that at page 109:
The applicant was properly regarded as
irredeemable or incorrigible.
In relation to that, Mr Justice Crockett said:
However, the applicant appears, at
least to this time, to be irredeemable.
Now, I would commend that to the Court. It is
impossible, in the absence of compelling medical
evidence or some evidence of some mental defect
which would make the applicant psychopathic,
for example, it really is impossible to say that
he is irredeemable, bearing in mind that these
offences were committed when he was 20 and, I think,the robberies were committed when he was aged 19.
Mr Justice Crockett goes on to say:
That conclusion follows not only from his
behaviour before the commission of the
offence, but particularly from his
behaviour and attitude subsequently.
He is quite without contrition, as perhaps the pitiless nature of the attack on the victim would lead one to expect. He has been unsusceptible to any attempt at
rehabilitation. He requires close confinement in order to curb his undisciplined and
rebellious behaviour. Doubtless his
personality and behaviour trends have been
shaped largely, if not entirely, by a
lifetime of deprivation and disadvantage
in a racial context. It was said by counsel, and doubtless with a good deal of truth,
that he has been brutalised by institutional
living from the age of three.
HlTll/4/PLC 35 15/3/90 Bugmy However, it cannot be assumed that he
will be locked up for ever. He is only 27 years. This the Judge recognised. In
fixing a minimum term the Court is doing
just that. The punishment imposed has
always been, and will remain, one ofimprisonment for life. This means that he
will always remain subject to detention.
If paroled, and then guilty of a breach of
that parole, he can always be reclaimed.In practical terms, the fixing of a minimum
term is no more than stating the date after
which the Parole Board may grant parole.
Conunutation of the term of life imprisonment
is no longer a realistic possibility. So to the day he dies he can be called upon to
suffer incarceration. If at the expiry of
whatever minimum term was fixed the applicant's
no prospect of being paroled.attitude and behaviour were as they now are,
Now, it is in context of that - what was said
by Mr Justice Crockett that we would support and
we would say, as a matter of conunon sense, hereally would never be paroled unless it was
demonstrated, especially with his background and
in view of the nature of the offence, unless he
showed signs of rehabilitation.
His Honour goes on to say:
On the other hand, no one can say that the stage
might not be reached when the expert advice of
Corrections Department authorities will be
that the applicant is suitable for an attempt
at parole, even though at present that day
may appear far distant.
And then His Honour makes a conunent concerning
the counter-productive nature of the sentence
imposed:
It is for this reason that it seems to me to be inappropriate, and possibly
counter-productive, to a prisoner's possible
rehabilitation, and so to the conununity
interest, if an inordinately long period,
every day of which must be served, is fixed
as a non-parole period. This, of course,
is not to say that in fixing a minimum
term the elements of deterrence and
retribution are to be disregarded.
And then His Honour -
MASON CJ: Mr Hore-Lacy, we have read the judgments.
HlTll/5/PLC 36 15/3/90 Bugmy
MR HORE-LACY:
Yes. Well, I am not about to cite any other matters except just one other comment of
His Honour Mr Justice Fullagar who said - and this is at page 110: it must also be appreciated that the
increasing use of violence in the community
and the incidence of homicide are so great
that a severe approach to crimes of this
kind may well have become required.
I submit this, Your Honours: there is no evidence
that, in fact there is an increase in use of
violence in the context of murder and there is no
basis upon which, with respect, His Honour couldcome to that conclusion.
As far as the offence itself is concerned,
and the objective circumstances surrounding the
offence: in our submission, it is -bearing in mind
that all murders, of course, are serious matters
but there is nothing really spectacular as far as
the surrounding circumstances are concerned. It
was a murder which involved a young man who, like
Veen and like other Aboriginal people who had been
fostered out at a very young age to white parents,
had a - and I think the words that were used were
"brutalized by institutional life" and it was a
judgment or a fixing of a non-parole period which
involved a person who, as I say,was only ·20 years at
the time.
The murder was notpremeditated. It was a spur
of the moment thing. The motive was robbery. A
| PLC | total of $5 was taken. As I say, I am not - - - |
| McHUGH J: | Well, it was to some extent, was it not? I mean he was laying in wait for someone to come along. ' |
| MK-HORE-LACY: | Well, I thou9ht he went looking for somebody, |
Your Honour, but either way it was premeditated
~o a certain extent - I am not saying it happened in the spur of the moment but when I say it was not
premeditated, I am saying the premeditation was
in the vicinity of, say, 10 minutes or perhaps
even half an - - -
| McHUGH J: | He took an iron bar along with him. |
| MR HORE-LACY: | No, he did not, Your Honour. |
| McHUGH J: | Did he not? |
| MR HORE-LACY: | He found the iron bar. |
| HlTll/6 / JH | 37 |
| Bugmy · | 15/3/90 |
| MASON CJ: | But, he lay in wait, did he not, for some time: |
behind a tree ..... armed with a long
metal pipe -
that appears at page 31.
| MR HORE-LACY: | Yes, I see the reference. All I am saying, Your I-bnour, |
it was a mtter of - I mean, if I said ha-lf an hour, I do not
know exactly the time sequence but it was
precipitated by his not having any money to get into
a hotel or a hotel discotheque on that very, ni~ht
and he went and, as I said, I was never suggesting
that there was not a certain amount of premeditation.
But, what I did say, he picked up the iron bar,
I a.m confident in the vicinity of the bowling club.
| McHUGH J: | Yes, he said that he wanted to: |
roll someone ..... bash em and take
the money -
and then he:
found an iron bar and then I went up
to the gardens -
that is in his record of interview at page 82.
| MR HORE-LACY: | Yes, that is correct. What I am just suggesting |
is this, Your Honours, that as I have said before,
there was no aspect of sadism, in our submission,
in the attack. I know there were 17 blows - - -
| TOOHEY J: | That is a fairly dubious proposition, I would have |
thought, Mr Hore-Lacy.
| McHUGH J: | Yes, I thought Mr Justice Crockett, himself, said |
it was sadistic. He did, at page 105, about half-way through. He said it:
might properly be described as sadistic, sadism being a characteristic that earlier
incidents of violence suggest was one for
which the applicant had a propensity.
| MR HORE-LACY: | Yes, well, His Honour qualified that, with |
respect:
It was contended that the killing in a
frenzy, such as occurred in this case, by a
perpetrator who has ingested alcohol and
drugs is a classical manifestation of a
purposeless and irrational attack by one who
is acting in the course of an unbridled frenzy.
It was contended that, in fact, the applicant's
conduct should be interpreted as revealing
| HlTll/7/JH | 38 | 15/3/90 |
| Bugmy |
preparations for robbery, but not for
murder and, accordingly, the killing should
be treated as having been an unpremeditated
act, and that viewed as the product of an
alcohol and drug-induced frenzy, it was an
unremarkable murder.
| TOOHEY J: | But, that is not the judge expressing his views. |
He is simply echoing submissions that were put to him.
| MR HORE-LACY: | Yes, I appreciate that but His Honour does go on |
to say that it was - well he did not use the words
"unremarkable" or "not remarkable" but he does go onto say this, after saying:
He is quite without contrition, as perhaps
the pitiless nature of the attack on the victim
would lead one to expect.
| TOOHEY J: | I must say, I do not think dwelling on the |
circumstances of the killing really assists the
application. The case as so far presented has dealt with some principles that ought to be applied.
| MR HORE-LACY: | Yes, well whilst I am on the page, in relation |
to the sentence imposed at page 107, His Honour said:
The information with which the Court has
been provided discloses that there have been
seventy-eight minimum term applications made,
in respect of each of which a minimum term was,
in fact, fixed. Of those seventy-eight cases, a minimum term of fourteen years was fixed in nine and, with two exceptions, all the other applications resulted in terms of
less than fourteen years. The first exception was one in which the minimum term
of sixteen years was fixed and that was a case of double murder; the other is a case in which a minimum term of seventeen years was fixed
and that was a case of triple murder.
The present term, after taking into
account pre-sentence detention for which the
Judge made an allowance, is to be treated as one of nineteen years (and is one which has
to be served immediately upon serving two
years for other offences). The Court cannot be subject to the tyranny of statistics.
However, they are of real assistance, in my
view, in providing a guide as to what are
the limits of discretion.
I was not meant to be putting the matter down to the
bottom end of seriousness of offences. Periods of
imprisonment as low as eight years have been imposed
| HlTll/8/JH | 39 | 15/3/90 |
| Bugmy |
in certain circumstances, usually in domestic
circumstances. I am not putting it in the lowest category but what I am saying, it is by no means the
worst and, in our submission, although I should
perhaps take the hint, the fact that there was
drugs and alcohol involved -although accepting that
those factors are not in themselves a mitigation -
that in the case of a young Aboriginal person with a
background that he had, they can be used as a
mitigation because that is a manifestation or, as
a result that the Court could conclude of, in fact,his background.
(Continued on page 41)
| HlTll/9/JH | 40 | 15/3/90 |
| Bugmy |
MR HORE-LACY (continuing): Your Honours will recall - I do not wish to go into all the circumstances but
the witness Mol~y Dyer gave evidence that 90 cent
~ent of cases where Aboriginal people had been
adopted out to white foster parents, in 90 per cent
of cases they had broken down and the children were
then institutionalized.
TOOHEY J: But this is an argument to the Court of Criminal Appeal, is it not?
MR HORE-LACY: I am sorry, Your Honour? TOOHEY J: This is an argument that might well be addressed and no doubt was addressed to the Court of Criminal
Appeal.
MR HORE-LACY: Yes: TOOHEY J: Does it really go in support of the special leave proposition?
MR HORE-LACY: No, it does not go in support of the special leave proposition at all, Your Honour.
MASON CJ: You have pretty well exhausted it, have you not, Mr Hore-Lacy?
MR HORE-LACY:
What I have not said is really set out in the submissions, Your Honours, and the authorities are
also set out. It really is - just on the question of the manifestly excessive nature of the sentence,
in our submission, it is out of proportion and,
with the greatest of respect to the learned majority,it is a long way out of proportion to other minimum
terms that have been set. The particular grounds of appeal were that His Honour failed to take into account personal circumstances to such an exten~
they have been set out in the submissions and unlessthere is any other matter that the Court wishes us to address on, they are the submissions.
MASON CJ: Thank you. Yes, Mr Flanagan. MR FLANAGAN: May it please the Court. Olir initial submission on the special leave point, Your Honours, is that
there is no fundamental violation of the principles
which govern the exercise of judicial discretion
being shown to this Court. We would submit on the merits that the minimum term fixed was within the
permissible discretion of the trial judge and noerror has been shown in the exercise of that
discretion.
We place emphasis on the fact that this is not
an appeal as against a sentence or a review of
another court's review of a sentence. This is not
a matter relating to the imposition of a head sentence.
HlT12/l/HS 41 HORE-LACY 15/3/90 Bugmy It relates to the exercise of the learned sentencing judge's undoubted discretion to fix a minimum sentence and we would submit that the
principles which relate to the fixing of the head
sentence are not necessartly the same as those which
apply to the fixation of a minimum sentence.
McHUGH J: That is one thing that worries me about the judgment, that the learned trial judge seemed to approach the
case on the basis that somehow they were, that
there was a two-tier approach required.
MR FLANAGAN: Well, with respect, we would say that the learned judge has not proceeded on that way, Your Honour,
on a two-tier basis.
McHUGH J: Well, he could not in the circumstances in this case, but he seemed as though he thought that he had to
determine what was the sentence in this case.
MR FLANAGAN:
Your Honour, he clearly was aware of the fact that he was fixing a minimum sentence to start with
and, indeed, at page 101 of the appeal book he says towards the foot of the page: Full weight must be given to the
applicant's relative youth and his
highly deprived and tragic background.
I have taken into account everything said
in his favour but I must give weight to
the wanton and vicious nature of the
fatal attack and of its two forerunnersseven months before and to the need to
protect the community against similar
attacks in the future. It would be
wrong to refuse to fix a minimum term
but the term fixed must be a very
long one.
So, firstly, he is well aware of the fact that he is
talking about minimums and he is exercising his
discretion .to fix one, rather than to decline to fix one and, when he gets on to the next page, he shows, with respect, that he is conscious of all the authorities that relate to sentencing principles and the sort of problems that are posed, as he says, in cases like VEEN (NO 1), VEEN (NO 2), DUMAS and he goes o~ to say that he has refreshed his memory: of all the cases of which I am aware
in which either single judges or the
Court of Criminal Appeal have been
concerned with minimum terms following
upon a conviction of murder. I am
conscious that the minimum term which
I am about to fix will be said to be,
and plainly is, a very long one when
regard is had to what the statistics
H1Tl2/2/HS 42 15/3/90 Bugmy and the individual cases show.
I am fully conscious of the fact that,
as a term to be served in full without
remissions, it is a very long term.In my desire to protect the community,
I have gone to what I regard as the
permissible limit of what is appropriate
to the crime on the footing that the
term proposed is -
and the emphasis is on this -
in all the circumstances, appropriate
and not disproportionate.
Now, our submission is what he is saying there,
in all the circumstances of the case, what is
appropriate to the circumstances of the offence and
the offender because they are the very things that
he took into account on the page before.
McHUGH J: I appreciate that but I cannot help but think that the approach to this question of minimum sentence
is altogether different from the approach to a
sentencing problem.
MR FLANAGAN: We would agree with that, Your Honour, but we would say, nevertheless - - -
McHUGH J: Well, how do you go about it? MR FLANAGAN: What we do at this table, Your Honour, is to refer to what this Court said in the past about it
and the one thing that we do know that they have said
is that when you are fixing a minimum there is a
policy behind having an opportunity, or the qccused
having an opportunity to fix a minimum and in POWER's
case, as it says, in truth it is but one sentence,
that imposed by the trial judge which cannot be
altered by parolling authority, and it says there
that the legislative intention to be gathered from
the terms of the particular Act in that case, which is quite plainly the same in this particular case,
because it is to afford the accused the opportunity
of rehabilitation in the future at such a time as
other authorities other than the court might deem
it appropriate, and they go on to say, '~to provide
for mitigation of the punishment of the prisonerin favour of his rehabilitation through conditional
freedom, when appropriate, once the prisoner has
served the minimum time that a judge determines
justice requires that he must serve having regard to
all the circumstances of his offence".
McHUGH J: How does the judge decide what justice requires, given the hypothesis that you have a head sentence
which has taken into account all those factors?
H1Tl2/3/HS 43 15/3/90 Bugmy
DAWSON J: Which justice requires. McHUGH J: Which justice requires, yes. MR FLANAGAN: Well, Your Honour, we hear from time to time, in discussion of all these principles, some people say, "Well, you take all the principles that apply to sentencing, in fixing the head sentence, and you
do the same again in relation to the minimums"
and thereby giving him the advantage twice, as. it were,
or the disadvantage, as the case might be. We would not submit that. We are not saying that that is the situation at all.
We say that the fixation of a minimum is, after all - the sentence has been imposed and the
sentence in this case is mandatory life imprisonment
and he is subject to that until the day he dies and,
in this particular instance, all that the court had
a permissible discretion to do was to fix a time
before which he is not to be eligible for parole.
In other words, it concerns itself not at all with
any considerations as to whether he is likely to be
fit to be parolled at that time, or not, or what
the policy of the government or parole boards, or
anybody else might be at that time, but merely, having
regard to the circumstances of the offence and the
offender, what is the minimum time that, as it
were, the community requires a person to be
incarcerated before he can have that consideration,
whatever it might be, and whether it is to be granted
or not at the relevant time.
It is merely a fixation of a minimum period of
time and it is our submission that in doing that
His Honour was very well appraised of the very essenceof that sort of exercise when he went to questions of danger to the public because, clearly, if there is to
be any consideration in working out what is a proper
principle to apply to fixation of a minimum, the prospective danger to the public, the very
reason that the man is in gaol in the first place, a la the head sentence, must be relevant and we
would submit, if not paramount in the fixation of
a minimum, certainly a matter to which considerable
importance must be attached and we would put it further
that if it is not to be regarded by the judge who
has the discretion to fix the minimum as the
paramount consideration, it is certainly relevant
as the very minimum and the greater the danger the
greater the importance to be attached to it, thevalue to be attached to it.
GAUDRON J: But Mr Flanagan, that is precisely the consideration that is going to be made by the parole board when
the day comes, when the day fixed for non-parole
H1Tl2/4/HS 44 15/3/90 Bugmy consideration comes. It is going to be
considered in the context of a then present
situation.
MR FLANAGAN: I concede that. GAUDR0N J: Why would you say the Court must, by way of guessing, give it such important weight at that
time, when it is known that at a later time somebody
will be in a position to address precisely that
issue in a then current context?
MR FLANAGAN:
But they may not be addressing at that time, with respect, Your Honour, precisely that issue
alone. There may be many other considerations that will undoubtedly enter into it and the fact that they are doing it and exercising their undoubted jurisdiction or discretion, as you might call it, to do it then
does not detract at all from the proposition thatwe put, with respect, that the sentencing judge can only deal with the person as the person is in front
of him. Now, this, in fact, in this case, was
the original sentencing judge. Now, that may merely
have been fortuitoui. He may have died or it may have been many years before, but he was the original
sentencing judge and, as the Full Court has
observed, not only in this but in other cases dealing
with these very sorts of appeals, they say that itwould be unrealistic - ANAS' s case is orre of them .that we have cited in the authorities - it would be unrealistic of the court not to take into
account how the person has conducted himself orbehaved himself whilst incarcerated between the date the mandatory life sentence, in this case, was imposed and the date upon which it falls to be the unhappy lot of the now sentencing judge to fix the minimum sentence. Equally it is unrealistic not to take into
account what that reveals in terms of the future
and we would submit to this Court it would be totally
unrealistic not to take those matters into account. Indeed, when this case was conducted before the
Full Court, not by learned counsel for the applicant
on this occasion, if the Court looks to page 110 of the appeal book, the second paragraph from the top:
It was conceded on his behalf that the
applicant's antecedents and the nature
of the crime are such as to have
permitted the learned Judge to
entertain the view that the applicant
was,and remains, dangerous and that
protection of other members of the
community was a very necessary
consideration and one which he was
obliged to bear in mind in fixing a
minimum sentence.
H1Tl2/5/HS 45 15/3/90 Bugmy That was conceded before the Court of Criminal
Appeal, and then the judge goes on to say what he
makes of that concession. So that we would put it that the argument in so far as this aspect of the case is concerned, addressed by my learned friend to this Court today, is totally contrary to what
was presented to the Court of Criminal Appeal
where the concession was made, and we would sayproperly and responsibly made, that potential danger
to the public by sheer logic and common sense mustplay some part in the fixation of a minimum.
If the section does not go on to lay down
particular criteria to which the judge should direct
his attention, then one takes the view, of necessity,
I would submit to the Court, that the judge's
discretion is to be unfettered in this regard.
It is not to be hedged around, as indeed the judges
would have suggested here, in terms of statistics.
That may be a matter that you look at to find the range but it is not to hedge your discretion to
act responsibly and judicially and it is not to
require you to impose fixation of a period before
release which you would regard as wrong.
(Continued on page 47)
HlT12/6/HS 46 15/3/90 Bugmy
| MR FLANAGAN (continuing): | That is what the situation is |
in this case. This judge, on good material, as is
accepted by those who assessed it in the High Court
and is really conceded by my learned friend,
and certainly was conceded in the Full Court, was
that this man posed himself as a danger to the
public now and his propensities were such,on the
basis of every realistic factor that they were
permitted to take into account at the time, would
pose that danger for a very long time and we say,in following those principles, it cannot be said_
that His Honour has violated any discretion, any
fundamental principle of his sentencing discretion,
in so far as it applies to fixing a minimum sentence.
| GAUDRON J: | Mr Flanagan, can I ask you this? | Do you say that |
you look at those factors for any reason other than
determining the culpability of the person for the
crime itself?
MR FLANAGAN: | In other words, Your Honour is posing to me the proposition that in fixing a minimum you may look to |
| something other than, for instance, the objective | |
| circumstances of the offence or the moral blameworthiness of the accused? |
| GAUDRON J: | Moral blameworth:j.ness. | I am asking you,_ d.o you say |
that you can have regard to those matters for
something other than determining the moral
blameworthiness or the criminal culpability of theconvicted person.
| MR FLANAGAN: | I think, rather, what we are submitting, |
Your Honour, is that in fixing the minimum, which
is only fixing a date before you are to be eligible, that
the circumstances of the offence certainly have to
be taken into account in the same way as the
circumstances of the offender and the more horrendous
the offence or the more morally culpable or
blameworthy the accused is, is a consideration which
may well be relevant to the fixation of the minimum.
| GAUDRON J: | But, is that what the sentencing judge is limited |
to doing when he,,or she is fixing a minim.ml sentence?
| MR FLANAGAN: | I suppose, Your Honour, what you are really |
asking me is, what are the limits that can be
placed upon a judge in these circumstances?
| GAUDRON J: | Yes. |
| MR FLANAGAN: | Well, I suppose I am starting with the basis |
of saying, well, whatever they might be - and I will
come back to it, I am not trying to dodge it - what
has happened here is well within and not without the
limits.
| HlT13/l/JH | 47 | 15/3/90 |
| Bugmy |
| GAUDRON J: | Well, we will not know that unless we know what |
the limits are.
MR FLANAGAN: | Yes, Your Honour. All we would say, in respect of that, Your Honour, is that clearly the judge | |
| has to have a realistic body of evidence or material | ||
| before him which he can be said to accept as reliable before he can proceed to do anything. | ||
| Now, having that body of material available to him, | ||
| then he has to make a realistic assessment of what | ||
| he has got in terms of the extent of its relevance. | ||
| We would say, in doing that, clearly, danger to | ||
| ||
| account the fact that - - - | ||
GAUDRON J: | Yes, but danger to the public by reason of the nature of the crime, that is one thing. | |
| MR FLANAGAN: | Yes, Your Honour. | |
| GAUDRON J: | Or danger to the public by reason of the prospect |
that there is something in this personality which
will render it probable that the accused person will
reoffend in the same way.
| MR FLANAGAN: | We would put it to Your Honour that the limit |
is that the - in fixation of the minimum - that the
limit must be the same as in the fixation of the
head sentence in that - - -
| GAUDRON J: | Well, you do then say, in answer to |
Justice McHugh, that there is no difference
although you said - - -
| MR FLANAGAN: | I am not sure that I am saying that, Your Honour |
because I am not sure precisely what His Honour put
to me at the moment.
| GAUDRON J: | You said earlier that there was a difference |
between - there were different considerations in
relation to the head sentence and the minimum
sentence and now you say to me, I think, that the limits are the same.
| MR FLANAGAN: | I am saying that the limits are the same in this |
sense, Your Honour, that when a person is in - we
have got to start with whatever the head sentence is.
We know that that is not to be proportionate to the circumstances of the offence and the offender so
assuming that there has been no judicial violation
of the sentencing discretion in respect of that,
we would say it follows that the limit that applies
there in the sense that you must not give the
offender longer than the crime deserves - his just
desserts~ if I can put it that way - is equally
applicable in the fixation of the minimum but we
| H1Tl3/2/JH | 48 | 15/3/90 |
| Bugmy |
cannot see how that really is realistically a limit
if the head sentence is already said to be
appropriate and it just does not seem to get you
anywhere by taking that view.
GAUDRON J: | The real problem is that in a case such as this a life sentence may well have been imposed without |
| regard being had - without regard necessarily being had - to the probabilities of the accused person.or the convict, reoffending the like manner again, | |
| might well have been imposed. | |
| MR FLANAGAN: | In this particular case, Your Honour, it is |
clear that following his conviction for murder he
just had to get the mandatory life sentence.
| GAUDRON J: | That is right, yes. |
| MR FLANAGAN: | So, there was really none of those considerations |
in the judge's mind - this sentencing judge - at
that time, that is clear.
| GAUDRON J: | Well then, one does not get any assistance by |
looking to the two -
| MR FLANAGAN: | The difficulty, with respect, Your Honour, |
is this: :that this is a unique situation, in a way,
in that the law - offenders falling within this
group in Victoria who had mandatory life sentences
were reviewed from time to time; some said, after a sensible period of time~ others suggested,
far from it. But the point of the matter was, _
they were in the hands of the executive, ultimately,
acting on the basis of reconnnendations or abuse
they got along the way from the parole board or other
people or other submissions made to them. Now, when the mandatory life penalty was abolished -for very
good reasons which appear in judgments - that once
it was removed, this just happened to be a group of
offenders that had never had any minimum fixed and
under the new legislation whereby people did get
fixation of a minimum and whereby that minimum - no
remissions were ever to be given again under the new situation in Victoria of the minimum - that every day of
that minimum had to be served. So it was deemed appropriate to amend the Act and this is the
intention, with respect, behind the Act to put that
group of people into a situation where some minimum
sentence could be fixed in the same way as if people
were being sentenced today for murder.
Now, the fact that the man was a mandatory life
sentencee back in 1984 is merely a fact of history.
But, the realistic fact of the matter is, as far as the sentencing judge is concerned in exercising his discretion, here is a person coming before him today,
| HlT13/3/JH | 49 | 15/3/90 |
| Bugmy |
the judge has now got a discretion to do something,
he is not to act unjudicially. Our court in Victoria, our Court of Criminal Appeal, has said in terms of these appeals -which are regarded as a
unique situation in the sense I have described it -
they have said that when people come appealing and
saying there was some miscarriage, or it was
manifestly excessive or some particular error, they
would apply the same principles as have been applied
to ordinary criminal appeals in the past and by that
they meant that they apply the law as handed down in
this Court in the case of HOUSE andTAYLOR AND O'MEALLY in the Court of Criminal Appeal in
Victoria, which - I do not think I ever got to hand
my submissions up to Your Honours but I will have
them sent up.
| MASON CJ: | Well, we have got them, whether you handed them up |
or not.
MR FLANAGAN: | Well, I am delighted to hear they got there in spite of me, Your Honour. |
The point there, really being, that the court
looks at these appeals in reviewing the minimum
sentencing discretion of the judge on the basis that
seeing whether the judge has made a mistake as to thefacts, acted on an erroneous principle of law or
taken into account some matters which he should not
have taken into account, or failed to take matters
which he should have taken into account or clearlygiven insufficient weight, or ex.cessive weight, to
matters taken into account or unless the sentence
is obviously, not merely arguably, too severe or too
lenient, it will not interfere. And, it has applied
those principles, Your Honour, simply because, I
suppose, it had no binding guidance from anywhere
in this un~que· situation other than to say, "Well, we've
got to look to what is a judge's undoubted judicial
discretion. We've got to see that it's exercised
judicially". Whilst it does not relate to the
treatment of head sentences, it does relate to a discretion to fix a minimum sentence in a situation
where the head sentence may have been fixed many,
many years ago and that it would be totally unrealistic
to fetter a judge in the exercise of his discretion
and would wreak terrible injustice on what the
section seeks to achieve, injustice to the accused
in that, if you could not take into account, for
instance, the previous eight years of - not in this
case, but in another case - wonderful adjustment and
rehabilitation and - in other words, never likely to
offend again - wonderful prospects of rehabilitation,
that would be deprived to the judge in fixing a
minimum unless the court acted realistically in its
assessment of the facts to see where we go from here,
| H1Tl3/4/JH | so | 15/3/90 |
| Bugmy |
And, in fixing the minimum, what our Full Court
seems to be doing is looking to like situations
and that is why they have been guided by other
statistics on the matter and looking at situations
where the fixation of the minimum is following
upon not a mandatory life sentence but a
determin~nt sentence which has been applied by the
court in other cases as a way of maintaining
some sort of standard.
I might also say to the Court, with respect, that it has to be recognized, I think, that between
different States, different policies have applied
at certainly different times in relation to the
fixation of minimums. One State might have many ways
of disposing of people sentenced'_ for a criminal offence,
various other forms of disposition which are not
just incarceration, community orders, suspended
sentences; others might not. Some States have institutions for people who might be mentally
affected or may not be. Theyhave a given number of prisons or limited ones, limited classifications of
prisoners. So that the context in which the judge
comes to exercise his sentencing discretion may bedifferent in different places depending upon where the
sentence has been passed. For instance, different
considerations may well have to be applied so long as
they do not depart fundamentally from what is said to
be proper sentencing principles,that Il!ight apply, perhaps,
in say, some part of the Northern Territory·
might apply in-Sydney.
The reason I am addressing these particular
matters is simply to say that the fact, for instance,
that there may be different policies is relevant
because there are circumstances that justify different
policies in different places. Different statutory
sections may inhibit what the court can do or fetter
its discretion in particular ways and particular
places. These are all variables. But, in terms of a
judge in this unique situation now,having some:=years
after a sentence has been fixed by a court, to look and fix a minimum, it would be unrealistic, it is
submitteqfor him to have to not take into account
factors which are advantageous to the accused be it
by reason of good behaviour in the meantime in
the same way as it would be totally unrealistic
to not take into account the fact that he has got
worse and worse and becoming incorrigible, irredeemable
or whatever and we would submit to the Court that in
this particular case the judge has not proceeded wrongly;
what he has done is taken into account the body of
learning that is available to him from the cases.
He says he is conscious of them, he has refreshed his
memory from all of them. He has specifically pointed
out that one thing that has been paramount in his
| HlT13/5/JH | 51 | 15/3/90 |
| Bugmy |
consideration is that whilst he regards protection
of the public hereafter as being relevant to the
fixation of the minimum, in fixing that periodbefore the prisoner is to be eligible for release,
he is also having regard to the fact that you must
not be detaining the prisoner in the particular
circumstances of this case for the period of the
minimum any longer than the sentence was sufficient
under the sentence or adequate under the sentence
or appropriate.
(Continued on page 53)
| H1T13/6/JH | 52 | 15/3/90 |
| Bugmy |
| MR FLANAGAN.(continuing): | In that respect, we would say, |
Your Honours, there is no error been shown in
what he has done; that whatever the limits which
might be said to perhaps necessarily illogically
to be imposed on a judge in this sort of unique sentencing - minimum sentencing area.
One thing - it is our strong submission -
is that he has clearly given regard to danger
to the public. We say that that is not only logical but was his responsibility to do so
in fixing a minmmum and that because he has
stated that he is fixing the minimum highly
aware of the potential danger to the public
and within the limitations that he cannot do
anything disproportionate to the circumstances
of the crime or the offender, he nevertheless
has come to the conclusion - it must be a long one in the circumstances of th±s case,
having taken into account everything that can
be said by way of mitigation.for the offender
so he is not in the situation where he has,
as it were, disregarded all mitigating factors
on the basis of saying, "This fellow's just
got to be locked up", he has given full credit
to them and, at least, if we accept what he
said he has and there is no reason to suggest
that he has not done exactly as he says.
For those reasons, Your Honour, we would say that there has been no fundamental breach
of sentencing principles shown here or, indeed,
nor has it been shown that he has acted outside
his permissible discretion. I do not think there are any other matters I wish to - if the
Court pleases.
| MASON CJ: | Thank you, Mr Flanagan. | Yes, Mr Hore-Lacy. |
| MR HORE-LACY: | No matters in reply, may it please the |
Court.
| MASON CJ: | Yes, thank you. | The Court will consider its |
decision and will adjourn.
AT 4.34 PM THE MATTER WAS ADJOURNED SINE DIE
| H1Tl4/l/SH | 53 | 15/3/90 |
| Bugmy |
Key Legal Topics
Areas of Law
-
Criminal Law
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Statutory Interpretation
Legal Concepts
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Sentencing
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Appeal
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Proportionality
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Statutory Construction
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