Australian Securities and Investments Commission Class Rule Waiver [CW 17/0586] (Cth)

ASIC Class Rule Waiver [CW 17/0586]

I, Kathleen Cuneo, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 7 July 2017

Kathleen Cuneo

Contents

Part 1Preliminary1Name of legislative instrument

This instrument is ASIC Class Rule Waiver [17-0586].

2Commencement

This instrument commences on the day it is registered on the Federal Register of Legislation.

Note: The register may be accessed at level="2">3Authority

This instrument is made under subrule 1.2.1(1) of the ASIC Market Integrity Rules (APX Market) 2013.

4Definitions

In this instrument, unless the contrary intention appears, capitalised terms have the meaning given by the ASIC Market Integrity Rules (APX Market) 2013.

Part 2Waiver5Waiver from requirements relating to Responsible Executives.

1. (1)

   ASIC relieves a Market Participant from the obligation to comply with:

   1. (a)

      subrule 2.3.3(1) of the Rules;

   2. (b)

      Rule 2.3.4 of the Rules; and

   3. (c)

      subrule 2.3.5(1) of the Rules.