Australian Securities and Investments Commission Class Order [Co 02/0268] (Cth)

Australian Securities and Investments Commission
Corporations Act 2001 — Subsections 655A(1), 669(1) and 673(1) — Variation

Under subsections 655A(1), 669(1) and 673(1) of the Corporations Act 2001 (the “Act”) and with effect from the commencement of Schedule 1 to the Financial Services Reform Act 2001, the Australian Securities and Investments Commission hereby varies Class Order [01/1542] by:

1.         omitting from subparagraph 2(c):

(a)        the words “providing financial services” (twice occurring) and substituting the words “the provision of financial accommodation by any means”; and

(b)        the words “financial services provided” and substituting the words “financial accommodation provided”;

2.         omitting from paragraph 3:

(a)        the words “securities dealer” and substituting the words “financial services licensee”; and

(b)        the word “dealer’s securities business” and substituting the words “licensee’s financial services business”; and

3.         omitting from paragraph 6:

(a)        the words “providing financial services” (thrice occurring) and substituting the words “the provision of financial accommodation by any means”; and

(b)        the words “financial services provided” and substituting the words “financial accommodation provided”.

Dated this 4th day of March 2002

Signed by Brendan Byrne

as a delegate of the Australian Securities and Investments Commission