Australian Securities and Investments Commission Regulated Foreign Markets Determination (Amendment) Instrument 2019/324 (Cth)

ASIC Regulated Foreign Markets Determination (Amendment) Instrument 2019/324

I, Nathan Bourne, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 10 April 2019

Nathan Bourne

Contents

Part 1—Preliminary

1    Name of legislative instrument

2    Commencement

3    Authority

4    Schedules

Schedule 1—Amendments

ASIC Regulated Foreign Markets Determination [OTC DET 13/1145]

Part 1—Preliminary

1        Name of legislative instrument

This is the ASIC Regulated Foreign Markets Determination (Amendment) Instrument 2019/324.

2        Commencement

This instrument commences on the day after it is registered on the Federal Register of Legislation.

Note:    The register may be accessed at Authority

This instrument is made under subrule 1.2.4(3) of the ASIC Derivative Transaction Rules (Reporting) 2013 (Rules).

4        Schedules

Each instrument that is specified in a Schedule to this instrument is amended or repealed as set out in the applicable items in the Schedule concerned, and any other item in a Schedule to this instrument has effect according to its terms.

Schedule 1—Amendments

ASIC Regulated Foreign Markets Determination [OTC DET 13/1145]

1        After paragraph 3

insert

3A          Definitions

In this instrument:

regulated market means a multilateral system operated or managed by a market operator, which brings together or facilitates the bringing together of multiple third-party buying and selling interests in financial instruments (in the system and in accordance with its non-discretionary rules) in a way that results in a contract, in respect of the financial instruments admitted to trading under its rules or systems.

UK Regulated Market means a regulated market which is a recognised investment exchange under section 285 of the United Kingdom Financial Services and Markets Act 2000, but not an overseas investment exchange within the meaning of section 313(1) of that Act.

2        After paragraph 4(ww)

insert

(wwa)    a UK Regulated Market;