Australian Securities and Investments Commission Class Order [CO 14/1270] (Cth)

Australian Securities and Investments Commission

Corporations Act 2001—Paragraphs 601QA(1)(a), 741(1)(a), 926A(2)(c), 951B(1)(a) and 1020F(1)(a)—Amendment

Enabling Legislation

1. The Australian Securities and Investments Commission makes this instrument under paragraphs 601QA(1)(a), 741(1)(a), 926A(2)(c), 951B(1)(a) and 1020F(1)(a) of the Corporations Act 2001 (the Act).

Title

2.       This instrument is ASIC Class Order [CO 14/1270].

Commencement

3.       This instrument commences on the day after it is registered under the Legislative Instruments Act 2003.

Note:   An instrument is registered when it is recorded on the Federal Register of Legislative Instruments (FRLI) in electronic form: see Legislative Instruments Act 2003, section 4 (definition of register).  The FRLI may be accessed at – ASIC Class Order [CO 04/194]

4.       ASIC Class Order [CO 04/194] is amended by, in sub-subparagraph 1.22E(b)(iii), after “securities”, inserting “(as defined in subsection 92(1))”.

Amendment – ASIC Class Order [CO 13/763]

5. ASIC Class Order [CO 13/763] is amended by, in paragraph 6, in notional sub-subparagraph 912AD(40C)(b)(ii)(C) of the Act, after “securities”, inserting “(as defined in subsection 92(1))”.

Amendment – ASIC Class Order [CO 13/1410]

6. ASIC Class Order [CO 13/1410] is amended by, in paragraph 4, in notional subparagraph 912AAC(5)(b)(ii) of the Act, after “securities”, inserting “(as defined in subsection 92(1))”.

Dated this 12^th day of December 2014

Signed by Stephen Yen PSM

as a delegate of the Australian Securities and Investments Commission