Australian Securities and Investments Commission Class Order [CO 11/1340] (Cth)

ASIC Class Order [CO 11/1340]

About this compilation

Compilation No. 1

This is a compilation of ASIC Class Order [CO 11/1340] as in force on 14 July 2016. It includes any commenced amendment affecting the legislative instrument to that date.

This compilation was prepared by the Australian Securities and Investments Commission.

The notes at the end of this compilation (the endnotes) include information

about amending instruments and the amendment history of each amended provision.

Australian Securities and Investments Commission
Corporations Act — Paragraph 1020F(1)(c) — Declaration

Enabling legislation

1. The Australian Securities and Investments Commission makes this instrument under paragraph 1020F(1)(c) of the Corporations Act 2001 (the Act).

Title

1. This instrument is ASIC Class Order [CO 11/1340].

Commencement

1. This instrument commences on the day after it is registered under the Legislative Instruments Act 2003.

Note:           An instrument is registered when it is recorded on the Federal Register of Legislative Instruments (FRLI) in electronic form: see Legislative Instruments Act 2003, s 4 (definition of register).  The FRLI may be accessed at type="1">

Part 7.9 of the Act applies in relation to a regulated person as if subparagraph 7.9.07FA(7A)(ca)(iii) and paragraph 7.9.14D(1)(c) of the Corporations Regulations 2001 were each modified or varied by omitting “the APRA website at and the APRA hotline on 1300 13 10 60” and substituting “ to ASIC Class Order [CO 11/1340]

Note 1

ASIC Class Order [CO 11/1340] (in force under s1020F(1)(c) of the Corporations Act 2001) as shown in this compilation comprises that Class Order amended as indicated in the tables below.

Table of Instruments

Instrument number	Date of FRL registration	Date of commencement	Application, saving or transitional provisions
[CO 11/1340]	22/12/2011 (see F2011L02797)	23/12/2011
2016/566	13/7/2016 (see F2016L01178)	14/7/2016	-

Table of Amendments

ad. = added or inserted     am. = amended     rep. = repealed     rs. = repealed and substituted

Provision affected	How affected
Para 4..........................	rs. 2016/566