Australian Securities and Investments Commission Market Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259 (Cth)

ASIC Market Integrity Rules (Securities Markets – Capital)Class Waiver 2018/259

I, Anthony Graham, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 20 April 2018

Anthony Graham

Contents

Part 1Preliminary1Name of legislative instrument

This is the ASICMarket Integrity Rules (Securities Markets – Capital) Class Waiver 2018/259.

2Commencement

This instrument commences the day after this instrument is registered on the Federal Register of Legislation.

Note: The register may be accessed at level="2">3Authority

This instrument is made under subrule 1.2.1(1) and Rule 1.2.3 of the ASIC Market Integrity Rules (Securities Markets – Capital) 2017 (Rules).

4Interpretation

(1) In this instrument, unless the contrary intention appears, capitalised terms have the same meaning as in theRules.

(2) In this instrument, a reference to time is to the time in Sydney, Australia.

Part 2Waiver5Transitional arrangements for Participants of the NSXA Market

(1) Subject to subsection (2), a Participant of the NSXA Market does not have to comply with any provision of the Rules.

(2) The relief in subsection (1) does not apply to a person who is:

(a) an NSXA AOP Participant; or

(b) a Participant of the NSXA Market and one or more other Markets.

6Period during which the relief applies

The relief in subsection 5(1) applies until 6 May 2019.