Australian Securities and Investments Commission Class Order [Co 04/192] (Cth)

Australian Securities and Investments Commission
Corporations Act 2001 — Paragraphs 601QA(1)(a), 992B(1)(a) and 1020F(1)(a) — Variation

Under paragraphs 601QA(1)(a), 992B(1)(a) and 1020F(1)(a) of the Corporations Act 2001, the Australian Securities and Investments Commission varies Class Order [CO 02/1022] by:

1.         in the introductory words of the first paragraph, omitting “classes of persons described in Schedules A and B” and substituting “class of persons described in Schedule B”;

2.         omitting the heading “Futures brokers licensees and AFSL holders – Schemes subject to Chapter 6D” and the paragraph under that heading;

3.         omitting Schedule A; and

4.         in Schedule C omitting “Where, between 1 October 2002 and 11 March 2004, an ex-Associate Participant:” and substituting “Where an ex-Associate Participant who operated a Managed Discretionary Account on 10 March 2004, before the earlier of 11 December 2004 or when the ex-Associate Participant lodges with ASIC a notice for the purposes of subparagraph 1.6(c) of Class Order [CO 04/194]:”.

Commencement

This instrument commences on 11 March 2004.

Dated this 11th day of March 2004.

Signed by Brendan Byrne

as a delegate of the Australian Securities and Investments Commission