Black v The Queen
[1993] HCATrans 237
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IN THE HIGH COURT OF AUSTRALIA
Office of the Registry
Sydney No S80 of 1993 B e t w e e n -
MICHAEL JOHN BLACK
Appellant
and
THE QUEEN
Respondent
MASON CJ
BRENNAN J
DEANE J
DAWSON J
McHUGH J
| Black(2) | 1 | 24/8/93 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON TUESDAY, 24 AUGUST 1993, AT 11.55 AM
Copyright in the High Court of Australia
MR T.A. GAME: If the Court please, I appear for the appellant, together with my learned friend,
MR S.J. ODGERS). (instructed by T. Murphy, Acting
Director, Legal Aid Commission of New South Wales)
| MR R.O. BLANCH, QC: | May it please the Court, I appear with |
my learned friend, MR A.M. BLACKMORE, for the
Crown. (instructed by S.E. O'Connor, Solicitor for
Public Prosecutions)
| MASON CJ: | Mr Game. |
| MR GAME: | If the Court pleases, I hand to the Court an |
outline of argument.
MASON CJ: Yes, Mr Game.
MR GAME: If the Court pleases. This appeal arises from a
dismissal of appeals from two trials by the
Court of Criminal Appeal on 17 February 1992.There are two points arising on this appeal, one
concerning a jury exhortation, which concerned the
trial concerning a fire at Airds on
23 September 1986. That was the trial that took
place before His Honour Judge Gibson. The second appeal concerns a failure to direct on confessional
evidence in a second fire, and that was a trial
before His Honour Judge Collins. We deal firstly with the exhortation point. The exhortation appears at appeal book, page 61, and it carries over to page 62. This
exhortation was given at about 2.00 pm, the jury
having retired at 11.03. They were called back in
and given some further very short directions and
they retired again at 11.08. This exhortation must
have been given very shortly after 2.00PM and the
jury returned with their verdict at 2.37. It was a fairly short trial, it was a trial of some five
days, and a summing up was given on the fifth day.
There was a co-accused. So, it would be fair to characterize this as a fairly short,
straight-forward trial.
We submit that this exhortation is too strong.
We submit that it is too strong for a number of
reasons: firstly, on page 61 the passage
commencing:
you are equal in your task, but nevertheless you have a duty, not only as individuals but
also collectively.
That is perfectly true and a jury should be told
that.
| Black(2) | 2 | 24/8/93 |
No one of you should be false to the oath you
took but in order to return a collective
verdict, a verdict of you all, there must
necessarily be discussion and argument and a
certain amount of give and take and adjustment
within the scope of that oath.
We would submit that the last two lines - - -
| DEANE J: | You say a jury should have been told that. | What |
does it mean to say to them that they have a duty
collectively?
MR GAME: Well, what a jury should be
| DEANE J: | I mean, I can understand saying to 12 people that |
each of them has a duty to do something.
MR GAME: Well, Your Honour, I think - yes, I withdraw that
submission, but what I would say is this: a jury should be told this, they should be told they have
an individual duty but one of their duties is the
duty to attempt to reach a verdict.
| DEANE J: | I do not want to delay you, Mr Game, I was just |
asking you what it meant because you said that it
should be given.
| MR GAME: | On reflection, I think, perhaps those words should |
not be used. But a jury should be told that part of their duty is a duty to attempt to reach a
verdict, so they do not simply have an individual
duty and it is fair to say to a jury that they
should try to reach a verdict. If that is what is
meant by "collective", then that would be a fair
thing to say to a jury. The use of the words: a certain amount of give and take and
adjustment within the scope of that oath -
might well be taken by a jury as indicating to them
that they should give up their opinions honestly held. It certainly does not express what it should
express, which is that they are obliged to hold on
to an opinion honestly held. The following paragraph commencing: It makes for considerable public
inconvenience and expense -
and we would submit that those directions should
not be given, and that that puts too much pressure
on the jury, and that "public inconvenience and
expense" should not be mentioned. Nor should the balance of that sentence:
| Black(2) | 24/8/93 |
and it is most unfortunate indeed if such a
failure to agree is due to some unwillingness
on the part of one or more members of the jury to listen to and consider the arguments of the
rest of the jury.
It would be perfectly proper to say to a jury words
that in a judicial way indicated to them that they
should listen to what the other members of the jury
had to say and not to be pigheaded about the
opinions upon which they had preliminarily formed a
view.
| BRENNAN J: | What is the difference? |
| MR GAME: | It depends entirely how it is put to the jury and |
the context in which it is done, Your Honour. This
goes further than that.
BRENNAN J: | What is wrong with the second paragraph; the reference to "public inconvenience and expense"? |
MR GAME: Well, Your Honour, we would say that the problem
with it is that it suggests to the jury that, by
not changing their opinions, it creates expense and
inconvenience to other people, so that it
introduces extraneous considerations to the jury's
deliberations.
BRENNAN J: Is it not really providing a reason - one of the
reasons - why it is the jury's duty to try to reach
a verdict?
| MR GAME: | Your Honour, I will come to Watson in a minute, |
but Watson is the case in which those very words
were regarded as being inappropriate to use and is
possibly creating a potent influence on juries.
So, my submission, in relation to those words, is
really derived from the Court of Appeal's judgment
in Watson, which I will come to in a moment.
Just pausing there, it would appear that the
words of this exhortation, up to the words
"arguments of the rest of the jury", are derived
from Walhein, but following on is not a portion
that appears in Walhein. The next words are: It is very desirable that you should come to a conclusion one way or the other, because if
you don't, it will mean that some jury will
have to later seek to do what you have been
chosen to do. That would be a considerable
hardship on all concerned with the case,
including the accused and the variouswitnesses and if possible, should be avoided.
| Black(2) | 4 | 24/8/93 |
Now, we would submit that reference to
"considerable hardship to all concerned" is
inappropriate, particularly given the circumstance
that a hung jury in these circumstances is likely
to be a hung jury in which one person believes that
the accused should be acquitted, and it would
rather suggest that it is a hardship to the accused
not to come back with an order convicting himpromptly.
I will not read the balance of the
exhortation, but the balance of it goes on to exhort the jury in various terms, but what is
notable about it is that it does not conclude by
telling the jury, either of their right to
disagree, or what they should do if they do
disagree. So that there is no point at which this exhortation leaves the jury in a situation in which
they can at least say, "Well if we cannot agree
then we can come back and tell the judge and we
will be discharged". Section 56 of the Jury Act
provides that the jury is to be discharged if theyare unable to agree. Section 65 used to provide
that it could be done after six hours, but that has
been amended and was amended in 1987. On any account, the jury deliberations in this case were
for an extremely short period of time when thisexhortation was given.
DAWSON J: But obviously it was in response to some
communication by the jury.
| MR GAME: | Yes, there is nothing in the transcript that |
indicates what that communication was, but from the
top of page 61 it would be fair to draw from it
that the jury had indicated that they were unable
to agree.
Naturally enough, we would submit that the giving of this exhortation would be premature at
any time, but it does seem that the giving of the
exhortation after such a short time, even an appropriately worded one, is something that should
be done with a great deal of caution, when a jury
has only been deliberating for what is a very short
period of time, given that jury verdicts are not taken between 1 and 2 in any event, so this jury
would have been deliberating between the hours of
11 and 1, and they would have taken lunch. So, it
scarcely gives them time to argue through their
various points of view and differences.
If I could take the Court to the various cases
which we would submit touch on this question. page 694, Band C, the Walhein direction is
reproduced. The Walhein direction is only
| Black(2) | 24/8/93 |
reflected in this case, as I said, up to what
appears in line 19. The Walhein direction at least tells the jury in the last sentence that they
should inform the court if they disagree.The elaboration in the Walhein direction, referring to hardship to all concerned, appears to
have been introduced by a case of Creasey which
appears at the bottom of page 694 going over to
page 695. Creasey is hardly an authority for the
proposition that exhortation in those terms shouldbe given, for when one examines the decision in
that case, the court simply dismissed an appeal
based on that exhortation without approving it as a
model exhortation.
Then at the bottom of page 695 there is a discussion in relation to the way in which the Walhein direction was reconsidered in the light of
the introduction of majority verdicts. There is a
long passage from the judgment of
Lord Chief Justice Widgery. The point that we would make in relation to the introduction of
majority verdicts is that, although majority
verdicts may have provided the historical reason
that the Walhein direction was reconsidered, the
fact of majority verdicts is quite irrelevant as to
whether or not the substance of the exhortation is
too strong.
This is shown up by the fact that in England,
now, the majority verdict is given entirely
separately from the exhortation, and the
exhortation is only given some time after the
majority verdict is given, so that by the time theexhortation is considered, it is a question of
whether or not it be, say, number 9 as opposed to
number 12.
DEANE J: Except the fact of a majority verdict is not
completely irrelevant, is it? I mean, one could well take the approach that some sort of direction was desirable to overcome the likelihood that one
member of the jury was simply being unreasonably
pigheaded - sort of sitting in the corner - which
would not be a proper approach in the case of a
majority verdict where - what is it in England, 10
out of - - -
| MR GAME: | Ten. |
DEANE J: Yes, where you get a verdict unless more than two
are of a contrary view to the majority. To that extent, it is relevant as a starting point.
| MR GAME: | It has certainly provided the context within which |
the question was reconsidered, but if you separate
| Black(2) | 6 | 24/8/93 |
the majority verdict from the exhortation, then by
the time the jury comes to consider the exhortation
they must be 9:3, or something like that. So that one is still talking about the possibility that one
person, or maybe two, are holding out for a
particular view that they have in relation to the
case or, I beg your pardon, any one of three.
That point I was just making is borne out by a
reference to a case of Ashley, which is referred to
at the bottom of page 697 of Watson. There is one other case, which I will just hand the Court copies
of, called Buono, which makes the same point; it is
a decision of the Court of Appeal concerning the
need to separate the majority verdict direction
from the exhortation, and that appears on the first
column on the bottom of page 255.Now, in Watson, the reasons for reconsidering
the exhortation, the substance of them, commence at
the bottom of page 699H, over to page 700.
The passage dealing with expense and
inconvenience, referring back to
Your Honour Justice Brennan's judgment, is the
passage that we would rely upon, and it appears
at C where the Court refers to it as a potent
incentive to agree. It may, in fact, depend
entirely on the overall structure of the
exhortation as to whether or not those words have a
potent effect or not but, we would submit, the way
in which the exhortation is given, in this case,they are particularly potent because the
exhortation given in this case does not end as it
should do by telling the jurors of their right to
disagree, and that is the critical thing that is
missing from this exhortation.
If one goes to a case which is not referred to
in Watson but is a decision of the Privy Council inShoukatallie. The point which I wish to make there
is borne out at - it is (1962) AC - page 91, commencing at the third line -
| DEANE J: | Mr Game, in view of the comment of the Court of |
Criminal Appeal about the time element, is it not
really relevant for us to know what it was, or what
the jury's message to the judge was, that led to -
as I follow it - at 2 pm or some time before 2 pm,
some message was sent. At 2 pm this direction was
given and at 2.37 pm the jury returned with the
verdict of guilty. Well now, should not we know
what the message was?
MR GAME: Well, Your Honour, my inquiries with counsel lead
me to believe that what was indicated was that the
jury were unable to agree. There is not any
| Black(2) | 7 | 24/8/93 |
transcript, and I have no better source than that.
The Court of Criminal Appeal - - -
| MASON CJ: | Do you know Mr Blanch, the circumstances in |
which - - -
| MR BLANCH: | No, my understanding is exactly the same as my |
friend's, Your Honour.
DEANE J: What, so we can act on the basis that the message
from the jury was a simple message that the jury is
unable to agree.
| MR BLANCH: | Yes, Your Honour. |
| MR GAME: | The Court of Criminal Appeal disposed of the |
argument that the exhortation was premature on the
assumption that that was the effect of the note
that they had from the jury.
Now, Shoukatallie, we would submit, is
instructive because it commences by telling the
jury that they should try to agree, and it
concludes by telling the jury of their duty to
differ if they hold that particular opinion. We would submit that that is an appropriate way in
which an exhortation, if it is to be given, should
be given. The way in which the exhortation was given in this case was very strongly to the
contrary.
Now, one other case, we would submit, is
instructive in relation to the appropriate form of
an exhortation is the New Zealand case of
R v Accused, (1988) 2 NZLR 46, at page 59. I am
sorry, I have jumped ahead. Just before leaving
Shoukatallie, along those lines, and that is a
there was no reference in or matters
distinguishing feature.
The next case was R v Accused,
(1988) 2 NZLR 46, at page 59. The exhortation that is proposed and followed in New Zealand is set out
there and we would submit that that also provides a
useful guide as to what might form the appropriate language of an exhortation. It also commences, or
in the early part, emphasizes the need to attempt
to reach a verdict but concludes by telling the
jury that if they cannot agree and if they are
unable to honestly depart from an opinion held,
then they should do so and indicate. So it makes
clear in an instructive way, we would submit, the
individual and joint responsibility of jurors.
That exhortation does make reference to the
fact that a new trial, a further trial is likely to
| Black(2) | 24/8/93 |
be held, and we would submit that if it is couched
in appropriate language, that would not be
inappropriate. In fact, if the jury were not told
about that, they might think that the case would
founder on their failure to reach a verdict. So
that something probably should be said that
indicates that there is a probability that the manwill go to trial again.
So, coming back to the exhortation in this
case, we would submit that it is substantially
worse that the exhortation that was given in
Walhein and followed over the years, that it does
not accord with Watson or Shoukatallie in
fundamental respects, and that, in the
circumstances, it is too strong and too coercive. the exhortation.
| DEANE J: | Has there been any useful academic writing in the |
| journals on this question, Mr Game? | |
| MR GAME: | Your Honour, Mr Odgers tells me he has done some |
research and could not find any articles on the
question. We have researched the Canadian, American, New Zealand and English position. The Canadians follow Watson, and there is a case on my
list of authorities of Alkerton which sets out the
Canadian position. The United States follow an exhortation given in a case in the 19th century in
a case of Allen's case, and the current status of
exhortations in the United States is set out in acase in my list of authorities called Lowenfield v
Phelps. But the minority opinions in that case -
incidentally the American exhortation itself does
refer to the duty to hold on to an opinion honestly
held and Lowenfield is an exhortation concerning a
penalty phase exhortation, that is to say, afterthe jury has found guilty of murder as to -
exhortation as to penalty - Lowenfield v Phelps is
484 US. The exhortation is at page 235.
The minority opinion in Lowenfield v Phelps
contains a passage at page 252, which would suggest
that there is a large level of disagreement at
federal and State level in relation to the
"coercive nature of the traditional Allen charge".
That appears at the top of page 252.
So, it would appear that although a fairly
coercive exhortation has been given in the United
States following Allen's case, the courts are in a
state of disagreement as to whether or not such a
strong exhortation should be given. In Australia
the position is much less clear as to the current
state of authorities. The Queensland case of Brown, which is on my list of authorities, 43 A
| Black(2) | 9 | 24/8/93 |
Crim R 340, approves Shoukatallie, disapproves Watson. That is in that case at page 342. In
fact, the exhortation in this case is quite similar
to the exhortation given in the instant appeal. At
page 342 there is reference to the:
omission to refer to the need to remain
constant to a view which cannot be honestly
changed.
In the case of Brown, the Court of Criminal
Appeal expressed the view that the reference to
cost and inconvenience was not the aspect of the
exhortation which caused difficulties. What was
the fatal failure was the failure to refer to the
need to hold on to an opinion honestly held. In Victoria - - -
DEANE J: That Queensland direction has some phraseology
that answers my problem in understanding
"collectively", and that is while that is your
individual responsibility to your own conscience it
is a responsibility that you exercise within the
group of 12, which keeps it as an individual
responsibility but in a collective environment.
| MR GAME: | Yes. | The position in Victoria is not entirely |
clear. In Gallagher's case, which is not on my
list but it is on the Crown's list, Gallagher,
(1986) VR 219, the court appeared to accept
Shoukatallie as an appropriate exhortation at
page 246, but the question in Gallagher was a
different question. The question in Gallagher was
a question about an extraordinarily long period of
deliberations and whether or not that vitiated the
verdict. So Gallagher is of limited assistance.
| DAWSON J: | What is the aim of the exhortation? | A legitimate |
exhortation?
| MR GAME: | In colloquial terms I suppose the aim of the |
exhortation is that if somebody on the jury is being quite unreasonable, then it provides a way in
which the judge says to the jury, "Now, come on,
listen to what everybody else is saying. Do not be
unreasonable, the other people in this jury might
have something sensible to say. Listen to what
they have got to say." Or, "Just because you have
come to one conclusion about the case does not mean
that what other people have to say about the case
is nonsense" .
DAWSON J: But that is something that should be given at the
beginning, not towards the end of their
deliberations.
| Black(2) | 10 | 24/8/93 |
| MR GAME: | Something along those lines could very usefully be |
said in the body of the summing up. Nothing was said in this case, and nothing normally is said
along those lines. In Watson's case and in
subsequent English cases, there has been reference
to the fact that either the exhortation should be
given in the summing up or after a majority
verdict, so there seems to be approval in those
cases of the giving of those sort of directions inthe body of the summing up itself.
DAWSON J: Because if it is given later, it really is an
exhortation to bend a little in your views.
MR GAME: That is, in our submission, very precisely what it
is.
| DEANE J: | One of the problems seems to be that it is always |
given with some surface reference to being loyalty
or oath, but in a way that elides what that means
and mixes it into compromising to get a result.
MR GAME: | In South Australia, in my experience, they never give an exhortation, and I have never seen a case |
| and never heard an exhortation, whereas in | |
| New South Wales they give them very regularly. |
There is another Victorian case of Cartledge,
(1956) VLR 225 .. At page 227 there is a useful
commentary on the use of this language "give and
take and adjustment of views within the scope of
the oath". The second sentence after that: It may mean that a juryman is to compromise
with the others in coming to a verdict. If
that were its meaning, we do not at all agree
with it.
We would submit that there is a risk of such a
conclusion being drawn from a direction along those
lines, particularly when all - - -
| BRENNAN J: | Which part of the page is that, Mr Game? |
| MR GAME: | Page 227 at about point 2 to 4, the paragraph |
beginning:
There is little danger, we think -
and then, the next sentence:
It may mean that a juryman is to compromise with the others in coming to a verdict.
Again, it would depend upon context but the context
in the instant appeal is a context in which nothing
| Black( 2) | 11 | 24/8/93 |
was said which would detract from that impression
having been created.
There is a Western Australian case, from which
I will not read, called McMahon, (1984) 15 A Crim
R. The Western Australians appear to have followed in the past, the Shoukatallie direction,
but Watson, of course, post-dates the case of
McMahon. In New South Wales, exhortations along
the lines given in this case have been approved in
many cases, and this case itself is a case which iscited with approval for an exhortation given in
these terms; that is to say, Black is cited as an
authority supporting exhortations along these
lines. In a case of Judge and McKinney, which is
the precursor of McKinney and Judge in this Court,
(1990) 49 A Crim R 7, at page 17, Justice Clarke
approved Watson, followed with the words further
down the page:
If the jury had returned quickly with their
verdicts then there may have been some feeling
of uneasiness but as it transpired the juryconsidered the matter for another eight hours
and this does not suggest oppression.
It would appear from the bottom of page 16 to the
top of page 17 that the exhortation given in
Judge and McKinney was different than the
exhortation given in this case because it says, at
the top of page 17:
His Honour more than once referred to a juror
being able honestly to bring themselves to a
different view or being unable honestly to do
so in a manner consistent with the juror's
oath.
I have not put the cases on my list of
authorities, but there are a number of cases in New
South Wales where an exhortation such as that given
in this case has been upheld and, as I said, Black itself - this case itself - is cited as an
authority for upholding exhortations given in these
terms.
| DEANE J: | Mr Game, would it be asking too much to ask you to |
arrange all the relevant cases that you have seen
in an order as to jurisdictions, and so on?
| MR GAME: | No, Your Honour. | |||
| DEANE J: | And let us have it? | |||
| MR GAME: |
|
the sum total of the researches. Those are my
submissions in relation to the exhortation point.
| Black(2) | 12 | 24/8/93 |
| DEANE J: | What about the various law commission reports on |
| juries in recent years, I mean, on majority |
verdicts, and so on; have any of them adverted to
this question that you are aware of?
| MR GAME: | I have not researched it, but I will - - - | ||
| DEANE J: |
|
wondering whether they had or not.
| MR GAME: | There have certainly been reports on juries by law |
reform commissions at State and federal level, and
I will make some inquiries as to whether anything
appears in those.
| DEANE J: | Thank you. |
MR GAME: That concludes my submissions in relation to the
exhortation point, which brings me to the
confessional material in the second trial.
| DEANE J: | The exhortation point only applies to the first |
trial, is that right?
| MR GAME: | Yes, Your Honour. |
| MASON CJ: | Mr Game, it may be convenient to adjourn now. | We |
will resume at 2.15.
AT 12.44 PM LUNCHEON ADJOURNMENT
UPON RESUMING AT 2.18 PM:
MASON CJ: Yes, Mr Game.
| MR GAME: | If the Court pleases. The confessional material, |
the subject-matter of the ground concerning the
failure to properly direct in the second trial,
appears in the evidence of Detective Torning at
page 203 of the appeal book.
The appellant, at the time this admission was
allegedly made, was in custody. These alleged
admissions were uncorroborated and the Crown case
substantially depended upon the confessional
material. It is not apparent from reading the
admissions as they were recounted to the jury, but
the admissions are, in fact, the same admissions
which were relied upon in the first trial, and they
are edited so that the plural is made to read as
the singular. So that, for example, the mere
| Black(2) | 13 | 24/8/93 |
change of the word from "both" to "it" could
encapsulate one or other of the fires.
| DEANE J: | I do not understand what you have just said. |
MR GAME: Perhaps, if I could just show Your Honour the
statement that was the - - -
DEANE J: If you just point to something in the transcript
and say what it would have been - - -
| MR GAME: | Yes, well to give an example, take line 20: |
Are you admitting you lit it?
was, in fact:
Are you admitting you lit both these fires?
| DEANE J: | How do you do that? |
MR GAME: That is what the admission was.
DEANE J: Are you telling us that, or are you able to point
to some passage in the transcript?
| MR GAME: | There is no passage in the transcript. | I am able |
to say that because I have read the detective's
statement and the admissions in this case are
precisely the same, word for word, as the
admissions relied on in the Judge Gibson case, so
that - - -
DEANE J: But, is it the same conversation?
| MR GAME: | It is exactly the same conversation. |
| DEANE J: | I mean the same occasion. |
| MR GAME: | Yes. |
| BRENNAN J: But, it is not, is it? | |
| MR GAME: | It is exactly the same conversation. |
BRENNAN J: But, why would this conversation be given in
Judge Gibson's case?
MR GAME: Well, because the police, according to their
account, went in and said, "We would like to
discuss these fires with you," and then he said,
"Yes, I lit it," and they said, "Are you admitting
you lit both of these fires?" and he said, "Yes, of
course, I did," and then, "but you will never prove
it." That is the alleged admission, and then that
went to the jury in both cases as if that were the
admission in the singular.
| Black(2) | 14 | 24/8/93 |
McHUGH J: But, I mean, this is a very unsatisfactory
practice. It is one thing to edit a document that
you put before a jury, but this detective has sworn
that the accused said, "So what if I did it," and
that is not what he said at all.
MR GAME: That is right. That is not even what he said he
said. That is correct.
DEANE J: But you are not telling us, are you, that this is
something that was done by consent of everybody to
protect your client?
| MR GAME: | It would seem that that is the reason why it was |
done.
DEANE J: What? Everybody agrees he gives a false account
of the conversation?
| MR GAME: | Yes . |
| DEANE J: | Does he cross his fingers or something? |
MR GAME: This only became apparent to me when I compared
the admissions that appeared in the appeal papers
in relation to the Judge Gibson trial with what
appeared in the appeal papers in relation to the
Judge Collins trial, and then obtained the
statement of the witness and saw that, in fact, the
admissions were in different terms than, in fact,
they were put to the jury.
DEANE J: But it is done to protect the accused.
| MR GAME: | Yes. |
| BRENNAN J: | And the witness was Detective Sergeant |
Llewellyn?
MR GAME: Torning is this one and his partner - - -
| BRENNAN J: Torning, yes. And it was on 20 January 1988 |
that this conversation was said to have taken
place?
| MR GAME: | Yes, Your Honour. | Now, in the summing up the |
matter is dealt with at pages 293 and following.
At the bottom of page 292:
then we have the piece of evidence which the
Crown relies upon as critical to the case
against Black -
then there is a reference to the interview. Then,
at page 294, that actual portion of evidence
appears. Page 294, line 21:
| Black(2) | 15 | 24/8/93 |
Well of course the Crown agrees that apart
from that, they haven't got any evidence,
other than that he was in the general vicinity
and was in association with the place -
Page 295, line 6, a reference to:
and if there is no evidence to the contrary,
then without any quibble, he's guilty.
Then certain matters that were argued by counsel
for the accused appear at the bottom of page 295 to
296, and the Crown's submission is put at page 296
and then His Honour says:
so those are the two opposing things.
And then at page 297:
If you are not satisfied beyond a reasonable
doubt, then the Crown has got no position
because there is no other evidence other than
suspicion which is not evidence directly toimplicate the accused in this fire.
Then at page 301, reference to the Crown's case,
the Crown refers to:
his availability to be involved; his
presence ..... his close association with the
Accused Spittles and ..... his admission -
So that it would be fair to say in this case that
the Crown case depended very heavily, if not
entirely, upon the confessional material.
Now if one goes back to Detective Torning's
evidence at page 208, line 36, he said the police
were:
highly suspicious or perhaps beyond that.
Page 209 he gave some explanation as to why they follow the particular procedure followed - that is
lines 5 to 12. Then at page 211, first of all he said that he recorded in a notebook five minutes
later, and that is in direct conflict with
Detective Llewellyn's evidence, which I will come
to shortly, and he said, why they did not show the
notebook to him:
I think we discussed it, yes and we decided
that it wouldn't be worth it.
That is Detective Torning's evidence. Then if one turns to Detective Llewellyn's evidence, he gives
| Black(2) | 16 | 24/8/93 |
evidence of the admissions at page 215, and at
page 216:
Why didn't you direct him to take notes?
Detective Llewellyn was very much senior to
Detective Torning, but both were detectivesergeants; so both were quite senior, but Llewellyn
was very much senior to Torning.
I couldn't see why we would want to record it,
that conversation.
Then page 216, line 30:
they usually are ready and willing to take
notes ..... isn't that correct? A. No that's not correct at all.
Line 32. That evidence stood uncontradicted. Then
at 217:
how long after you'd spoken to Black did
Detective Torning make that note in his
notebook? A. It was directly after the
accused was charged ...... it takes roughly
forty-five minutes -
so he has got an entirely different time period.
The explanation for not showing the note:
Well those notes are notes for
Detective Torning and my purposes, they've got nothing to do with Mr Black.
So we would say that the Crown evidence itself, in
relation to this confessional material, was totally
unsatisfactory. The case depended very substantially on this confessional material. It
was a case that called for clear directions. Those
directions were sought and directions were sought
in terms of Justice Brennan's judgment in Reg v Carr. That appears at page 74 of the summing up,
which was not included in the appeal book, but I
had it sent up to the Court. If the Court does not have it I will hand up fresh copies to the Court.
The part which has got a black mark on it reads -in
Reg v Carr in the first line.
The nub of the response of the trial judge appears to be that he thought that he had given
appropriate directions. He said he did not use
those magic words but he thought that he had made
it perfectly clear, and we would submit that he had
not put any of the things that had to be put in
relation to the confessional material.
| Black(2) | 17 | 24/8/93 |
The Court of Criminal Appeal disposed of this
ground on the basis which appears at appeal book
page 342. The Court of Criminal Appeal relied upon the fact that counsel had referred to particular
matters, and that is at lines 16 and 17 and
following, and we would submit that that is clearly
inadequate. Then the Court of Criminal Appeal referred to the fact that the trial judge had
referred to the fact that the jurors when
evaluating evidence should look to see if it finds
any substantial support. That was in a totally
different part of the summing up which appears at
page 269, quite different part, but in any event,
the jury could not possibly have known that this
evidence fell into such a category because, from
their point of view, it would have been
corroborated.
McHUGH J: Excuse me, what was the page, Mr Game?
| MR GAME: | 342 of the appeal book. | I am sorry, I will go |
back. I take it everything I have just said was at a time when Your Honour did not have that page.
| DEANE J: | I was looking for it, too. |
MR GAME: Sorry, I apologize. Page 342 is the Court of
Criminal Appeal's response. At line 16 and following the Court of Criminal Appeal referred to
the fact that the trial judge had reminded the jury of counsel's observations, and that is true, but wewould submit that that is clearly inadequate, and
in any event was put in such a way as to say,
"Well, this is what the defence said and this is
what the Crown said, and that is the two sides for
you, and it is for your consideration." Then, at
line 20 is:
Furthermore, His Honour gave the jury a
direction that when evaluating evidence ·they
should look to see if it finds any substantial
support from some other source and that if it is challenged and if it is standing alone, they should approach it with more caution.
His Honour did give the jury such a direction. It
appears in appeal book page 269, and of that we
would make the submission that, firstly, it is in a
totally different part of the summing up, and
secondly, according to that direction the
confessional material did obtain substantial
support from some other source.Detective Llewellyn supported Detective Torning.
So, that clearly does not go anywhere near the
minimum requirements for a direction in the
circumstances. That is the position as it stood inthe Court of Criminal Appeal.
| Black(2) | 18 | 24/8/93 |
| DEANE J: | Where is the part where His Honour reminded the |
| jury of the observation by counsel? | |
| MR GAME: | That is at a passage which I referred to, |
commencing at the bottom of page 295, going all the
way through to page 296. Line 23 is the Crown
response, and then His Honour said:
so those are the two opposing things.
So, he has reminded the jury of counsels'
submission and that is that passage.
Now, the directions which, we would submit, should have been given, are set out on the final
page of my written submissions. Broadly speaking,
2.a) to d) are taken from Justice Brennan's
judgment in Carr, at page 330. e) is taken from a
portion of McKinney, at pages 476 to 477 but, we
would submit, that that is clearly a direction that
the jury should be given in any such circumstances,
and f) and g) are taken from Justice Deane's
judgment in Carr, and a portion of McKinney.
| McHUGH J: | I may have missed something. | I am sorry to |
interrupt you, Mr Game, but - it is all right.
| MR GAME: | To put it very shortly, those are the submissions |
that we make in relation to the confessional
material. I have not identified the other portions
of evidence that were, in fact, in the case against
the appellant, and if the Court desires me to do
so, I could very briefly indicate what other
evidence there was. But, bar that one matter,
those are the submissions that I have to make in
relation to the confessional material. Those are
my submissions.
MASON CJ: Thank you, Mr Game. Mr Blanch.
| MR BLANCH: | May it please the Court, if I could hand up an |
outline of submissions for the Crown.
MASON CJ: Yes, Mr Blanch.
| MR BLANCH: | If the Court pleases. The first six paragraphs |
relate to the exhortation and, unless the Court
wishes me to go through them, they are set out as a
treatment of the various authorities with a view to
ascertaining whether the change to the direction
recommended by the Court of Appeal in England in
Watson's case has been acceptable in other
jurisdictions, and what the practice has been.
There are a couple of matters that arose during the course of my friend's submissions.
Your Honour Justice Deane was concerned about the
| Black(2) | 19 | 24/8/93 |
word "collectively" and picked up some aspect of
that from Brown's case in Queensland. I draw the Court's attention to Watson's case, (1988)
1 QB 690, and the model direction that is given in
that case at page 700 includes that very phrase.
It is said there:
No one must be false to that oath, but you
have a duty not only as individuals but
collectively.
And then it goes on in another part of that model exhortation:
There must necessarily be discussion, argument
and give and take within the scope of your
oath.
One of the other things that I would make a
particular note about, in respect of Watson's case,
is at page 695 where, in dealing with
Lord Goddard's judgment in Walhein, particular
attention was drawn to the fact that the direction
given, or under scrutiny there, was one which
invited jurors to subordinate their views to those
of the majority and concur in the verdict. And, I
just draw particular attention to that because
obviously that is one key matter of concern, when
looking at an exhortation, as to whether a
particular juror is being invited to give up a
genuinely held view for the sake of reaching a
verdict, and also because it picks up, I think, inthe Canadian case of Alkerton, 78 CCC (3d) 576,
which was decided by the Ontario Supreme Court, but
which then went to - 576 is the very short judgment
of the Canadian Supreme Court, approving the
judgment of the Ontario Court of Appeal. Thejudgment of the Ontario Court of Appeal is in
72 CCC 184.
And, it was just that in that second report of
Alkerton in the Ontario Court of Appeal, at page 189 there is just a small passage in the
judgment, at about point two of the page:
The point to be taken from all of the
authorities is that a jury must not be tempted
to abandon an honestly held view of the
evidence in favour of extraneous concerns. It
is a very delicate situation when a deadlock
appears to have occurred. No member of the jury should be encouraged to avoid the oath,
which is solely to bring in an honest verdict
according to the evidence.
And, goes on to discuss various forms of
exhortations that have been made.
| Black(2) | 20 | 24/8/93 |
It would appear that the New Zealand
Court of Appeal in R v Accused is the only other court to actually come forward with a model form of
direction. The other, and even then, as I pointed out in my submissions, a subsequent case of Tennant
in the New Zealand Court of Appeal said, "Well, it
is a matter of fact in any individual case." And it is, in our submission, indisputably true that that is the situation. The essential inquiry is
whether any undue pressure is being brought on a
jury in a particular case, any undue pressure to
reach an inappropriate verdict, any undue pressure
which would cause any juror - - -
| DAWSON J: | You say "undue pressure", or do you mean |
"pressure"?
| MR BLANCH: | Do I mean pressure? | No, Your Honour, I do not |
think - I would submit that there is nothing wrong
with bringing some pressure to bear on a jury to
reach an agreement and, indeed, the policy of the
law has always been, and ought to be, to encourage
a jury to reach an agreement - a proper agreement.
DAWSON J: Encouragement is one thing, and pressure is
another.
MR BLANCH: Well, Your Honour, it depends
BRENNAN J: Well, you are right in saying that it is the
policy of the law, they used to be carted, did
they not?
| MR BLANCH: | I am sorry Your Honour. |
BRENNAN J: | The jury used to be carted, it was certainly the policy of the law. |
| MR BLANCH: | Yes, Your Honour. | It was clearly a matter of |
encouragement by pressure, and it may be a question
of the difference between the words "pressure" and
"encouragement". I am using the word "pressure", Your Honour, in the sense of encouragement, that
encouragement is the pressure. The question is when that pressure or encouragement becomes
improper pressure or encouragement. It is one
test, of assessing when that occurs, to define that
point as the point where a juror gives up an
honestly held believe and is prepared to have it
subverted into the vote of the majority. So that,
in fact, you end up with a majority verdict with a
juror who is feeling as though he has not abided by
the oath and concurred in a verdict with which he
does not agree.
| DAWSON J: | Do we know - there is a reference to this in one |
of the cases, I cannot recall which one - but do we
| Black(2) | 21 | 24/8/93 |
know whether it is our experience that after an
exhortation is given very frequently the jury comes
in quickly with a verdict?
| MR BLANCH: | No, I do not think I am aware of any case or |
statistics dealing with that, Your Honour. My own
experience about that matter is that often it does,
but it would be very hard to quantify it becausethere are plenty of other times when jurors do fail
to agree. I think the statistics are that about 2 or 3 per cent of trials in New South Wales result
in disagreements of juries.
| DAWSON J: | How often is the exhortation given? |
| MR BLANCH: | I do not know how often the exhortation is |
given, Your Honour.
McHUGH J: Almost always, in my experience. When I was at
the bar I never struck a case when a judge did not
give it.
MR BLANCH: | Your Honour was so successful as a defence advocate the jury was always confused and could not | |
| ||
| comes back, either at the end of the time or comes | ||
| back with an indication of a failure to agree that | ||
| the exhortation is given, but it is habitually | ||
| given. Certainly, in New South Wales it is always | ||
| given when that occurs. There are recommended | ||
| forms of exhortation. | ||
| McHUGH J: | Even in civil cases it is given in New South |
Wales.
| MR BLANCH: | Yes, Your Honour. | It is not given as a matter |
of course when a jury is ordinarily being sent out.
It only occurs when the jury is having difficulty.
But it is our submission that it would not be
appropriate to lay down a form of words for the
exhortation, that is a matter that needs to be
assessed by judges in the circumstances of individual cases. References to expense, which
have been criticized in some of the judgments, in
Watson, for example. The fact of the matter is that one wonders what impact such a statement has
on a jury in any event because it would have to be
a fairly obtuse juror who was not aware of the
costs and delays in the criminal justice system and
who would not appreciate that there was a degree of
expense and difficulty and wastage of time and
inconvenience involved in a disagreement.
The fact of the matter is that all those things are true.
The question is whether reminding
the jury that those things are true exerts any
improper pressure to bear on jurors. It would be
| Black(2) | 22 | 24/8/93 |
our submission that it would be a healthier
attitude for the criminal courts to take to accept
modern day juries as intelligent, reasonably well
educated people, who have a certain fundamental
understanding of the way the system works and that
their sensitivities are not so fragile that they
would be influenced by - - -
| McHUGH J: | Is that correct? I thought that the modern |
research tended to show that jurors were quite
bewildered as to what their functions were, and
steps were being taken to try and improve that
situation.
| MR BLANCH: | Your Honour, it may be so to - or certainly that |
may be so in some cases. It would need to see the result of the research and what that was directed
at. There has been a change in the jury roles in
New South Wales from a point where police selected
the people who were to go on the jury roles, and no
doubt at that time people were better educated and
came from a different level of society to the point
in New South Wales now, where they are simply
chosen off the electoral role, so you get a broadspectrum of people.
| McHUGH J: | What about the jury exemptions in criminal |
trials. It used to be said once, in
New South Wales in the civil side, that the average
intelligence of the jury was less than the average
intelligence in the community, because there werepeople in all sorts of occupations were either not
eligible for community service or entitled to be
excused.
| MR BLANCH: | Lawyers are certainly exempt, Your Honour. | The |
exemptions were substantially reduced. It did
extend to all public servants and a whole range of
people at one stage, and that has been very
substantially reduced, so there is a very limited
range of exceptions.
The point that I would wish to make is simply
the fact that in order for the criminal justice
system to function, I think it is necessary to
assume that there is a degree of intelligence and
common sense about the people who serve as jurors
and that it would be wrong to assume that their
sensitivities are so fragile as to be affected by a
statement, for example, that it was expensive.
| DEANE J: | Can I take you to Alkerton where they set out a |
passage from that extraordinary Shoukatallie case.
In that passage you have got the Privy Council
referring to the juror in the minority and they
then say:
| Black(2) | 23 | 24/8/93 |
if, on so doing, he can honestly bring himself
to come to a different view and thus to concur
in the majority, he should do so.
Surely the ordinary juror, in a minority, is
going to regard that as saying to him, "Now, try
hard to abandon your view and go along with the
majority for the sake of getting a result and throw
in and avoiding all the expense and inconvenience."
It has got no other meaning.
MR BLANCH: With respect, Your Honour, it has, and the other meaning is what it says, and that is, "can honestly
bring himself to come to a different view."
DEANE J: But why should he try to bring himself to come to
a different view?
MR BLANCH: Well, Your Honour, it is an invitation that is
extended to jurors in other situations where - put in another way, it is said, "We all form views; it
may be that you have formed a view and you are
excluding other views; take account of what other
people are saying; think about your view and put
them together and see if you can honestly change
your view".
DAWSON J: But may I take that up? If there are two sides
to a question and the juror takes one side, he has
been told to take the other side.
| MR BLANCH: | Yes, Your Honour. |
| DEANE J: | Or to try to take the other side, and if he can |
honestly convince himself to take the other side -
| DAWSON J: | Even though he does not believe it. |
| DEANE J: | - - - he should do so. |
| McHUGH J: | And it approaches it on the basis that there is a |
prima facie case almost against the minority juror.
The majority jurors are not told that they should see whether honestly they can concur with the minority view.
MR BLANCH: Yes. Well, certainly that is - I am just trying
to reread this - and whether that exhortation is directed at the minority and, yes it is, in that
case; yes, that point is correct, Your Honour, in
that context. But it depends on the circumstances.
If the invitation is merely an invitation to
discuss, not to take a hard and fast view, but to
go back - all the jury is really being invited to
do is to go back into the jury room to open their
minds to arguments, to listen to what other people
| Black(2) | 24 | 24/8/93 |
are saying and to apply the process of reasoning
again, that it is in everybody's interest that
there should be an agreement, if that is possible.
DEANE J: But is not the real problem here that these
exhortations, as everybody seems to call them, are
really directed to the case where the judge has thefeeling that there might be, as I said earlier to
Mr Game, a juror sitting in the corner, who is not
prepared to talk and, no doubt, if you have the
juror adopting that approach, they are good and
fair. But, in the ordinary case, where you have
got jurors sitting around a table, all trying to
participate, and possibly the majority saying to
the two or three holding out, "Look, we want to get
away, you are holding up a verdict; on your
approach everything is going to be wasted" and so
on, and then they go into the court and the judge
says this. They are all going to look at the
minority and say, "I told you so".
MR BLANCH: Well, Your Honour, it depends what is said. On
the other hand, might I ask rhetorically: is not
the criminal justice system entitled, when the juryis sent out, to expect that the jury in the jury
room is going to reach an agreement if that is at
all possible; that is it desirable, at some stage,
to reinforce to them, if they are having trouble
reaching an agreement, that it is desirable to
reinforce the fact that there has to be discussion
and a degree of open-mindedness about other
peoples' views and, at the end of the day, if they
rethink the situation, think about the logic and
common sense of their own point of view, that it
may be that they will change their minds. On the other hand they may not. But from the policy point of view of the criminal law it is desirable and certainly it
always has been a major policy of the criminal law
that once you have a jury trial that there should
be a verdict arising from the jury trial, going back to days of deprivation, and so forth, until
the jury had reached its verdict. But that is the root of the rule, and the policy remains the same.
Undoubtedly we should be careful to avoid a
situation where a juror abandons an honestly-held
view simply for the sake of getting a verdict, and
that is the danger.
McHUGH J: But there are always dangers. Small group theory
holds that people will make decisions in small
groups, that they would not make if they wereallowed to make an individual decision.
Psychological pressure is put on people in groups.
So it is difficult enough for an individual to
maintain a view in a group discussion; even more
| Black(2) | 25 | 24/8/93 |
difficult when the majority is against that
particular view. But what has got to be guarded against is anything that might impair the
independence of view of any of those jurors.
MR BLANCH: Yes, Your Honour. But in doing that, it is my
submission that we should not be too precious about
juries and the way jurors operation.
| McHUGH J: | I must say, at the moment I do not have any real |
trouble about the costs and expense. I think it is legitimate to put to a jury that the importance of the occasion and drawing to them the necessity for
a decision and how important this is, both to the
accused and to the community, as long as the jury
know that each individual is entitled to stick to
his view.
| MR BLANCH: | Yes, Your Honour, that is one aspect. | One |
answer to this problem is to - you can take a number of lines looking at the thing, but one
answer is to ensure that there is some clear
statement to the jury, at the end of the day, that
they are entitled to disagree and that that is
unfortunate if that happens, but if it happens it
happens, and there you are. A statement like that
at the end of any of these exhortations might curethe problem.
MASON CJ: Well, that is precisely what was done in the
New Zealand statement.
| MR BLANCH: | Yes, Your Honour. |
MASON CJ: And I must say, for my part, I do not see that
the other case, Tennant, the subsequent case,
resiled from the statement that was approved in
Reg v Accused.
| MR BLANCH: | Yes, I do not suggest that they do, Your Honour. |
I am just saying that, in Tennant's case, they were
looking at a case and they were saying, "Look, we have laid down a general rule here about these
things". In this particular case of Tennant, we do
not think that there was a problem, but they
certainly did not resile from the idea that there
ought to be a general statement, and it is the New
Zealand Court of Appeal that is now in line with the English situation about that.
But, in our submission - I am sorry, I was
going to say about Watson's case, that I read out
the bit in Watson's case where Walhein was referred
to, and they criticize the word "subordinate" theview. But they then, themselves, in the passage
that I referred Your Honour Justice Deane to, used
the words "there has to be some give and take", and
| Black(2) | 26 | 24/8/93 |
the words "give and take", on one interpretation of
them, might be interpreted as carrying almost the
same message. And it seemed that the distinctions that they were drawing were getting to be fairly
fine distinctions on that basis, which is where I
was coming from to say that, perhaps, the better
solution is to ensure that, at the end of whatever
is said, there is some more general statement about
the right to disagree, however unfortunate that may
be.
In this particular case, I would submit that
the exhortation given by the judge was an
appropriate exhortation that does not raise the
questions, or the problems, that might be thought
to have caused the trial to miscarry. The first thing about it is that it was a situation where it
was an exhortation given after the jury had been
out for a couple of hours, and then over lunch
time, and then come back and obviously expressed
some difficulty about agreeing.
The judge, faced with that sort of a statement
before the full retirement period had expired, was
obviously in a position where he would want to say,
"Well, we are not just going to accept the fact
that the jury is now coming back and saying we
cannot agree". He would want to give them some sort of exhortation and say, "Look, go out and
spend a bit more time than two hours before lunch
and lunch time considering your verdict".
So that, the circumstances in which it arose
was that, and then he went through these various
matters, and he certainly did not use a word like
"subordinate". He did use the words "give and take", he did use all the expressions about
expenses and public inconvenience and hardship, and
if that be found to be a fatal statement then it is
a fatal exhortation. But he did not - in my
submission, that part of the exhortation is not
fatal. It may be of some relevance, and it may be that the Court would want to say something about
the fact that they are words that, perhaps, are
best avoided in case they might exert some
pressure, or inappropriate pressure on the juror.
DEANE J: But, Mr Blanch, can I just take you back, for a
moment, to page 61, and you started reading from
lines 6 or 7. He tells them that: you have a duty, not only as individuals but
also collectively.
Well, now, I would venture to suggest that that would puzzle the average juror as to what is my
collective duty. His Honour then says:
| Black(2) | 27 | 24/6/93 |
No one of you should be false to the oath you
took but in order to return a collective
verdict -
now, that is after the collective duty -
a verdict of you all, there must necessarily
be discussion and argument and a certain amount of give and take and adjustment -
| MR BLANCH: | Yes, Your Honour. , |
DEANE J: Well, now, if you disregard, within the scope of
that oath, which may or may not have a precise
meaning to a juror, what His Honour is telling them
is that they have a collective duty, that a
collective verdict is involved, and in order to
return that collective verdict in the context of
their collective duty, they have got to give a
certain amount of "give and take and adjustment". Well now, that seems to me to be the very sort of
thing that is calculated to oppress a minority
juror who is hanging out for a particular verdict,
because he is convinced of it.
| MR BLANCH: | I would say, in reply to that, Your Honour, that |
it is done in the context of the judge having said
they have individually taken an oath, and they
should not be false to the oath that they have
taken. I would also say, Your Honour, that there is not a lot of difference when you read those
words to the model direction that the English Court
of Appeal have set out in Watson, and it was
precisely because those words, and that is why I
draw Your Honour's attention to the prescribed
exhortation - if I can call it that - in Watson's
case because it is exactly the sorts of concepts
that the English Court of Appeal say, "Well, that
is fine to do that".
DEANE J: That might be so, but why should a minority juror
who is prepared to listen to argument and weigh the rights and wrongs, involve in any process of give
and take to reach a collective verdict? What does
it mean?
| MR BLANCH: | It does not mean that they have to give up an |
honestly held view or be forced to their oath, and
they have been told that. If it does not mean that, it means that they have a collective duty
because they are sworn in as a jury to return a
verdict and that is their collective duty to do
that if they can. I appreciate the words "if they can" are not added but it is my submission that the
mere fact of telling the jury that does not invite
them to submerge their own honestly held views and
beliefs. In fact, what the judge has told them is
| Black(2) | 28 | 24/8/93 |
do not do that: "No one of you should be false to the oath you took".
| DAWSON J: | Why is it suggested that it is inappropriate to |
give the direction until the jury have been out for
a considerable time, or at least have reportedtrouble?
| MR BLANCH: | I am sorry, why is it - - - |
DAWSON J: | Why is it suggested inappropriate to give the exhortation except in those circumstances - |
| inappropriate? |
MR BLANCH: Well, Your Honour, because the jury is normally
told what their duty is and to go and assess the
evidence and see if they can return a unanimous
verdict.
DAWSON J: There seems to be a bit of guilt about it, that
it is only resorted to as a last resort.
| MR BLANCH: | No, Your Honour, it is because the policy of the |
law always has been to attempt to get a verdict if
at all possible and - - -
DAWSON J: Without the exhortation.
MR BLANCH: Without exhortation, in the first instance, but
with exhortation if necessary. With exhortation if necessary only if the exhortation is an appropriate
exhortation. And the justification must surely be that it is known that a group of jurors will go out
into a room - and people do take fixed positions
about things - and say, "We cannot agree". The criminal law has always worked on the basis of
saying, "Do not take such a strong, firm view aboutthings, go back and have a think, listen to what
other people are saying. Do not just close your
mind. Think about it reasonably, rationally," et
cetera, "there must be some give and take."
| McHUGH J: | What about that expression. | Why should there be |
"give and take"? Particularly in a case where
there are a number of accounts, I would have
thought that was about the worst thing you could
say to them. You know, "I will acquit him on this and convict him on that". What is there to give and take, given the way the fact that you think the
verdict should be not guilty?
| MR BLANCH: | In this case there is only one charge, |
Your Honour.
McHUGH J: Well I know, but nevertheless, in this case, what
are you going to give up and what are you going to
take?
| Black(2) | 29 | 24/8/93 |
MR BLANCH: Well, Your Honour, it is a matter of exchanging
views and reasons for holding a particular view; it
is a matter of discussion between people, listening
to other people's views and expressing your own.
DEANE J: But that is not what it says; "give and take" is
in a bartering context, it is not a discussion.
MR BLANCH: Well, that is a matter of interpretation,
Your Honour. It was the point that I was drawing,
in fact, out of Watson's case, because in Watson's
case they criticize the words "subordinate your
view to somebody else" and then approved the words
"give and take". But they are words that have always been used and are widely used. I cannot remember now whether - - -
DAWSON J: Well, that is what is being questioned. One can
understand a jury being told not to close their
minds too early. The appropriate time to tell them that is when they go out; not after they have
closed them.
MR BLANCH: Certainly that could be done, but there is no
point in doing it at that stage if no problem has
arisen; I mean, the exhortation has only ever come
about when a problem has arisen and it is seen as
being necessary to attempt to unclog the problem
that has arisen. I think in the United States they refer to this, not as an exhortation, but as the
dynamite charge, because the effect of it is to
unclog the blockage that has occurred in the
verdict finding process.
| McHUGH J: | The hypothesis upon which the direction is given |
is that a jury is deadlocked. I mean, the jury themselves cannot agree and they say they cannot
agree and then, in my experience, judges never
discharge them then; they bring them in and they
give them a direction, sometimes something like
this, sometimes a variation of it, but the whole
point is to get them to agree, and to get people to agree who are already in fairly solid positions of
disagreement.
| MR BLANCH: | Yes, well that is certainly true, Your Honour, and there has to be some encouragement about that, |
| encouragement for there to be "give and take" in | |
| their reasoning process amongst each other; not giving up their positions. That could only be a | |
| problem if you encourage them to give up their | |
| honestly held views and take up somebody else's, but the exhortation is an invitation to further | |
| reasoning, discussion and argument, and if it is an | |
| invitation to further reasoning, discussion and | |
| Black(2) | 24/8/93 |
argument, then the "give and take" is in terms of
simply dealing with each other in that context.
If there were a danger of it being thought to
be something like subjugating your own view to
somebody else's, then you would take the view that
the Court of Appeal took in England about that, but
that is a court that certainly had no problem about
the use of that expression, and neither, I think,did the Canadian Supreme Court in looking at
Alkerton from Ontario - and I cannot remember now
whether that was a matter that arose in the
New Zealand context - which is why the ultimate
answer to this problem may not be so much as
arguing about the meaning of these words that are
given to juries, but rather ensuring that they do
understand if it needs to be the policy of the law
that they do understand the right to disagree if
they cannot, at the end of the day, honestly reach
an agreement.
McHUGH J: But is it not more appropriate that whatever
direction is given on this topic, that it should be
given at the same time as the directions on
unanimity?
| MR BLANCH: | Your Honour, the directions on unanimity are not |
always given. In fact, it is probably hardly ever
given in the ordinary course of trials.
McHUGH J: | It certainly used to be given by counsel at the bar table when I - - - |
| MR BLANCH: | Yes, Your Honour. | But it is something that, |
very often, judges would refuse to do when invited
to do so at the end of a summing up, and I think it
is more common now than it used to be for that
direction to be given. But, the point is, in that
respect, that if there were to be a charge
incorporated in the ordinary charge, what then
would occur if, as in this situation, after a very
short retirement, the jury came back and said, "I am sorry, we cannot agree."? Is the judge then
going to say at 2 o'clock in the afternoon to thejury, "Well, thank you for listening to what I had
to say, you are now discharged", and have another
trial. That could lead to very significant
problems. As I indicated before, there are - probably only the last time it was looked at, and
it was looked at in the context of whether majority
verdicts ought to be introduced into
New South Wales, and part of that generaldiscussion we found that it was only 2 or 3 per cent where there were disagreements.
However, I would suspect that there would be a
significantly greater percentage of cases than that
| Black(2) | 31 | 24/8/93 |
where there was some sort of an agreement after
there had been an exhortation. This sort of case
is fairly typical of its type, and in particular in
a situation where the jury had only been out for
such a very short time. It is our submission - - -
MCHUGH J: It does not necessarily always favour the
prosecution either.
| MR BLANCH: | No, Your Honour. |
| McHUGH J: | The last case I did at the bar was a criminal |
trial and the understanding was that there are 10
in favour of an acquittal and two held out for a
conviction.
| MR BLANCH: | Yes, Your Honour, as much as you can believe the gossip about those sorts of things, that is exactly | |
| it can happen either way. Similarly, with majority | ||
| verdicts, it would not be expected that majority | ||
| verdicts would favour the Crown or favour the | ||
| defence. That would probably be - I do not want to | ||
| put an argument in favour of majority verdicts | ||
| here, but it is just a safety valve to ensure that | ||
| this sort of problem, the problem of a possibility | ||
| of putting pressure on jurors, does not arise which | ||
| is how, of course, the matter was generated in | ||
| England in Watson, after majority verdicts were | ||
| introduced, and it is possible in that context, perhaps, to contemplate a different policy of the law in relation to exhortations, than it is if, for | ||
| example, you were to adopt an approach in Australia that you did not have exhortations at all, or you | ||
| included them in the general summing up. | ||
| If the impact of that were that you had between 10 and 15 per cent disagreements in trials, | ||
| ||
| first of all, guessing about that figure, because I | ||
| ||
| in any event, and that is why, no doubt, it has | ||
| been such a strong policy of the criminal justice | ||
| system that there be some "pressure", or | ||
| encouragement, to juries to reach agreements. It | ||
| is a matter of some importance but, of course, | ||
| always accepting that there needs to be some | ||
| assurance that the exhortation does not go so far | ||
| as to cause a juror to inappropriately change his | ||
| mind about the verdict. | ||
| What I was going to say about that, in the context of this charge, was that it began in those |
| Black(2) | 32 | 24/8/923 |
oaths and they should not be false to their oaths,
but then invited them to give and take and adjust
in that context, did refer to inconvenience and, at
the very end of it, where ideally, perhaps, you
might have wished that he would have said, "But
none the less, sad though it may be, if you find
you can't reach a unanimous decision, well you justcome back and say so, and you will be discharged,
and that will be it". What he said was, at page 62 of the appeal book: Having said that, I nevertheless remind you
that your verdict must be unanimous.
And what I would put to the Court about all of that
just simply is this, that the charge in this case
is of a kind that has been given over a long time.
If the Court were to decide that there are some
potential dangers in this sort of charge and that
courts should be alerted to that, that is not a
basis, in this case, for overturning the conviction
on this matter; that, looked at in the context of
how this arose, looked at in terms of what the
judge said, and looked at, in particular, that he
finished at the end, perhaps not saying the ideal
thing, but nevertheless saying:
Having said that, I nevertheless remind you
that your verdict must be unanimous.
Now, it was clearly an indication to a juror who
might want to hold out that that was a right they had. I mean, it was not expressed as fully, as I
indicated, as one might wish but, none the less,
there is that expression of sentiment at the end of
the statement made by the judge. And because of that, it is our submission that, leaving aside the
broader debate which certainly appears on a
worldwide basis to be moving in the direction of
b~ing a little more careful than judges have been
in the past in exhorting juries to reach a verdict
- although that might be said, it is our submission that that should not result, in this particular
case, in an overturning of the conviction on that
basis here in this trial.
I will not go through all of those cases. only other thing about the exhortation is the point
The
that I made in point 6 that, in support of the submission that I have just made, this verdict should not be overturned, is the fact that there was no objection taken to the exhortation that was
given at this trial, one can understand why that
would be because the sort of exhortation is a
fairly common sort of exhortation, and counsel
appearing at the trial would not have thought that
there was anything particularly wrong about it in a
| Black(2) | 33 | 24/8/93 |
general sense. But the fact of the matter is that
in the context of this trial no one thought that it
was unusually oppressive to jurors, and that is
another reason why, in the circumstances of this
case, there should not be an overturning of the
verdict.
In respect of the other matter, that is the
Penrith trial, I cannot add to what is said in the
submissions, which simply say that although Carr
and Duke had been decided by this Court, at that stage McKinney and Judge had not, and there were
just two observations that I wanted to make about
it. My friend drew attention to, what he described as, inconsistencies in the version given by the two
police officers. He referred to page 217 of the appeal book, in the cross-examination of the
Detective Llewellyn, who said at line 23:
Q. Now how long after you'd spoken to Black did Detective Torning make that note in his
notebook? A. It was directly after the accused was charged.
Q. Well how long was that? A. Well it takes roughly forty-give minutes to charge him so, we would've then left and made those notes
Now, he has compared that with the other
detective's evidence at page 209 at line 21:
Q. And you know the importance of recording notes in notebooks at the time in evidence in
court don't you? A. Contemporaneously -- WITNESS: Contemporaneously, as soon as
possible afterwards and that was exactly what
was done.
And then, he points out at page 211 at lines 21 and
22: Q. How long after the conversation did you
record it in your notebook? A. Very shortly afterwards.
Q. How long, how many minutes? A. About five.
Now, I am not sure that those questions were asked
with such precision or the answers given in such a
way as would indicate that there is any grave
disparity in the evidence given between those two
police officers.
| Black(2) | 34 | 24/8/93 |
The only other matter that I wanted to point
out - it is nothing that has not already been
pointed out in the judgment of the Chief Justice in
the Court of Criminal Appeal - and those are the
passages, and particularly the passage at page 296
of the summing up where, at line 17, His Honour
said:
it is argued that if police were not acting
conscientiously and honestly, it would be a
very easy thing to do to tie up a case wherethey've been unable to get any concrete
evidence by putting some words in the mouth of
an accused. That is the suggestion, that it
would be an easy thing to do, and it's very
hard to refute.
That is the key part of what the trial judge said
about that. There are various statements both
before and after that that I have referred to where
it is pointed out that the confession was a key
part of the Crown case in that case. That was thecase of the fire where Mrs Spittles, with whom the
accused had been living, was seen to be removing
all the furniture - not all the furniture, but a
lot of the furniture and clothing, including some
distinctive items, such as a horse's head clock and
various other things which, after the fire, were
found in the home where she and the accused were
living.
DEANE J: It is an odd thing for the police and the Crown to
be saying at page 296, is it not? What is the heat
they are referring to if you have to make a false
confession to get the heat turned off?
MR BLANCH: That must have been a submission made about
being questioned in the police station,
Your Honour. But there cannot be any doubt about the fact that the jurors' minds were focused on the
fact that the confession was a key part of the
Crown case in that particular matter, and the judge, in a number of pages, both before and after
page 296, focused on the fact that they had to be satisfied beyond reasonable doubt the police were
telling the truth and focused on that matter in
that way, and it is our submission that those
directions were appropriate at the time that they
were given and that is not a basis upon which to
overturn that conviction. I have nothing further, Your Honours.
MASON CJ: Yes, thank you, Mr Blanch. Mr Game.
| MR GAME: | In relation to that last matter, really, all the |
summing up said was that the case depended on the
confessions, it did not say anything more than
| Black(2) | 35 | 24/8/93 |
that. In relation to the factual dispute between
Detectives Llewellyn and Torning, in terms of police procedures, there could be no mistake in recording a conversation five minutes after it
occurred, or some 45 minutes later after charging and, in the specificity of police knowledge, they
are two entirely different things.
Going back to the exhortation, with respect to
unanimity, the jury was directed on unanimity at
page 57 and contrary to the Crown's submissions, it
is my experience, at least, that directions on
unanimity are invariably given in summing ups in
New South Wales.
In relation to the Crown's submissions in
relation to this particular exhortation,
ultimately, in our submission, the critical failure
is in the failure to direct the jury of the rightto disagree and the direction that they will be
discharged if they do not disagree. The matter was just simply left in the air and they were never
told anything that was remotely like a direction as to their right to disagree. If there is one thread
that runs through the cases it is the thread for
the need for that to be brought home to juries.
In relation to the failure to take objection,
this was this particular counsel's first ever trial
and I am informed from my inquiries that he did not
even know what a jury exhortation was, and it was a
very experienced trial judge, and this was a
standard form of exhortation given.
In relation to knowledge of jurors, and
education, harking back to some of the questions
raised by Justice McHugh, this was a Liverpool jury
and a Liverpool jury would be a jury that one would
expect to have a number of people who certainly
would not have even secondary education or beyond a
very limited degree; one would expect a number of unemployed people in a Liverpool jury. Liverpool is an area where one would expect jurors of that particular limited ed~cational background. In relation to the orders which the Court
makes, in the orders sought at page 352, we have
sought that the convictions be quashed and verdicts
of acquittal or retrial be made in both cases. I should draw to the Court's attention that the sentences imposed were, in relation to the first trial, a sentence of a minimum term of two years
six months from 16 March 1990 to 15 September 1992,
with an additional term of six months, and in
relation to the second, a sentence of two years
from 15 September 1992, expiring on
| Black(2) | 36 | 24/8/93 |
14 September 1994, with an additional term of
eight months.
So that if the Court, for example, only upheld
one of the appeals, then it may be necessary to
make some adjustment in relation to, depending on
which, the orders made on the other, and that might
necessitate remittal to the Court of Criminal
Appeal for resentencing.
In relation to both trials, in view of the lengthy time served, and having regard to the
discretionary principles identified in cases such
as DPP v Nauru, we would submit that it would be
appropriate for there not to be orders for retrial
in these cases, given the lengthy time which thisappellant has spent in custody. Those are my
submission in reply.
| MASON CJ: | Thank you, Mr Game. | The Court will take a short |
adjournment to consider the course it will take in
this matter.
AT 3.33 PM SHORT ADJOURNMENT
UPON RESUMING AT 3.37 PM:
| MASON CJ: | The Court will consider its decision in this |
matter.
AT 3.38 PM THE MATTER WAS ADJOURNED SINE DIE
| Black(2) | 37 | 24/8/93 |
Key Legal Topics
Areas of Law
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Criminal Law
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Evidence
Legal Concepts
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Appeal
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Charge
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Sentencing
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