Australian Red Cross Society (New South Wales Division) v PD
[1993] HCATrans 3
| . | IN THE HIGH COURT OF AUSTRALIA |
Office of the Registry
Sydney No Sl2 of 1993 B e t w e e n -
AUSTRALIAN RED CROSS SOCIETY
(NEW SOUTH WALES DIVISION)
Applicant
and
PD
Respondent
Application for special
leave to appeal
BRENNAN J
DEANE J
DAWSON J
| Red Cross | 1 | 4/2/93 |
TRANSCRIPT OF PROCEEDINGS
AT CANBERRA ON THURSDAY, 4 FEBRUARY 1993, AT 12.44 PM
Copyright in the High Court of Australia
MR R.V. GYLES, QC: If the Your Honours please, I appear
with my learned friend, MR P. DWYER, for the
applicant. (instructed by Tress, Cocks & Maddox)
| MR P.C.B. SEMMLER, QC: | May it please Your Honours, I appear |
with my learned friend, MR J.T. RUSH, QC, for the
respondent. (instructed by Slater & Gordon)
| BRENNAN J: | Do you have any notes of argument, Mr Gyles? |
| MR GYLES: | I do not, Your Honours, no. |
| BRENNAN J: | We thought we might, if you had them, collect |
them from you before we adjourned, but in the
adjourn until 2.15. absence of any we shall now adjourn. We will
AT 12.45 PM LUNCHEON ADJOURNMENT
UPON RESUMING AT 2.17 PM:
| BRENNAN J: | Mr Gyles? |
MR GYLES: If Your Honours please. Your Honours, I would
submit, would require little persuasion as to the
general importance of the topic dealing as it does with the supply of blood for medical purposes, and involved in the interests of blood donors,
patients, the Red Cross and litigants.
The points which we propose as being points of
interest, from a special leave point ofview, are,
firstly, the decisive effect given to certain
legislation by the Court of Appeal and, secondly, the orders that they made.
As to the first ground, that is the decisive
effect given to certain legislation, Your Honours
will see from page 36 of the book, starting at
line 25 and finishing at page 37 line 2, that in
Their Honours' view the two Acts to which reference
is made:
furnish sufficiently clear reason requiring
this appeal to be allowed to make it
unnecessary to consider other matters argued
on the public interest immunity point.
In other words, Their Honours regarded the
legislation as being quite decisive of the issue.
| Red Cross | 4/2/93 |
Now, Your Honours, that legislation which is
common through the States - I am not sure about the
fine detail but, in essence, it is common through
the States - was not in force at the time of theoccurrences in question in this litigation, thus it
had no application to the circumstances.
Your Honours, even if it had been in force, it
would have had no application in the circumstances
relevant to the issue before the Court. To the extent that the legislation might be instructive by
analogy or instructive as to the balancing of
interests in the matter, as indicated in the
legislature's view about the topic, it would point,
in our respectful submission, strongly in the
direction of confidentiality rather than
disclosure. In our respectful submission, theCourt of Appeal quite misconstrued the legislation so far as that legislation would bear upon the
issues before them.
I might mention in this connection,
Your Honours, that the point which was regarded as
decisive by Their Honours was not put as a ground of appeal to the Court of Appeal and did not find
its way into the submissions filed by the appellant
and is plainly an issue which was raised by the
court itself. That in circumstances where a
similar point had been noted in a Victorian
decision which had been referred to the trial
judge. So that it can hardly have been that the omission to argue the point on appeal was the involved in the Victorian case was involved in the
result of any misunderstanding or misapprehension.case in this case.
It may be that however it came to the
attention of the court, the members of the court
paid undue attention to it by reason of their
having discovered it. It may be necessary in order to explain to Your Honours what we mean by this
point to go through the legislation, but can I put
it quite shortly, initially at least. If
Your Honours go to page 40 of the book, the gist of
the reasoning of the court is to be found between
lines 13 and 25.
Their Honours had examined the legislation and
point, in the previous pages, to certain provisions
of sections which qualified - I withdraw that. In
several places in the legislation there is an
absolute statutory barrier to the provision of
information about those who have AIDS. In each case, however, that statutory blanket prohibition
is lifted in very qualified circumstances. The
| Red Cross | 3 | 4/2/93 |
court noted those qualified circumstances and at
line 7 on page 40 said:
Accordingly it is clear that since the
Public Health Act
commencement of the 1991 appropriate cases, to order disclosure ofinformation enabling a blood donor who has
given HIV contaminated blood since the
commencement of the Act, to be identified and
traced.
In these circumstances, it is clear that intending donors cannot look to the Red Cross
for any effective promise or assurance that it
will be able to preserve their anonymity inrelation to current and future donations; in
the proper case the court may order disclosure
subject to appropriate restrictions and
safeguards. What the Red Cross can do is
assure intending donors that all information
given by them to the Red Cross will be kept
confidential and that the only circumstances
in which it will ever disclose information
would be if required to do so by Act of
Parliament or court order and that the court
would be asked that any order should be
subject to appropriate restrictions and
safeguards.
And on that reasoning, Their Honours then said the
answer must be that the disclosure takes place.
Now Your Honours, before going to the
statutes, it is our submission that in reality the
position be summarized as follows: prior to the
1985 legislation, that is whilst the donation of
this blood and its transfusion took place, there
was no legislation which dealt with confidentiality
at all. The Red Cross ran its service; certainly
it had some statutory recognition, if not statutory base, but there was no statute which made
disclosure -a breach of the law.
Thus, at that point, if the question had
arisen in court proceedings, whether on discovery,
interrogatories, subpoena or in the witness box, as
to the identity of the donor of the blood, the
public interest issue would then have arisen and
would have been argued purely on a common law
basis, weighing up the interests of the justice in
relation to the particular piece of litigation,
having in mind the purpose for which it was reallyrequired in that litigation, on the one hand, and
the other public interests, and if necessary
private interests on the other. That would have
been a balancing exercise, very similar to that
| Red Cross | 4 | 4/2/93 |
which His Honour the trial judge undertook in the In 1985 Parliament, in the two Acts to which
present case.
reference has been made, intervened, and as part of a wider scheme, imposed an absolute prohibition upon the supply of information in relation to people with AIDS - their identity - and did so in rather a remarkable way in one sense, because this condition was selected out from many others and it
was only in relation to this condition that that
policy was discerned. Not that that is of anyparticular importance, perhaps. A blanket statutory prohibition would have
meant, of course, that you could not use it for the
purposes of the Act itself and it was obvious that
you needed to have some gateways out of theprohibition. One of them was pursuant to an order
of the court. That assumes, of course, that there
is a proper basis for such an order. It does not
confer jurisdiction to make an order. It assumes
there is an order properly made, or there is a
purpose properly linked with litigation before it
to have been produced.
In our respectful submission, so analysed, the
introduction of the 1985 legislation, the second
reading speeches which introduced it, and the
scheme which has been applied ever since up until
1991, has marked a very special legislative
interest in non-disclosure of the identity of a
donor. Your Honours, how that can be used to
support disclosure and to inhibit the balancing
exercise is indeed a difficult step to understand.
It is not spelt out by Your Honours and, in my
submission, when the scheme of the legislation is
...•. it really is as simple as that.
| BRENNAN J: | I may have misunderstood it, Mr Gyles, but I |
thought that what Their Honours were addressing was a submission made by the Red Cross that they needed to be able to assure their donors of confidentiality in order to maintain the blood
supply. Is that right?
MR GYLES: That is a short summary of it, Your Honour. That
is a short summary of the submission.
BRENNAN J: And Their Honours were pointing out that the Red
Cross was in no position to give that assurance.
MR GYLES: But, Your Honour, it never has been. It is not
possible in this world to give that assurance.
BRENNAN J: That may well be so, but I rather thought that
was the point Their Honours were making, that the
| Red Cross | 4/2/93 |
argument did not have the force that it might have
had because the Red Cross was not and, if you like,
never has been in a position to give thatassurance.
| MR GYLES: | Your Honour, first of all, to put it in that bald |
form does not do the point justice.
BRENNAN J: Yes.
| MR GYLES: | Like every short summary it carries with it - but the reasoning of the Court of Appeal which we |
| legislation has in some way lessened the ability of | |
| the Red Cross to lessen the comfort which a donor may have about the system. | |
| Now, on the contrary, the provisions which have been brought in since 1985, have very much | |
| increased the security of a donor, whether to the | |
| Red Cross or to medical practitioners or anybody | |
| else. That legislation marks a very clear, I would | |
| submit, recognition of public interest in | |
| non-disclosure. That does not mean - I am not arguing, Your Honours, of course, that means there | |
| can never be disclosure. What we submit is that a | |
| court, when confronted with the issue, will very closely attend the necessity for the forensic | |
| purpose, and precisely what use will be made of it, balanced up with - - - |
BRENNAN J: Can we identify the legal issues in this case?
I mean, the first proposition is that the test is
the balancing test. There is no disagreement on
that as I understand it?
| MR GYLES: | No. | Your Honour, there was not between the |
parties. Their Honours say it is not. That is the
point. The parties were agreed that the balancing
test - the public interest exemption, if you like,
from discovery, was to be judged as a balancing exercise. The court, with respect, disagreed with
that and said, at page 36, 23, to 37, 2 and then
again at 40, 26, to 41, 11, that the legislation
compels an answer in favour of disclosure and
relieves the court from looking at any other
consideration.
BRENNAN J: | If one looks at the bottom of page 32 and the top of page 33, it is by no means clear that the |
| court was rejecting what they acknowledge to be common ground between the parties. | |
| MR GYLES: | It was common ground between the parties, that is |
so, but there the Court of Appeal, with respect to
them, are outlining what happened below. When they come to their own decision, which is to be found at
| Red Cross | 6 | 4/2/93 |
the foot of 36 and the top of 37 and the foot of 40
and top of 41, they take quite a different view.
That is really the kernel of our complaint,
Your Honour.
The alternative way of looking at it, I
suppose, is that they say, whilst the public
interest exemption from discovery may in theory
always be a balancing exercise given this
legislation that disclosure of a name of a donor
will always be required. Now, with respect, Your Honours, Their Honours said it and said it in
very clear terms.
DEANE J: | I read the judgment the same way as the presiding judge read it and that is that what they said was, "It is a balancing exercise. Were it not for the |
| evidence of what it would do to future donors, it | |
| would be clear that there should be disclosure. | |
| The evidence about future donors worries us very | |
| greatly, but in the context of that legislation the position in relation to that is quite different and | |
| that largely loses its force. | |
| MR GYLES: | I have a little work to do then, Your Honour, |
because the way, with respect, we read the judgment
is quite different from that. May I go back to 32 and 33 to which my attention has been directed?
Their Honours at 32 had outlined the arguments that
were advanced and then summarized what His Honour
did and said at the top of page 33:
Accordingly the fate of the plaintiff's
application for further discovery depended
upon the Court's assessment on the evidence in
the case of the competing claims for
disclosure ..... This balancing exercise was
seen by Newman J -
et cetera. If I could summarize the three issues,
Your Honours, which were argued below. The first issue was the interests, if I could put it this
way, of the Red Cross of the supply of blood
generally, the macro issue. Then the second issue
raised is the effect upon individual donors, and
thirdly there was the need for the disclosure in a
particular case.
His Honour gave his decision upon the basis of the effect upon the blood supply generally.
He did
not deal with the second and he decided the third
adversely to the Red Cross. The appeal to the
Court of Appeal put in issue what His Honour hadfound about the effect upon the blood supply, and in substance it was based upon an attack upon the
survey evidence which had been used to found that
decision.
| Red Cross | 7 | 4/2/93 |
When the matter came before the Court of
Appeal, an application to lead further evidence was
made and accepted and further evidence was ledabout the survey material. The Red Cross had filed
notices of contention relying upon, or wishing to
reagitate and reargue, first of all the issue of
the effect upon individual donors which had not
been dealt with by His Honour, and secondly to put
again the argument that in the circumstances of theparticular case there was no necessity for the
disclosure, having in mind the ability of the
plaintiff to run its case otherwise. So, they were
the three issues which were again agitated before
the Court of Appeal.
What the Court of Appeal dealt with on
page 34, I am sorry, at the foot of page 33,
Their Honours outlined what the proceedings had
been before them, and it will be seen that what
Their Honours proceed to deal with from pages 34and 35, and indeed to 30 on page 36, was the survey
evidence which was used to found the finding of
fact by His Honour below that if disclosure were
ordered there would be a detrimental effect upon
the supply of blood. That was his factual
decision, the Court of Appeal looked at that - - -
BRENNAN J: For what purpose?
| MR GYLES: | Because that was the ground of appeal before |
them. As part of the balancing process which had
taken place below, the challenge by the appellant was to that finding about the effect on the blood supply.
BRENNAN J: And the appellant failed on that?
| MR GYLES: | Yes. |
| BRENNAN J: | The appellant failed. | Then you say the Court of |
Appeal looked at that evidence. For what purpose?
MR GYLES: | In order to decide the appeal, Your Honour, of course. The - - - |
BRENNAN J: Well, they must have been engaged in a balancing
exercise.
| MR GYLES: | Your Honour, that is really the end result of |
what I am about to take Your Honour to.
If Your Honour then goes to 36, bearing in
mind that what they were looking at at the moment
is only the effect on the blood supply, not, with
respect to Mr Justice Deane, the effect upon
donors. That had not been dealt with in the
judgment at all up to that point.
Red Cross 8 4/2/93 I am sorry, I have misunderstood Your Honour. Your Honour meant possible future donors, not past
donors who might be adversely affected, yes, I
follow. I accept what Your Honour put earlier, I misunderstood, because there were two aspects of
the donor problem: one, the effect upon future
donors, and two, the effect upon an HIV positive
past donor.
Now, the conclusion at the end of that
argument, that is page 36 line 17 is:
In our opinion, these and other
criticisms of the survey have force, but even
so some of the results, particularly those
referred to above, have given the court much
concern. Clearly, any significant diminution
in the existing level of blood donations in
this State would be a serious matter indeed.
One would conclude at that point that the appellant has been unsuccessful in persuading them
in the attack upon the finding that there would be
a diminution in the existing level of blood
donations, or at least, the court, perhaps without
making a final decision upon the point, were not
prepared to accept that that was a wrong
conclusion. Their Honours then go on:
However, in our opinion -
and it is the passage to which I have already drawn
attention -
furnish sufficiently clear reason requiring
this appeal to be allowed to make it
unnecessary to consider other matters argued
on the public interest immunity point.
Now, Your Honours, it may only be a matter of
semantics. I suppose one could say, "Well, it is a balancing exercise with only one possible result",
or, "It is not a balancing exercise at all because
the legislation compels the answer". And that
appears also, as I have endeavoured to put, at the
foot of page 40 and the top of page 41, in which
the conclusion at 41 line 7 is:
The appeal must therefore be
allowed -
| BRENNAN J: | Mr Gyles, I come back to the question I asked |
you before: what were the terms of the submission
which the Red Cross put as to the factor which made
it necessary to give more weight to the general
question of the blood supply? How is it put?
| Red Cross | 9 | 4/2/93 |
MR GYLES: Well, Your Honour, I would have to go back and
see what Mr Justice Newman said and what the
submission said, but I can summarize for
Your Honour what it is, that is that any
unnecessary disclosure of the identity of blood
donors would be detrimental to the future supply of
blood.
BRENNAN J: Unnecessary disclosure?
| MR GYLES: | Well, that is what I would summarize the point as |
being in that fashion, and they would say - - -
BRENNAN J: Yes. There is no question of saying that the Red Cross needs to be able to assure donors that
their identity will not be disclosed?
| MR GYLES: | Your Honour, that would certainly be something |
they would desire to do.
BRENNAN J: It may be, but how is the submission put,
because the Act seems to me to be something which
is relevant to the second of those propositions.
MR GYLES: Well, perhaps so, Your Honour, but - well, I will
go back and we will look and see what
Mr Justice Newman - how he recited the precise
terms of the submission and I have the written
submissions before the Court of Appeal with me so Ican answer Your Honour about that as well, but
surely it is not to be decided on a matter of
semantics. The Red Cross say, "There should be no
disclosure in this case of the name of this donor
because any disclosure of a donor's name will have
an adverse effect upon the blood supply". Why? Because people appreciate the risk that they may be
dragged into this sort of litigation. That is the
point which the Red Cross wishes to address. Now if the law compels it, the law compels it - and it
always has, with respect. What has simply happened
since 1985 is that there has been a very
considerable improvement in the confidentiality which might be afforded.
The submission which His Honour
Mr Justice Newman dealt with is at page 6 and I can
do no better than to read page 6:
the allegation that the blood supply in this
State could be endangered by the release of the personal particulars of 061.
So that is apparently the precise matter that
His Honour was dealing with on this issue. He then refers to evidence:
| Red Cross | 10 | 4/2/93 |
given by the director of the Blood
Bank ..... that there was ..... a shortage of -
supplies.
It was his view that a serious risk could
arise if, as a consequence of the shield of
confidence being removed from donors, they
would not give blood as they had in the past
and that would result in a shortage -
and so on.
He also gave evidence that if it was the fact
that the court allowed plaintiffs to have
access to details of donors' personal
particulars of the type sought here, that he
would be obliged to warn donors that this
would occur and he was concerned at the
consequences of such a warning.
And then, Your Honours, there was the survey material, which is referred to at page 8, which is discussed in some detail by both His Honour up to
page 12 line 7 and by the Court of Appeal, and
His Honour's finding at page 12 line 7, is:
even accepting that discount, when I look at
that evidence in conjunction with the evidencegiven by Dr Wylie I conclude there is a real
risk that if donor confidentiality is breached
the continued supply of blood could be
endangered.
That is the finding of fact which His Honour made
below, which the appellant in the Court of Appeal
sought to have overturned. Looking quickly,
Your Honours, at the written submissions filed in
the court below, Dr Wylie's evidence and the survey
evidence was examined closely and of course, there
was further evidence called in the Court of Appeal. The issue really was, if this took place, would it
affect the continued supply of blood. Now, Their Honours, as I have indicated, relied upon the statutes as closing off that position and apparently, as a matter of law. And in doing so,
in our submission, they seriously misunderstood theeffect of the legislation. Could I take Your Honours to it. There are
really three pieces of relevant legislation. There
is the Human Tissue Act 1983, the Public Health Act
1991, and the Public Health (Proclaimed Diseases)
Amendment Act 1985. May I hand up copies, and we
include, Your Honour, the Human Tissue Act
regulation.
| Red Cross | 11 | 4/2/93 |
The relevant provisions of these Acts all came
in in 1985, Your Honours, by which time there had
been a blood test developed which was of utility in
screening blood. May I firstly take the Human Tissue Act 1983. The relevant provisions are in
Part 3, commencing at page 18. There have been
some amendments, and I think I can point those out
where it is significant. Part 3, "Blood
Donations", Part 3A, "Special provisions" dealing
with the "donations of blood or semen", were
introduced in 1985. They have subsequently been
amended in 1987 and 1989.
The scheme which this part brings into play,
if I can summarize it for Your Honours, is this,
that there could be no removal of a donor's blood
for the purpose of transfusion unless the donor
had:
signed a certificate -
this is 21C -
relating to the medical suitability of the
donor ••... in or to the effect of the
prescribed form .•... witnessed by a prescribedperson.
And, secondly, by 210:
A person shall not .••.. sign a certificate
which contains any statement which, to thatperson's knowledge, is false or misleading in
a material particular.
In addition to that certificate being obtained the use of the products are prohibited in the absence of an appropriate test. So, it was a two-way process.
Then later 21DA was introduced which
restricted legal proceedings involving infection by
"a prescribed contaminant", and the effect of that
section, Your Honours, for present purposes, may be
summarized as relieving both the donor and the
supplier of the blood from liability in tort or,
indeed, contract, provided that the appropriate
certificate had been obtained, the appropriate test
was conducted, and that in the case of the donor
the position is governed by 21DA(2):
Proceedings for an offence (except an offence
against section 210) -
which is the false or misleading statements -
| Red Cross | 12 | 4/2/93 |
or in tort or for a breach of contract arising
out of the transmission of a prescribed
contaminant ..... may not be brought against the
donor ..... unless it is proved .....
(a) that the donor has previously been found
guilty of an offence against section 210 -
or a corresponding section or -
that the donor would have been found guilty of
such an offence had the donor been charged
with such an offence.
So that the scheme so far is that the donor is free
from potential liability provided that he or she
has not been convicted under 210 of a false or
misleading statement, or would not have been if
charged guilty.
Then, Your Honours, 3B governs the regulation
of businesses supplying blood. I do not think I need trouble Your Honours with.that. Then section 37 appears, which deals with disclosure of
information, and it applies under (ca):
where blood has been removed from the body of
a person (whether living or deceased):
(i) by a medical practitioner;
(ii) by an employee or member of the
Australian Red Cross Society or of a body
prescribed •.... ; or (iii) by any other person of a class
prescribed -
Once you fall within the category of a person to
whom the section applies, subsection (2) makes it an offence to:
disclose information or publish a record
whereby the identity of a person (whether
living or deceased) ..... may become publicly
known.
By subsection (3) that blanket prohibition is
lifted in five particular circumstances in what
Your Honours might think is a fairly typical way of
dealing with that situation:
(a) with the consent of the person ..... -
(b) in connection with the administration or
execution of this Act;
| Red Cross | 13 | 4/2/93 |
(c) in connection with bona fide medical
research;
(d) for the purposes of any legal proceedings
or of any report of any such proceedings; or
(e) with other lawful excuse.
Your Honours, that is not a section which gives
jurisdiction to a court to make any orders. It
simply recognizes the fact that if a court makes a
valid order, then this Act permits that to be given
effect to. I might say, Your Honours, that in the second reading speech - and I do not have copies of
it for Your Honours at the moment - both originally
and later the public interest in confidentiality is
stressed.
Now, Your Honours, the next Act to go to, is
the Public Health (Proclaimed Diseases) Amendment
Act 1985.
I might say to Your Honours that the
Court of Appeal did not, in their judgment, mention
section 37 of the Human Tissue Act, which is the
section which imposes the prohibition.Your Honours, the Public Health (Proclaimed Diseases) Amendment Act was an amendment to the
Public Health Act which at that time, as
Your Honours would probably know, was a very large
Act, governing all sorts of disparate matters connected with public health, and it inserted a new division proclaimed "Diseases Part IIIB", and it
provided a regime - and Your Honours can take it
that AIDS is a proclaimed disease - for dealing
with this problem.
As Your Honours may also know there have been,
over the years, various notifiable diseases. This
is a special division, not part of the general notifiable disease provisions.
BRENNAN J: Now, what should we be looking at, the 1985 Act
or the 1991 Public Health Act?
| MR GYLES: | 1985 Act, Your Honour, because that is the Act |
that mirrored the Human Tissue Act. The 1991 Public Health Act is a completely new Act which picks up and slightly alters the scheme shown by
the 1985 Act. 1991 is the current position. 1985 gives Your Honour - - -
BRENNAN J: Yes. What does the point you are making out of
the 1985 Act?
| Red Cross | 14 | 4/2/93 |
MR GYLES: Well, the 1985 Act was the first occasion upon
which the topic of disclosure of identity was dealt
with by the legislature.
BRENNAN J: I See. Historical interest.
MR GYLES: Well, I suppose if - the short answer is yes.
But, the scheme which this Act introduced in 1985
provided an obligation under section 15H for a
practitioner to make a record when he believes thata patient has a proclaimed disease, and he sends to
the secretary a certificate in a prescribed form,
relating to the particulars. But, Your Honour, at
that point the certificate does not require
identification of the person. It is done in a sort
of coded form, if you like.
So, the secretary of the department receives the certificate, but does not know who it is. And
indeed, section SOI:
A medical practitioner shall not -
(a) in a certificate sent under section SOH
with respect to a patient; or
(b) except in such circumstances as may be
prescribed, in any written or oral
communication made by the practitioner for the
purpose of arranging any test to ascertain whether a patient has a proclaimed disease.
state the name or address of the patient.
Then, persons who carry out tests, under SOJ, have an obligation to send in the test report "in
the prescribed form"; again, not including the
name. Under SOK, however: the Chief Health Officer of the Department
may, by notice in writing served personally or
by post -
et cetera, serve a request for the name. The medical practitioner is then required to comply but
an order authorizing such a notice must be granted
under SOL by application to the district court on
the basis that he:
has reasonable grounds for believing -
(a) that a person the subject of -
(i) a certification ..... or
(ii) a report .....
| Red Cross | 15 | 4/2/93 |
has a proclaimed disease; and
(b) that ascertaining the identity of the
person is necessary for the purpose of
safeguarding public health.
And, in hearing that, it will:
be heard and determined in the absence of the
public -
in accordance with the rules of the court. So, we
submit there is a very clear and rather elaborate
regime for suppressing the identity of a person
with a proclaimed disease, namely AIDS.
There are then provisions relating to the prevention of the spread of proclaimed diseases
which I need not trouble Your Honours with, and
section SOQ provides that:
A person who, because of the operation of this
Part, is aware or has reasonable grounds for
believing that another person has a proclaimed
disease shall not disclose any information
which may identify the other person except -
(a) with the consent of the other person;
(b) where it is necessary to do so in
connection with the administration or
execution of this Part;
(c) where ordered to do so by a court or by
any other body or person authorised by law to
examine witnesses; or
(d) in such circumstances as may be
prescribed.
Again, Your Honours, matching very closely at least the Human Tissue Act and, in my submission, at that point, one would have said the legislature, as they said in the second reading speeches, saw a special need to protect the identity of persons with AIDS, or with HIV, because, I think, as one of the speeches said, "It is the new leprosy". Then, Your Honours, the 1991 Act is a
reorganised Public Health Act and Part 3 deals with
scheduled medical conditions, and does so in
various gradations.
Your Honours, in Schedule 1 on pages 42 and
43, AIDS is to found in Category 2, which is to be
notified by medical practitioners; HumanImmunodeficiency Virus infection is to be found in
| Red Cross | 16 | 4/2/93 |
Category 3, which is to be notified by
laboratories, and Category 5 consists of those two,
one a syndrome and one is described as an
infection.
When Your Honours go back to Part 3 Scheduled Medical Conditions, Division 3 and Division 4 deal
in particular with the problems, or with the issue,
that is before the Court in this matter.
Division 3 deals with notification and treatment of
certain medical conditions and that, by section 14,
again rather similar to the 1985 legislation,
provides an obligation on the medical practitioner
to record particulars and send a certificate to the
Director-General that relates to the particulars
but does not include the identity of the patient.Similarly, if, in relation to a test, HIV is
revealed, then again a report is provided which
does not include the name.
Division 4 deals with, and only with, Category 5 medical condition, which is the very topic we are dealing with. Section 17 deals with protection of
identity and provides statutory prohibition upon
the medical practitioner stating the name and
address of the patient, except in very limitedcircumstances. It provides, in addition upon:
'
(2) A person who, in the course of providing a
service, acquires information that another
person:
(a) has been -
et cetera. So that, Their Honours in the Court of
Appeal suggest that picks up the Red Cross, and
that may well be so, we accept it is so, and it
provides a statutory obligation to take all
reasonable steps to prevent disclosure of theinformation to another person.
Again, section 17(3) provides circumstances in
which that prohibition is lifted, including the
familiar:
by order of a court or a person authorized by
law to examine witnesses;
Again, no grant of jurisdiction to do so, but it recognizes that if a valid order is made it can be
honoured. The district court may authorize the disclosure of the name and address in very special
circumstances following an application made to it.
And following that order by the district court then the order may be served and will then be complied with.
| Red Cross | 17 | 4/2/93 |
Your Honours, one could not have a clearer indication of the special necessity for privacy in
relation to this topic. Section 75 has a general
prohibition upon persons disclosing -
information obtained in connection with the
administration of this Act -
without a lawful excuse. Lawful excuse includes
for the purposes of the legal proceedings
arising out of this Act or of a report of any
such legal proceedings;
So that, so far as people administering that Act is concerned, there is no escape at all in relation to
other or third party legal proceedings.
Again, Your Honours, in the second reading
speeches which introduced the 1991 legislation, the
responsible Minister referred to the Bill
containing provisions to ensure confidentiality
consistent with the Public Health (ProclaimedDiseases) Amendment Act and so on and consistently it can be said that since 1985 that has been the
thread through the whole of the legislation.
In those circumstances, Your Honours, it can
hardly be said, in our respectful submission, that
the legislature has indicated any policy for
disclosure. Rather the contrary. Any court which
is conducting the necessary balancing exercise
would, it is submitted, bear that in mind when
approaching the problem. It would approach theproblem on the basis that the legislature has
indicated no disclosure, we would submit, unless
absolutely necessary for the purposes of the
litigation, a test which is familiar enough and was
applied by His Honour and the Court of Appeal have
inhibited themselves from doing so by giving
decisive effect to the legislation. Your Honours, the other point we submit which gives rise to a special leave issue is the nature
of the orders which were made in the present case
without any, I might say, submissions from parties
as to their form or content. Those orders are to
be found from pages 49 and onwards and, in my
respectful submission, they give rise to a very
real concern as to the court reaching down into thepreparation of litigation and not maintaining the
detachment from the fray, which is necessary and
was recently asserted in the judgments of this
Court in Dietrich's case, where it was pointed out
that judges really cannot perform the function of
looking after litigants, because to do so is to
intervene in the adversary process and which
| Red Cross | 18 | 4/2/93 |
several of Your Honours referred to the passage
from Powell v Alabama:
How can a judge, whose functions are
purely judicial, effectively discharge the
obligations of counsel for the accused? He
can and should see to it that in the
proceedings before the court the accused shall
be dealt with justly and fairly. He cannot investigate the facts, advise and direct the
defense, or participate in those necessary
conferences -
et cetera. Now, in the present case, the effect of the orders which are made, and of the letter which
is to be sent as a result of those orders, is that
the plaintiff in the case is effectively being
facilitated to obtain an interview with the donor
under circumstances where the donor is under no
threat of any proceedings from anybody. And we
submit that to so assist the plaintiff is to go
well beyond any forensic purpose which the rules
authorize.
Your Honours will appreciate that discovery,
which is in issue here, first of all, is
discretionary in personal injuries cases and,
secondly, the rules expressly preserve public interest immunity arguments but, thirdly, the
objective is to provide the document to the other
party for its forensic purposes.
It may be that the disclosure of a document,
in the course of discovery, might lead to a witness
being ascertained and dealt with but that is not
the function of discovery. The function of discovery is to bring the document to the attention
of the other party. I am not saying that is illegitimate to find a witness but that is not what
discovery is about, and here we have the court
carefully moulding an order addressing a letter
from solicitors to a social worker purporting - or not purporting to but in fact setting out the
thoughts of the judges about the case and passing
on the views of the plaintiff's lawyers about the
case and the part that person may play in it, incircumstances where the court has no idea at all
really of the effect of this upon the recipient.
It did not deal with that issue in its decision, it
passed that by. It said, "We don't have to look at
these issues. The legislation decides it for us
and we do not have to trouble about these other
countervailing considerations", and then they mould
this order.
DEANE J: If you fail on your first point, where does this
lead, in that it is clear enough from the judgment
| Red Cross | 19 | 4/2/93 |
that all these conditions and the letter and so on
followed the court's conclusion that discovery
should be ordered and were not, as it were, a
modification that played a part in the court's
reasoning to that conclusion.
| MR GYLES: | Indeed. |
| DEANE J: | Now, assume against yourself that leave were only |
granted on the question whether the court should
impose all these conditions, including an
undertaking not to bring proceedings and so on,
would you want an unrestricted order for discovery
in preference to this?
| MR GYLES: | No, we would wish the opportunity of putting |
submissions to the Court of Appeal about what a
proper order would be, an opportunity never
afforded to us, and the result, in our submission,
reflects that. It is an unprecedented purported
use of discovery power to achieve, by use of
conditions, something which the rules just do notcontemplate. Now, we would wish to put that to the
Court of Appeal and would wish to have instructions
as to what alternatives might be proposed and soon.
BRENNAN J: Well, I understand that as an approach that
would be taken by those who are concerned to
protect the litigating interests of the present
applicants, but I must say, I rather thought that
this was the court's response to an argument on the
applicant's behalf that there was an interest to be
considered, namely the interests of blood donors,
in particular the interest of blood donor 061.
MR GYLES: Well, Your Honour, therein lies one of the
difficulties of the Court of Appeal's approach.
They say, "We do not consider that", and they did
not. When they come to the letter, and so on, one is driven to the conclusion they have read the material, of course. But it was not dealt with as
a matter of reasoning - never faced up to it.
| BRENNAN J: | I understand that, but as I understand, what |
these are designed to do, they are to give such protection as the court thinks appropriate to a
party who is not before them.
| MR GYLES: | Yes, but, Your Honour, with all sorts of |
consequences which Their Honours never explored
with the parties here.
BRENNAN J: Well, that might be so, but your complaint is,
and is limited to, the adverse effect, from the
point of view of the litigation, on the Red Cross
| Red Cross | 20 | 4/2/93 |
Society; that the plaintiff is getting an unfair
advantage against you.
MR GYLES: | Yes, indeed, but we say - I mean as to these orders, Your Honour - - - |
BRENNAN J: Yes.
| MR GYLES: | We say that first of all there is an unfair |
advantage but, secondly, we say that it is by no
means clear that the result of a proper
consideration of the evidence about the effect upon
the person with AIDS would not be radicallydisturbed by this sort of order going out or
letters to social workers. I mean, the consequences were never explored. It did not enter the head of anybody in the Court of Appeal, as
would understand it, that this sort of order would
be made. There may be the most serious
consequences which would flow from this - never
explored.
BRENNAN J: What interest, from the litigating point of
view, is that of yours?
MR GYLES: | Because, Your Honour, we have an interest in, not only in our narrow position as a litigant, although |
| we do wish to protect that, we have the interest | |
| which we have sought to protect at all times to | |
| inhibit the supply of blood. |
BRENNAN J: Yes, I understand that.
| MR GYLES: | And the deleterious effect upon those who have |
the disease and who have been donors. Now, without evidence, Your Honours, it is, with respect to
Your Honours, a staggering thing to have done this
without - who knows what social workers are or
counsellors - - -
DEANE J: But the plain fact of it is the plaintiff could
voluntarily do everything that the Court of Appeal has required her to do. In so far as the order goes beyond a simple form of order of discovery against your client, it only imposes restrictions
on the plaintiff.
| MR GYLES: | Indeed, Your Honour, but implicit in this must |
surely be that Their Honours saw a need for such
protection. In other words, it is a qualified
order. Surely one needs to have some proper basis
for qualifying an order in this way.
DEANE J: But all I am saying is if all the Court of Appeal
has done is to require the plaintiff to do what the
plaintiff is perfectly free to do anyway, what is
your complaint?
| Red Cross | 21 | 4/2/93 |
MR GYLES: But, Your Honour, they are not free to do it
absent this order. The order is conditioned upon
this.
DEANE J: Presume that the Court of Appeal, having said,
"We're going to make an order for discovery - - -
| MR GYLES: | - - - whatever happens". |
DEANE J: They have said that, and they have then said, "Now
let's look at the conditions and we're going to put
all these restrictions on the plaintiff".
MR GYLES: In my submission, that is mere semantics. If you
say, "I will make an order on these conditions",
surely you are saying these conditions are
necessitated by the circumstances, and thus they
did not really say, "We are going to make an order
willy-nilly".
| DEANE J: | I do not read it that way. | I read it as saying, |
"We'll make an order for discovery because the
plaintiff is entitled to it and we'll now set about
framing that order in the way we think can best
protect D61", is it?
| MR GYLES: | Your Honour, even let that be so, our submission |
is that really they are processed for something
different. But let me assume that to be so, is it
not proper that the other party to the litigation
who has an interest recognized by all the courts as
legitimately put forward in the public interest as
well as their own narrow interest - is it not right
that they should have the opportunity of
considering the alternatives, and indeed leading
evidence about it, putting submissions about it?
It is an unprecedented order.
Under the circumstances, I submit that to do
it without elementary natural justice in the broad
sense - and I mean the narrow sense - is a special leave point. If Your Honours do not intervene, nothing else can achieve the purpose. Your Honours, they are our submissions.
DEANE J: Is your junior suggesting that I am wrong in
saying it was confined to what the plaintiff could
do in any event? I would be grateful to be told I
was wrong.
| MR GYLES: | The assistance was not on that point, |
Your Honour.
| DEANE J: | I see. |
| MR GYLES: | We are limited to what they said in their |
judgment, rather than - because there was no debate
| Red Cross | 22 | 4/2/93 |
upon the point, as I understand it, below, so we are
limited in the way Your Honour is limited. If
Your Honours please.
BRENNAN J: Yes, Mr Semmler?
| MR SEMMLER: | Your Honours, the applicant in this case is |
seeking leave to appeal against what is
discretionary, interlocutory decision on a matter
of practice and procedure. It seeks to do so,Your Honours, in circumstances where the plaintiff is a dying woman, who is an innocent victim of a
tainted blood transfusion, who, if this application
is successful and if the appeal is upheld against
the order made by the Court of Appeal, will be
deprived of evidence which is critical to her case·
on liability.
Your Honours, the applicant is making this
application in circumstances where any further
delay in allowing the plaintiff access to this
material to which the defendant has access, could
be very prejudicial to the plaintiff's prospects ofsuccess in this sense, that both the plaintiff and
061 have Category 4 AIDS. Both of them are dying.
The donor, 061, had that condition, at least the
HIV condition, before the plaintiff. We know the plaintiff has a life expectancy of 6 to 18 months,
and this is an unpredictable disease. It is most
difficult to ascertain precisely how long one is
likely to live in Category 4, but we do not know,
at least the plaintiff does not know, how long 061
has to live. So that any further delay could
potentially be prejudicial.
I can explain to Your Honours why this
evidence is so important, if that is necessary, and
not immediately apparent to Your Honours.
DEANE J: Is the trial date of March still extant?
| MR SEMMLER: Yes, Your Honour, 16 March. |
DEANE J: And the plaintiff plans to proceed on that day?
MR SEMMLER: Yes, Your Honour. Your Honour, it is not only
this case. The New South Wales Supreme Court last
Friday ordered that three other cases be heard
together, cases where we have not had a chance to
have discovery but because of the urgency of these matters, and the fact that they are very expensive matters to litigate, there are experts coming from
the United States to give evidence about the
critical issues of foreseeability and precautions
that could have been taken, which experts, I might
add, Your Honours, need the information which weare now seeking which the Red Cross have and which
| Red Cross | 23 | 4/2/93 |
the plaintiff does not have, and yet they cannot
have it until this order is complied with. And the
other three cases, Your Honour, we have not even
had discovery. We have not got that information. We are waiting to get the information in this case
and we have only just been ordered to have these
cases heard together. It is in the interest of
cost saving, Your Honours.
But this application is being made not only in those circumstances, Your Honour, but it is being
made in circumstances where the Court of Appeal
has, with respect, carefully and sensitively
drafted orders which can only be said to be very
restrictive on the plaintiff's entitlement to have
information that in other circumstances the
plaintiff would have a right to have, it being
information relating to a relevant witness, and would have the right to interview that witness.
These are the circumstances: the New South
Wales Court of Appeal has gone to great lengths, if Your Honours read the letter - if Your Honours read
the orders that they have made - to protect the
very interest that was being argued - at least part
of the interest that was being argued by my learned
friend's predecessor in the Court of Appeal and
before His Honour Mr Justice Newman, and in
circumstances, Your Honours, where Parliament, it
is quite clear, has already considered the
significance of the matters that are now being
raised before Your Honours and were raised before
the Court of Appeal. The Parliament of New South
Wales has specifically authorized disclosure of
this kind of information in this kind of
circumstance.
Your Honours, of course, it is an important -
the issue of the blood supplies integrity - - -
BRENNAN J: When you say it is specifically authorized, you
mean it has not precluded confidentiality? Yes, Your Honour, that is, with respect, more precisely putting it. When the Court of Appeal
talked about "blanket immunity" and how a blanket
immunity approach could not be justified, what they
were saying was that given that the Parliament in
section 37 of the Human Tissue Act has said, on the
one hand steps must be taken to keep the identity
of blood donors secret, but on the other hand there
are circumstances in which that identity may be
revealed, it is simply not appropriate to say,
"Well, this fear of the Red Cross about the effect
on the blood supply of breaching donor
confidentiality is something to which a blanket
| Red Cross | 24 | 4/2/93 |
immunity must be applied so far as disclosure is
concerned" .
As Your Honour the presiding Judge correctly
pointed out, with respect, that is the point of
this. The Red Cross, before the trial judge and
before the Court of Appeal, made quite clear, and
it is apparent from the judgment, that their fear -
Dr Wylie expressed this and it was expressed
through their counsel - was that if the
confidentiality of their donors could not be
maintained the blood supply might be affected.
That was said by Dr Wylie on behalf of the Red
Cross in evidence and yet it was a statement made
on a completely false premise: that is, that this
could not occur already. Clearly it can have
occurred, the potential has been there for
breaching that confidentiality since 1991, sincethe Parliament enacted this legislation. He,
himself, on behalf of the Red Cross, was clearly
unaware of legislation that is critically concerned
with his client in particular. If Your Honours
read the provisions of section 37, that is quite
apparent.
Similarly, His Honour Mr Justice Newman was
under a misapprehension. At least it was not
brought to his attention that there was this
countervailing consideration that significantly
affected the weight which anyone could place upon
the survey evidence results because, if one can use
the vernacular, it exploded the myth that these
things could not occur already.
These respondents to this survey were asked,
"What would you do if these things might occur, if
they were to occur in the future?" Of course,
there was a certain percentage who said, "We wouldbe disinclined to give blood". But what was not
ever put to them in the survey was, "Are you aware
that this can happen already?". Indeed, not only could it happen by operation of the New South Wales
legislation, but it had happened by the time this
survey was carried out in Victoria by reason of the
Full Court's decision in the case of BC and theAustralian Red Cross where the Court decided that
limited disclosure was permissible.
There was no evidence, Your Honours, before
Mr Justice Newman or before the Court of Appeal
called by the Red Cross to say that this order of
the Victorian court had had some kind of
catastrophic effect upon the blood supply, none
whatsoever, and yet the order had already been made
and it has been made. There was a survey done
without reference to that fact.
| Red Cross | 25 | 4/2/93 |
The survey was done without reference to the
fact that the presumptions that were being put to
the respondents to the survey were based on a false
premise, and it was because of that fact having
been brought to the attention of the Court of properly, took the view that the difficulty that
His Honour Mr Justice Newman had in weighing up the
competing considerations was not a difficulty that
they would have.
If Your Honours read His Honour's judgment, it
is full not only of reservations about the possible
effect on the blood supply, but reservations about
whether what he was about to do and in fact did was
really the correct thing to do in the
circumstances. The closing words of his judgment
make that clear. The word has been left out of the
transcript, but he says:
Accordingly, I confess with some -
and then there is a blank -
I dismiss the plaintiff's motion -
Presumably it was a word such as "reservations" or
"concerns" or whatever. The reason why he had those reservations was that this was a very evenly
balanced public interest immunity consideration.
On the one hand there was a powerful interest - and
there always is, Your Honours, with respect - in
the proper administration of justice. It is aparamount principle of the civil litigation system
that litigants should not be denied access to
relevant material, particularly material which is available to another litigant in the same action.
His Honour had difficulty with the matter
because it was evenly balanced. The reason why the
Court of Appeal was justified in taking the step that it did was because there was now injected into the process, placed on the scales on the plaintiff's side, a far more weighty consideration, something that clearly outweighed the hearsay
evidence that had been admitted as part of the
defendant's case. That was that that evidenceitself, which was the sole basis on which
His Honour decided in favour of the defendant, wasbased on a misapprehension. There was a false
premise which formed its basis and once the Courtof Appeal was aware of that, the case was clearly one where the balance came down fairly and squarely on the side of disclosure of this information. His Honour Mr Justice Newman recognized that in his judgment where he said there must be few
| Red Cross | 26 | 4/2/93 |
cases where the paramount interests of the
administration of justice must give way to some
other public interest and as Your Honours would no
doubt be more aware than I, that if one looks
through the law reports there are very few cases
where the public interest immunity consideration,
in various circumstances, has been upheld. Both
here, in the United States, in Canada, and if
Your Honours ultimately hear the appeal,
Your Honours will here about these cases, but time and time again in blood transfusion cases thispoint is taken; time and time again the courts here
and in other parts of the world say, "Yes, we
recognize the risk. We can accommodate that. We can balance the competing considerations by the
kind of complicated, sensitive, restrictive ordersthat the New South Wales Court of Appeal has made
in this case" .
The Victorian Full Court had no difficulty in
that it had similar - it had some survey evidence
before it. It in BC reached the conclusion that
notwithstanding that, it could make the order and
it proceeded to do so, and there was no - - -
BRENNAN J: What is the reference to BC?
| MR SEMMLER: | I have copies | it, Your Honour. | It is an |
unreported decision of the Supreme Court of
Victoria Appeal Division dated 7 March 1991.
Could I take Your Honours particularly to
pages 10 and 11 of that judgment? What happened in
that case, Your Honours, was that the trial judge
had some evidence of a less sophisticated survey
than was tended in this case, but hearsay surveys,
I recall nevertheless, it was admitted. But he
took the view, notwithstanding the survey, that the
interests of the plaintiff, and the interests of
the proper administration of justice, outweighed
this suggested risk to the blood supply.
In the Full Court, at the bottom of page 10,
the last paragraph - it is ironical, Your Honours,
but the court noted the very situation which arose
in this case, that the provisions of the comparable
Victorian legislation had not been brought to the
attention of the trial judge, as I understand it,
and I will read it to you, Your Honours:
These provisions and their predecessors,
which were introduced retrospectively in 1985,
appear to implement a deliberate public policy
that poses a threat to a donor that
information given to the Red Cross will not be
kept in confidence but will be revealed and
liable to be the subject of prosecution,
| Red Cross | 27 | 4/2/93 |
punishment and attendant publicity, if a
statement in the prescribed form is false in a
material particular.
Having not been referred to these
provisions His Honour is likely to have tended
to have over-estimated the weight of the
public interest relied on by the Red Cross.
However, it is not necessary for the purposes
of my decision to rely on that.
Your Honours, it was not necessary for him,
but His Honour, with respect, has neatly summarized
precisely what the Court of Appeal in New South
Wales then did last month. It, again, having
realized that a critical, or very relevant piece of
legislation had not been referred to the judge who
made the decision, Justice Newman - it then
decided, in the balancing exercise which it was
required to carry out under Sankey v Whitlam, it
decided that His Honour probably did overestimate
the weight of the public interest relied on by the
Red Cross, based on that survey result, because he
had not been referred to this legislation which, in
effect, shows that re·gardless of this case, donor
confidentiality cannot be maintained by reason of
the holes in the blanket, if I can put it way,
which the legislation itself has introduced.
So, Your Honours, in Victoria, of course, in
that case, the order was made and the appeal by the
Red Cross was dismissed without the need, in
effect, to invoke this legislation, although
His Honour in that passage made quite clear it would diminish any weight to be attached to that
kind of a survey.
Your Honours will see, if Your Honours read
His Honour Justice Newman's judgement at page 7 of
the application book, His Honour said, at line 30: However, like Cummins Jin BC's case -
Mr Justice Cummins having been the trial judge, or
the judge who heard the application -
I would not, if his evidence was standing
alone -
and he is referring to Dr Wylie's fear about the
blood supply -
be persuaded any further than he was as to the
extent of the risk which ultimately is
reflected in the public interest immunity
point. But here Dr Wylie's evidence does not
stand alone.
| Red Cross | 28 | 4/2/93 |
Then he goes on to talk about the survey.
| DEANE J: | It probably has nothing to do with this, but is it |
the same D61?
| MR SEMMLER: | No. |
DEANE J: It is not? It is just a coincidence, is it?
| MR SEMMLER: | No, it is a pure coincidence, Your Honour, it |
is obviously an unlucky number. Your Honours, it is a different person. Your Honours, the point about His Honour Justice Newman's judgment is, if you read it, it is quite clear - this was never a
case where the balance clearly came down on one
side or the other, it was always a borderline case
and His Honour had the reservation, even though the
word was not used in the last paragraph of his
it. judgment, he had very significnt reservations about The Court of Appeal was justified in exercising their discretion in the way that they
did because they had before them, and were aware of, the legislation and were aware of the significance of it. Your Honours, my learned friend has taken you to the relevant passage.
The most relevant provision is section 37 of the Human Tissue Act, which makes quite clear,
Your Honours, that there is an interest, and no one would deny that there is an interest in donors having anonymity, but it makes quite clear that there are various circumstances in which Parliament has considered that that interest can be overcome, but there may be other circumstances which justify a breach of that confidentiality. Your Honours, if you look at section 37(3)(c),
one of those circumstances, curiously, is if the
disclosure of the information is in connection with bona fide medical research. Now, if Your Honours compare that situation that Parliament contemplated
with the situation in this case, the compelling
need and justification for a court, as the Court of
Appeal did, to decide that the public interest in
the administration of justice should override this
prima facie interest of blood donors in having
their names kept confidential, is quite apparent,
because by comparison the plaintiff's need in this
case, the critical aspect of that need - there is a
real risk that she will lose this case without this
evidence, without being able to prove the causal
connection between her allegation of negligence, of
proper failure to warn and being able to prove that
if the donor had been properly screened and warned
himself, he would have acted in a particular way.
| Red Cross | 29 | 4/2/93 |
She runs the risk of losing the litigation. How much more significant, Your Honours, is that than a situation where Parliament says, "Well, these names
can be disclosed in connection with bona fide
medical research."
Your Honours, if Parliament contemplates that
kind of situation as justifying disclosure or as
being a circumstance within which disclosure must
take place, then how compelling is the need and how
justified was the Court of Appeal in saying that
disclosure ought to be made in this place, even
considering the hearsay evidence which was allowed
in relation to the possibility of a threat to the
blood supply.
Your Honours, there is no point of law of public importance in this case. The issue of the
blood supplier's integrity is no doubt an issue of
public importance. One could not cavil at that proposition, but there is no point of law of public
importance. This is, as I said at the outset, a
discretionary interlocutory decision against which special leave is being sought to appeal in respect
of a decision taken on the particular facts of the
case. There is no suggestion that any wrong
principle was applied. Everyone agreed, as did theCourt of Appeal, that the proper test was the
Sankey v Whitlam balancing exercise and
notwithstanding what my learned friend has said, that is precisely the exercise that the Court of
Appeal applied.
What it did, however, was to say, on the
evidence that was before His Honour Justice Newman
there was some uncertainty and that is reflected in
His Honour's judgment, and we share the concerns.
There are valid criticisms to be made of this
survey evidence, but there is also something that
can strongly be said about - or there is something
disturbing about some of these results, but then they said, "We have some additional considerations
which affect the weight of that evidence that was
taken into account."
So that it is a case that was decided on its
own facts and other cases would be decided on their
own facts, no doubt on similar questions of
disclosure in a particular case, but there is no
point of law of public importance, there is no
question of any conflict between States as to the
interpretation of similar legislation. Indeed, the
only other case is that the judges reach the same
conclusion as the Court of Appeal and, indeed,
judges in the United States have reached exactly
that conclusion.
| Red Cross | 30 | 4/2/93 |
Your Honours, so there is no question of
principle. There is a question on its facts, it is
an interlocutory decision. The fundamental issue
however, Your Honours, is that it was always a fine
balancing exercise. The Court of Appeal was
justified in accepting precisely what the
Parliament has said in the Human Tissue Act, that
there are circumstances in which - - -
| BRENNAN J: | I think you have made that point, Mr Semmler. |
MR SEMMLER: | Yes, Your Honour. Well, Your Honour, they are the submissions of the respondent. |
| BRENNAN J: | Mr Gyles? |
| MR GYLES: | May I just make a few points shortly, |
Your Honours.
First of all, my friend says this is a matter of practice and procedure.
On an interlocutory
basis that is true, but the issue which arises here
will always be such an issue, and if there is an
error in principle in approaching it then we submit
that it is appropriate for the High-Court to
intervene.
Secondly, Your Honours, my learned friend has
said much about this being necessary for the case.
Your Honours have not heard argument about that, and I have not addressed that issue, but it was an
issue argued by us before the Court of Appeal, and
we would wish to do so, either here or in the
Court of Appeal if an appeal is granted, because it
is a question of deciding in truth, on the facts of
the particular case, and this case is different to
the Victorian case, whether the forensic necessity
for it really exists in the way my learned friendput forward.
I note the case was started in early 1991
without this material, presumably because they
thought they had a good case, and three other cases
are being heard at the same time as this one,
without this material. So that Your Honours should
not assume, because of my friend's advocacy, that it is necessary in the strict sense for his case.
Your Honours, my learned friend put that there
was no evidence that the Victorian position was
different after Re BC. On the contrary, Dr Wylie gave evidence in the Court of Appeal that the
supply of blood in Victoria had been less since
that decision. That was an issue which was put to
him and he did give evidence about it.
| Red Cross | 31 | 4/2/93 |
More fundamentally, the position which my
learned friend's submission exposes the following -
before Mr Justice Newman, I am sorry. The position
that is being put is this: Mr Justice Newman accepted evidence, both from Dr Wylie and from
surveys, which established the proposition of
detriment to the blood supply. That was challenged
in the Court of Appeal, and that finding was notset aside by the Court of Appeal. They had some
reservations about the survey evidence but not set
aside. What they did say was the legislation,
which has the capacity to have disclosure under
certain circumstances, excludes or ends the case.
My learned friend, faced with the difficulty of supporting that, says what they really meant was
that the survey evidence was based upon a false
premise. It is not a bad argument except that it
was not put by the Court of Appeal as part of their
judgment and, more importantly, was never put to
any of the witnesses that were called before the
Court of Appeal.
Your Honours have not seen the survey;
Your Honours have not seen the evidence. It was never suggested to any of them that there was a
flaw in it because of this ability, under very
extreme circumstances, to order disclosure and for
all we know that was a circumstance well known to
everybody. So that my friend's attempt to support
the Court of Appeal by a piece of reasoning they
did not advance, in my submission, cannot succeed
and, indeed, if the Court of Appeal did basethemselves on that view they did so in breach of
the rules of natural justice because they did not
put that to anybody who could have given theevidence. The Court of Appeal are not experts in
surveys, they are not experts in what effect
something will have upon the mind of a blood donor;
they had no evidence about it; they had no basis
to act.
Your Honours, the Victorian decision is
referred to. If Your Honours are looking at that, might I give Your Honours the benefit of
Mr Justice Cummins' decision below, because this
decision was referred to by His Honour
Mr Justice Newman. It was referred to him and as Your Honours will see from page 18 of the judgment,
His Honour Mr Justice Cummins did look at the two
statutes in issue in Victoria.
It was not, as my learned friend said, that he
had not been referred to them. He had been referred to the two statutes. He mentioned a number of sections. The Court o·f Appeal said he
did not mention other sections. I do not know
| Red Cross | 32 | 4/2/93 |
whether one presumes that he did not look at them
because he did not refer to them, but none the less
this very legislation with the mirror in New South
Wales is referred to. Neither he nor the Full
Court in Victoria took the view that that ended the matter or that that put aside all questions of balancing.
Your Honours would not assume that the factual
situation in the Victorian case was on all fours
with the factual situation before
Mr Justice Newman. Indeed, His Honour, having taken into account fully what was said here, took
it into account and said, "The facts before me aredifferent". So that we respectfully submit that
the issue was fully and properly fought before him·
and the Court of Appeal have erred in principle in
doing what they did.
My learned friend also on several occasions
said that other courts in other places have made
similar orders. Your Honours, for every decision
he can cite one way, my learned junior has a list
of cases the other way. It is an issue all round
the world and it is far from correct to suggest
that the answer is one way; on the contrary. we
would submit that is a sound reason for having the
issues in this case examined in this Court, at
least so far as principle is concerned. If all it
means is that the Court of Appeal have to now go
back and do a proper balancing exercise, that is,
in our submission, the required remedy.
In so far as the March hearing date is
concerned, Your Honours, it would be wrong, bearing
in mind that proceedings were started, I think,
prior to April last year, informal discovery not
ordered until December, this application not made
until December, as I understand it, it would be
wrong to weigh in the scales, in my submission in
difficult to have this Court hear an appeal in those circumstances, the fact that it would be time. That is the plaintiff's making, it is not
the Court's making, and I would respectfully submitthat should not be a factor which would weigh on Your Honour's mind as to the grant of special leave. If we have established a case of special
leave, then no doubt one way or another theprocedures can be moulded to meet it, and the fact that there was an unexplained delay in this application should not influence Your Honours' minds against a grant of special leave. If
Your Honours please.
| Red Cross | 33 | 4/2/93 |
| BRENNAN J: The Court will adjourn briefly to consider what | course it should take. |
AT 3.54 PM SHORT ADJOURNMENT
UPON RESUMING AT 4.00 PM:
BRENNAN J: The application for special leave does not
challenge the correctness of the legal principle
which was common ground between the parties,
namely, that the making of an order to compel the
disclosure of a blood donor's identity depends on
the balance struck between the public interest in
the administration of justice and the interests of
the plaintiff on the one hand, and the public
interest in protecting the supply of blood and theinterests of blood donors on the other.
The applicant submits that the Court of Appeal
did not correctly apply that test and misunderstood
the significance of the confidentiality provisionsof the Hu.man Tissue Act 1983 (NSW), and Part 3 of
the Public Health Act 1991 (NSW). We do not understand their Honours to have regarded the
legislation as conclusive of the order which should
have been made. Rather, we understand
their Honours to have addressed the balancing
exercise and to have considered the legislation as
bearing upon the factor which the applicant had
relied on before Mr Justice Newman. That factor was the "shield of confidence" which the applicant
could assure blood donors that they would have.
Clearly no absolute assurance could be given.As we read the judgment, their Honours found on balance that an order for disclosure should be made. Without endorsing all that their Honours
said in reference to the legislation, we do not think that there was any error of principle affecting the decision which they reached. The subsidiary question as to the form of the order is not one which should attract the grant of
special leave in all the circumstances of this case. Accordingly, special leave will be refused.
| MR SEMMLER: | I would seek costs, Your Honours. |
| BRENNAN J: | Do you have anything to say? | Special leave |
will be refused with costs. Adjourn the Court.
AT 4.02 PM THE MATTER WAS ADJOURNED SINE DIE
| Red Cross | 34 | 4/2/93 |
Key Legal Topics
Areas of Law
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Civil Procedure
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Statutory Interpretation
Legal Concepts
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Appeal
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Jurisdiction
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Statutory Construction
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Standing
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