Bropho v The State of Western Australia
[1989] HCATrans 260
IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Perth No P30 of 1989 B e t w e e n -
ROBERT BROPHO
Applicant
and
THE STATE OF WESTERN AUSTRALIA
First Respondent
and
WESTERN AUSTRALIAN DEVELOPMENT
COMMISSION
Second Respondent
Application for special leave
to appeal
DEANE J
DAWSON J
TOOHEY J
GAUDRON J
Bropho(2) McHUGH J
TRANSCRIPT OF PROCEEDINGS
AT PERTH ON THURSDAY, 26 OCTOBER 1989, AT 9.55 AM
(Continued from 25/10/89)
Copyright in the High Court of Australia
PlT2/l/HS 21 26/10/89
DEANE J : Mr McIntyre and Mr So 1 i cit or , the Court has had an opportunity of considering this matter overnight.
Mr Solicitor, we would now wish to hear the
respondent on the general question of whether leave
should be granted in an unrestricted form.
MR PARKER: If it please the Court, my learned friend,
Ms Wheeler, will present our submissions.
DEANE J: Thank you, Mr Solicitor. Yes, Ms Wheeler.
MS WHEELER: If it please the Court. Might I hand up to Your Honour an outline of submissions.
DEANE J: Thank you. We will just take a moment to read them.
| • | MS WHEELER: | Your Honours, the respondents' principal submission |
is that by whatever interesting path the position,
may have been reached, whether by inadvertence or
whether by a course of decisions reflecting a changing
constitutional principle, the principle of construction
is now not only clear but the established principle
has been expressed in the strongest possible terms by
this Court on a number of occasions. I do not wish to take Your Honours to all the references in the first
paragraph of the outline of submissions but could Ivery briefly read to Your Honours two passages from
BRADKEN's case, firstly that of Mr Justice Gibbs, then
Acting Chief Justice, at page 122, towards the middle of that page, having referred to Professor Hogg's
book on the subject, he goes on to say that:
It seems to me, with all respect,
tnat the rule of construction, which
without doubt is firmly established
in the law, rests on reasons which are
understandable enough.
Justice Stephen in the same case at page 127, again towards the centre of that page, says of the rule of
construction:
However dubious the antecedents ..... only statute can now alter it.
DEANE J: If that were all we were concerned with there would obviously be great force in what you say in the
early passages, but are there not other questions
involved in that wide compass? I mean, one is the
Full Court here appears to have applied the BOMBAY
test of the beneficial purpose being wholly frustrated.
Now, there must be, I would have thought, room for
something to be said about that and the second question
is even if one accepts or were to accept that the
statute did not bind the sovereign there would remain
the question of how this rule applies in the case of
a statutory corporation carrying on business
activities and the like?
PlT2/2/HS 22 26/10/89 Bropho(2) MS WHEELER: Yes. To deal with the first of those questions, Your Honour, first - - -
DEANE J: I am not trying to divert you from the general thing.
MS WHEELER: No. The BOMBAY case arises, in any event, in the second paragraph and is, indeed, referred to in
the next of the passages which I wish to cite to
Your Honours which is the judgment of Justice Wilson
with whom Their Honours Justices Gibbs and Mason
agreed in BRISBANE CITY COUNCIL, at page 167, where
His Honour says:
The common law principle is not in doubt.
It is that, as a matter of construction,
a statute does not bind the Crown unless
an intention that the Crown be bound
appears either expressly or by necessary
implication from the words of the
statute. The test of necessary
implication is not easily satisfied.
It must be manifest, from the very
terms of the statute, that it was the
intention of the legislature that the
Crown should be bound.
His Honour then cites PROVINCE OF BOMBAY and, indeed, at page 169 as part of his reasons for finding that
this particular Act in question did not bind the Crown
His Honour says:
It cannot be said that the purposes of the Act would be wholly frustrated
unless the Crown were bound.
Again, he cites PROVINCE OF BOMBAY. So in relation to the the PROVINCE OF BOMBAY case we would say a number of
things, Your Honour; firstly, that it has beenaccepted to be the law, including the test as to
whether a statute's purpose is wholly frustrated, it has been accepted to be, as it were, a working out of the principle of necessary implication by this Court in its decisions. T.hose decisions referred to in the first paragraph. of the outline of submissions
cite the BOMBAY case and, indeed, a number of thedecisions referred to in the second paragraph also rely on PROVIN_CE OF BOMBAY as a correct statement of
the principle. So that we would say two things as to that test; firstl~ that the question whether the
purposes of the statute would be wholly frustrated
if the Crown were not bound is simply a statement of
the principle of necessary implication giving due
weight to the expression "necessary" there. It is
something which must follow, we would say, from thatstrong expression that the Crown is not bound unless by express words or necessary implication, that a
PlT2/3/HS 23 26/10/89 Bropho(2) statute must be meaningless, must be wholly
frustrated, must make, as it were -
DAWSON J: That is hard to understand, is not it, because ultimately the question must be, "What was the
intention of the legislature?". This is just in a
particular case a method of approach, but it cannot
surely be the exclusive method of approach.
MS WHEELER: The test as to whether the purposes of statute would be wholly frustrated is not the exclusive test.
We would not say that, Your Honour. One also looks, of course, to the language the legislature uses and
one looks at language and purpose generally together,
of course, and the question of necessary implicationmust arise as one of construction in regard to the
words of various statutes so that we would not say that
one looks only to the test as to whether a statute
would be, the purpose would be wholly frustrated but
that it is part of the working out of the necessar
implication test; that is,it is appropriate to have
regard first to the words which the legislature has
used against the background of the established
principle of construction, but it may also beapparent from the subject-matter, without anything
to be derived one way or the other from the words
which are used, that a statute must have been intended
to apply to the Crown, otherwise its purpose would be
wholly frustrated.So we would see the test of whether the purpose
of a statute is wholly frustrated as being part of that
test of necessary implication and the way in which it
is applied when you come to the particular working
out of the test which involves looking at the purpose
of the statute. It does not, of course, apply whenone comes to look at the words of the statute. One
may also derive from the words of the statute an
intention that the Crown be bound, most obviously,
perhaps, if there are exceptions or exemptions whichagain only make sense in the context of the Crown
already being bound. So that we would say, with respect, that the problems of the BOMBAY case and the reliance on that
particular test by the court below presents no problemfor this reason: that it is a test which is, again,
well e~tablished, which has been accepted and stated
often and in strong terms by this Court and that - - -
McHUGH J: But is the Court to be bound forever by it? After all, it is only a rule of construction. Why is it
open, assuming the Court has power to overrule the
law prospectively, to hold that this rule of
construction which is no longer tenable and ought
not to be applied, at least in the future - and I
know there are some problems about this particular
PlT2/4/HS 24 26/10/89 Bropho(2) case - but why is that not an important point alone for the determination of special leave?
MS WHEELER: Because, Your Honour, we would say it rests on two things; firstly because it asks the question,
"Why should the Court not overrule the previous line
of authority, why should it not take a different
direction?". We would submit, with respect, the proper question is "Why should it?", and - - -
McHUGH J: One reason is that because you have now got so many corporations engaging in commercial activities
but purporting the act under the shield of the Crown and it is very difficult in many cases to think that Parliament really intended that they should have the
protection of the Crown's shield and a rule of
construction is being applied to them automatically
which might be the last thing that Parliament had
in mind. So that in future if Parliament wants to give them exemption it should say so expressly.
MS WHEELER: Yes. There are a number of things involved in that again,
Your Honour. The first thing is that it rests on the
assumption that Parliament would not have intended the
rule to apply to these types of authorities. One might well say that farliament has created them in a
particular form and extended the shield of the Crown
to them so that they may enjoy the benefit of that
rule, among other things.
McHUGH J: But the purpose of rules of construction is because it is expected that they give effect to what the
true intention of the Parliament was for the purpose
of the Parliament. One may wonder whether that is the
case in many situations these days.
MS WHEELER: Yes. What Your Honour is putting to me in part reflects the difficulty of establishing whether a body
comes withirt the shield of the Crown, which we would
see as being a more complex rule than this one and
that is one aspect of it. The other is though this assumption
that in relation to commercial bodies or bodies which
engage in commercial undertakings it is not to be expected that Parliament would wish those sorts of
bodies not to have the benefit of the rule, would
wish those bodies not to be bound by the statute and
we would say to that that the rule of construction isso clear and is so well established that if Parliament
does extend to a body the shield of the Crown that
must be one of the consequences that it should be
taken to have expected. So that, with respect, we would suggest that the assumption that these sorts of bodies should not be within the shield of the Crown,
although it is something which is commonly suggested
by, for example, the academic writers on the subject,
is an assumption which, in terms of parliamentary
intention, should not necessarily be made.
PlT2/5/HS 25 26/10/89 Bropho(2)
DAWSON J: May the answer be a little more subtle than that, as Justice Deane suggested, that Parliament may
have intended, applying the presumption that the Crownshould not be bound, the Crown itself, in the sense
that the Crown - obviously there is difficulties
about the Crown prosecuting the Crown or the Crown
binding the Crown, and so on - that why should the
immunity in certain circumstances, perhaps the
circumstances of this Act, extend to persons who
purport to act on behalf of the Crown? Why should you not say that the intention was that at least
those individuals should be bound?
MS WHEELER: Because we would say, with respect, that that is the whole point of the immunity. If the Crown is not
bound by a statute it must be able to act and it must
be able to act as it sees fit by its servants or agents
or by whomever it chooses to employ.
DAWSON J: But is the question, "What is the point of the immunity?", or is the question, "What is the intention
in the Act?"?
MS WHEELER: We would submit that the intention of the Act, of
course, depends upon the rule of construction. Now, the working out of that rule of construction and what
it means in the circumstances of a particular act is,
in our submission this, and I wish to take Your Honours
in a moment to what we would see as the relevantauthority; if the Crown is bound by a statute it is
nevertheless the case that the Crown generally cannot
be liable to prosecution and conviction under the
penal provisions of the statute as a general proposition,
and for that proposition we would rely on CAIN V DOYLE
and I will take Your Honours to that in a moment.
So that if the Crown is bound by a statute, the Crown
itself not being liable to prosecution and conviction,
it is the servants, the agents, the individuals,
depending upon the construction of the statute, whomay be liable to be prosecuted and convicted because
the Act is unlawful, because the statute binds the Crown.
DAWSON J: But you see the old idea that it was only the prerogative powers of the Crown which were protected
is something like what I was just putting to you, is
it not?
MS WHEELER:
Yes, and we would submit that that is something which has long been superseded, Your Honour.
DAWSON J: Well, it may be as a rule, but one can see the rationale behind it and perhaps there was something
more in it than we thought.
MS WHEELER: One can see the rationale behind that rule. One can also, with respect, see the rationale behind what
P1T2/6/HS 26 26/10/89 Bropho(2) we would submit to be the modern rule and that 1s
something that appears in some of the cases in not
very much detail, but I want to expand on that in a
moment.
DEANE J: But if the CRIMINAL CODE says that a person shall not do something and the proper construction is that that does not bind the sovereign in right of South Australia, it does not follow that the sovereign in right of South Australia can send an agent to do that very thing who will be immune from prosecution for his
criminal act.MS WHEELER: That would depend, in our submission, whether he were doing the act properly as an agent of the Crown
or whether as an individual.
DEANE J: Well, presuming that he has a duly notified power of attorney. MS WHEELER:
And we would submit again, however unlikely it may be that the Crown in right of South Australia or in
right of any State would do such a thing, we would submit that the whole point of the statute not binding the Crown is that that is precisely what the Crown is entitled to do but the act, so far as the Crown is
concerned, is not unlawful, whether done by the Crown
itself or whether done by whatever means that the Crownproperly chooses. If I might now turn, Your Honours, to CAIN V DOYLE
72 CLR 409, which was the decision referred to by the
supreme court. The facts sufficiently appear from the headnote and I regret, Your Honours, l do
not have copies of the decision for the Court. I was not expecting to have to go into this point necessarily. The RE-ESTABLISHMF.NT AND EMPLOYMENT ACT of the
Commonwealth:defines "employer", unless the contrary
intention appears, as including the Crown -
so the Crown was, in general terms, bound by the statute. It provided that -
when an employer -
which included the Crown -
has reinstated a former employee in
accordance with the Division of the Act
containing that section, he shall not
without reasonable cause terminate the
employment ...... Section 5 of the CRIMES
ACT provides that any person who aids, abets, counsels or procures ..... the
commission of any offence against any
law of the Commonwealth, shall be deemed
to have committed that offence.
PlT2/7/HS 27 26/10/89 Bropho(2) The defendant was the manager of a munition factory conducted by the Commonwealth. He was chargedwith, without reasonable cause, terminating the employment of a person contrary to the provisions of that Act. As the facts appeared, he had terminated the
employment by issuing a notice in accordance with
instructions from the Department of Munitions signed
create an offence of which the Commonwealth could
by a person on the authority of the defendant. not
be guilty; that is,because although the Commonwealth
was bound by the Act, nevertheless it requires the
clearest terms in the penal provision itself to
give rise to any indication that the Crown is
intended to be liable to prosecution and to
conviction.
So that although the Crown was bound by the Act
the Crown could not be convicted of an offence;
therefore, no offence being created of which the
Commonwealth could be guilty the defendant could
not be convicted of aiding and abetting, there being
no possible principal offender. Now, it seems tofollow from the reasoning in that case - and I do not
wish to take Your Honours to it at the moment
in detail - that it was because the
section referred to an employer, "no employer shall
terminate employment without reasonable cause", that
it was only the Commonwealth, the employer, who could
possibly have been charged and, therefore, the
defendant could only have been convicted, if at all,
as an accessory, in effect, or a party to that offence.
If, on the other hand~ the Act had provided that -
as appears in section 17 of the ABORIGINAL HERITAGE
ACT - no person shall do something, the result would seem to follow that even though the Act bound the Crown,
the Crown itself could not be convicted of the offence
b~ any person, whether having the authority of the
Crown, whether being a servant or not, could be
convicted because the Act was made unlawful by the statute. So that we would submit that the only thing which distinguishes statutes which bind the
Crown from statutes which do not bind the Crown
so far as penal provisions are concerned is that
in the statutes which do bind the Crown those acting
as individuals, although with the authority of
the Crown, individuals may, depending upon the terms
of the penal provision itself, be convicted of an
offence and the Crown, of course, could be restrained
similarly from doing that which is unlawful.
If the statute does not bind the Crown we would
submit that there is no unlawful act to be restrained;
that is, it is not unlawful for the Crown, by itself,
or by its servants or agents, to do the particular
act complained of. Therefore, there is neither an
PlT2/8/HS 28 26/10/89 Bropho(2) offence nor anything from which anyone can be
similarly restrained. That we would submit to
be the correct working out of that rule, that the
Crown is not bound by a statute unless by express
terms of necessary implication.
To return to something Your Honour
Justice McHugh raised, there seems to have
been no difficulty in the past in decisions of
this Court in applying that rule to persons or bodies
undertaking activities of a generally commercial
nature. For example, in the BRADKEN case, of course,
there was the Commissioner of Railways for Queensland
who was involved in what would seem to be an
ordinary commercial transaction of purchasing rolling
stock and I have an idea that that type of point again
was raised by Justice Windeyer in DOWNS V WILLIAMS
and was not an idea which appealed to the majority
of the Court in that case.
(Continued on page 30)
PlT2/9/HS 29 26/10/89 Bropho(2) MS WHEELER (continuing): Yes, I cannot readily find the
reference, Your Honours. I will have to check that but, in any event, we would submit that there have
been - WYNYARD INVESTMENTS is another one again,
a Commissioner of Railways - and although railwayshave traditionally been run by governments in
Australia, again, that is a fairly ordinary
commercial type of activity, we would submit, and
there was no difficulty in that case in finding
that the rule applied to the Commissioner of
Railways to that type of authority and that was
the rule stated in what we would submit to be the
modern terms. The reference to it is in paragraph 2 of the outline of submissions.
I do not wish to take Your Honours in detail through the authorities referred to in that second paragraph of the outline of submissions. Might
I, however, go to ROBERTS V AHERN, 1 CLR 406. There
is a passage commencing at page 417 in which the
Court discussed what we would see as the modern foundation for the rule considering and we would
suggest respectfully rejecting the earlier views
that only the prerogative was relevant. It
commences at the foot of page 417 in that paragraph:
It is a general rule that the Crown is
not bound by a statute unless it appears on
the face of the Statute that it was intended
that the Crown should be bound by it. This
rule has commonly been based on the Royalprerogative. Perhaps, however, having regard
to modern developments of constitutional
law, a more satisfactory basis is to be found
in the words of Alderson, B., delivering the
judgment of the Court of Exchequer in A-G V
DONALDSON -
quoting:
"It is a well established rule, generally speaking, in the construction of Acts of Parliament that the King is not included unless there_ be words to that effect; for it is inferred prima facie that the law made by the Crown with the assent of Lords and Commons is made for subjects and not for the Crown."
Their Honours then go on to note that that was a
doctrine well settled in the United States and to
cite a passage from a judgment of Justice Story in UNITED STATES V HOAR, which we would suggest
sets out, although in very general terms, a
satisfactory policy foundation for what we see as the modern rule. It occurs towards the centre ofthat quoted passage and reads:
P 1T3/1 /SH 30 MS WHEELER 26 /10/ 89 Bropho(2) In general, Acts of the legislature are
meant to regulate and direct the acts and
rights of citizens, and in most cases the
meaning applicable to them applies with very
different and often contrary force to the
Government itself.
That was a passage, again, cited by Justice Gibbs
in BRADKEN's case when he said that the modern rule
appeared to him to rest upon reasons which wereunderstandable enough.
That is not to suggest that there are not
alternative rules which also may have a satisfactory
foundation. It is submitted that the present rule
is convenient and rests on sound principle. That
is submitted for two reasons. In CHINA OCEAN SHIPPING COMPANY V SOUTH AUSTRALIA, 145 CLR 172, His Honour
Justice Gibbs, at page 199, said that although the
modern had been critized as narrow and technical,
it was in any event clear and simple and the first
submiss:i!m:J. we would make in that respect is that
it is very desirable for a rule of construction
of this nature to be clear and simple.
If we might pause to examine briefly the type
of rule which appears to be contended for by the
applicants, the suggestion is that there has been
some error somewhere along the line of authorities
and that the older rule, whatever it may have been,
was more soundly based and is something to which
we should return. If I might just briefly takeYour Honours to what appears to be the content of
the older rule, if I could hand up to Your Honours
an extract from Halsbury, 4th Ed, vol 34, concerning
the application of statutes to the Crown. At the very foot of that page - the first page, 578 - the
passage begins:
In the past, attempts were made to classify
Crown was to be inferred. It was said, for the cases in which an intention to bind the example, that the necessary implication would arise in the case of any statute made for
the public good, the advancement of religionand justice and to prevent injury and wrong.
And there is a footnote; if one then turns to the authorities referred to in the footnote, one finds
the type of statutes variously classified as "statutes
made for the public good"; "made to suppress wrong,
or take away fraud, or to prevent the decay of religion";
"statutes which provide necessary and profitable remedy
for the maintenance. of religion, the advancement of
good learning and for the relief of the poor; Acts made
to suppress wrong"; and a tentatively suggested category
of "statutes passed to preserve the intentions of
founders and donors".
PlT3/2/SH 31 26/10/89 Bropho(2) Now, with respect, we would see very great
difficulty attendant upon any return to a principle
so uncertain that not only do the categories of
statutes which bind the Crown appear to be somewhat
open but their content, itself, presents great
difficulty. If I might illustrate in relation to
these proceedings, the suggestion was made on behalf
of the applicants that the particular statute in question here could be regarded as a statute for the advancement of religion. To determine that
question, of course, involves the determinationof what is a religion, whether the particular issues
here in question are issues of religion, one of
particular difficulty I would have thought, in the
context of a culture where religion and social life
are interwoven; whether a statute is for the
advancement of religion if it incidentally advances
religion or if that is one of its purposes or what
happens if the statute also allow; for the destruction
of religious objects, although it is generally for
the advancement of religion; all those sorts of
questions are opened up by - - -
GAUDRON J: But, Ms Wheeler, do not those questions really - the problems that you point to - point to a more general
vice that goes both ways and that is the utility
of presumptions in an area where the ultimate search
must be for legislative intent?
MS WHEELER: Yes. GAUDRON J: And, if you accept that, it really does go both ways.
MS WHEELER: Certainly we would accept that there is a question
as to the utility of presumptions. We would not would say that there has to be a presumption of
accept that it goes both ways; I am not sure that
some kind if the legislature does not - - -
GAUDRON J: But why? MS WHEELER:
Because the legislature does notalways .say, "This statute binds the Crown" or "This statute
does not bind the Crown" and perhaps the - - - GAUDRON J:
But are there presumptions, for example, when you are seeking to ascertain the intention of a
testator? MS WHEELER: It is fortunately not an area of law in which I am much involved, Your Honour, but I could only
think it would be desirable, whether or not there
are presumptions, I do not know but we would submit
that in the construction of a statute and the question
as to whether the Crown is bound, whether, especially
given the types of activities which the Crown now
P1T3/3/SH 32 26/10/89 Bropho(2) undertakes, the question as to whether the Crown
is bound by a statute or not. It is not enough simply to look at a statute and say, "Here is a
statute of perfectly general provisions. We are going to work out from the words of the statute whether the Crown is bound or not". Generally,
there are no indications either way.
GAUDRON J: But that is a task, Ms Wheeler, which is very similar to what is done without benefit of presumption
when one applies the severability provisions of
the INTERPRETATION ACTS. You start - the Acts assert an intention but then without application
of presumption quite a different task is undertaken
to ascertain what really would have been the
intention of Parliament if its mind had been
addressed to the particular problem.
MS WHEELER: Well, that position, of course, is complicated by the existence of the INTERPRETATION ACT provisions
DAWSON J: Which raises a presumption. MS WHEELER: - - - which direct the Court to salvage what it
can. We would submit that in the absence of those sorts of provisions which say, basically, that
Parliament will take anything that is valid; thatmay be putting it too widely but that is, itself, a legislative direction as to a presumption. You
take what you can out of the statute.
GAUDRON J: Well, it is an expression of legislative intent.
MS WHEELER: Yes, but prior to those sorts of INTERPRETATION
ACT provisions, although there may not have been
a presumption properly so called, there were certain
tests as to whether portions of statutes could be
severed out. You searched for the legislative purpose; you asked the question whether the statute, as with the offending portion severed, was something
may not have been a presumption as such but there quite different so that even in that area there was certainly guidelines which assisted the Court in the task it had to undertake.
McHUGH J: But, that is the problem I find with this test, particularly the test of necessary implication because
it seems to me an artificial test which may not
reflect the party's intention. Why must it be necessary? Surely the question is: what was the
intention of Parliament how it may be supressedor it may be inferred but why do you have to find
that it is a necessary implication which seems to
stack the cards against the person seeking to hold
the Crown bound?
MS WHEELER: It does stack the cards against the person seeking
to hold the Crown bound and, if I could answer
P1T3/4/SH 33 26/10/89 Bropho(2) Your Honour's question in two ways: as to the
particular statute in question and as to all statutes
passed to date, we would say one part of the answeris that that presumption is a presumption which
is well known and firmly established and upon which
the legislature, one presumes, has acted.
McHUGH J: Well, I just wonder about that. Just looking
at the subject-matter of this Act and making an
educated guess about it, it would never have occurred
to my mind that members of the Parliament, when
they passed this Act, would think that some Crowncorporation could go in and destroy these Aboriginal
relics and sites when a private corporation could
not do it.
MS WHEELER: It is one thing to imagine that the Parliament
contemplated that Crown corporations would go in
and destroy relics; it is another, we would submit -
and this is the sort of thing that the presumption
covers - to imagine that the Parliament may have
thought there are going to be competing considerations -
this runs into the construction point and I want
to, perhaps, go to it very briefly at the moment -but there may be competing considerations in the
development of any particular site. There may be
general reasons of social utility why, notwithstanding
that a site is of significance under the Act, that
certain things should be done in relation to it;
there may be overwhelming considerations of
community convenience which make it necessary to
undertake work in those circumstances. There may,
indeed, in some circumstances and, to take the site
the subject of this action for one, a busy road
in a metropolitan area where accidents and damageof an unforeseen nature could occur, there may be
circumstances which would make it necessary for
the Crown to act, and act quickly, in the public
interest without going through the procedures set
out in the Act. So that, in our submission, what is to be considered is not whether the Parliament would have
contemplated that the Crown would go out and do
inevitably the very things forbidden by the Actbut whether the Parliament would have contemplated
that it·should be left up to the Crown in each
particular situation to decide whether or not to
abide by the provisions of the Act in letter or
in spirit and, indeed, as to this Act, there has
been a general practice - a general policy directive,indeed - that since 1978 all develooment proposals
by government agencies ~re vetted_ by the Museum
although the formal application procedure is not
necessar~ly followed. So, the question as to whether to comply and how far to comply and whether
to comply with the detail of the procedures in the
spirit of the Act is something which Parliament
PlT3/5/SH 34 26/10/89 Bropho(2) may well have left up to the Crown in each case.
Certainly, in 1972, the year in which this statute
was passed, Parliament did in a number of cases
see fit expressly to bind the Crown which would,
in our submission, suggest, again, that the rule
was well known and was acted upon in the case of
this statute which is silent as well as in the case
of those statutes.
Most of the 1972 statutes were amending ones so the question as to whether it would bind the
Crown or not did not apply but if I could just briefly
note for Your Honours the CONSTRUCTION SAFETY ACT No 13
of 1972, by section 5 provides "This Act binds the
Crown". The ABORIGINAL AFFAIRS PLANNING AUTHORITY ACT, dealing with a number of matters of significance
to the Aboriginal community, No 24 of 1972, bysection 5 provided the same thing and, similarly,
for the FRUIT GROWING RECONSTRUCTION ACT No 99 and
the NOISE ABATEMENT ACT No 100, I think, of 1972,
so the rule certainly appears, in our submission,
to have been acted upon by Parliament, at least
to the extent that where they did want the Crown
to be bound, those express words easily found theirway into the statutes.
So that, in our submission, given that we
would assert there is a need for a presumption in
this type of case, the type of presumption can be
of three kinds: the present well-established law
which is that the Crown is not bound unless by express
words or necessary implication; the type of approach
which seems to have been reflected in the very much
older cases, the cases from the 1600s and the like,
which we would submit is the worst possible approachfrom the point of view of parties knowing their
rights and where they stand in relation to any
particular type of activity or standing the present
rule precisely on its head and having a rule which
says, instead, the Crown is bound by a statute unless
it expressly enacts to the contrary. Now, there are, as a matter of policy, some reasons to suggest that that rule may be a preferable
one in the sense that it may be desirable for the Crown
and citizens to stand on a footing of equality in
all cases so far as possible. The difficulty with it, we would iubmit, is that the present rule
equally rests on a basis of policy and a sound one;
that is, that it may well be appropriate, depending
on the subject-matter of the legislation and
circumstances of the case, for the Crown which,
generally, has the role of balancing the interests
of different community groups not to be bound by
the particular legislation, not itself to be aplayer in whatever field is concerned. That is
putting it at its highest. Of course, a reversal of the present rule may mean, no more than mere
PlT3/6/SH 35 26/10/89 Bropho(2) inconvenience; may mean no more than, in the case
of fees and licences and the like, papers beingshuffled endlessly from one department to another unless Parliament reverses the presumption either
by a general INTERPRETATION ACT provision or by
going through all the statutes and expressly
enacting that they do not bind the Crown.But, in our submission, given that both clear rules have something to commend them and given that
the present rule is the one which has found its
way into the decisions of this Court throughout
the life of the Court, subject, I should say at
this point - there is one decision which presentsa difficulty; the judgment of Justice Williams in
GULSON's case apparently follows SYDNEY HARBOUR
TRUST COMMISSIONERS V RYAN and that judgment and
the SYDNEY HARBOUR TRUST COMMISSIONER's case might
be thought to present a difficulty because of certain dicta which are found in it. If I could very briefly
deal with that case, which, to turn to it, because
apart from that case, we would have submitted to
Your Honours that the principle has never been
departed from in the life of this Court. However, there are certain dicta in that case which would
appear to go back to the· MAGDALEN COLLEGE case
in 1615 and the older rules.
It dealt with the interrelationship of two
DEANE J: Except - I do not think you need trouble about this
on the leave question in that it is before RYAN
and BRADKEN and so on.
MS WHEELER: Yes, and we would submit just briefly, as we have in the outline, that it was concerned in any
event with the interrelationship of the CLAIMS AGAINST
THE GOVERNMENT AND CROWN SUITS ACT in the particular
legislation. It is the forerunner of section 64
of the JUDICIARY ACT, as it were.
DEANE J: I think, Ms Wheeler, you have brought out as clearly as could be the considerations against granting
leave in a way which would leave these matters to
be re-opened. Do you want to develop the submission that the construction for which the applicant contends
is not arguable?
MS WHEELER:
The construction being that the Crown is bound by the statute under the existing rules, as we - - -
DEANE J: Well, while it may not end up that way, I would think
you should probably approach it on the basis that
the existing rule is there but that the BOMBAY approach
of wholly frustrated is open to question.
MS WHEELER: Yes. We would, of course, submit that the BOMBAY approach is - - -
P1T3/7/SH 36 26/10/89 Bropho(2) DEANE J: Might I, in an endeavour to help, say I think you
can assume that the members of the Court are all
aware of the arguments against the construction
on that basis but the question is whether it is
arguably open.
MS WHEELER: Yes, if it please Your Honour. Then, that would complete my submissions as to the re-opening of
what we would see as the present principle and I
would wish, then, to move on to the question of
construction.
We would say, of course, that question being
the application for what we would describe as the
settled principle to a particular West Australian
statute which has, so far as we have been able to
ascertain, no identical counterpart elsewhere, is
the only question which now arises.
DEANE J: But, you see, that is not really quite accurate
because if the construction is arguably open where the Full Court dealt with the question on what I have been calling the BOMBAY approach, the case
squarely raises whether even if the present rule
be accepted, the BOMBAY approach is a correct one
which is a question of considerable importance.
MS WHEELER: Yes. As to that, we would say two things, Your Honour. Firstly, that even on the principle
without what has been described as the BOMBAY case,
the wholly frustrated limb, then it is still the
case, in our submission, that it is not arguably
open that the ABORIGINAL HERITAGE ACT binds the
Crown. However, we would submit that in the same way that what has been described as the general
principle that statutes do not bind the Crown unless
by express words or necessary implication, in the
same way that that has been accepted as a clear
and settled rule by this Court, so, indeed, has
that additional working out of the test in the BOMBAY
case that a statute, when you come to look at the purpose and purpose alone, unassisted by additional
implications that might be drawn from the words
of particular sections, that if you just rely on
the purpose, then the purpose of a statute does
need to be wholly frustrated for the necessary
implication to arise. To do otherwise, we submit, gives not enough weight to the expression "necessary"
as part of that expression and to regard that question
as open, with respect, is to disregard, in our
submission, the decisions of this Court which haveadopted the BOMBAY case and, in particular, BRISBANE
CITY COUNCIL V GROUP PROJECTS PTY LTD, in which,
apparently, as part of his reasons for deciding
that the Act in question did not bind the Crown,
His Honour Justice Wilson with Justices Gibbs and
Mason agreeing, found that the purposes of the Act
would not be wholly frustrated with
P1T3/8/SH 37 26/10/89 Bropho(2)
DEANE J: But that, of course, if part of the problem, is it not? If the BOMBAY test is going to be in
issue, it necessarily gives rise to the query whether
even accepting a rule of construction to this extent
one treats it as ~ sort of statute and because somebody
said "necessary implication", you treat that as
immutable and from that proceed to say, "It is not
'necessary implication' unless something is wholly
frustrated" which, really, raises the whole query
of the content in this regard.
What you say may well be right in relation
to it but it seems to me it is a question to be
looked at.
| • | MS WHEELER: | Yes. | We would submit as to that, with respect, |
that it is not a question to be looked at_ any more
than the other part of the rule, the necessaryimplication part is to be looked at in the sense
that it is something as is the rest of the rule,
already well established by the decisions of this
Court. So, W9 would say that to look at that rule, at that part of the rule, involves also a re-opening,
a re-arguing of those decisions, just as much as
relooking at the question of whether the necessary
implication principle is the correct one. In any event, although - I can move now on to the construction
point - I do propose briefly to address Your Honours
in - to make submissions to Your Honours in terms
of that test, it is clear in my submission from
the terms of the Act generally, that even without
that limb of the test, this Act could not be said
to bind the Crown. So, if I might now move to that matter. - DEANE J: Well, now, on the construction of the Act, you
can assume that all members of the Court have looked
at the Act and read the judgments including the dissenting judgment. Unless there is something
you see as a killer point as it were, I do not really
know if there is much point on the leave application to be served by going into it in any detail.
MS WHEELER: No. There are a couple of matters which perhaps need to be raised briefly which are not brought
out sufficiently in the judgments below and some
provisions of the Act that I would wish to pull
together for Your Honours but I think I can promise
to be extremely brief on those points.If I might first mention, it appears in paragraph 6 of the outline, a factor which may be
relevant but Your Honours perhaps need to be aware
also that the STRAIT ACT is not the only means,
of course, of protecting this site or providing
a remedy for the applicants in this case.
PlT3/9/SH 38 26/10/89 Bropho(2)
McHUGH J: But that does not help you in construing the Act. The Commonwealth Act was passed 12 years later.
MS WHEELER: No, not in construing the Act, Your Honours, but as to the special leave question, it is simply
something that we would wish Your Honour to be
aware of; that the aJplicants would not be entirely
without remedy if this matter went no further.
I would refer to section 6 which provides
that:
This Act binds the Crown in right of the
Commonwealth, of each of the States, of theNorthern Territory and of Norfolk Island
which is the sort of provision, of course, that
we say appropriately., adapted, ought to be boundin the ABORIGINAL HERITAGE ACT, for it to bind the
Crown. Sections 9 and 10 allow the relevant federal
minister to make declarations in relation to
significant Aboriginal areas preventing certain
types of work from being carried out on them. If
I might just advise Your Honours in relation to
the particular site in question here, there was
a declaration under section 9 on 12 April this year.
It was extended on 11 May and was a declaration
then under section 10 which is a more permanent,
not an emergency declaration and which is made
after certain reports have been received, was
made on 21 June this year and then that declaration
was revoked on 19 July.
DAWSON J: The declaration affecting? MS WHEELER: Affecting this particular - the site in question
in these proceedings.
TOOHEY J:
I do not understand, Ms Wheeler, the significance of that submission. Is it that if in all other
of special leave, the existence of this Commonwealth respects the case was one appropriate for the grant legislation is of itself a reason why special leave should be refused?
MS WHEELER: No, Your Honour. No, certainly not. The reason that is put before Your Honour is simply that we
submit, in any event, it is not an appropriate case
for special leave, for the reasons that the principles
are plainly established and not in. doub.t and- that. there
is not sufficient doubt attending the decision below
but, in any event, we simply wish the Court to be
aware that no great injustice, in our submission,
would be worked in this particular case; that is,
that there would be other remedies available to
the applicants simply to complete a picture of the proceedings that is before the Court, if it please
Your Honours.
P1T3/10/SH 39 26/10/89 Bropho(2) If I might now turn to the ABORIGINAL HERITAGE ACT, the long title sets out the purpose. It is
noteworthy, in our submission, that it is to make
provision for the preservation on behalf of the
community of certain places and objects of interest
which the whole community is perceived to have in
the preservation of these particular types of places
and objects.
(Continued on page 41 )
P1T3/ll/SH 40 26/10/89 Bropho(2)
MS WHEELER (continuing): Those places and objects may be of present significance to particular Aboriginal
people, as indeed is alleged in these proceedings,and sections 7 to 9 of the Act particularly recognize
that that may be the case. They provide for objects
to be made available for traditional use; they exempt
traditional custodians from disclosing information
if it is inappropriate under tribal law to do so, and
so on. But the objects may also be of purely historic
interest, that is they may be of no interest to any
living Aboriginal person other than as a matter of
interest to the general community.
That is clear from the application section,
section 5, for example, which provides in paragraph (a)
that the Act applies, among other things, to:
any place of importance and significance
where persons of Aboriginal descent have,
or appear to have, left any object .....
used for, or made or adapted for use for,
any purpose connected with the traditional
cultural life of the Aboriginal people,
past or present.
The next paragraph clearly deals with matters of
present special significance and again paragraph (c)
deals with places associated with the Aboriginal
people but of historical, anthropological,
archaeological or ethnographical interest and which
should be preserved because of their general significance
to the State. So they may or may not be of present interest to any Aboriginal p.eople.
The Act seeks to achieve its purpose by a
mixture of provisions allowing co-operation with
land-owners and provisions of a coercive nature and
if I could just mention as a co-operative one
section 12(2) and section 27. Section 12(2) allows
the trustees to manage a place or control a place
by agreement with the person owning it, section 27
allows for an owner to enter into certain covenants with the trustees.
McHUGH J: Does section 27 bind the Crown? MS WHEELER: It is not a matter of binding the Crown 1n section 27.
McHUGH J: No doubt it can take advantage of it. MS WHEELER: Yes. McHUGH J: But the section would have to bind it, would it not, because there would be covenants on the land?
MS WHEELER: It would be the covenants then that would bind, we would submit, so that the Crown would not take
PlT4/l/HS 41 26/10/89 Bropho(2) advantage of the permission to enter into covenants.
McHUGH J: But what about the provisions that bind the trustees then, that is the trustees can give up their rights
to do things under - - -
MS WHEELER: Provisions which are expressed to bind the trustees must bind the trustees just as - to deal with the
point which Mr Justice Wallace raised in his
dissenting decision below and it might be convenient
to mention here - just as the provision in section 10
which expressly mentions the Minister is obviously
intended to impose a duty on the Minister. That
says nothing, we would say, as to the constructionof the Act as a whole in relation to the Crown in all
its various capacities, but obviously where someone
is expressly mentioned by a statute, be it the
Crown in one manifestation or be it someone else,
the statute is intended to bind that person in that
respect.
TOOHEY J: It may not be difficult, Ms Wheeler, to point to a
number of provisions which it would be difficult to
apply to the Crown,butiam not sure that that really
touches the fundamental question. You have an Act which in Part II, which is headed'¼pplication and
Traditional Use", is expressed in really the broadest of terms and it is expressed to apply to "any place 11 and in the later section, section 6, to "all objects
wherever found". So certainly in its opening provisions it is given a very wide sweep. Now, that is not to suggest that that is the beginning and end of it, but it may be that one has to look at the particular relief that is being sought in any given case and ask then whether the Act is applicable to the Crown in respect of that relief, rather than to try to conclude whether, in its entirety, or not at all,
the Act binds the Crown.
MS WHEELER: Yes, there are two matters arising out of that,
Your Honour. As to the first, the definitions and the application sections, the fact that it applies on its face to any site, any object, and so on, of course,
does no more than reflect that the Act is couched in
terms of generality, as statutes usually are, and it
is that generality which gives rise to the question
of the application of the presumption and if there is
any express reference to the Crown one way orthe other, that would, of course, determine the
question. It is no different in that respect, for example, from the merchant shipping legislation which
was referred to in the CHINA OCEAN SHIPPING case.
That is set out at page 193 of the judgments and, if
I recall correctl½ referred to liability for any
loss or damage however occasioned, or something along
those lines. So, again, it was very general. So that we would say as to that that Your Honour is
correct, with respect, in saying it does not mean
PlT4/2/HS 42 26/10/89 Bropho(2)
anything one way or the other. You then have to look to particular sections.
DEANE J: But is that so? I mean, do we need to get involved in particular sections? The question here is whether
the intention could be discerned that no public servant,
State authority, or what have you, can interfere with
these things without it at least going to the
responsible minister?
MS WHEELER: Yes. DEANE J: Your contention is that the result of the rule is that
while all these sites are identified any public
servant or any other person performing anyproper function for the Crown, be it building a railway bridge, be it building a building for any department of State, or what have you, can simply disregard all these things without the minister concerned ever even finding out about it. Now, what you have to persuade us is that if the qualified view is taken of the rule of construction the view contrary to what
you are putting is not reasonably open. All I am trying to suggest to you is I do not think you are going to do that on a leave application by referring to particular provisions of the Act when we have all read it.
MS WHEELER: Yes. The point I was wishing to make about the Act is that when you come to consider its purpose it
itself balances a number of interests, in particular section 18(3) which directs the minister to have
regard to the community interest; section 21 which
again allows the minister to consider the community
interest in response to representations from the owner
of land declared a protected area; section 18(5) which
allows an aggrieved land-owner to appeal to the
supreme eourt. All those recognize that there may well be interest which outweigh in a particular case
the need to preserve a particular site. So that all I am putting to Your Honours in relation to
the broad sweep of the Act is that it is an Act which itself recognizes that the preservation of sites
described in it is not an absolute value, but that
there are other interests.
McHUGH J: But the point you make seems to me to be one of the strongest points against you, that is that the Act
contemplates that the minister will not make that
decision unless the trustees, who are a speciallyselected body, evaluate the importance and significance
of the site and your argument comes to this, that for
a great deal of the land in this State the minister
nor the trustees are to be consulted about it.
MS WHEELER: That is mixing a factual issue into it. If I could just address that factual issue very quickly,
PlT4/3/HS 43 26/10/89 Bropho(2) it is not the submission with respect to most of
the land in the State that that is the case. The question relevantly, we would submit, is - -
DEANE J: I think it is even a little bit worse against you, is it not? It is for all of the land in the State?
MS WHEELER: It is for all of the land in the State. The
question is by whom the act is done?
DEANE J: Anybody at all who can, no matter how lowly he be, say, "I am acting for a State purpose as part
of a State instrumentality", can simply disregard
everything in this Act without it ever going abovethird clerk level in the Department of Railways?
MS WHEELER: That is assuming that - yes - that those are the
types of people who make decisions about development
of land in the State.DEANE J: They may be the people who make decisions in the field about whether they will bring a bulldozer in to clear some land for a Department of Education building. MS WHEELER:
That is against the background, Your Honour, of an Act which directs the responsible minister to register
and evaluate all sites within the State. It is also against the background where parliament has clearly expressed a view that this is an important purpose.
It is not, with respect, we would submit, to be assumed that the Crown is then going to totally
disregard the Act, not to issue any instructions to
its servant, not to take any steps whatsoever toensure that sites or objects of significance
under the Act are preserved. In fact, there has beena general direction in principle. It matters not that that is the case really, we would submit. The main point that I am wishing Your Honours
to accept is that it is to be assumed that the Crown
is going to act with good faith and to attempt, so far as possible, to comply with the purposes of the
statute where reasonable. Now, theoretically -
McHUGH J: Why should you assume that if the intention is that
the Crown is not to be bound? I am not talking about good faith,
that you assume that the Crown will act in accordance
with this Act?
MS WHEELER: Where appropriate, Your Honour. I am not asking Your Honours to assume that the Crown is always going
to act as if it were bound by the statute. If that
were the case it would have been just as easy to say
this Act binds the Crown. The test, we would submit, is not whether it is just as easy for the Crown to
comply with the statute as not in most cases. The
test is not whether at some level as in section 18
there is a ministerial or a Crown decision anyway.
PlT4/4/HS 44 26/10/89 Bropho(2) That is to confuse the rule of construction with the possible application in any particular case. Now,
in our submission, it is not appropriate to assume
that the Crown is going to disregard the Act just
because it can, but the Crown is going always to find
other purposes more important.
DEANE J: Ms Wheeler, I think under the barrage to which you have been subjected you have got over the point very
well and we do see the strength of the arguments,
but having said that, am I correct that there is,
to repeat the phrase I used earlier, no king-hit
that you have if we are not convinced that the
argument against you is not one that is reasonably
open?
MS WHEELER: No king-hit, Your Honour. One matter I wish to mention in relation to the construction of a section
which was referred to below and which may well not
be relevant and, in our submission, is not, but just
in case Your Honours were misled by the reference to it could I just refer briefly to section 19(6) which we submit is of no relevance which provides that:
An Aboriginal site may be declared to
be a protected area whether or not it 1s
on land that is in the ownership or
possession of any person or is reserved
for any public purpose.
Could I just ask Your Honours in considering that
section if Your Honours would happen to turn to it
which,we submit, there is no reason to do so, but itis to be read in conjunction with the provisions of
the LAND ACT, in particular section 33, which allow
land reserved under that Act to be vested in any
person. It can be leased to any person, or the fee
simple can be granted to any person. It is nevertheless
land reserved for a public purpose within the meaningof that section. It does not have to be owned by
the Crown. If I could just hand that to Your Honours.
DEANE J: Thank you. MS WHEELER: Just two other matters briefly, Your Honour. The first is again a factual one, looking at section 18(1)
which~ of course, recognizes that lessees from the
Crown and holders of mining tenements and mining
privileges will not be under the shield of the Crown
although doing relevant acts on Crown land. Might
I just remind Your Honours of those passages in the
judgments which set out clearly the facts that, for
example, 43 per cent of the State is held from the
Crown under leases and licences, and so on. Could
I very briefly return to the point which seems to
be concerning some of Your Honours in the application
of this presumption to this type of legislation and could I submit that the presumption being as firmly
PlT4/5/HS 45 26/10/89 Bropho(2) established as we submit it is, the very question as
to whether the Crown should be allowed to disregardthe Act should be allowed if its procedures
relevantly were such to let class 3 clerks in Mai~
Roads make these sorts of decisions,is something
which the· legislature,having regard to the status of
the presumption, must be assumed to have faced when
it deliberately, we would submit, left the Act silent
on this point, although dealing in section 18(1) with
the interests of those, not the Crown, who were
doing certain activities on Crown land. If it
please Your Honours.
DEANE J: Thank you, Ms Wheeler. Mr McIntyre, you may have your leave.
MR McINTYRE: Thank you, Your Honour. DEANE J: Mr McIntyre, Mr Solicitor, if there is some urgency in this matter the Court should be able to arrange
for it to be listed in the March sitting. If thereare particular reasons that would justify something
being displaced in the earlier sitting in February
representations could be made but we give noassurance that they would be successful.
AT 11.10 AM THE MATTER WAS ADJOURNED SINE DIE
PlT4/6/HS 26/10/89 Bropho(2) 46
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