Australian Securities and Investments Commission Class Rule Waiver [CW 17/0584] (Cth)

ASIC Class Rule Waiver [CW 17/0584]

I, Kathleen Cuneo, delegate of the Australian Securities and Investments Commission, make the following legislative instrument.

Date 7 July 2017

Kathleen Cuneo

Contents

Part 1Preliminary1Name of legislative instrument

This instrument is ASIC Class Rule Waiver [17-0584].

2Commencement

This instrument commences on the day it is registered on the Federal Register of Legislation.

Note: The register may be accessed at level="2">3Authority

This instrument is made under subrule 1.2.1(1) of the ASIC Market Integrity Rules (Chi-X Australia Market) 2011.

4Definitions

In this instrument, unless the contrary intention appears, capitalised terms have the meaning given by the ASIC Market Integrity Rules (Chi-X Australia Market) 2011.

Part 2Waiver5Waiver from requirements relating to Responsible Executives.

1. (1)

   ASIC relieves a Market Participant from the obligation to comply with:

   1. (a)

      subrule 2.3.3(1) of the Rules;

   2. (b)

      Rule 2.3.4 of the Rules; and

   3. (c)

      subrule 2.3.5(1) of the Rules.